$344 Million is the total value of EQUITEC SPECIALISTS, LLC's 104 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 77.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | VERISIGN INCsdcv 3.250% 8/1 | $40,112,000 | +88.6% | 17,502,000 | +107.1% | 11.65% | +192.8% | |
| TMUSP | Buy | T MOBILE US INCconv pfd ser a | $34,676,000 | +15.5% | 444,164 | +8.8% | 10.07% | +79.2% |
| RPTPRD | Sell | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $31,601,000 | -6.7% | 460,248 | -4.2% | 9.18% | +44.7% |
| RILY | B RILEY FINL INC | $26,720,000 | +39.5% | 2,000,000 | 0.0% | 7.76% | +116.5% | |
| Buy | VECTOR GROUP LTDfrnt 1/1 | $18,330,000 | +11.3% | 12,383,000 | +9.0% | 5.32% | +72.7% | |
| WELLPRI | Buy | WELLTOWER INC6.50% pfd prepet | $16,216,000 | +139.5% | 243,659 | +144.0% | 4.71% | +271.6% |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $13,576,000 | +75.7% | 6,112,000 | +19.6% | 3.94% | +172.8% | |
| EPRPRC | Buy | EPR PPTYSpfd c cnv 5.75% | $13,487,000 | +31.0% | 439,785 | +31.2% | 3.92% | +103.3% |
| SWH | New | STANLEY BLACK & DECKER INCunit 11/17/20166 | $12,455,000 | – | 98,588 | +100.0% | 3.62% | – |
| IRDMB | Buy | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $8,792,000 | +61.3% | 29,523 | +75.1% | 2.55% | +150.3% |
| RYAMPRA | New | RAYONIER ADVANCED MATLS INCpfd cv ser a | $8,730,000 | – | 83,266 | +100.0% | 2.54% | – |
| FCAM | Buy | FIAT CHRYSLER AUTOMOBILES Nman cov sec 16 | $8,008,000 | +434.9% | 125,000 | +400.0% | 2.32% | +730.4% |
| Sell | XPO LOGISTICS INCnote 4.500%10/0 | $7,909,000 | -8.5% | 3,519,000 | -34.4% | 2.30% | +42.0% | |
| WDC | Sell | WESTERN DIGITAL CORPput | $7,367,000 | +22.2% | 126,000 | -1.3% | 2.14% | +89.6% |
| JPMWS | New | JPMORGAN CHASE & CO*w exp 10/28/201 | $7,107,000 | – | 288,550 | +100.0% | 2.06% | – |
| AMSGP | Buy | AMSURG CORPpfd cnv sr a-1 % | $6,696,000 | +5256.8% | 52,802 | +6004.3% | 1.94% | +8352.2% |
| UVV | Buy | UNIVERSAL CORP VAcall | $6,270,000 | +32.3% | 107,700 | +31.2% | 1.82% | +105.2% |
| DYNC | Buy | DYNEGY INC NEW DELunit 07/01/20191 | $5,604,000 | +93.8% | 67,611 | +151.9% | 1.63% | +200.7% |
| BKHU | Sell | BLACK HILLS CORPunit 99/99/9999 | $5,046,000 | -54.0% | 73,169 | -53.2% | 1.46% | -28.6% |
| New | WHITING PETE CORP NEWdbcv 1.250% 6/0 | $4,800,000 | – | 5,000,000 | +100.0% | 1.39% | – | |
| AGNPRA | Buy | ALLERGAN PLCpfd conv ser a | $4,662,000 | +79.8% | 5,675 | +82.4% | 1.35% | +179.2% |
| New | PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $4,524,000 | – | 3,000,000 | +100.0% | 1.31% | – | |
| CCIPRA | Sell | CROWN CASTLE INTL CORP NEWcnv pfd stk sr a | $4,422,000 | -89.5% | 39,127 | -88.7% | 1.28% | -83.7% |
| WPXP | Buy | WPX ENERGY INCpfd ser a cv | $3,424,000 | +389.1% | 55,799 | +268.2% | 0.99% | +658.8% |
| KMI | Buy | KINDER MORGAN INC DELcall | $3,391,000 | +912.2% | 146,600 | +719.0% | 0.98% | +1463.5% |
| FTRPR | Buy | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $3,277,000 | +1136.6% | 39,052 | +1296.7% | 0.95% | +1802.0% |
| CCI | Buy | CROWN CASTLE INTL CORP NEWput | $3,231,000 | +894.2% | 34,300 | +971.9% | 0.94% | +1437.7% |
| SPANSION LLCnote 2.000% 9/0 | $2,969,000 | +14.7% | 1,280,000 | 0.0% | 0.86% | +78.1% | ||
| FCAU | New | FIAT CHRYSLER AUTOMOBILES Ncall | $2,471,000 | – | 386,100 | +100.0% | 0.72% | – |
| UVV | Buy | UNIVERSAL CORP VAput | $2,404,000 | +23.2% | 41,300 | +22.2% | 0.70% | +91.2% |
| SWNC | Buy | SOUTHWESTERN ENERGY CO | $2,338,000 | +293.6% | 74,070 | +275.6% | 0.68% | +511.7% |
| CCI | Buy | CROWN CASTLE INTL CORP NEWcall | $1,903,000 | +87.7% | 20,200 | +102.0% | 0.55% | +191.1% |
| AMTRUST FINL SVCS INCnote 5.500%12/1 | $1,577,000 | +9.5% | 850,000 | 0.0% | 0.46% | +70.3% | ||
| TMUS | Sell | T MOBILE US INCput | $1,565,000 | +1.3% | 33,500 | -6.2% | 0.45% | +57.1% |
| DCUD | New | DOMINION RES INC VA NEWunit 08/15/2019 | $1,527,000 | – | 30,600 | +100.0% | 0.44% | – |
| VRSN | New | VERISIGN INCput | $1,354,000 | – | 17,300 | +100.0% | 0.39% | – |
| MDCO | Buy | MEDICINES COcall | $1,249,000 | +209.2% | 33,100 | +175.8% | 0.36% | +377.6% |
| KND | Buy | KINDRED HEALTHCARE INCcall | $1,220,000 | +439.8% | 119,400 | +497.0% | 0.35% | +742.9% |
| New | ALTRA INDL MOTION CORPnote 2.750% 3/0 | $1,179,000 | – | 1,000,000 | +100.0% | 0.34% | – | |
| GMWSB | Buy | GENERAL MTRS CO*w exp 07/10/201 | $1,115,000 | +368.5% | 79,838 | +251.9% | 0.32% | +620.0% |
| WDC | Sell | WESTERN DIGITAL CORPcall | $1,082,000 | -21.1% | 18,500 | -36.2% | 0.31% | +22.7% |
| VRSN | New | VERISIGN INCcall | $704,000 | – | 9,000 | +100.0% | 0.20% | – |
| GXP | New | GREAT PLAINS ENERGY INC | $648,000 | – | 23,750 | +100.0% | 0.19% | – |
| AHPPRB | Sell | ASHFORD HOSPITALITY PRIME INpfd cv ser b | $636,000 | -52.7% | 27,240 | -54.8% | 0.18% | -26.3% |
| XPO | Buy | XPO LOGISTICS INCcall | $631,000 | +120.6% | 17,200 | +57.8% | 0.18% | +238.9% |
| JONE | New | JONES ENERGY INCput | $498,000 | – | 140,000 | +100.0% | 0.14% | – |
| NEEPRR | New | NEXTERA ENERGY INCunit 09/01/2019 | $493,000 | – | 9,900 | +100.0% | 0.14% | – |
| SWK | New | STANLEY BLACK & DECKER INCcall | $443,000 | – | 3,600 | +100.0% | 0.13% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $422,000 | – | 8,688 | +100.0% | 0.12% | – |
| MDR | Buy | MCDERMOTT INTL INCcall | $411,000 | +48.9% | 82,000 | +47.0% | 0.12% | +128.8% |
| TMUS | Sell | T MOBILE US INCcall | $406,000 | -58.3% | 8,700 | -61.3% | 0.12% | -35.2% |
| AGN | New | ALLERGAN PLCcall | $392,000 | – | 1,700 | +100.0% | 0.11% | – |
| WELL | New | WELLTOWER INCput | $374,000 | – | 5,000 | +100.0% | 0.11% | – |
| IONS | Buy | IONIS PHARMACEUTICALS INCcall | $330,000 | +469.0% | 9,000 | +260.0% | 0.10% | +772.7% |
| HES | New | HESS CORPcall | $268,000 | – | 5,000 | +100.0% | 0.08% | – |
| CPHD | New | CEPHEIDput | $237,000 | – | 4,500 | +100.0% | 0.07% | – |
| WLL | New | WHITING PETE CORP NEWcall | $199,000 | – | 22,800 | +100.0% | 0.06% | – |
| FCAU | New | FIAT CHRYSLER AUTOMOBILES Nput | $193,000 | – | 30,200 | +100.0% | 0.06% | – |
| MNKD | Sell | MANNKIND CORPcall | $178,000 | -50.4% | 287,700 | -7.0% | 0.05% | -22.4% |
| FOR | FORESTAR GROUP INCcall | $170,000 | -1.2% | 14,500 | 0.0% | 0.05% | +53.1% | |
| IONS | Buy | IONIS PHARMACEUTICALS INCput | $161,000 | +600.0% | 4,400 | +340.0% | 0.05% | +1075.0% |
| RYAM | New | RAYONIER ADVANCED MATLS INCcall | $155,000 | – | 11,600 | +100.0% | 0.04% | – |
| WFC | New | WELLS FARGO & CO NEW | $146,000 | – | 3,303 | +100.0% | 0.04% | – |
| SWN | SOUTHWESTERN ENERGY COput | $138,000 | +9.5% | 10,000 | 0.0% | 0.04% | +66.7% | |
| XNCR | XENCOR INC | $134,000 | +28.8% | 5,489 | 0.0% | 0.04% | +105.3% | |
| GALE | Buy | GALENA BIOPHARMA INCcall | $129,000 | -12.2% | 368,500 | +17.0% | 0.04% | +37.0% |
| XLNX | New | XILINX INCput | $125,000 | – | 2,300 | +100.0% | 0.04% | – |
| MNKD | Sell | MANNKIND CORPput | $116,000 | -47.0% | 187,600 | -0.4% | 0.03% | -17.1% |
| BKH | New | BLACK HILLS CORPcall | $116,000 | – | 1,900 | +100.0% | 0.03% | – |
| KRNY | Sell | KEARNY FINL CORP MD | $111,000 | -29.7% | 8,139 | -35.1% | 0.03% | +6.7% |
| WLH | Buy | LYON WILLIAM HOMEScall | $93,000 | +132.5% | 5,000 | +100.0% | 0.03% | +285.7% |
| WFCWS | New | WELLS FARGO & CO NEW*w exp 10/28/201 | $86,000 | – | 6,887 | +100.0% | 0.02% | – |
| KMI | Sell | KINDER MORGAN INC DELput | $83,000 | -37.6% | 3,600 | -49.3% | 0.02% | -4.0% |
| AFSI | New | AMTRUST FINL SVCS INCcall | $80,000 | – | 3,000 | +100.0% | 0.02% | – |
| WCFB | New | WCF BANCORP INC | $69,000 | – | 8,283 | +100.0% | 0.02% | – |
| HCAP | HARVEST CAP CR CORP | $66,000 | -5.7% | 5,458 | 0.0% | 0.02% | +46.2% | |
| GRSHW | New | GORES HLDGS INC*w exp 08/13/202 | $59,000 | – | 49,177 | +100.0% | 0.02% | – |
| JONE | New | JONES ENERGY INC | $51,000 | – | 14,237 | +100.0% | 0.02% | – |
| ECPG | Sell | ENCORE CAP GROUP INCcall | $45,000 | -57.5% | 2,000 | -55.6% | 0.01% | -35.0% |
| TSLA | TESLA MTRS INCput | $41,000 | -2.4% | 200 | 0.0% | 0.01% | +50.0% | |
| GFF | New | GRIFFON CORPput | $43,000 | – | 2,500 | +100.0% | 0.01% | – |
| AMSG | New | AMSURG CORPput | $34,000 | – | 500 | +100.0% | 0.01% | – |
| JONE | New | JONES ENERGY INCcall | $36,000 | – | 10,000 | +100.0% | 0.01% | – |
| PCRX | New | PACIRA PHARMACEUTICALS INCput | $34,000 | – | 1,000 | +100.0% | 0.01% | – |
| STAR | Sell | ISTAR INCput | $32,000 | -30.4% | 3,000 | -37.5% | 0.01% | 0.0% |
| MDCO | MEDICINES COput | $23,000 | +15.0% | 600 | 0.0% | 0.01% | +75.0% | |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $22,000 | – | 100 | +100.0% | 0.01% | – |
| HZNP | HORIZON PHARMA PLCcall | $20,000 | +11.1% | 1,100 | 0.0% | 0.01% | +100.0% | |
| CX | CEMEX SAB DE CVcall | $21,000 | +23.5% | 2,700 | 0.0% | 0.01% | +100.0% | |
| KAMN | New | KAMAN CORPput | $22,000 | – | 500 | +100.0% | 0.01% | – |
| GALE | Sell | GALENA BIOPHARMA INCput | $16,000 | -71.4% | 45,600 | -62.1% | 0.01% | -50.0% |
| NXEOW | NEXEO SOLUTIONS INC*w exp 06/09/202 | $16,000 | -5.9% | 25,000 | 0.0% | 0.01% | +66.7% | |
| GLNG | GOLAR LNG LTD BERMUDA | $15,000 | +36.4% | 700 | 0.0% | 0.00% | +100.0% | |
| CLDCF | New | CHINA LENDING CORP*w exp 03/30/202 | $13,000 | – | 62,979 | +100.0% | 0.00% | – |
| JBLU | JETBLUE AIRWAYS CORPput | $9,000 | +12.5% | 500 | 0.0% | 0.00% | +200.0% | |
| KMIWS | Sell | KINDER MORGAN INC DEL*w exp 05/25/201 | $12,000 | -29.4% | 767,292 | -28.5% | 0.00% | 0.0% |
| GLNG | Sell | GOLAR LNG LTD BERMUDAcall | $11,000 | -52.2% | 500 | -66.7% | 0.00% | -25.0% |
| JPM | New | JPMORGAN CHASE & CO | $7,000 | – | 100 | +100.0% | 0.00% | – |
| WTFCW | WINTRUST FINL CORP*w exp 12/19/201 | $6,000 | 0.0% | 200 | 0.0% | 0.00% | +100.0% | |
| HCACW | HENNESSY CAP ACQUISITION COR*w exp 07/28/202 | $8,000 | -38.5% | 20,800 | 0.0% | 0.00% | 0.0% | |
| CX | CEMEX SAB DE CVspon adr new | $2,000 | 0.0% | 312 | 0.0% | 0.00% | – | |
| IMGN | New | IMMUNOGEN INC | $5,000 | – | 2,000 | +100.0% | 0.00% | – |
| VLYWS | Sell | VALLEY NATL BANCORP*w exp 11/14/201 | $2,000 | -77.8% | 37,670 | -67.2% | 0.00% | -50.0% |
| MNKD | Sell | MANNKIND CORP | $0 | -100.0% | 100 | -94.7% | 0.00% | – |
| ANAC | Exit | ANACOR PHARMACEUTICALS INCput | $0 | – | -69,000 | -100.0% | 0.00% | – |
| GMWSA | Exit | GENERAL MTRS CO*w exp 07/10/201 | $0 | – | -28 | -100.0% | 0.00% | – |
| ANAC | Exit | ANACOR PHARMACEUTICALS INCcall | $0 | – | -55,700 | -100.0% | 0.00% | – |
| GALE | Exit | GALENA BIOPHARMA INC | $0 | – | -100 | -100.0% | 0.00% | – |
| CADTW | Exit | DT ASIA INVTS LTD*w exp 03/29/202 | $0 | – | -25,000 | -100.0% | -0.00% | – |
| ECPG | Exit | ENCORE CAP GROUP INCput | $0 | – | -200 | -100.0% | -0.00% | – |
| HES | Exit | HESS CORP | $0 | – | -73 | -100.0% | -0.00% | – |
| COWN | Exit | COWEN GROUP INC NEWcall | $0 | – | -4,200 | -100.0% | -0.00% | – |
| BG | Exit | BUNGE LIMITED | $0 | – | -158 | -100.0% | -0.00% | – |
| Exit | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| HLSWS | Exit | HEALTHSOUTH CORP*w exp 01/17/201 | $0 | – | -18,982 | -100.0% | -0.01% | – |
| AEUA | Exit | ANADARKO PETE CORPunit 99/99/9999 | $0 | – | -1,064 | -100.0% | -0.01% | – |
| KMI | Exit | KINDER MORGAN INC DEL | $0 | – | -2,209 | -100.0% | -0.01% | – |
| Exit | DANAHER CORP DELnote 1/2 | $0 | – | -21,000 | -100.0% | -0.01% | – | |
| HLS | Exit | HEALTHSOUTH CORPcall | $0 | – | -1,600 | -100.0% | -0.01% | – |
| XPO | Exit | XPO LOGISTICS INC | $0 | – | -2,721 | -100.0% | -0.01% | – |
| WPX | Exit | WPX ENERGY INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| CSGS | Exit | CSG SYS INTL INCcall | $0 | – | -3,100 | -100.0% | -0.02% | – |
| TSN | Exit | TYSON FOODS INCput | $0 | – | -2,500 | -100.0% | -0.03% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -19,200 | -100.0% | -0.03% | – |
| BGCP | Exit | BGC PARTNERS INCput | $0 | – | -19,200 | -100.0% | -0.03% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -15,123 | -100.0% | -0.04% | – |
| MU | Exit | MICRON TECHNOLOGY INCput | $0 | – | -15,200 | -100.0% | -0.04% | – |
| XPO | Exit | XPO LOGISTICS INCput | $0 | – | -8,700 | -100.0% | -0.04% | – |
| HK | Exit | HALCON RES CORPcall | $0 | – | -608,700 | -100.0% | -0.05% | – |
| STAR | Exit | ISTAR INCcall | $0 | – | -31,400 | -100.0% | -0.06% | – |
| Exit | WESCO INTL INCdbcv 6.000% 9/1 | $0 | – | -199,000 | -100.0% | -0.07% | – | |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -6,643 | -100.0% | -0.08% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -25,000 | -100.0% | -0.11% | – |
| NEE | Exit | NEXTERA ENERGY INCcall | $0 | – | -5,000 | -100.0% | -0.12% | – |
| Exit | EXELIXIS INCnote 4.250% 8/1 | $0 | – | -500,000 | -100.0% | -0.14% | – | |
| Exit | ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $0 | – | -778,000 | -100.0% | -0.15% | – | |
| Exit | MEDICINES COdbcv 1.375% 6/0 | $0 | – | -880,000 | -100.0% | -0.22% | – | |
| Exit | MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $0 | – | -1,088,000 | -100.0% | -0.22% | – | |
| EPRPRE | Exit | EPR PPTYSconv pfd 9% sr e | $0 | – | -257,268 | -100.0% | -1.80% | – |
| Exit | GENCORP INCsdcv 4.062%12/3 | $0 | – | -7,350,000 | -100.0% | -2.79% | – | |
| Exit | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $0 | – | -8,651,000 | -100.0% | -5.50% | – | |
| WYPRA | Exit | WEYERHAEUSER COpref conv ser a | $0 | – | -1,059,735 | -100.0% | -9.98% | – |
| NEEPRP | Exit | NEXTERA ENERGY INCunit 09/01/2016 | $0 | – | -2,555,487 | -100.0% | -31.89% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-10-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EPR PPTYS | 23 | Q2 2020 | 4.7% |
| XENCOR INC | 20 | Q4 2019 | 0.1% |
| TESLA MTRS INC | 18 | Q1 2021 | 12.9% |
| HOSTESS BRANDS INC | 18 | Q1 2021 | 1.4% |
| IRIDIUM COMMUNICATIONS INC | 16 | Q1 2019 | 21.2% |
| RAMCO-GERSHENSON PPTYS TR | 16 | Q3 2018 | 9.2% |
| VECTOR GROUP LTD | 16 | Q4 2018 | 5.4% |
| SPDR S&P 500 ETF TR | 16 | Q1 2021 | 0.5% |
| NOVELLUS SYS INC | 15 | Q1 2021 | 19.3% |
| AMERICAN INTL GROUP INC | 15 | Q4 2020 | 6.5% |
View EQUITEC SPECIALISTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-07-20 |
| 13F-HR | 2021-04-19 |
| 13F-HR | 2021-01-26 |
| 13F-HR | 2020-10-13 |
| 13F-HR | 2020-07-20 |
| 13F-HR | 2020-04-23 |
| 13F-HR | 2020-01-17 |
| 13F-HR/A | 2019-11-01 |
| 13F-HR | 2019-10-29 |
| 13F-HR | 2019-07-09 |
View EQUITEC SPECIALISTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.