$387 Million is the total value of EQUITEC SPECIALISTS, LLC's 181 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $48,886,000 | – | 13,955,000 | +100.0% | 12.62% | – | |
| SPY | New | SPDR S&P 500 ETF TRput | $29,804,000 | – | 145,000 | +100.0% | 7.70% | – |
| New | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $26,412,000 | – | 7,624,000 | +100.0% | 6.82% | – | |
| OCRPRB | New | OMNICARE CAP TR IIpfd b tr 4.00% | $24,382,000 | – | 271,883 | +100.0% | 6.30% | – |
| New | SALIX PHARMACEUTICALS INCnote 2.750% 5/1 | $23,861,000 | – | 9,648,000 | +100.0% | 6.16% | – | |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $22,855,000 | – | 375,651 | +100.0% | 5.90% | – |
| New | EQUINIX INCnote 4.750% 6/1 | $22,397,000 | – | 7,967,000 | +100.0% | 5.78% | – | |
| New | AIRTRAN HLDGS INCnote 5.250%11/0 | $21,104,000 | – | 7,209,000 | +100.0% | 5.45% | – | |
| RPTPRD | New | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $15,360,000 | – | 229,500 | +100.0% | 3.97% | – |
| New | SANDISK CORPnote 1.500% 8/1 | $13,567,000 | – | 7,066,000 | +100.0% | 3.50% | – | |
| New | HAWAIIAN HOLDINGS INCnote 5.000% 3/1 | $10,974,000 | – | 3,308,000 | +100.0% | 2.83% | – | |
| HCNPRI | New | HEALTH CARE REIT INCpfd per con i | $10,644,000 | – | 161,637 | +100.0% | 2.75% | – |
| New | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $8,892,000 | – | 2,393,000 | +100.0% | 2.30% | – | |
| New | ENERSYSnote 3.375% 6/0 | $8,666,000 | – | 5,607,000 | +100.0% | 2.24% | – | |
| New | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $8,211,000 | – | 2,570,000 | +100.0% | 2.12% | – | |
| New | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $6,574,000 | – | 2,000,000 | +100.0% | 1.70% | – | |
| New | ENDO HEALTH SOLUTIONS INCnote 1.750% 4/1 | $6,308,000 | – | 2,563,000 | +100.0% | 1.63% | – | |
| New | RITE AID CORPnote 8.500% 5/1 | $5,481,000 | – | 1,875,000 | +100.0% | 1.42% | – | |
| NEEPRO | New | NEXTERA ENERGY INCunit 09/01/2015 | $5,470,000 | – | 81,715 | +100.0% | 1.41% | – |
| New | TEREX CORP NEWnote 4.000% 6/0 | $5,277,000 | – | 3,026,000 | +100.0% | 1.36% | – | |
| GMWSA | New | GENERAL MTRS CO*w exp 07/10/201 | $5,113,000 | – | 203,874 | +100.0% | 1.32% | – |
| New | SUNPOWER CORPdbcv 4.500% 3/1 | $4,277,000 | – | 3,665,000 | +100.0% | 1.10% | – | |
| IRDMB | New | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $3,793,000 | – | 10,366 | +100.0% | 0.98% | – |
| New | TESLA MTRS INCnote 1.500% 6/0 | $2,786,000 | – | 1,500,000 | +100.0% | 0.72% | – | |
| BZH | New | BEAZER HOMES USA INC | $2,285,000 | – | 118,020 | +100.0% | 0.59% | – |
| BZH | New | BEAZER HOMES USA INCput | $2,254,000 | – | 116,400 | +100.0% | 0.58% | – |
| CX | New | CEMEX SAB DE CVput | $2,154,000 | – | 211,400 | +100.0% | 0.56% | – |
| VC | New | VISTEON CORPcall | $2,062,000 | – | 19,300 | +100.0% | 0.53% | – |
| New | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $2,056,000 | – | 1,655,000 | +100.0% | 0.53% | – | |
| TSEM | New | TOWER SEMICONDUCTOR LTDcall | $2,027,000 | – | 152,100 | +100.0% | 0.52% | – |
| GWRU | New | GENESEE & WYO INCunit 10/01/2015 | $1,986,000 | – | 17,114 | +100.0% | 0.51% | – |
| New | CEMEX SAB DE CVnote 3.750% 3/1 | $1,808,000 | – | 1,500,000 | +100.0% | 0.47% | – | |
| New | VECTOR GROUP LTDfrnt 1/1 | $1,759,000 | – | 1,250,000 | +100.0% | 0.45% | – | |
| DCUB | New | DOMINION RES INC VA NEWunit 07/01/2016 | $1,757,000 | – | 29,231 | +100.0% | 0.45% | – |
| CANF | New | CAN-FITE BIOPHARMA LTDsponsored adr | $1,755,000 | – | 501,364 | +100.0% | 0.45% | – |
| New | JANUS CAP GROUP INCnote 0.750% 7/1 | $1,517,000 | – | 1,000,000 | +100.0% | 0.39% | – | |
| EPRPRC | New | EPR PPTYSpfd c cnv 5.75% | $1,510,000 | – | 64,519 | +100.0% | 0.39% | – |
| MNKD | New | MANNKIND CORPput | $1,504,000 | – | 288,700 | +100.0% | 0.39% | – |
| TEX | New | TEREX CORP NEWput | $1,491,000 | – | 53,500 | +100.0% | 0.38% | – |
| HK | New | HALCON RES CORPput | $1,406,000 | – | 790,600 | +100.0% | 0.36% | – |
| GLNG | New | GOLAR LNG LTD BERMUDAput | $1,328,000 | – | 36,400 | +100.0% | 0.34% | – |
| UAL | New | UNITED CONTL HLDGS INCput | $1,210,000 | – | 18,100 | +100.0% | 0.31% | – |
| SLXP | New | SALIX PHARMACEUTICALS INCcall | $1,161,000 | – | 10,100 | +100.0% | 0.30% | – |
| MNKD | New | MANNKIND CORPcall | $1,159,000 | – | 222,300 | +100.0% | 0.30% | – |
| New | ANNALY CAP MGMT INCnote 4.000% 2/1 | $1,016,000 | – | 1,000,000 | +100.0% | 0.26% | – | |
| CX | New | CEMEX SAB DE CVspon adr new | $972,000 | – | 95,405 | +100.0% | 0.25% | – |
| New | HORIZON PHARMA INCnote 5.000%11/1 | $762,000 | – | 300,000 | +100.0% | 0.20% | – | |
| GLNG | New | GOLAR LNG LTD BERMUDAcall | $740,000 | – | 20,300 | +100.0% | 0.19% | – |
| IPRA | New | INTELSAT S Aman conv jr pfd | $654,000 | – | 13,912 | +100.0% | 0.17% | – |
| WTFCW | New | WINTRUST FINL CORP*w exp 12/19/201 | $629,000 | – | 25,688 | +100.0% | 0.16% | – |
| X | New | UNITED STATES STL CORP NEWput | $602,000 | – | 22,500 | +100.0% | 0.16% | – |
| TMUSP | New | T MOBILE US INCconv pfd ser a | $535,000 | – | 10,087 | +100.0% | 0.14% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $534,000 | – | 2,600 | +100.0% | 0.14% | – |
| TCPTF | New | THOMPSON CREEK METALS CO INC | $465,000 | – | 278,323 | +100.0% | 0.12% | – |
| MGM | New | MGM RESORTS INTERNATIONALput | $443,000 | – | 20,700 | +100.0% | 0.11% | – |
| TCPTF | New | THOMPSON CREEK METALS CO INCput | $428,000 | – | 256,000 | +100.0% | 0.11% | – |
| AIR | New | AAR CORPcall | $333,000 | – | 12,000 | +100.0% | 0.09% | – |
| SPWR | New | SUNPOWER CORPcall | $325,000 | – | 12,600 | +100.0% | 0.08% | – |
| PTBI | New | PLASMATECH BIOPHARMACEUTICAL | $253,000 | – | 73,250 | +100.0% | 0.06% | – |
| MGM | New | MGM RESORTS INTERNATIONALcall | $244,000 | – | 11,400 | +100.0% | 0.06% | – |
| MYOS | New | MYOS CORP | $231,000 | – | 33,548 | +100.0% | 0.06% | – |
| CATYW | New | CATHAY GEN BANCORP*w exp 12/05/201 | $212,000 | – | 32,509 | +100.0% | 0.06% | – |
| NEE | New | NEXTERA ENERGY INCput | $213,000 | – | 2,000 | +100.0% | 0.06% | – |
| HK | New | HALCON RES CORP | $195,000 | – | 109,300 | +100.0% | 0.05% | – |
| New | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $188,000 | – | 75,000 | +100.0% | 0.05% | – | |
| BACWSA | New | BANK AMER CORP*w exp 01/16/201 | $187,000 | – | 26,494 | +100.0% | 0.05% | – |
| KMIWS | New | KINDER MORGAN INC DEL*w exp 05/25/201 | $176,000 | – | 41,317 | +100.0% | 0.04% | – |
| DRWI | New | DRAGONWAVE INC | $148,000 | – | 153,341 | +100.0% | 0.04% | – |
| SPWR | New | SUNPOWER CORPput | $142,000 | – | 5,500 | +100.0% | 0.04% | – |
| TCPTF | New | THOMPSON CREEK METALS CO INCcall | $103,000 | – | 61,700 | +100.0% | 0.03% | – |
| XNCR | New | XENCOR INC | $88,000 | – | 5,489 | +100.0% | 0.02% | – |
| JASNW | New | JASON INDS INC*w exp 06/30/201 | $89,000 | – | 69,458 | +100.0% | 0.02% | – |
| APDNW | New | APPLIED DNA SCIENCES INC*w exp 11/21/201 | $85,000 | – | 70,000 | +100.0% | 0.02% | – |
| ISIS | New | ISIS PHARMACEUTICALS INCcall | $80,000 | – | 1,300 | +100.0% | 0.02% | – |
| New | MICRON TECHNOLOGY INCnote 3.000%11/1 | $79,000 | – | 60,000 | +100.0% | 0.02% | – | |
| HK | New | HALCON RES CORPcall | $76,000 | – | 43,100 | +100.0% | 0.02% | – |
| CLSN | New | CELSION CORPORATIONcall | $73,000 | – | 31,400 | +100.0% | 0.02% | – |
| BSDM | New | BSD MED CORP DEL | $69,000 | – | 194,564 | +100.0% | 0.02% | – |
| ENT | New | GLOBAL EAGLE ENTMT INCput | $68,000 | – | 5,000 | +100.0% | 0.02% | – |
| New | CONVERGYS CORPsdcv 5.750% 9/1 | $66,000 | – | 34,000 | +100.0% | 0.02% | – | |
| PTBIW | New | PLASMATECH BIOPHARMACEUTICAL*w exp 10/24/201 | $62,000 | – | 75,000 | +100.0% | 0.02% | – |
| CBST | New | CUBIST PHARMACEUTICALS INCcall | $50,000 | – | 500 | +100.0% | 0.01% | – |
| SNDK | New | SANDISK CORPcall | $39,000 | – | 400 | +100.0% | 0.01% | – |
| OXGN | New | OXIGENE INC | $40,000 | – | 25,000 | +100.0% | 0.01% | – |
| DRWIW | New | DRAGONWAVE INC*w exp 08/01/201 | $38,000 | – | 388,086 | +100.0% | 0.01% | – |
| NXTDW | New | NXT ID INC*w exp 02/09/201 | $33,000 | – | 45,454 | +100.0% | 0.01% | – |
| New | JARDEN CORPnote 1.875% 9/1 | $28,000 | – | 18,000 | +100.0% | 0.01% | – | |
| TNXP | New | TONIX PHARMACEUTICALS HLDG C | $29,000 | – | 5,000 | +100.0% | 0.01% | – |
| VLYWS | New | VALLEY NATL BANCORP*w exp 11/14/201 | $24,000 | – | 90,223 | +100.0% | 0.01% | – |
| AXPW | New | AXION PWR INTL INC | $25,000 | – | 26,993 | +100.0% | 0.01% | – |
| New | ENPRO INDS INCdbcv 3.938%10/1 | $19,000 | – | 10,000 | +100.0% | 0.01% | – | |
| ISIS | New | ISIS PHARMACEUTICALS INCput | $19,000 | – | 300 | +100.0% | 0.01% | – |
| KOOL | New | CESCA THERAPEUTICS INC | $20,000 | – | 19,505 | +100.0% | 0.01% | – |
| URZ | New | URANERZ ENERGY CORP | $18,000 | – | 16,500 | +100.0% | 0.01% | – |
| AXPWW | New | AXION PWR INTL INC*w exp 10/24/201 | $16,000 | – | 27,972 | +100.0% | 0.00% | – |
| New | MEDIVATION INCnote 2.625% 4/0 | $17,000 | – | 9,000 | +100.0% | 0.00% | – | |
| RIBTW | New | RICEBRAN TECHNOLOGIES*w exp 12/18/201 | $10,000 | – | 10,000 | +100.0% | 0.00% | – |
| LTBR | New | LIGHTBRIDGE CORP | $12,000 | – | 7,900 | +100.0% | 0.00% | – |
| RCON | New | RECON TECHNOLOGY LTD | $12,000 | – | 6,325 | +100.0% | 0.00% | – |
| REEMF | New | RARE ELEMENT RES LTD | $6,000 | – | 15,430 | +100.0% | 0.00% | – |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $6,000 | – | 339 | +100.0% | 0.00% | – |
| ENS | New | ENERSYScall | $6,000 | – | 100 | +100.0% | 0.00% | – |
| ATHX | New | ATHERSYS INC | $3,000 | – | 2,000 | +100.0% | 0.00% | – |
| EXEL | New | EXELIXIS INCcall | $4,000 | – | 2,500 | +100.0% | 0.00% | – |
| GDPMQ | New | GOODRICH PETE CORP | $2,000 | – | 450 | +100.0% | 0.00% | – |
| GDPMQ | New | GOODRICH PETE CORPput | $2,000 | – | 500 | +100.0% | 0.00% | – |
| NXTD | New | NXT ID INC | $4,000 | – | 2,000 | +100.0% | 0.00% | – |
| JNS | New | JANUS CAP GROUP INCcall | $2,000 | – | 100 | +100.0% | 0.00% | – |
| BZT | New | BEAZER HOMES USA INCunit 99/99/9999 | $0 | – | 2 | +100.0% | 0.00% | – |
| LPTH | New | LIGHTPATH TECHNOLOGIES INCcl a new | $1,000 | – | 1,300 | +100.0% | 0.00% | – |
| CVMWS | New | CEL SCI CORP*w exp 10/11/201 | $1,000 | – | 8,219 | +100.0% | 0.00% | – |
| CLSN | New | CELSION CORPORATIONput | $0 | – | 100 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2015-02-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| EPR PPTYS | 23 | Q2 2020 | 4.7% |
| XENCOR INC | 20 | Q4 2019 | 0.1% |
| TESLA MTRS INC | 18 | Q1 2021 | 12.9% |
| HOSTESS BRANDS INC | 18 | Q1 2021 | 1.4% |
| IRIDIUM COMMUNICATIONS INC | 16 | Q1 2019 | 21.2% |
| RAMCO-GERSHENSON PPTYS TR | 16 | Q3 2018 | 9.2% |
| VECTOR GROUP LTD | 16 | Q4 2018 | 5.4% |
| SPDR S&P 500 ETF TR | 16 | Q1 2021 | 0.5% |
| NOVELLUS SYS INC | 15 | Q1 2021 | 19.3% |
| AMERICAN INTL GROUP INC | 15 | Q4 2020 | 6.5% |
View EQUITEC SPECIALISTS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2021-07-20 |
| 13F-HR | 2021-04-19 |
| 13F-HR | 2021-01-26 |
| 13F-HR | 2020-10-13 |
| 13F-HR | 2020-07-20 |
| 13F-HR | 2020-04-23 |
| 13F-HR | 2020-01-17 |
| 13F-HR/A | 2019-11-01 |
| 13F-HR | 2019-10-29 |
| 13F-HR | 2019-07-09 |
View EQUITEC SPECIALISTS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.