$2.06 Billion is the total value of CSS LLC/IL's 633 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 48.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAL | AMERICAN AIRLS GROUP INC | $126,332,000 | +19.0% | 2,510,568 | 0.0% | 6.13% | -3.5% | |
| Sell | TESARO INCnote 3.000%10/0 | $90,916,000 | -12.7% | 22,509,000 | -4.3% | 4.41% | -29.2% | |
| AABA | New | ALTABA INC | $65,473,000 | – | 1,201,760 | +100.0% | 3.18% | – |
| BABA | Buy | ALIBABA GROUP HLDG LTDput | $64,013,000 | +3392.3% | 454,300 | +2572.4% | 3.11% | +2725.5% |
| TSLA | Buy | TESLA INCput | $60,271,000 | +33.2% | 166,667 | +2.5% | 2.93% | +8.0% |
| ZIONW | Sell | ZIONS BANCORPORATION*w exp 05/22/202 | $58,496,000 | +8.7% | 4,663,790 | -2.5% | 2.84% | -11.9% |
| Buy | ANTHEM INCnote 2.750%10/1 | $51,848,000 | +71.0% | 20,120,000 | +51.5% | 2.52% | +38.6% | |
| STIWSB | Sell | SUNTRUST BKS INC*w exp 11/14/201 | $47,943,000 | +5.0% | 3,439,231 | -0.1% | 2.33% | -14.9% |
| SYT | New | SYNGENTA AGput | $40,877,000 | – | 441,200 | +100.0% | 1.98% | – |
| Buy | MOLINA HEALTHCARE INCnote 1.125% 1/1 | $39,491,000 | +136.4% | 22,576,000 | +72.7% | 1.92% | +91.7% | |
| Buy | NVIDIA CORPnote 1.000%12/0 | $38,551,000 | +184.4% | 5,332,000 | +113.3% | 1.87% | +130.5% | |
| Buy | BROCADE COMMUNICATIONS SYS Inote 1.375% 1/0 | $37,586,000 | +146.8% | 37,041,000 | +146.0% | 1.82% | +100.1% | |
| WELLPRI | Buy | WELLTOWER INC6.50% pfd prepet | $32,039,000 | +28.7% | 483,942 | +22.5% | 1.56% | +4.4% |
| AABA | New | ALTABA INCcall | $30,736,000 | – | 564,200 | +100.0% | 1.49% | – |
| STI | Buy | SUNTRUST BKS INCput | $28,927,000 | +3389.4% | 510,000 | +3300.0% | 1.40% | +2708.0% |
| Sell | MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $27,090,000 | -5.6% | 18,000,000 | -10.0% | 1.32% | -23.5% | |
| Buy | CTRIP COM INTL LTDnote 1.250%10/1 | $25,458,000 | +32.1% | 17,991,000 | +22.5% | 1.24% | +7.1% | |
| Buy | ARRAY BIOPHARMA INCnote 3.000% 6/0 | $23,518,000 | +40.3% | 17,405,000 | +47.8% | 1.14% | +13.7% | |
| BKHU | Sell | BLACK HILLS CORPunit 99/99/9999 | $22,335,000 | -36.5% | 302,484 | -37.0% | 1.08% | -48.6% |
| ALRPRB | Buy | ALERE INCperp pfd conv se | $22,095,000 | +1018.2% | 56,261 | +830.9% | 1.07% | +809.3% |
| Buy | INTEL CORPsdcv 12/1 | $20,673,000 | -0.3% | 15,840,000 | +3.9% | 1.00% | -19.2% | |
| Buy | IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $20,475,000 | +148.0% | 15,280,000 | +130.8% | 0.99% | +101.2% | |
| Buy | REPLIGEN CORPnote 2.125% 6/0 | $20,263,000 | +108.1% | 14,130,000 | +85.2% | 0.98% | +68.8% | |
| Buy | SPECTRANETICS CORPmtnf 2.625% 6/0 | $20,237,000 | +396.1% | 14,951,000 | +321.2% | 0.98% | +302.9% | |
| Buy | THERAVANCE BIOPHARMA INCnote 3.250%11/0 | $19,598,000 | +10.4% | 14,500,000 | +3.6% | 0.95% | -10.5% | |
| Buy | LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $19,090,000 | +150.6% | 11,490,000 | +125.1% | 0.93% | +103.3% | |
| SINA | Buy | SINA CORPord | $18,991,000 | +55.0% | 223,501 | +31.5% | 0.92% | +25.6% |
| Sell | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $18,558,000 | -7.0% | 10,950,000 | -29.1% | 0.90% | -24.6% | |
| DCUC | Buy | DOMINION ENERGY INCunit 99/99/9999 | $16,938,000 | +1827.0% | 352,353 | +1912.6% | 0.82% | +1450.9% |
| AABA | New | ALTABA INCput | $16,365,000 | – | 300,400 | +100.0% | 0.80% | – |
| XLF | Buy | SELECT SECTOR SPDR TRput | $14,925,000 | +105.9% | 605,000 | +98.0% | 0.72% | +67.1% |
| Buy | HEALTHWAYS INCnote 1.500% 7/0 | $14,875,000 | +196.4% | 7,250,000 | +123.1% | 0.72% | +139.9% | |
| ZIONZ | ZIONS BANCORPORATION*w exp 11/14/201 | $13,779,000 | +2.0% | 1,487,962 | 0.0% | 0.67% | -17.3% | |
| SYT | New | SYNGENTA AGcall | $13,610,000 | – | 146,900 | +100.0% | 0.66% | – |
| CZR | Buy | CAESARS ENTMT CORPput | $13,343,000 | +94.8% | 1,111,900 | +55.1% | 0.65% | +58.0% |
| Sell | INTEL CORPsdcv 3.250% 8/0 | $13,039,000 | -48.1% | 7,900,000 | -45.1% | 0.63% | -57.9% | |
| ARNCPRB | Buy | ARCONIC INCpfd conv b ser 1 | $12,964,000 | +37.3% | 362,266 | +56.1% | 0.63% | +11.3% |
| HIG | HARTFORD FINL SVCS GROUP INC | $12,782,000 | +9.4% | 243,142 | 0.0% | 0.62% | -11.3% | |
| RAI | Buy | REYNOLDS AMERICAN INC | $12,005,000 | +694.0% | 184,578 | +669.1% | 0.58% | +540.7% |
| EVHCPR | Buy | ENVISION HEALTHCARE CORPpfd cnv 5.25% a1 | $11,575,000 | +133.6% | 101,799 | +134.4% | 0.56% | +89.2% |
| Buy | STARWOOD WAYPOINT RESIDENTLnote 3.000% 7/0 | $10,952,000 | +99.3% | 9,179,000 | +98.0% | 0.53% | +61.7% | |
| NXPI | Buy | NXP SEMICONDUCTORS N Vput | $10,102,000 | +91.4% | 92,300 | +81.0% | 0.49% | +55.1% |
| Sell | SHUTTERFLY INCnote 0.250% 5/1 | $9,913,000 | -12.7% | 9,918,000 | -12.5% | 0.48% | -29.3% | |
| LSXMA | LIBERTY MEDIA CORP DELAWARE | $9,343,000 | +7.9% | 222,557 | 0.0% | 0.45% | -12.5% | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $8,811,000 | +411.4% | 8,288,000 | +363.5% | 0.43% | +315.5% | |
| SWNC | Buy | SOUTHWESTERN ENERGY CO | $8,336,000 | +703.9% | 572,745 | +990.2% | 0.40% | +553.2% |
| CAB | Buy | CABELAS INCcall | $7,879,000 | +2082.5% | 132,600 | +1850.0% | 0.38% | +1640.9% |
| JFC | Buy | JPMORGAN CHINA REGION FD INC | $7,854,000 | +861.3% | 391,332 | +777.9% | 0.38% | +677.6% |
| New | MEDICINES COnote 2.750% 7/1 | $7,840,000 | – | 7,471,000 | +100.0% | 0.38% | – | |
| NTL | Buy | NORTEL INVERSORA S Aspon adr pfd b | $7,786,000 | +30.6% | 249,300 | +8.8% | 0.38% | +5.9% |
| AAL | Sell | AMERICAN AIRLS GROUP INCput | $7,751,000 | -0.4% | 154,000 | -16.3% | 0.38% | -19.3% |
| Sell | TESLA INCnote 0.250% 3/0 | $7,713,000 | -55.1% | 6,760,000 | -60.6% | 0.37% | -63.7% | |
| Buy | TWITTER INCnote 0.250% 9/1 | $7,550,000 | +78.4% | 8,000,000 | +77.8% | 0.37% | +45.1% | |
| MICRON TECHNOLOGY INCnote 3.125% 5/0 | $7,523,000 | +2.8% | 2,465,000 | 0.0% | 0.36% | -16.7% | ||
| BTI | New | BRITISH AMERN TOB PLCput | $7,093,000 | – | 103,500 | +100.0% | 0.34% | – |
| LNC | New | LINCOLN NATL CORP IND | $7,049,000 | – | 104,311 | +100.0% | 0.34% | – |
| BIF | BOULDER GROWTH & INCOME FD I | $6,581,000 | +4.4% | 677,749 | 0.0% | 0.32% | -15.1% | |
| MICRON TECHNOLOGY INCnote 1.625% 2/1 | $6,507,000 | +3.2% | 2,387,000 | 0.0% | 0.32% | -16.4% | ||
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $6,471,000 | -15.8% | 6,212,000 | -22.7% | 0.31% | -31.7% | |
| EXEL | Buy | EXELIXIS INC | $6,443,000 | +17.9% | 261,575 | +3.7% | 0.31% | -4.3% |
| New | RTI INTL METALS INCnote 1.625%10/1 | $6,406,000 | – | 6,000,000 | +100.0% | 0.31% | – | |
| Buy | MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $6,392,000 | +500.2% | 5,000,000 | +400.0% | 0.31% | +384.4% | |
| New | STANDARD PAC CORP NEWnote 1.250% 8/0 | $6,263,000 | – | 6,261,000 | +100.0% | 0.30% | – | |
| Buy | NEWPARK RES INCnote 4.000%10/0 | $6,174,000 | -0.5% | 6,171,000 | +1.2% | 0.30% | -19.4% | |
| HLF | HERBALIFE LTDput | $6,098,000 | +22.7% | 85,500 | 0.0% | 0.30% | -0.7% | |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $6,088,000 | – | 246,773 | +100.0% | 0.30% | – |
| CIT | New | CIT GROUP INC | $5,994,000 | – | 123,080 | +100.0% | 0.29% | – |
| Sell | CTRIP COM INTL LTDnote 1.990% 7/0 | $5,973,000 | +3.2% | 4,884,000 | -2.3% | 0.29% | -16.2% | |
| BPFHW | Buy | BOSTON PRIVATE FINL HLDGS IN*w exp 11/21/201 | $5,866,000 | -9.8% | 721,235 | +1.8% | 0.28% | -26.7% |
| New | RENEWABLE ENERGY GROUP INCnote 4.000% 6/1 | $5,769,000 | – | 4,250,000 | +100.0% | 0.28% | – | |
| Buy | PANDORA MEDIA INCnote 1.750%12/0 | $5,702,000 | +89.8% | 6,000,000 | +100.0% | 0.28% | +53.9% | |
| Buy | NUVASIVE INCnote 2.750% 7/0 | $5,617,000 | +16.2% | 3,144,000 | +15.4% | 0.27% | -5.5% | |
| L100PS | Buy | ARCONIC INCcall | $5,603,000 | +357.8% | 247,400 | +432.0% | 0.27% | +272.6% |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $5,559,000 | – | 5,000,000 | +100.0% | 0.27% | – | |
| Sell | TWO HBRS INVT CORPnote 6.250% 1/1 | $5,552,000 | -28.0% | 5,270,000 | -29.7% | 0.27% | -41.6% | |
| BDXA | New | BECTON DICKINSON & CO | $5,354,000 | – | 97,911 | +100.0% | 0.26% | – |
| Buy | MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $5,228,000 | +161.9% | 3,745,000 | +114.0% | 0.25% | +111.7% | |
| LSXMK | Sell | LIBERTY MEDIA CORP DELAWARE | $5,178,000 | -19.6% | 124,160 | -25.3% | 0.25% | -35.0% |
| GM | Sell | GENERAL MTRS CO | $5,059,000 | -35.7% | 144,847 | -34.9% | 0.25% | -47.8% |
| Buy | WORKDAY INCnote 0.750% 7/1 | $5,070,000 | +121.6% | 4,111,000 | +105.6% | 0.25% | +79.6% | |
| CMA | COMERICA INC | $5,046,000 | +6.8% | 68,901 | 0.0% | 0.24% | -13.4% | |
| BIOB | BIO RAD LABS INCcl b | $5,020,000 | +12.6% | 22,310 | 0.0% | 0.24% | -8.6% | |
| Sell | TESLA INCnote 2.375% 3/1 | $5,034,000 | -3.5% | 4,000,000 | -20.0% | 0.24% | -21.8% | |
| New | SOLARCITY CORPnote 2.750%11/0 | $5,001,000 | – | 5,000,000 | +100.0% | 0.24% | – | |
| CIT | New | CIT GROUP INCput | $4,943,000 | – | 101,500 | +100.0% | 0.24% | – |
| Sell | WEBMD HEALTH CORPnote 1.500%12/0 | $4,904,000 | -19.4% | 3,862,000 | -24.5% | 0.24% | -34.6% | |
| GM | Buy | GENERAL MTRS COput | $4,830,000 | +63.6% | 138,300 | +65.6% | 0.24% | +32.8% |
| LBRDA | LIBERTY BROADBAND CORP | $4,839,000 | +0.8% | 56,407 | 0.0% | 0.24% | -18.1% | |
| RAD | Buy | RITE AID CORP | $4,717,000 | +60.2% | 1,598,960 | +130.8% | 0.23% | +30.1% |
| INCY | Sell | INCYTE CORPput | $4,659,000 | -12.0% | 37,000 | -6.6% | 0.23% | -28.7% |
| INCY | Sell | INCYTE CORP | $4,600,000 | -18.5% | 36,536 | -13.5% | 0.22% | -34.0% |
| New | SERVICENOW INCnote 11/0 | $4,388,000 | – | 3,000,000 | +100.0% | 0.21% | – | |
| Sell | ALON USA ENERGY INCnote 3.000% 9/1 | $4,394,000 | -31.9% | 3,860,000 | -34.1% | 0.21% | -44.8% | |
| New | PROOFPOINT INCnote 1.250%12/1 | $4,371,000 | – | 1,965,000 | +100.0% | 0.21% | – | |
| VRTSP | Sell | VIRTUS INVT PARTNERS INCpfd cv ser d | $4,231,000 | -38.8% | 41,835 | -40.8% | 0.20% | -50.5% |
| COTY | Sell | COTY INC | $4,190,000 | -8.5% | 223,347 | -11.6% | 0.20% | -25.9% |
| New | CTRIP COM INTL LTDnote 1.000% 7/0 | $4,181,000 | – | 3,629,000 | +100.0% | 0.20% | – | |
| WTFC | WINTRUST FINL CORP | $4,157,000 | +10.6% | 54,384 | 0.0% | 0.20% | -10.2% | |
| New | MERCADOLIBRE INCnote 2.250% 7/0 | $4,169,000 | – | 2,057,000 | +100.0% | 0.20% | – | |
| CTRP | CTRIP COM INTL LTDput | $4,143,000 | +9.6% | 76,900 | 0.0% | 0.20% | -11.1% | |
| DOW | DOW CHEM CO | $4,144,000 | -0.8% | 65,717 | 0.0% | 0.20% | -19.6% | |
| New | STARWOOD PPTY TR INCnote 3.750%10/1 | $4,020,000 | – | 4,000,000 | +100.0% | 0.20% | – | |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $3,944,000 | – | 28,000 | +100.0% | 0.19% | – |
| Sell | HOLOGIC INCfrnt 12/1 | $3,792,000 | -77.3% | 3,000,000 | -77.7% | 0.18% | -81.6% | |
| TMUSP | Sell | T MOBILE US INCconv pfd ser a | $3,749,000 | -46.0% | 38,031 | -42.4% | 0.18% | -56.2% |
| KMI | Sell | KINDER MORGAN INC DEL | $3,708,000 | -23.9% | 193,600 | -13.6% | 0.18% | -38.4% |
| Sell | HOLOGIC INCdebt 2.000% 3/0 | $3,683,000 | -53.8% | 2,500,000 | -56.2% | 0.18% | -62.5% | |
| Sell | MEDICINES COnote 2.500% 1/1 | $3,605,000 | -39.4% | 2,769,000 | -26.5% | 0.18% | -50.8% | |
| Sell | B2GOLD CORPnote 3.250%10/0 | $3,613,000 | -35.7% | 3,433,000 | -35.0% | 0.18% | -47.9% | |
| New | IMMUNOGEN INCnote 4.500% 7/0 | $3,575,000 | – | 1,950,000 | +100.0% | 0.17% | – | |
| New | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $3,452,000 | – | 3,539,000 | +100.0% | 0.17% | – | |
| New | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $3,445,000 | – | 3,305,000 | +100.0% | 0.17% | – | |
| CLVS | Sell | CLOVIS ONCOLOGY INCput | $3,437,000 | -3.3% | 36,700 | -34.2% | 0.17% | -21.6% |
| WAFDW | WASHINGTON FED INC*w exp 11/14/201 | $3,396,000 | +0.2% | 216,281 | 0.0% | 0.16% | -18.7% | |
| AWHHF | New | ALLIED WRLD ASSUR COM HLDG Aput | $3,354,000 | – | 63,400 | +100.0% | 0.16% | – |
| TSLA | Buy | TESLA INC | $3,355,000 | +655.6% | 9,279 | +481.8% | 0.16% | +503.7% |
| MON | Buy | MONSANTO CO NEW | $3,314,000 | +12.6% | 28,000 | +7.7% | 0.16% | -8.5% |
| ARRY | Buy | ARRAY BIOPHARMA INCput | $3,302,000 | +203.5% | 394,400 | +223.8% | 0.16% | +146.2% |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $3,280,000 | – | 3,000,000 | +100.0% | 0.16% | – | |
| HPE | Sell | HEWLETT PACKARD ENTERPRISE C | $3,269,000 | -37.4% | 197,042 | -10.5% | 0.16% | -49.2% |
| New | ENCORE CAP GROUP INCnote 3.000% 7/0 | $3,263,000 | – | 3,044,000 | +100.0% | 0.16% | – | |
| GLU | Sell | GABELLI GLOBL UTIL & INCOME | $3,259,000 | +4.3% | 161,059 | -4.2% | 0.16% | -15.5% |
| ALLY | Sell | ALLY FINL INC | $3,257,000 | -37.4% | 155,847 | -39.2% | 0.16% | -49.4% |
| MGU | Sell | MACQUARIE GLBL INFRA TOTL RE | $3,261,000 | +5.4% | 130,664 | -3.5% | 0.16% | -14.6% |
| New | EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1 | $3,228,000 | – | 2,500,000 | +100.0% | 0.16% | – | |
| NBL | New | NOBLE ENERGY INC | $3,242,000 | – | 114,574 | +100.0% | 0.16% | – |
| Sell | ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $3,159,000 | -12.2% | 3,716,000 | -11.9% | 0.15% | -29.2% | |
| TWX | Buy | TIME WARNER INC | $3,115,000 | +38.5% | 31,020 | +34.8% | 0.15% | +11.9% |
| LENB | LENNAR CORPcl b | $3,016,000 | +7.6% | 67,082 | 0.0% | 0.15% | -13.1% | |
| TIMKENSTEEL CORPnote 6.000% 6/0 | $3,007,000 | -14.0% | 2,000,000 | 0.0% | 0.15% | -30.1% | ||
| LRCX | New | LAM RESEARCH CORP | $2,929,000 | – | 20,708 | +100.0% | 0.14% | – |
| CAB | Buy | CABELAS INCput | $2,900,000 | +72.8% | 48,800 | +54.4% | 0.14% | +41.0% |
| UNH | Buy | UNITEDHEALTH GROUP INCput | $2,907,000 | +15.4% | 15,678 | +2.0% | 0.14% | -6.6% |
| SPE | SPECIAL OPPORTUNITIES FD INC | $2,875,000 | +4.1% | 189,127 | 0.0% | 0.14% | -15.2% | |
| P | Buy | PANDORA MEDIA INCput | $2,821,000 | -20.5% | 316,300 | +5.3% | 0.14% | -35.4% |
| Sell | THERAVANCE INCnote 2.125% 1/1 | $2,744,000 | -42.3% | 3,000,000 | -40.0% | 0.13% | -53.3% | |
| AAL | Buy | AMERICAN AIRLS GROUP INCcall | $2,712,000 | +22.4% | 53,900 | +2.9% | 0.13% | -0.8% |
| AGNPRA | Buy | ALLERGAN PLCpfd conv ser a | $2,627,000 | +781.5% | 3,036 | +762.5% | 0.13% | +611.1% |
| CAB | Buy | CABELAS INC | $2,612,000 | +38.1% | 43,962 | +23.4% | 0.13% | +12.4% |
| LSXMB | LIBERTY MEDIA CORP DELAWARE | $2,592,000 | +7.7% | 60,604 | 0.0% | 0.13% | -12.5% | |
| RAD | Buy | RITE AID CORPcall | $2,567,000 | +337.3% | 869,600 | +528.3% | 0.12% | +257.1% |
| AAPL | Sell | APPLE INC | $2,535,000 | -16.4% | 17,600 | -16.6% | 0.12% | -32.0% |
| KMI | KINDER MORGAN INC DELput | $2,519,000 | -11.9% | 131,500 | 0.0% | 0.12% | -28.7% | |
| ALR | New | ALERE INCput | $2,504,000 | – | 49,900 | +100.0% | 0.12% | – |
| NIHD | Sell | NII HLDGS INC | $2,502,000 | -43.9% | 3,111,013 | -9.3% | 0.12% | -54.7% |
| BROOKDALE SR LIVING INCnote 2.750% 6/1 | $2,482,000 | +0.8% | 2,500,000 | 0.0% | 0.12% | -17.7% | ||
| SOHU | Sell | SOHU COM INC | $2,451,000 | +7.8% | 54,390 | -5.9% | 0.12% | -12.5% |
| DCUD | Sell | DOMINION ENERGY INCunit 08/15/2019 | $2,431,000 | -23.0% | 48,312 | -22.5% | 0.12% | -37.6% |
| HRG | Sell | HRG GROUP INC | $2,426,000 | -9.2% | 136,942 | -0.9% | 0.12% | -26.2% |
| SBGL | New | SIBANYE GOLD LTDsponsored adr | $2,418,000 | – | 522,171 | +100.0% | 0.12% | – |
| DVMT | Buy | DELL TECHNOLOGIES INC | $2,391,000 | +145.2% | 39,115 | +157.1% | 0.12% | +100.0% |
| MBBYF | Buy | MOBILEYE N V AMSTELVEEN | $2,374,000 | +1515.0% | 37,800 | +1475.0% | 0.12% | +1177.8% |
| New | 51JOB INCnote 3.250% 4/1 | $2,339,000 | – | 2,000,000 | +100.0% | 0.11% | – | |
| KANG | Buy | IKANG HEALTHCARE GROUP INCsponsored adr | $2,348,000 | +0.9% | 191,331 | +20.1% | 0.11% | -18.0% |
| INCY | Buy | INCYTE CORPcall | $2,329,000 | +20.2% | 18,500 | +27.6% | 0.11% | -2.6% |
| New | TWITTER INCnote 1.000% 9/1 | $2,291,000 | – | 2,500,000 | +100.0% | 0.11% | – | |
| SIGNATURE BK NEW YORK N Y*w exp 12/12/201 | $2,251,000 | -2.8% | 19,863 | 0.0% | 0.11% | -21.6% | ||
| WR | WESTAR ENERGY INC | $2,227,000 | -2.3% | 42,000 | 0.0% | 0.11% | -20.6% | |
| Buy | INVACARE CORPnote 5.000% 2/1 | $2,158,000 | +113.5% | 2,000,000 | +100.0% | 0.10% | +72.1% | |
| NXPI | New | NXP SEMICONDUCTORS N V | $2,153,000 | – | 19,668 | +100.0% | 0.10% | – |
| EOG | New | EOG RES INCcall | $2,136,000 | – | 23,600 | +100.0% | 0.10% | – |
| ANCB | New | ANCHOR BANCORP WA | $2,150,000 | – | 85,840 | +100.0% | 0.10% | – |
| MBBYF | Buy | MOBILEYE N V AMSTELVEENput | $2,123,000 | +146.9% | 33,800 | +141.4% | 0.10% | +102.0% |
| KRE | Buy | SPDR SERIES TRUSTput | $2,062,000 | +49.9% | 37,500 | +48.8% | 0.10% | +22.0% |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $1,974,000 | +5.3% | 365,542 | +3.7% | 0.10% | -14.3% |
| PNC | PNC FINL SVCS GROUP INC | $1,953,000 | +3.9% | 15,638 | 0.0% | 0.10% | -15.9% | |
| Sell | RYLAND GROUP INCnote 1.625% 5/1 | $1,898,000 | -63.2% | 1,600,000 | -61.0% | 0.09% | -70.2% | |
| TSO | New | TESORO CORPput | $1,872,000 | – | 20,000 | +100.0% | 0.09% | – |
| AOD | ALPINE TOTAL DYNAMIC DIVID F | $1,833,000 | +5.2% | 210,875 | 0.0% | 0.09% | -14.4% | |
| KEF | Buy | KOREA EQUITY FD INC | $1,826,000 | +368.2% | 259,340 | +484.9% | 0.09% | +287.0% |
| TLT | ISHARES TR20 yr tr bd etf | $1,814,000 | +3.7% | 14,500 | 0.0% | 0.09% | -16.2% | |
| TWTR | Buy | TWITTER INCput | $1,795,000 | +49.5% | 100,400 | +24.9% | 0.09% | +20.8% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $1,724,000 | +38.8% | 28,798 | +46.9% | 0.08% | +13.5% |
| HUM | Sell | HUMANA INC | $1,732,000 | +9.1% | 7,200 | -6.5% | 0.08% | -11.6% |
| RAD | Buy | RITE AID CORPput | $1,679,000 | +383.9% | 569,500 | +592.8% | 0.08% | +290.5% |
| TSRO | Sell | TESARO INCcall | $1,679,000 | -48.3% | 12,000 | -43.1% | 0.08% | -57.7% |
| GM | Buy | GENERAL MTRS COcall | $1,677,000 | +847.5% | 48,000 | +860.0% | 0.08% | +636.4% |
| SYT | New | SYNGENTA AGsponsored adr | $1,640,000 | – | 17,698 | +100.0% | 0.08% | – |
| MPO | Buy | MIDSTATES PETE CO INC | $1,635,000 | +39.5% | 129,023 | +103.2% | 0.08% | +12.9% |
| ICPT | Buy | INTERCEPT PHARMACEUTICALS INput | $1,635,000 | +70.0% | 13,500 | +58.8% | 0.08% | +36.2% |
| CLVS | Buy | CLOVIS ONCOLOGY INCcall | $1,591,000 | +136.1% | 17,000 | +60.4% | 0.08% | +92.5% |
| WPXP | Sell | WPX ENERGY INCpfd ser a cv | $1,549,000 | -89.9% | 32,902 | -87.0% | 0.08% | -91.9% |
| Sell | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $1,524,000 | -66.4% | 1,500,000 | -66.7% | 0.07% | -72.7% | |
| NYRT | Buy | NEW YORK REIT INC | $1,528,000 | +98.2% | 176,800 | +122.1% | 0.07% | +60.9% |
| GOOG | ALPHABET INCcap stk cl c | $1,480,000 | +9.5% | 1,629 | 0.0% | 0.07% | -11.1% | |
| FOR | New | FORESTAR GROUP INC | $1,480,000 | – | 86,310 | +100.0% | 0.07% | – |
| RA | BROOKFIELD REAL ASSETS INCOM | $1,468,000 | +1.7% | 63,350 | 0.0% | 0.07% | -17.4% | |
| GREK | GLOBAL X FDSmsci greece etf | $1,472,000 | +27.0% | 145,598 | 0.0% | 0.07% | +2.9% | |
| PCLN | New | PRICELINE GRP INC | $1,438,000 | – | 769 | +100.0% | 0.07% | – |
| HOLX | New | HOLOGIC INCcall | $1,421,000 | – | 31,300 | +100.0% | 0.07% | – |
| GNCMA | New | GENERAL COMMUNICATION INCcl a | $1,428,000 | – | 38,972 | +100.0% | 0.07% | – |
| CRM | Buy | SALESFORCE COM INCput | $1,427,000 | +147.3% | 16,500 | +135.7% | 0.07% | +97.1% |
| NEM | Sell | NEWMONT MINING CORP | $1,425,000 | -12.6% | 44,000 | -11.1% | 0.07% | -29.6% |
| LBRDK | LIBERTY BROADBAND CORP | $1,395,000 | +0.4% | 16,075 | 0.0% | 0.07% | -18.1% | |
| APF | MORGAN STANLEY ASIA PAC FD I | $1,391,000 | +8.3% | 83,656 | 0.0% | 0.07% | -11.7% | |
| ASBWS | Buy | ASSOCIATED BANC CORP*w exp 11/21/201 | $1,380,000 | +13.4% | 233,545 | +2.6% | 0.07% | -8.2% |
| PFLT | PENNANTPARK FLOATING RATE CA | $1,354,000 | +1.2% | 95,954 | 0.0% | 0.07% | -17.5% | |
| DYNC | Buy | DYNEGY INC NEW DELunit 07/01/20191 | $1,351,000 | +425.7% | 22,158 | +406.6% | 0.07% | +340.0% |
| ZF | New | VIRTUS TOTAL RETURN FUND INC | $1,339,000 | – | 109,406 | +100.0% | 0.06% | – |
| NWSA | NEWS CORP NEWcl a | $1,344,000 | +5.4% | 98,100 | 0.0% | 0.06% | -14.5% | |
| Buy | FLUIDIGM CORP DELnote 2.750% 2/0 | $1,329,000 | +70.8% | 2,143,000 | +87.5% | 0.06% | +38.3% | |
| DB | Sell | DEUTSCHE BANK AGput | $1,326,000 | -87.5% | 74,500 | -87.9% | 0.06% | -89.9% |
| Buy | DEPOMED INCnote 2.500% 9/0 | $1,321,000 | +412.0% | 1,500,000 | +445.5% | 0.06% | +326.7% | |
| BELFA | Sell | BEL FUSE INCcl a | $1,296,000 | -23.6% | 62,613 | -16.3% | 0.06% | -38.2% |
| BCOR | Sell | BLUCORA INCput | $1,272,000 | -43.4% | 60,000 | -53.8% | 0.06% | -54.1% |
| IVR | Sell | INVESCO MORTGAGE CAPITAL INC | $1,270,000 | -33.6% | 76,000 | -38.7% | 0.06% | -45.6% |
| QRTEB | LIBERTY INTERACTIVE CORP | $1,285,000 | +22.4% | 52,110 | 0.0% | 0.06% | -1.6% | |
| NHF | Buy | NEXPOINT CR STRATEGIES FD | $1,278,000 | +368.1% | 58,643 | +391.7% | 0.06% | +287.5% |
| WBMD | Sell | WEBMD HEALTH CORP | $1,279,000 | -54.7% | 21,812 | -59.3% | 0.06% | -63.3% |
| TKF | Buy | TURKISH INVT FD INC | $1,258,000 | +265.7% | 130,569 | +215.7% | 0.06% | +190.5% |
| APC | Buy | ANADARKO PETE CORPput | $1,251,000 | -21.2% | 27,600 | +7.8% | 0.06% | -35.8% |
| MGM | Buy | MGM RESORTS INTERNATIONALput | $1,252,000 | +127.2% | 40,000 | +99.0% | 0.06% | +84.8% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $1,242,000 | +1.6% | 7,333 | 0.0% | 0.06% | -17.8% | |
| TSRO | Sell | TESARO INCput | $1,189,000 | -32.8% | 8,500 | -26.1% | 0.06% | -45.3% |
| Sell | NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $1,193,000 | -94.4% | 1,000,000 | -94.5% | 0.06% | -95.4% | |
| FXI | Buy | ISHARES TRput | $1,173,000 | +18.8% | 29,500 | +14.8% | 0.06% | -3.4% |
| CIT | New | CIT GROUP INCcall | $1,173,000 | – | 24,100 | +100.0% | 0.06% | – |
| Sell | DHT HOLDINGS INCdebt 4.500%10/0 | $1,175,000 | -69.8% | 1,200,000 | -69.2% | 0.06% | -75.5% | |
| APC | Buy | ANADARKO PETE CORP | $1,168,000 | +5.5% | 25,762 | +44.2% | 0.06% | -13.6% |
| VLO | New | VALERO ENERGY CORP NEWput | $1,174,000 | – | 17,400 | +100.0% | 0.06% | – |
| GEFB | New | GREIF INCcl b | $1,159,000 | – | 19,182 | +100.0% | 0.06% | – |
| TWN | TAIWAN FD INC | $1,148,000 | +8.5% | 58,022 | 0.0% | 0.06% | -11.1% | |
| L100PS | Buy | ARCONIC INCput | $1,148,000 | +83.1% | 50,700 | +113.0% | 0.06% | +47.4% |
| PEO | Sell | ADAM NAT RES FD INC | $1,150,000 | -4.3% | 61,501 | -0.6% | 0.06% | -22.2% |
| DE | Buy | DEERE & COput | $1,149,000 | +44.7% | 9,300 | +27.4% | 0.06% | +16.7% |
| ILMN | ILLUMINA INC | $1,131,000 | +1.7% | 6,515 | 0.0% | 0.06% | -17.9% | |
| TSLA | TESLA INCcall | $1,142,000 | +30.2% | 3,155 | 0.0% | 0.06% | +3.8% | |
| REG | REGENCY CTRS CORP | $1,110,000 | -5.7% | 17,727 | 0.0% | 0.05% | -22.9% | |
| RSPP | Sell | RSP PERMIAN INC | $1,104,000 | -24.1% | 34,200 | -2.6% | 0.05% | -37.9% |
| IFN | INDIA FD INC | $1,103,000 | +6.2% | 40,920 | 0.0% | 0.05% | -12.9% | |
| Buy | LIBERTY INTERACTIVE CORP | $1,091,000 | +17.7% | 20,441 | +0.0% | 0.05% | -5.4% | |
| ACCURAY INCnote 3.500% 2/0 | $1,062,000 | -2.2% | 1,000,000 | 0.0% | 0.05% | -20.0% | ||
| APB | Buy | ASIA PAC FD INC | $1,068,000 | +9.7% | 82,137 | +3.1% | 0.05% | -10.3% |
| New | SINA CORPnote 1.000%12/0 | $1,043,000 | – | 1,000,000 | +100.0% | 0.05% | – | |
| TPH | Sell | TRI POINTE GROUP INC | $1,058,000 | -55.4% | 80,226 | -57.6% | 0.05% | -64.1% |
| QRTEA | LIBERTY INTERACTIVE CORP | $1,060,000 | +22.5% | 43,195 | 0.0% | 0.05% | -1.9% | |
| KND | New | KINDRED HEALTHCARE INCcall | $1,033,000 | – | 88,600 | +100.0% | 0.05% | – |
| WTFCW | WINTRUST FINL CORP*w exp 12/19/201 | $1,022,000 | +67.0% | 19,000 | 0.0% | 0.05% | +35.1% | |
| ZION | ZIONS BANCORPORATION | $1,039,000 | +4.5% | 23,666 | 0.0% | 0.05% | -16.7% | |
| JPM | Sell | JPMORGAN CHASE & CO | $1,029,000 | -17.8% | 11,256 | -21.0% | 0.05% | -33.3% |
| QIWI | New | QIWI PLCspon adr rep b | $1,012,000 | – | 41,000 | +100.0% | 0.05% | – |
| BAC | Sell | BANK AMER CORP | $1,016,000 | -1.8% | 41,864 | -4.6% | 0.05% | -21.0% |
| BATRA | Buy | LIBERTY MEDIA CORP DELAWARE | $1,009,000 | +16.9% | 42,240 | +17.3% | 0.05% | -5.8% |
| IMMU | IMMUNOMEDICS INCput | $990,000 | +36.4% | 112,100 | 0.0% | 0.05% | +11.6% | |
| HYG | Buy | ISHARES TRput | $981,000 | +347.9% | 11,100 | +344.0% | 0.05% | +269.2% |
| C | CITIGROUP INC | $997,000 | +11.9% | 14,901 | 0.0% | 0.05% | -9.4% | |
| BHI | BAKER HUGHES INC | $979,000 | -8.8% | 17,950 | 0.0% | 0.05% | -25.0% | |
| RICE | New | RICE ENERGY INCput | $977,000 | – | 36,700 | +100.0% | 0.05% | – |
| ASA | Sell | ASA GOLD AND PRECIOUS MTLS L | $960,000 | -15.1% | 82,134 | -12.4% | 0.05% | -30.9% |
| CI | New | CIGNA CORPORATIONcall | $954,000 | – | 5,700 | +100.0% | 0.05% | – |
| GDL | GDL FUND | $941,000 | +4.3% | 91,669 | 0.0% | 0.05% | -14.8% | |
| DHG | Buy | DEUTSCHE HIGH INCOME OPPORT | $939,000 | +1.7% | 63,090 | +0.2% | 0.05% | -16.4% |
| WOOF | New | VCA INC | $923,000 | – | 10,000 | +100.0% | 0.04% | – |
| CEF | Buy | CENTRAL FD CDA LTDcl a | $925,000 | +6.1% | 75,029 | +10.6% | 0.04% | -13.5% |
| CHK | CHESAPEAKE ENERGY CORPput | $917,000 | -16.4% | 184,700 | 0.0% | 0.04% | -31.8% | |
| RYAAY | RYANAIR HLDGS PLCsponsored adr ne | $934,000 | +29.7% | 8,675 | 0.0% | 0.04% | +4.7% | |
| WOOF | New | VCA INCput | $923,000 | – | 10,000 | +100.0% | 0.04% | – |
| VZ | VERIZON COMMUNICATIONS INC | $925,000 | -8.4% | 20,722 | 0.0% | 0.04% | -25.0% | |
| GECC | New | GREAT ELM CAP CORP | $935,000 | – | 88,043 | +100.0% | 0.04% | – |
| LVNTA | Sell | LIBERTY INTERACTIVE CORP | $903,000 | -53.2% | 17,269 | -60.2% | 0.04% | -62.1% |
| BMRN | Sell | BIOMARIN PHARMACEUTICAL INCcall | $908,000 | -52.1% | 10,000 | -53.7% | 0.04% | -61.4% |
| CAT | Sell | CATERPILLAR INC DELput | $892,000 | -21.9% | 8,300 | -32.5% | 0.04% | -36.8% |
| HAL | Sell | HALLIBURTON COput | $876,000 | -40.7% | 20,500 | -31.7% | 0.04% | -51.1% |
| GYRO | Sell | GYRODYNE LLC | $881,000 | -2.2% | 43,003 | -1.1% | 0.04% | -20.4% |
| PG | PROCTER AND GAMBLE CO | $878,000 | -3.0% | 10,073 | 0.0% | 0.04% | -20.4% | |
| EXEL | Buy | EXELIXIS INCput | $861,000 | +58.9% | 35,000 | +40.0% | 0.04% | +31.2% |
| GLD | SPDR GOLD TRUST | $867,000 | -0.7% | 7,350 | 0.0% | 0.04% | -19.2% | |
| GAM | GENERAL AMERN INVS INC | $868,000 | +2.5% | 25,269 | 0.0% | 0.04% | -17.6% | |
| DRA | Buy | DIVERSIFIED REAL ASSET INC F | $842,000 | +2.9% | 48,265 | +2.3% | 0.04% | -16.3% |
| CET | CENTRAL SECS CORP | $851,000 | +4.0% | 34,136 | 0.0% | 0.04% | -16.3% | |
| IRL | Sell | NEW IRELAND FUND INC | $830,000 | -17.2% | 59,994 | -24.3% | 0.04% | -33.3% |
| NMPRH | Sell | NAVIOS MARITIME HLDGS INCspon adr pfd h | $824,000 | -8.0% | 52,679 | -7.5% | 0.04% | -25.9% |
| SGF | ABERDEEN SINGAPORE FD INC | $806,000 | +3.6% | 72,755 | 0.0% | 0.04% | -17.0% | |
| TUR | New | ISHARESput | $802,000 | – | 19,300 | +100.0% | 0.04% | – |
| DNIF | Buy | DIVIDEND & INCOME FUND | $813,000 | +4.0% | 65,828 | +1.5% | 0.04% | -17.0% |
| OXY | Buy | OCCIDENTAL PETE CORP DELput | $802,000 | +34.6% | 13,400 | +42.6% | 0.04% | +8.3% |
| FTRPR | Sell | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $796,000 | -60.0% | 27,418 | -32.1% | 0.04% | -67.2% |
| CAA | New | CALATLANTIC GROUP INCput | $795,000 | – | 22,500 | +100.0% | 0.04% | – |
| GRX | GABELLI HLTHCARE & WELLNESS | $790,000 | +8.5% | 72,856 | 0.0% | 0.04% | -13.6% | |
| SNA | SNAP ON INCput | $790,000 | -6.3% | 5,000 | 0.0% | 0.04% | -24.0% | |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $775,000 | +98.7% | 88,603 | +92.0% | 0.04% | +65.2% |
| CSX | Sell | CSX CORPput | $764,000 | -25.4% | 14,000 | -36.4% | 0.04% | -39.3% |
| ABE | ABERDEEN EMERGING MKTS SMALL | $765,000 | +5.8% | 55,422 | 0.0% | 0.04% | -14.0% | |
| S | Buy | SPRINT CORP | $766,000 | +12.3% | 93,228 | +18.7% | 0.04% | -9.8% |
| ELOS | New | SYNERON MEDICAL LTD | $753,000 | – | 68,770 | +100.0% | 0.04% | – |
| EEM | Buy | ISHARES TRput | $741,000 | +72.7% | 17,900 | +64.2% | 0.04% | +38.5% |
| MAR | MARRIOTT INTL INC NEWcl a | $742,000 | +6.6% | 7,394 | 0.0% | 0.04% | -14.3% | |
| APVO | APTEVO THERAPEUTICS INC | $733,000 | +0.5% | 353,977 | 0.0% | 0.04% | -18.2% | |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $749,000 | +3.5% | 85,093 | +0.5% | 0.04% | -16.3% |
| GCH | Buy | ABERDEEN GTR CHINA FD INC | $747,000 | +26.2% | 65,155 | +15.2% | 0.04% | +2.9% |
| GCVRZ | Buy | SANOFIright 12/31/2020 | $751,000 | -15.3% | 1,975,123 | +0.2% | 0.04% | -32.1% |
| ADX | ADAMS DIVERSIFIED EQUITY FD | $720,000 | +3.9% | 50,402 | 0.0% | 0.04% | -14.6% | |
| SPEPRB | Sell | SPECIAL OPPORTUNITIES FD INCpfd conv se b | $725,000 | -2.8% | 28,212 | -3.4% | 0.04% | -22.2% |
| CS | New | CREDIT SUISSE GROUPcall | $730,000 | – | 50,000 | +100.0% | 0.04% | – |
| GNCIQ | Buy | GNC HLDGS INCput | $721,000 | +17.2% | 85,500 | +2.4% | 0.04% | -5.4% |
| CBOE | Buy | CBOE HLDGS INC | $690,000 | +235.0% | 7,546 | +196.4% | 0.03% | +183.3% |
| FTR | Buy | FRONTIER COMMUNICATIONS CORPput | $691,000 | +51.2% | 595,400 | +178.1% | 0.03% | +25.9% |
| MSGS | MADISON SQUARE GARDEN CO NEWcl a | $710,000 | -1.5% | 3,608 | 0.0% | 0.03% | -20.9% | |
| SLCA | New | U S SILICA HLDGS INCcall | $710,000 | – | 20,000 | +100.0% | 0.03% | – |
| RSPP | Buy | RSP PERMIAN INCput | $681,000 | +116.2% | 21,100 | +177.6% | 0.03% | +73.7% |
| VIPS | Sell | VIPSHOP HLDGS LTDput | $675,000 | -37.1% | 63,900 | -20.6% | 0.03% | -48.4% |
| GF | Sell | NEW GERMANY FD INC | $678,000 | +0.4% | 40,746 | -10.9% | 0.03% | -17.5% |
| ZG | Sell | ZILLOW GROUP INCcl a | $685,000 | +12.5% | 14,017 | -22.2% | 0.03% | -8.3% |
| LEXEB | LIBERTY EXPEDIA HOLDINGS | $673,000 | +18.5% | 12,437 | 0.0% | 0.03% | -2.9% | |
| STZB | CONSTELLATION BRANDS INCcl b | $662,000 | +19.7% | 3,400 | 0.0% | 0.03% | -3.0% | |
| FNSR | New | FINISAR CORP | $659,000 | – | 25,372 | +100.0% | 0.03% | – |
| KCG | Sell | KCG HLDGS INCcl a | $649,000 | -63.5% | 32,552 | -67.3% | 0.03% | -69.8% |
| MSF | MORGAN STANLEY EMER MKTS FD | $655,000 | +9.5% | 40,551 | 0.0% | 0.03% | -11.1% | |
| HLS | New | HEALTHSOUTH CORPcall | $634,000 | – | 13,100 | +100.0% | 0.03% | – |
| ET | ENERGY TRANSFER EQUITY L P | $643,000 | -8.9% | 35,800 | 0.0% | 0.03% | -26.2% | |
| AMAG | New | AMAG PHARMACEUTICALS INCput | $646,000 | – | 35,100 | +100.0% | 0.03% | – |
| TSO | New | TESORO CORPcall | $646,000 | – | 6,900 | +100.0% | 0.03% | – |
| DB | Sell | DEUTSCHE BANK AGnamen akt | $621,000 | -90.5% | 34,900 | -90.8% | 0.03% | -92.3% |
| SLB | New | SCHLUMBERGER LTDcall | $612,000 | – | 9,300 | +100.0% | 0.03% | – |
| VMW | VMWARE INCput | $612,000 | -5.1% | 7,000 | 0.0% | 0.03% | -23.1% | |
| ALLE | ALLEGION PUB LTD CO | $622,000 | +7.2% | 7,663 | 0.0% | 0.03% | -14.3% | |
| NFX | Buy | NEWFIELD EXPL CO | $620,000 | -16.0% | 21,800 | +9.0% | 0.03% | -31.8% |
| CHN | CHINA FD INC | $612,000 | +12.3% | 32,774 | 0.0% | 0.03% | -9.1% | |
| FLXN | New | FLEXION THERAPEUTICS INCput | $614,000 | – | 30,400 | +100.0% | 0.03% | – |
| ETFC | Sell | E TRADE FINANCIAL CORP | $598,000 | -73.1% | 15,737 | -75.3% | 0.03% | -78.2% |
| CEE | CENTRAL EUR RUSS & TURK FD I | $599,000 | +4.5% | 27,359 | 0.0% | 0.03% | -14.7% | |
| HUM | New | HUMANA INCput | $602,000 | – | 2,500 | +100.0% | 0.03% | – |
| JGH | NUVEEN GLOBAL HIGH INCOME FD | $600,000 | +2.4% | 35,566 | 0.0% | 0.03% | -17.1% | |
| TDF | New | TEMPLETON DRAGON FD INC | $607,000 | – | 30,104 | +100.0% | 0.03% | – |
| TSO | New | TESORO CORP | $589,000 | – | 6,288 | +100.0% | 0.03% | – |
| RDSA | ROYAL DUTCH SHELL PLCspons adr a | $577,000 | +0.9% | 10,847 | 0.0% | 0.03% | -17.6% | |
| CSX | Sell | CSX CORP | $584,000 | +9.2% | 10,700 | -7.0% | 0.03% | -12.5% |
| NOVAVAX INCnote 3.750% 2/0 | $567,000 | -4.2% | 1,294,000 | 0.0% | 0.03% | -20.0% | ||
| WDAY | WORKDAY INCcall | $582,000 | +16.4% | 6,000 | 0.0% | 0.03% | -6.7% | |
| SWZ | Sell | SWISS HELVETIA FD INC | $572,000 | -34.1% | 45,012 | -39.9% | 0.03% | -46.2% |
| YY | YY INCcall | $580,000 | +25.8% | 10,000 | 0.0% | 0.03% | 0.0% | |
| RES | Buy | RPC INC | $583,000 | +35.3% | 28,832 | +22.5% | 0.03% | +7.7% |
| LRCX | Sell | LAM RESEARCH CORPput | $566,000 | -70.6% | 4,000 | -73.3% | 0.03% | -76.5% |
| LKSDQ | LSC COMMUNICATIONS INC | $547,000 | -14.9% | 25,556 | 0.0% | 0.03% | -30.8% | |
| WPX | Buy | WPX ENERGY INCput | $553,000 | +292.2% | 57,300 | +445.7% | 0.03% | +237.5% |
| WSOB | WATSCO INCcl b conv | $558,000 | +6.1% | 3,671 | 0.0% | 0.03% | -12.9% | |
| MDP | MEREDITH CORP | $546,000 | -8.1% | 9,188 | 0.0% | 0.03% | -25.0% | |
| FWONA | LIBERTY MEDIA CORP DELAWARE | $563,000 | +7.0% | 16,077 | 0.0% | 0.03% | -12.9% | |
| PFN | PIMCO INCOME STRATEGY FUND I | $534,000 | +3.9% | 51,152 | 0.0% | 0.03% | -16.1% | |
| PANW | Buy | PALO ALTO NETWORKS INCcall | $536,000 | +53.6% | 4,000 | +29.0% | 0.03% | +23.8% |
| WGL | WGL HLDGS INC | $542,000 | +1.1% | 6,497 | 0.0% | 0.03% | -18.8% | |
| NOW | New | SERVICENOW INCput | $530,000 | – | 5,000 | +100.0% | 0.03% | – |
| SCHL | Sell | SCHOLASTIC CORP | $539,000 | -1.6% | 12,363 | -3.9% | 0.03% | -21.2% |
| LAQ | Buy | ABERDEEN LATIN AMER EQTY FD | $537,000 | +30.0% | 23,173 | +31.9% | 0.03% | +4.0% |
| ANH | Sell | ANWORTH MORTGAGE ASSET CP | $545,000 | -70.2% | 90,621 | -72.5% | 0.03% | -76.4% |
| RILY | New | B RILEY FINL INC | $505,000 | – | 27,220 | +100.0% | 0.02% | – |
| EMD | WESTERN ASSET EMRG MKT DEBT | $519,000 | +0.4% | 33,335 | 0.0% | 0.02% | -19.4% | |
| AEGERION PHARMACEUTICALS INCnote 2.000% 8/1 | $524,000 | -0.8% | 653,000 | 0.0% | 0.02% | -21.9% | ||
| FLXN | New | FLEXION THERAPEUTICS INCcall | $521,000 | – | 25,800 | +100.0% | 0.02% | – |
| KF | New | KOREA FD | $522,000 | – | 13,026 | +100.0% | 0.02% | – |
| PNK | PINNACLE ENTMT INC NEW | $509,000 | +1.2% | 25,783 | 0.0% | 0.02% | -16.7% | |
| BCS | BARCLAYS PLCadr | $519,000 | -5.8% | 48,981 | 0.0% | 0.02% | -24.2% | |
| IIF | MORGAN STANLEY INDIA INVS FD | $517,000 | +2.6% | 15,983 | 0.0% | 0.02% | -16.7% | |
| APA | New | APACHE CORPcall | $508,000 | – | 10,600 | +100.0% | 0.02% | – |
| CCI | Buy | CROWN CASTLE INTL CORP NEW | $502,000 | +64.1% | 5,010 | +54.7% | 0.02% | +33.3% |
| SANDISK CORPnote 0.500%10/1 | $487,000 | +2.1% | 500,000 | 0.0% | 0.02% | -17.2% | ||
| LION | FIDELITY SOUTHERN CORP NEW | $490,000 | +2.1% | 21,454 | 0.0% | 0.02% | -17.2% | |
| SIRI | Buy | SIRIUS XM HLDGS INCput | $488,000 | +106.8% | 89,400 | +95.6% | 0.02% | +71.4% |
| CCI | New | CROWN CASTLE INTL CORP NEWput | $501,000 | – | 5,000 | +100.0% | 0.02% | – |
| RMRM | RMR REAL ESTATE INCOME FUND | $502,000 | +4.1% | 22,967 | 0.0% | 0.02% | -17.2% | |
| COP | CONOCOPHILLIPS | $502,000 | -11.8% | 11,414 | 0.0% | 0.02% | -29.4% | |
| TYFDL | Sell | TYSON FOODS INCunit 99/99/9999 | $468,000 | -43.0% | 6,892 | -43.6% | 0.02% | -53.1% |
| ANSS | ANSYS INC | $468,000 | +13.9% | 3,850 | 0.0% | 0.02% | -8.0% | |
| LBTYK | LIBERTY GLOBAL PLC | $480,000 | -11.1% | 15,410 | 0.0% | 0.02% | -28.1% | |
| CRM | Buy | SALESFORCE COM INC | $479,000 | +277.2% | 5,529 | +259.0% | 0.02% | +187.5% |
| HZNP | Buy | HORIZON PHARMA PLCput | $453,000 | +15000.0% | 38,200 | +19000.0% | 0.02% | – |
| FANG | Sell | DIAMONDBACK ENERGY INC | $454,000 | -47.3% | 5,113 | -38.5% | 0.02% | -57.7% |
| BACWSB | Sell | BANK AMER CORP*w exp 10/28/201 | $460,000 | -14.2% | 581,972 | -0.4% | 0.02% | -31.2% |
| CHUBA | Buy | COMMERCEHUB INC | $453,000 | +123.2% | 26,002 | +98.3% | 0.02% | +83.3% |
| OII | Sell | OCEANEERING INTL INC | $452,000 | -29.6% | 19,800 | -16.5% | 0.02% | -42.1% |
| SWN | Buy | SOUTHWESTERN ENERGY COput | $424,000 | +182.7% | 69,800 | +281.4% | 0.02% | +133.3% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $424,000 | +44.7% | 10,900 | +39.7% | 0.02% | +16.7% |
| Sell | IMPAX LABORATORIES INCnote 2.000% 6/1 | $428,000 | -47.9% | 500,000 | -50.0% | 0.02% | -57.1% | |
| MTDR | Buy | MATADOR RES COcall | $427,000 | -5.5% | 20,000 | +5.3% | 0.02% | -22.2% |
| AWI | Sell | ARMSTRONG WORLD INDS INC NEW | $432,000 | -4.2% | 9,400 | -4.1% | 0.02% | -22.2% |
| SHLDQ | Sell | SEARS HLDGS CORP | $435,000 | -39.0% | 49,144 | -20.8% | 0.02% | -51.2% |
| TTF | THAI FD INC | $427,000 | +0.9% | 49,306 | 0.0% | 0.02% | -16.0% | |
| BCOR | New | BLUCORA INCcall | $424,000 | – | 20,000 | +100.0% | 0.02% | – |
| AIG | Sell | AMERICAN INTL GROUP INCput | $438,000 | -67.4% | 7,000 | -67.4% | 0.02% | -73.8% |
| PFPT | PROOFPOINT INCcall | $434,000 | +16.7% | 5,000 | 0.0% | 0.02% | -4.5% | |
| IRWD | New | IRONWOOD PHARMACEUTICALS INCcall | $433,000 | – | 22,900 | +100.0% | 0.02% | – |
| FMI | Sell | FOUNDATION MEDICINE INC | $417,000 | +6.1% | 10,486 | -14.0% | 0.02% | -16.7% |
| PG | Buy | PROCTER AND GAMBLE COput | $409,000 | +313.1% | 4,700 | +327.3% | 0.02% | +233.3% |
| UAL | Sell | UNITED CONTL HLDGS INC | $402,000 | -39.1% | 5,343 | -42.8% | 0.02% | -50.0% |
| PE | Buy | PARSLEY ENERGY INCcl a | $408,000 | +39.2% | 14,700 | +63.3% | 0.02% | +11.1% |
| NSR | NEUSTAR INCcl a | $420,000 | +0.5% | 12,600 | 0.0% | 0.02% | -20.0% | |
| BWLD | BUFFALO WILD WINGS INC | $405,000 | -17.2% | 3,200 | 0.0% | 0.02% | -31.0% | |
| HSY | Buy | HERSHEY COput | $419,000 | +155.5% | 3,900 | +160.0% | 0.02% | +100.0% |
| LULU | LULULEMON ATHLETICA INC | $406,000 | +15.0% | 6,800 | 0.0% | 0.02% | -4.8% | |
| SU | SUNCOR ENERGY INC NEW | $415,000 | -5.0% | 14,220 | 0.0% | 0.02% | -23.1% | |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $386,000 | +1.6% | 24,310 | +3.4% | 0.02% | -17.4% |
| SGBK | New | STONEGATE BK FT LAUDERDALE F | $383,000 | – | 8,300 | +100.0% | 0.02% | – |
| FANG | New | DIAMONDBACK ENERGY INCcall | $400,000 | – | 4,500 | +100.0% | 0.02% | – |
| HAL | Sell | HALLIBURTON CO | $399,000 | -69.5% | 9,343 | -64.9% | 0.02% | -75.6% |
| APC | New | ANADARKO PETE CORPcall | $399,000 | – | 8,800 | +100.0% | 0.02% | – |
| CTXS | New | CITRIX SYS INCcall | $398,000 | – | 5,000 | +100.0% | 0.02% | – |
| MXE | MEXICO EQUITY & INCOME FD | $395,000 | +5.3% | 34,510 | 0.0% | 0.02% | -13.6% | |
| DYNPRA | New | DYNEGY INC NEW DELpfd conv ser a | $391,000 | – | 13,457 | +100.0% | 0.02% | – |
| NVTRQ | Sell | NUVECTRA CORP | $390,000 | -33.9% | 29,337 | -66.0% | 0.02% | -45.7% |
| TBPH | THERAVANCE BIOPHARMA INCput | $398,000 | +8.2% | 10,000 | 0.0% | 0.02% | -13.6% | |
| MAR | MARRIOTT INTL INC NEWput | $401,000 | +6.4% | 4,000 | 0.0% | 0.02% | -17.4% | |
| AIG | Sell | AMERICAN INTL GROUP INC | $400,000 | -60.9% | 6,390 | -61.0% | 0.02% | -68.9% |
| BPI | BRIDGEPOINT ED INC | $362,000 | +38.2% | 24,511 | 0.0% | 0.02% | +12.5% | |
| NYLDA | NRG YIELD INCcl a new | $364,000 | -1.9% | 21,354 | 0.0% | 0.02% | -18.2% | |
| RVT | Sell | ROYCE VALUE TR INC | $375,000 | -12.8% | 25,711 | -16.3% | 0.02% | -30.8% |
| WMB | WILLIAMS COS INC DEL | $366,000 | +2.2% | 12,100 | 0.0% | 0.02% | -14.3% | |
| UNH | Sell | UNITEDHEALTH GROUP INC | $370,000 | -65.3% | 1,996 | -69.3% | 0.02% | -71.9% |
| WPG | WASHINGTON PRIME GROUP NEW | $366,000 | -3.7% | 43,730 | 0.0% | 0.02% | -21.7% | |
| GGZ | GABELLI GLB SML & MD CP VAL | $355,000 | +8.2% | 28,754 | 0.0% | 0.02% | -15.0% | |
| CNDT | CONDUENT INC | $356,000 | -5.1% | 22,340 | 0.0% | 0.02% | -22.7% | |
| HSY | HERSHEY CO | $354,000 | -1.9% | 3,300 | 0.0% | 0.02% | -22.7% | |
| XLE | SELECT SECTOR SPDR TRenergy | $344,000 | -7.0% | 5,300 | 0.0% | 0.02% | -22.7% | |
| AEF | Buy | ABERDEEN CHILE FD INC | $359,000 | +37.0% | 50,622 | +34.7% | 0.02% | +6.2% |
| BGR | Buy | BLACKROCK ENERGY & RES TR | $343,000 | -5.0% | 26,409 | +0.6% | 0.02% | -22.7% |
| ICON | ICONIX BRAND GROUP INCput | $352,000 | -8.1% | 51,000 | 0.0% | 0.02% | -26.1% | |
| AGD | ALPINE GLOBAL DYNAMIC DIVD F | $352,000 | +4.8% | 34,452 | 0.0% | 0.02% | -15.0% | |
| CBOE | Buy | CBOE HLDGS INCput | $320,000 | +57.6% | 3,500 | +40.0% | 0.02% | +33.3% |
| GOLD | BARRICK GOLD CORP | $333,000 | -16.1% | 20,901 | 0.0% | 0.02% | -33.3% | |
| AKS | AK STL HLDG CORPput | $329,000 | -8.9% | 50,100 | 0.0% | 0.02% | -27.3% | |
| FTI | TECHNIPFMC PLC | $339,000 | -16.3% | 12,462 | 0.0% | 0.02% | -33.3% | |
| HKRSQ | Sell | HALCON RES CORP | $329,000 | -71.0% | 72,657 | -50.7% | 0.02% | -76.5% |
| ODP | Sell | OFFICE DEPOT INC | $323,000 | -17.2% | 57,257 | -31.5% | 0.02% | -30.4% |
| WPZ | WILLIAMS PARTNERS L P NEW | $329,000 | -1.5% | 8,191 | 0.0% | 0.02% | -20.0% | |
| RENX | RELX NVsponsored adr | $332,000 | +11.4% | 16,072 | 0.0% | 0.02% | -11.1% | |
| EQT | New | EQT CORPput | $328,000 | – | 5,600 | +100.0% | 0.02% | – |
| LEXEA | LIBERTY EXPEDIA HOLDINGS | $334,000 | +18.9% | 6,186 | 0.0% | 0.02% | -5.9% | |
| DXC | New | DXC TECHNOLOGY CO | $335,000 | – | 4,358 | +100.0% | 0.02% | – |
| SRG | SERITAGE GROWTH PPTYScl a | $321,000 | -3.0% | 7,662 | 0.0% | 0.02% | -20.0% | |
| C | CITIGROUP INCput | $334,000 | +11.7% | 5,000 | 0.0% | 0.02% | -11.1% | |
| MKSI | MKS INSTRUMENT INC | $303,000 | -1.9% | 4,500 | 0.0% | 0.02% | -21.1% | |
| FTDCQ | FTD COS INC | $314,000 | -0.6% | 15,697 | 0.0% | 0.02% | -21.1% | |
| JHG | New | JANUS HENDERSON GROUP PLC | $314,000 | – | 9,485 | +100.0% | 0.02% | – |
| WLL | WHITING PETE CORP NEWput | $319,000 | -41.7% | 57,800 | 0.0% | 0.02% | -54.5% | |
| FOR | New | FORESTAR GROUP INCput | $309,000 | – | 18,000 | +100.0% | 0.02% | – |
| OLN | OLIN CORP | $299,000 | -7.7% | 9,858 | 0.0% | 0.02% | -21.1% | |
| GDV | GABELLI DIVD & INCOME TR | $301,000 | +4.5% | 13,817 | 0.0% | 0.02% | -11.8% | |
| TWTR | TWITTER INCcall | $313,000 | +19.5% | 17,500 | 0.0% | 0.02% | -6.2% | |
| NYCB | NEW YORK CMNTY BANCORP INC | $300,000 | -6.0% | 22,837 | 0.0% | 0.02% | -21.1% | |
| BMRN | New | BIOMARIN PHARMACEUTICAL INCput | $318,000 | – | 3,500 | +100.0% | 0.02% | – |
| FLDM | Buy | FLUIDIGM CORP DELput | $304,000 | +234.1% | 75,300 | +370.6% | 0.02% | +200.0% |
| LBTYB | LIBERTY GLOBAL PLC | $306,000 | -9.7% | 9,194 | 0.0% | 0.02% | -25.0% | |
| MBBYF | Sell | MOBILEYE N V AMSTELVEENcall | $314,000 | -87.3% | 5,000 | -87.6% | 0.02% | -89.9% |
| AIGWS | Buy | AMERICAN INTL GROUP INC*w exp 01/19/202 | $318,000 | -1.2% | 15,367 | +0.3% | 0.02% | -21.1% |
| LDF | New | LATIN AMERN DISCOVERY FD INC | $301,000 | – | 28,746 | +100.0% | 0.02% | – |
| APA | New | APACHE CORPput | $316,000 | – | 6,600 | +100.0% | 0.02% | – |
| SRF | Buy | CUSHING ENERGY INCOME | $299,000 | +7.6% | 35,302 | +19.5% | 0.02% | -11.8% |
| HFC | New | HOLLYFRONTIER CORPput | $286,000 | – | 10,400 | +100.0% | 0.01% | – |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $288,000 | +1.1% | 32,763 | 0.0% | 0.01% | -17.6% | |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $287,000 | -14.8% | 23,000 | -0.5% | 0.01% | -30.0% |
| IRDMB | New | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $287,000 | – | 743 | +100.0% | 0.01% | – |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $296,000 | -44.5% | 236,683 | 0.0% | 0.01% | -56.2% | |
| ITW | New | ILLINOIS TOOL WKS INCput | $286,000 | – | 2,000 | +100.0% | 0.01% | – |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $292,000 | +6.2% | 25,402 | 0.0% | 0.01% | -12.5% | |
| WFCPRL | WELLS FARGO CO NEWperp pfd cnv a | $289,000 | +5.9% | 220 | 0.0% | 0.01% | -12.5% | |
| LMT | Sell | LOCKHEED MARTIN CORP | $264,000 | -67.6% | 951 | -68.8% | 0.01% | -73.5% |
| ILF | New | ISHARES TRput | $273,000 | – | 9,000 | +100.0% | 0.01% | – |
| SLCA | New | U S SILICA HLDGS INCput | $266,000 | – | 7,500 | +100.0% | 0.01% | – |
| CQP | CHENIERE ENERGY PARTNERS LP | $263,000 | +0.4% | 8,114 | 0.0% | 0.01% | -18.8% | |
| KEY | KEYCORP NEW | $258,000 | +5.3% | 13,761 | 0.0% | 0.01% | -13.3% | |
| TMUS | New | T MOBILE US INC | $260,000 | – | 4,282 | +100.0% | 0.01% | – |
| AMD | Sell | ADVANCED MICRO DEVICES INCput | $275,000 | -15.9% | 22,000 | -2.2% | 0.01% | -35.0% |
| KRE | New | SPDR SERIES TRUSTcall | $275,000 | – | 5,000 | +100.0% | 0.01% | – |
| ONB | OLD NATL BANCORP IND | $278,000 | -0.4% | 16,099 | 0.0% | 0.01% | -23.5% | |
| FBHS | New | FORTUNE BRANDS HOME & SEC IN | $259,000 | – | 3,970 | +100.0% | 0.01% | – |
| EWU | ISHARES TRmsci uk etf new | $258,000 | +2.4% | 7,750 | 0.0% | 0.01% | -13.3% | |
| NOW | New | SERVICENOW INCcall | $265,000 | – | 2,500 | +100.0% | 0.01% | – |
| CECE | CECO ENVIRONMENTAL CORP | $264,000 | -12.9% | 28,783 | 0.0% | 0.01% | -27.8% | |
| ATLC | ATLANTICUS HLDGS CORP | $278,000 | 0.0% | 104,410 | 0.0% | 0.01% | -23.5% | |
| CVI | CVR ENERGY INC | $257,000 | +8.4% | 11,797 | 0.0% | 0.01% | -14.3% | |
| EXEL | Sell | EXELIXIS INCcall | $246,000 | -43.2% | 10,000 | -50.0% | 0.01% | -53.8% |
| NBR | New | NABORS INDUSTRIES LTD | $254,000 | – | 31,100 | +100.0% | 0.01% | – |
| SM | Sell | SM ENERGY CO | $243,000 | -83.4% | 14,752 | -75.7% | 0.01% | -86.2% |
| HBAN | HUNTINGTON BANCSHARES INC | $249,000 | +0.8% | 18,452 | 0.0% | 0.01% | -20.0% | |
| RRD | DONNELLEY R R & SONS CO | $249,000 | +3.8% | 19,834 | 0.0% | 0.01% | -14.3% | |
| AKS | Buy | AK STL HLDG CORP | $249,000 | +77.9% | 37,915 | +95.3% | 0.01% | +50.0% |
| EPRPRC | EPR PPTYSpfd c cnv 5.75% | $253,000 | -1.9% | 8,932 | 0.0% | 0.01% | -20.0% | |
| CFG | New | CITIZENS FINL GROUP INC | $250,000 | – | 7,000 | +100.0% | 0.01% | – |
| GLPI | GAMING & LEISURE PPTYS INC | $252,000 | +12.5% | 6,700 | 0.0% | 0.01% | -7.7% | |
| GOGO | GOGO INCput | $231,000 | +5.0% | 20,000 | 0.0% | 0.01% | -15.4% | |
| CUZ | COUSINS PPTYS INC | $229,000 | +6.0% | 26,080 | 0.0% | 0.01% | -15.4% | |
| CHK | Sell | CHESAPEAKE ENERGY CORP | $235,000 | -18.1% | 47,256 | -2.1% | 0.01% | -35.3% |
| WEN | WENDYS CO | $218,000 | +13.5% | 14,102 | 0.0% | 0.01% | 0.0% | |
| QADB | New | QAD INCcl b | $224,000 | – | 8,316 | +100.0% | 0.01% | – |
| FAM | Buy | FIRST TR ABERDEEN GLBL OPP F | $233,000 | +4.0% | 19,966 | +3.6% | 0.01% | -15.4% |
| Sell | GNC HLDGS INCnote 1.500% 8/1 | $230,000 | -62.2% | 340,000 | -66.0% | 0.01% | -69.4% | |
| CACQ | CAESARS ACQUISITION COcl a | $218,000 | +23.9% | 11,457 | 0.0% | 0.01% | 0.0% | |
| WOOF | New | VCA INCcall | $231,000 | – | 2,500 | +100.0% | 0.01% | – |
| FAST | FASTENAL COput | $218,000 | -15.5% | 5,000 | 0.0% | 0.01% | -26.7% | |
| STL | STERLING BANCORP DEL | $236,000 | -2.1% | 10,157 | 0.0% | 0.01% | -21.4% | |
| HGV | New | HILTON GRAND VACATIONS INC | $222,000 | – | 6,150 | +100.0% | 0.01% | – |
| M/I HOMES INCnote 3.000% 3/0 | $225,000 | +1.8% | 218,000 | 0.0% | 0.01% | -15.4% | ||
| PXD | New | PIONEER NAT RES CO | $207,000 | – | 1,300 | +100.0% | 0.01% | – |
| EGN | New | ENERGEN CORP | $202,000 | – | 4,100 | +100.0% | 0.01% | – |
| SLM | SLM CORP | $213,000 | -4.9% | 18,510 | 0.0% | 0.01% | -23.1% | |
| BB | BLACKBERRY LTDput | $200,000 | +29.0% | 20,000 | 0.0% | 0.01% | +11.1% | |
| GRFS | New | GRIFOLS S Asp adr rep b nvt | $208,000 | – | 9,828 | +100.0% | 0.01% | – |
| NCR | Buy | NCR CORP NEW | $206,000 | +108.1% | 5,065 | +133.9% | 0.01% | +66.7% |
| CAF | New | MORGAN STANLEY CHINA A SH FD | $214,000 | – | 9,569 | +100.0% | 0.01% | – |
| KFS | Sell | KINGSWAY FINL SVCS INC | $215,000 | +3.9% | 35,591 | -0.1% | 0.01% | -16.7% |
| CTRP | CTRIP COM INTL LTDcall | $215,000 | +9.1% | 4,000 | 0.0% | 0.01% | -16.7% | |
| VLO | New | VALERO ENERGY CORP NEW | $200,000 | – | 2,969 | +100.0% | 0.01% | – |
| MVO | Sell | MV OIL TRtr units | $216,000 | -70.5% | 37,207 | -69.0% | 0.01% | -77.3% |
| LTRPB | LIBERTY TRIPADVISOR HLDGS IN | $204,000 | -14.6% | 16,700 | 0.0% | 0.01% | -28.6% | |
| EWY | New | ISHARESput | $203,000 | – | 3,000 | +100.0% | 0.01% | – |
| TEO | New | TELECOM ARGENTINA S Aput | $215,000 | – | 8,500 | +100.0% | 0.01% | – |
| OPK | OPKO HEALTH INC | $205,000 | -17.7% | 31,144 | 0.0% | 0.01% | -33.3% | |
| GRR | Sell | ASIA TIGERS FD INC | $177,000 | -2.2% | 14,872 | -6.3% | 0.01% | -18.2% |
| BKH | New | BLACK HILLS CORP | $182,000 | – | 2,700 | +100.0% | 0.01% | – |
| KOS | New | KOSMOS ENERGY LTDcall | $176,000 | – | 27,400 | +100.0% | 0.01% | – |
| WLL | Buy | WHITING PETE CORP NEW | $186,000 | -3.6% | 33,878 | +66.2% | 0.01% | -25.0% |
| AWP | ALPINE GLOBAL PREMIER PPTYS | $183,000 | +10.9% | 28,912 | 0.0% | 0.01% | -10.0% | |
| HIGWS | New | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $181,000 | – | 4,149 | +100.0% | 0.01% | – |
| LSCC | LATTICE SEMICONDUCTOR CORP | $182,000 | -4.2% | 27,400 | 0.0% | 0.01% | -18.2% | |
| FOF | COHEN & STEERS CLOSED END OP | $179,000 | +4.7% | 13,781 | 0.0% | 0.01% | -10.0% | |
| UAL | New | UNITED CONTL HLDGS INCput | $188,000 | – | 2,500 | +100.0% | 0.01% | – |
| IRWD | New | IRONWOOD PHARMACEUTICALS INCput | $189,000 | – | 10,000 | +100.0% | 0.01% | – |
| GRF | EAGLE CAP GROWTH FD INC | $181,000 | +6.5% | 23,037 | 0.0% | 0.01% | -10.0% | |
| ASG | LIBERTY ALL-STAR GROWTH FD I | $190,000 | +8.6% | 38,630 | 0.0% | 0.01% | -10.0% | |
| RBS | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $177,000 | +7.9% | 27,100 | 0.0% | 0.01% | -10.0% | |
| FAX | ABERDEEN ASIA PACIFIC INCOM | $160,000 | 0.0% | 32,000 | 0.0% | 0.01% | -20.0% | |
| MUX | MCEWEN MNG INC | $167,000 | -13.5% | 63,646 | 0.0% | 0.01% | -33.3% | |
| SPWR | SUNPOWER CORP | $169,000 | +53.6% | 18,106 | 0.0% | 0.01% | +14.3% | |
| NMPRG | New | NAVIOS MARITIME HLDGS INCspn adr rp pfd g | $165,000 | – | 10,487 | +100.0% | 0.01% | – |
| NSR | NEUSTAR INCput | $167,000 | +0.6% | 5,000 | 0.0% | 0.01% | -20.0% | |
| SNR | NEW SR INVT GROUP INC | $169,000 | -1.7% | 16,836 | 0.0% | 0.01% | -20.0% | |
| DB | New | DEUTSCHE BANK AGcall | $158,000 | – | 8,900 | +100.0% | 0.01% | – |
| AMBC | Sell | AMBAC FINL GROUP INC | $174,000 | -29.0% | 10,000 | -23.1% | 0.01% | -46.7% |
| F | Sell | FORD MTR CO DEL | $171,000 | -27.8% | 15,323 | -24.6% | 0.01% | -42.9% |
| OLN | OLIN CORPput | $167,000 | -7.7% | 5,500 | 0.0% | 0.01% | -27.3% | |
| SAN | New | BANCO SANTANDER SAadr | $134,000 | – | 20,000 | +100.0% | 0.01% | – |
| USA | LIBERTY ALL STAR EQUITY FDsh ben int | $151,000 | +3.4% | 26,734 | 0.0% | 0.01% | -22.2% | |
| TIP | New | ISHARES TRtips bd etf | $154,000 | – | 1,360 | +100.0% | 0.01% | – |
| ICONIX BRAND GROUP INCnote 1.500% 3/1 | $153,000 | +2.0% | 158,000 | 0.0% | 0.01% | -22.2% | ||
| HRMN | New | HARMONY MERGER CORP | $137,000 | – | 13,241 | +100.0% | 0.01% | – |
| RBSPRFCL | New | ROYAL BK SCOTLAND GROUP PLCspon adr f | $134,000 | – | 5,000 | +100.0% | 0.01% | – |
| LBF | DEUTSCHE GLOBAL HIGH INCOME | $137,000 | +3.0% | 15,708 | 0.0% | 0.01% | -12.5% | |
| COP | CONOCOPHILLIPSput | $154,000 | -12.0% | 3,500 | 0.0% | 0.01% | -30.0% | |
| SWN | Sell | SOUTHWESTERN ENERGY COcall | $141,000 | -56.5% | 23,100 | -42.0% | 0.01% | -63.2% |
| SPNV | New | SUPERIOR ENERGY SVCS INC | $152,000 | – | 14,600 | +100.0% | 0.01% | – |
| CI | New | CIGNA CORPORATION | $134,000 | – | 800 | +100.0% | 0.01% | – |
| TWX | TIME WARNER INCcall | $151,000 | +2.7% | 1,500 | 0.0% | 0.01% | -22.2% | |
| SAN | New | BANCO SANTANDER SAput | $134,000 | – | 20,000 | +100.0% | 0.01% | – |
| WIW | WESTERN ASSET CLYM INFL OPP | $147,000 | -1.3% | 13,339 | 0.0% | 0.01% | -22.2% | |
| WIN | WINDSTREAM HLDGS INC | $139,000 | -29.1% | 35,894 | 0.0% | 0.01% | -41.7% | |
| RIG | New | TRANSOCEAN LTDput | $114,000 | – | 13,900 | +100.0% | 0.01% | – |
| XLF | New | SELECT SECTOR SPDR TRcall | $123,000 | – | 5,000 | +100.0% | 0.01% | – |
| AST | Buy | ASTERIAS BIOTHERAPEUTICS INCput | $130,000 | +58.5% | 36,500 | +52.1% | 0.01% | +20.0% |
| AST | Buy | ASTERIAS BIOTHERAPEUTICS INCcall | $114,000 | +137.5% | 32,100 | +129.3% | 0.01% | +100.0% |
| MITL | MITEL NETWORKS CORP | $121,000 | +6.1% | 16,408 | 0.0% | 0.01% | -14.3% | |
| IAF | Sell | ABERDEEN AUSTRALIA EQTY FD I | $121,000 | -2.4% | 19,877 | -3.0% | 0.01% | -14.3% |
| HLS | New | HEALTHSOUTH CORP | $126,000 | – | 2,600 | +100.0% | 0.01% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC | $123,000 | – | 1,600 | +100.0% | 0.01% | – |
| ACCO | New | ACCO BRANDS CORP | $122,000 | – | 10,500 | +100.0% | 0.01% | – |
| MTDR | Sell | MATADOR RES CO | $120,000 | -29.8% | 5,600 | -22.2% | 0.01% | -40.0% |
| RGT | Sell | ROYCE GLOBAL VALUE TR INC | $122,000 | -6.2% | 12,693 | -14.2% | 0.01% | -25.0% |
| LTRPA | LIBERTY TRIPADVISOR HLDGS IN | $128,000 | -17.9% | 11,068 | 0.0% | 0.01% | -33.3% | |
| NBL | New | NOBLE ENERGY INCput | $116,000 | – | 4,100 | +100.0% | 0.01% | – |
| AWRE | AWARE INC MASS | $127,000 | +9.5% | 24,737 | 0.0% | 0.01% | -14.3% | |
| AMLP | ALPS ETF TRput | $126,000 | -5.3% | 10,500 | 0.0% | 0.01% | -25.0% | |
| KOS | Buy | KOSMOS ENERGY LTD | $129,000 | +13.2% | 20,200 | +18.1% | 0.01% | -14.3% |
| BAC | BANK AMER CORPput | $121,000 | +2.5% | 5,000 | 0.0% | 0.01% | -14.3% | |
| BATRK | Sell | LIBERTY MEDIA CORP DELAWARE | $96,000 | -74.7% | 4,019 | -74.9% | 0.01% | -78.3% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $109,000 | +2.8% | 15,224 | +0.4% | 0.01% | -16.7% |
| ZNGA | ZYNGA INCcl a | $103,000 | +27.2% | 28,400 | 0.0% | 0.01% | 0.0% | |
| TRQ | TURQUOISE HILL RES LTD | $100,000 | -13.0% | 37,601 | 0.0% | 0.01% | -28.6% | |
| COTY | New | COTY INCput | $94,000 | – | 5,000 | +100.0% | 0.01% | – |
| CAA | New | CALATLANTIC GROUP INC | $106,000 | – | 3,000 | +100.0% | 0.01% | – |
| SSRI | Sell | SILVER STD RES INC | $109,000 | -25.3% | 11,217 | -18.2% | 0.01% | -44.4% |
| AHT | ASHFORD HOSPITALITY TR INC | $106,000 | -4.5% | 17,381 | 0.0% | 0.01% | -28.6% | |
| INTC | New | INTEL CORP | $108,000 | – | 3,200 | +100.0% | 0.01% | – |
| DE | Buy | DEERE & CO | $95,000 | +72.7% | 765 | +51.2% | 0.01% | +66.7% |
| WLL | New | WHITING PETE CORP NEWcall | $110,000 | – | 20,000 | +100.0% | 0.01% | – |
| IF | ABERDEEN INDONESIA FD INC | $111,000 | +4.7% | 14,610 | 0.0% | 0.01% | -16.7% | |
| EXTR | New | EXTREME NETWORKS INC | $113,000 | – | 12,300 | +100.0% | 0.01% | – |
| MTP | MIDATECH PHARMA PLCsponsored adr | $106,000 | -0.9% | 41,287 | 0.0% | 0.01% | -16.7% | |
| WMGIZ | WRIGHT MED GROUP N Vright 03/01/2019 | $84,000 | 0.0% | 54,980 | 0.0% | 0.00% | -20.0% | |
| AMBC | AMBAC FINL GROUP INCput | $87,000 | -7.4% | 5,000 | 0.0% | 0.00% | -33.3% | |
| WPX | WPX ENERGY INC | $91,000 | -27.8% | 9,409 | 0.0% | 0.00% | -50.0% | |
| PLYAW | New | PLAYA HOTELS & RESORTS NV*w exp 03/10/202 | $85,000 | – | 25,740 | +100.0% | 0.00% | – |
| CLNE | CLEAN ENERGY FUELS CORPput | $79,000 | -1.2% | 31,400 | 0.0% | 0.00% | -20.0% | |
| GSIT | GSI TECHNOLOGY | $88,000 | -10.2% | 11,222 | 0.0% | 0.00% | -33.3% | |
| RDNT | RADNET INC | $89,000 | +30.9% | 11,522 | 0.0% | 0.00% | 0.0% | |
| FOR | New | FORESTAR GROUP INCcall | $86,000 | – | 5,000 | +100.0% | 0.00% | – |
| USAT | USA TECHNOLOGIES INC | $56,000 | +24.4% | 10,689 | 0.0% | 0.00% | 0.0% | |
| COVS | COVISINT CORP | $70,000 | +18.6% | 28,578 | 0.0% | 0.00% | -25.0% | |
| LFVN | LIFEVANTAGE CORP | $57,000 | -18.6% | 13,092 | 0.0% | 0.00% | -25.0% | |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $54,000 | – | 1,000 | +100.0% | 0.00% | – |
| HLIT | HARMONIC INC | $64,000 | -11.1% | 12,176 | 0.0% | 0.00% | -25.0% | |
| ASTWS | Buy | ASTERIAS BIOTHERAPEUTICS INC*w exp 09/29/201 | $65,000 | +41.3% | 129,837 | +19.6% | 0.00% | 0.0% |
| ACOR | New | ACORDA THERAPEUTICS INCput | $59,000 | – | 3,000 | +100.0% | 0.00% | – |
| JAKK | JAKKS PAC INC | $71,000 | -26.8% | 17,689 | 0.0% | 0.00% | -50.0% | |
| ECTM | ECA MARCELLUS TR I | $52,000 | -1.9% | 24,649 | 0.0% | 0.00% | 0.0% | |
| ZNOG | Sell | ZION OIL & GAS INC | $72,000 | +100.0% | 21,132 | -29.0% | 0.00% | +50.0% |
| HZNP | Sell | HORIZON PHARMA PLC | $60,000 | -90.2% | 5,087 | -87.7% | 0.00% | -91.9% |
| CVEO | CIVEO CORP CDA | $59,000 | -29.8% | 28,221 | 0.0% | 0.00% | -40.0% | |
| CTXS | Sell | CITRIX SYS INC | $70,000 | -68.9% | 879 | -67.5% | 0.00% | -76.9% |
| EQT | Sell | EQT CORP | $35,000 | -69.8% | 600 | -68.4% | 0.00% | -71.4% |
| SWN | Sell | SOUTHWESTERN ENERGY CO | $48,000 | -69.6% | 7,862 | -59.4% | 0.00% | -77.8% |
| VLYWS | Sell | VALLEY NATL BANCORP*w exp 11/14/201 | $46,000 | -24.6% | 197,076 | -0.2% | 0.00% | -50.0% |
| AST | Buy | ASTERIAS BIOTHERAPEUTICS INC | $43,000 | +59.3% | 12,233 | +52.2% | 0.00% | 0.0% |
| SSRI | SILVER STD RES INCput | $47,000 | -7.8% | 4,800 | 0.0% | 0.00% | -33.3% | |
| DS | DRIVE SHACK INC | $46,000 | -23.3% | 14,549 | 0.0% | 0.00% | -50.0% | |
| RTKHQ | RENTECH INC | $50,000 | -9.1% | 109,933 | 0.0% | 0.00% | -33.3% | |
| FPPP | FIELDPOINT PETROLEUM CORP | $33,000 | -26.7% | 102,694 | 0.0% | 0.00% | -33.3% | |
| AUY | Sell | YAMANA GOLD INC | $49,000 | -62.0% | 20,000 | -57.4% | 0.00% | -75.0% |
| AUY | New | YAMANA GOLD INCput | $38,000 | – | 15,500 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON PHARMA PLCcall | $45,000 | – | 3,800 | +100.0% | 0.00% | – |
| LILAK | New | LIBERTY GLOBAL PLC | $46,000 | – | 2,154 | +100.0% | 0.00% | – |
| ICON | Buy | ICONIX BRAND GROUP INC | $39,000 | +62.5% | 5,698 | +78.2% | 0.00% | +100.0% |
| IMMU | New | IMMUNOMEDICS INC | $42,000 | – | 4,734 | +100.0% | 0.00% | – |
| NXPI | Sell | NXP SEMICONDUCTORS N Vcall | $44,000 | -15.4% | 400 | -20.0% | 0.00% | -33.3% |
| HKWS | HALCON RES CORP*w exp 09/09/202 | $14,000 | -64.1% | 22,145 | 0.0% | 0.00% | -50.0% | |
| SBGL | New | SIBANYE GOLD LTDput | $29,000 | – | 6,200 | +100.0% | 0.00% | – |
| VIPS | New | VIPSHOP HLDGS LTDsponsored adr | $26,000 | – | 2,500 | +100.0% | 0.00% | – |
| SIRI | Sell | SIRIUS XM HLDGS INCcall | $27,000 | -65.4% | 5,000 | -66.7% | 0.00% | -80.0% |
| P | PANDORA MEDIA INCcall | $22,000 | -26.7% | 2,500 | 0.0% | 0.00% | -50.0% | |
| GOGO | Sell | GOGO INC | $24,000 | -82.0% | 2,100 | -82.6% | 0.00% | -87.5% |
| CLNE | CLEAN ENERGY FUELS CORP | $11,000 | 0.0% | 4,236 | 0.0% | 0.00% | 0.0% | |
| CELGZ | CELGENE CORPright 12/31/2030 | $21,000 | +10.5% | 17,278 | 0.0% | 0.00% | 0.0% | |
| FWONK | New | LIBERTY MEDIA CORP DELAWARE | $12,000 | – | 334 | +100.0% | 0.00% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS Iput | $23,000 | – | 1,800 | +100.0% | 0.00% | – |
| MON | MONSANTO CO NEWput | $12,000 | +9.1% | 100 | 0.0% | 0.00% | 0.0% | |
| GMWSB | New | GENERAL MTRS CO*w exp 07/10/201 | $17,000 | – | 1,000 | +100.0% | 0.00% | – |
| KCG | KCG HLDGS INCput | $14,000 | +16.7% | 700 | 0.0% | 0.00% | 0.0% | |
| GMOLQ | GENERAL MOLY INC | $4,000 | -33.3% | 11,837 | 0.0% | 0.00% | – | |
| ALLY | New | ALLY FINL INCput | $6,000 | – | 300 | +100.0% | 0.00% | – |
| BRCD | New | BROCADE COMMUNICATIONS SYS I | $8,000 | – | 650 | +100.0% | 0.00% | – |
| OPK | OPKO HEALTH INCput | $7,000 | -12.5% | 1,000 | 0.0% | 0.00% | – | |
| FPPPW | New | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $0 | – | 5,465 | +100.0% | 0.00% | – |
| HOTR | Exit | CHANTICLEER HLDGS INC | $0 | – | -22,728 | -100.0% | 0.00% | – |
| DYNWS | New | DYNEGY INC NEW DEL*w exp 10/02/201 | $0 | – | 81 | +100.0% | 0.00% | – |
| SHLWQ | New | SEARS HLDGS CORP*w exp 12/15/201 | $0 | – | 28 | +100.0% | 0.00% | – |
| SBGL | New | SIBANYE GOLD LTDcall | $4,000 | – | 900 | +100.0% | 0.00% | – |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $3,000 | +200.0% | 159,104 | 0.0% | 0.00% | – | |
| NIHD | Exit | NII HLDGS INCcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| MPC | Exit | MARATHON PETE CORPcall | $0 | – | -100 | -100.0% | 0.00% | – |
| BCE | Exit | BCE INC | $0 | – | -97 | -100.0% | 0.00% | – |
| CIE | Exit | COBALT INTL ENERGY INCcall | $0 | – | -22,200 | -100.0% | -0.00% | – |
| PANW | Exit | PALO ALTO NETWORKS INC | $0 | – | -101 | -100.0% | -0.00% | – |
| NM | Exit | NAVIOS MARITIME HOLDINGS INCput | $0 | – | -12,000 | -100.0% | -0.00% | – |
| KMIWS | Exit | KINDER MORGAN INC DEL*w exp 05/25/201 | $0 | – | -4,115,256 | -100.0% | -0.00% | – |
| TVIAQ | Exit | TERRAVIA HLDGS INCput | $0 | – | -19,000 | -100.0% | -0.00% | – |
| XOM | Exit | EXXON MOBIL CORPput | $0 | – | -378 | -100.0% | -0.00% | – |
| SB | Exit | SAFE BULKERS INCput | $0 | – | -16,900 | -100.0% | -0.00% | – |
| NSU | Exit | NEVSUN RES LTD | $0 | – | -16,994 | -100.0% | -0.00% | – |
| F | Exit | FORD MTR CO DELput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| FLDM | Exit | FLUIDIGM CORP DELcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -32,500 | -100.0% | -0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INC | $0 | – | -19,452 | -100.0% | -0.01% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -10,200 | -100.0% | -0.01% | – |
| NEBLQ | Exit | NOBLE CORP PLC | $0 | – | -14,770 | -100.0% | -0.01% | – |
| KEY | Exit | KEYCORP NEWput | $0 | – | -5,000 | -100.0% | -0.01% | – |
| GNCIQ | Exit | GNC HLDGS INC | $0 | – | -10,700 | -100.0% | -0.01% | – |
| SMRTQ | Exit | STEIN MART INC | $0 | – | -26,400 | -100.0% | -0.01% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -1,000 | -100.0% | -0.01% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INC | $0 | – | -34,000 | -100.0% | -0.01% | – |
| GRPN | Exit | GROUPON INC | $0 | – | -25,000 | -100.0% | -0.01% | – |
| AU | Exit | ANGLOGOLD ASHANTI LTDsponsored adr | $0 | – | -11,200 | -100.0% | -0.01% | – |
| SRCI | Exit | SRC ENERGY INC | $0 | – | -13,000 | -100.0% | -0.01% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -12,700 | -100.0% | -0.01% | – |
| AES | Exit | AES CORP | $0 | – | -10,100 | -100.0% | -0.01% | – |
| JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -20,000 | -100.0% | -0.01% | – |
| CX | Exit | CEMEX SAB DE CVspon adr new | $0 | – | -13,500 | -100.0% | -0.01% | – |
| FRO | Exit | FRONTLINE LTD | $0 | – | -16,600 | -100.0% | -0.01% | – |
| HLX | Exit | HELIX ENERGY SOLUTIONS GRP I | $0 | – | -15,000 | -100.0% | -0.01% | – |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -34,300 | -100.0% | -0.01% | – |
| DNRCQ | Exit | DENBURY RES INC | $0 | – | -45,000 | -100.0% | -0.01% | – |
| ENOC | Exit | ENERNOC INC | $0 | – | -21,500 | -100.0% | -0.01% | – |
| NCMI | Exit | NATIONAL CINEMEDIA INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -17,000 | -100.0% | -0.01% | – |
| QEP | Exit | QEP RES INC | $0 | – | -10,800 | -100.0% | -0.01% | – |
| AMRI | Exit | ALBANY MOLECULAR RESH INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NICK | Exit | NICHOLAS FINANCIAL INC | $0 | – | -12,961 | -100.0% | -0.01% | – |
| TAHO | Exit | TAHOE RES INC | $0 | – | -17,200 | -100.0% | -0.01% | – |
| NOK | Exit | NOKIA CORPsponsored adr | $0 | – | -25,000 | -100.0% | -0.01% | – |
| JCPNQ | Exit | PENNEY J C INC | $0 | – | -25,500 | -100.0% | -0.01% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGny registry sh | $0 | – | -18,436 | -100.0% | -0.01% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| NFX | Exit | NEWFIELD EXPL COcall | $0 | – | -4,400 | -100.0% | -0.01% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -11,100 | -100.0% | -0.01% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -17,585 | -100.0% | -0.01% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INCcall | $0 | – | -3,000 | -100.0% | -0.01% | – |
| GNE | Exit | GENIE ENERGY LTDcl b | $0 | – | -24,432 | -100.0% | -0.01% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -14,016 | -100.0% | -0.01% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INC | $0 | – | -3,455 | -100.0% | -0.01% | – |
| HSBC | Exit | HSBC HLDGS PLCput | $0 | – | -5,000 | -100.0% | -0.01% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -2,290 | -100.0% | -0.01% | – |
| CRM | Exit | SALESFORCE COM INCcall | $0 | – | -2,500 | -100.0% | -0.01% | – |
| NOV | Exit | NATIONAL OILWELL VARCO INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| RLGY | Exit | REALOGY HLDGS CORP | $0 | – | -6,800 | -100.0% | -0.01% | – |
| EXC | Exit | EXELON CORP | $0 | – | -5,454 | -100.0% | -0.01% | – |
| JNS | Exit | JANUS CAP GROUP INC | $0 | – | -15,100 | -100.0% | -0.01% | – |
| SSP | Exit | SCRIPPS E W CO OHIOcl a new | $0 | – | -9,429 | -100.0% | -0.01% | – |
| MON | Exit | MONSANTO CO NEWcall | $0 | – | -2,000 | -100.0% | -0.01% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE Cput | $0 | – | -13,500 | -100.0% | -0.01% | – |
| CRZO | Exit | CARRIZO OIL & GAS INC | $0 | – | -8,000 | -100.0% | -0.01% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -5,500 | -100.0% | -0.01% | – |
| INTC | Exit | INTEL CORPput | $0 | – | -7,100 | -100.0% | -0.02% | – |
| CHMT | Exit | CHEMTURA CORP | $0 | – | -7,868 | -100.0% | -0.02% | – |
| JPM | Exit | JPMORGAN CHASE & COput | $0 | – | -3,000 | -100.0% | -0.02% | – |
| AMTPRB | Exit | AMERICAN TOWER CORP NEWdep pfd conv se | $0 | – | -2,372 | -100.0% | -0.02% | – |
| CLR | Exit | CONTINENTAL RESOURCES INCput | $0 | – | -5,700 | -100.0% | -0.02% | – |
| EACQ | Exit | EASTERLY ACQUISITION CORP | $0 | – | -27,991 | -100.0% | -0.02% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD | $0 | – | -63,606 | -100.0% | -0.02% | – |
| P | Exit | PANDORA MEDIA INC | $0 | – | -23,853 | -100.0% | -0.02% | – |
| MTGE | Exit | MTGE INVT CORP | $0 | – | -18,000 | -100.0% | -0.02% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -3,863 | -100.0% | -0.02% | – |
| ETFC | Exit | E TRADE FINANCIAL CORPput | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MPC | Exit | MARATHON PETE CORP | $0 | – | -7,134 | -100.0% | -0.02% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -3,200 | -100.0% | -0.02% | – |
| IMOS | Exit | CHIPMOS TECHNOLOGIES INCsponsored adr | $0 | – | -20,748 | -100.0% | -0.02% | – |
| ALR | Exit | ALERE INC | $0 | – | -9,400 | -100.0% | -0.02% | – |
| CLR | Exit | CONTINENTAL RESOURCES INC | $0 | – | -8,100 | -100.0% | -0.02% | – |
| CAT | Exit | CATERPILLAR INC DELcall | $0 | – | -4,000 | -100.0% | -0.02% | – |
| ERC | Exit | WELLS FARGO MULTI SECTOR INC | $0 | – | -27,608 | -100.0% | -0.02% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -12,500 | -100.0% | -0.02% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NBR | Exit | NABORS INDUSTRIES LTDcall | $0 | – | -30,000 | -100.0% | -0.02% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INC | $0 | – | -10,232 | -100.0% | -0.02% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -5,121 | -100.0% | -0.02% | – |
| BCE | Exit | BCE INCput | $0 | – | -9,400 | -100.0% | -0.02% | – |
| PVTB | Exit | PRIVATEBANCORP INC | $0 | – | -7,000 | -100.0% | -0.02% | – |
| ABT | Exit | ABBOTT LABSput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -2,000,000 | -100.0% | -0.03% | – | |
| CBOE | Exit | CBOE HLDGS INCcall | $0 | – | -6,000 | -100.0% | -0.03% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -6,344 | -100.0% | -0.03% | – |
| CRZO | Exit | CARRIZO OIL & GAS INCcall | $0 | – | -17,500 | -100.0% | -0.03% | – |
| HP | Exit | HELMERICH & PAYNE INCput | $0 | – | -7,600 | -100.0% | -0.03% | – |
| FANG | Exit | DIAMONDBACK ENERGY INCput | $0 | – | -5,000 | -100.0% | -0.03% | – |
| RYAM | Exit | RAYONIER ADVANCED MATLS INCput | $0 | – | -38,600 | -100.0% | -0.03% | – |
| LMT | Exit | LOCKHEED MARTIN CORPput | $0 | – | -2,000 | -100.0% | -0.03% | – |
| MDCO | Exit | MEDICINES COcall | $0 | – | -11,000 | -100.0% | -0.03% | – |
| EGN | Exit | ENERGEN CORPcall | $0 | – | -11,100 | -100.0% | -0.04% | – |
| LRCX | Exit | LAM RESEARCH CORPcall | $0 | – | -5,000 | -100.0% | -0.04% | – |
| SLB | Exit | SCHLUMBERGER LTDput | $0 | – | -8,500 | -100.0% | -0.04% | – |
| MOH | Exit | MOLINA HEALTHCARE INCput | $0 | – | -15,000 | -100.0% | -0.04% | – |
| WNR | Exit | WESTERN REFNG INC | $0 | – | -20,629 | -100.0% | -0.04% | – |
| NFX | Exit | NEWFIELD EXPL COput | $0 | – | -20,000 | -100.0% | -0.04% | – |
| FBRC | Exit | FBR & CO | $0 | – | -40,567 | -100.0% | -0.04% | – |
| DBRT | Exit | DEUTSCHE BK AGright 04/06/2017 | $0 | – | -188,333 | -100.0% | -0.04% | – |
| EQT | Exit | EQT CORPcall | $0 | – | -13,100 | -100.0% | -0.05% | – |
| Exit | BROADSOFT INCnote 1.500% 7/0 | $0 | – | -750,000 | -100.0% | -0.05% | – | |
| NEM | Exit | NEWMONT MINING CORPcall | $0 | – | -25,900 | -100.0% | -0.05% | – |
| PODD | Exit | INSULET CORPput | $0 | – | -20,000 | -100.0% | -0.05% | – |
| SFLY | Exit | SHUTTERFLY INCcall | $0 | – | -20,000 | -100.0% | -0.06% | – |
| FCEB | Exit | FOREST CITY RLTY TR INC | $0 | – | -36,683 | -100.0% | -0.06% | – |
| ZION | Exit | ZIONS BANCORPORATIONput | $0 | – | -25,000 | -100.0% | -0.06% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -20,000 | -100.0% | -0.06% | – |
| ZF | Exit | ZWEIG FD | $0 | – | -122,601 | -100.0% | -0.08% | – |
| Exit | IMMUNOMEDICS INCnote 4.750% 2/1 | $0 | – | -1,000,000 | -100.0% | -0.08% | – | |
| EXC | Exit | EXELON CORPput | $0 | – | -40,000 | -100.0% | -0.09% | – |
| BANC | Exit | BANC OF CALIFORNIA INCput | $0 | – | -72,000 | -100.0% | -0.09% | – |
| PBF | Exit | PBF ENERGY INCcall | $0 | – | -73,900 | -100.0% | -0.10% | – |
| AWHHF | Exit | ALLIED WRLD ASSUR COM HLDG A | $0 | – | -33,900 | -100.0% | -0.11% | – |
| NCR | Exit | NCR CORP NEWput | $0 | – | -40,900 | -100.0% | -0.11% | – |
| OII | Exit | OCEANEERING INTL INCput | $0 | – | -71,800 | -100.0% | -0.12% | – |
| Exit | SUCAMPO PHARMACEUTICALS INCdbcv 3.250%12/1 | $0 | – | -2,000,000 | -100.0% | -0.12% | – | |
| Exit | SEACOR HOLDINGS INCnote 2.500%12/1 | $0 | – | -2,035,000 | -100.0% | -0.12% | – | |
| MPC | Exit | MARATHON PETE CORPput | $0 | – | -42,900 | -100.0% | -0.13% | – |
| Exit | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $0 | – | -2,838,000 | -100.0% | -0.13% | – | |
| Exit | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $0 | – | -2,342,000 | -100.0% | -0.14% | – | |
| SCNB | Exit | SUFFOLK BANCORP | $0 | – | -60,421 | -100.0% | -0.15% | – |
| Exit | M/I HOMES INCnote 3.250% 9/1 | $0 | – | -2,250,000 | -100.0% | -0.15% | – | |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -2,500,000 | -100.0% | -0.15% | – | |
| OILNF | Exit | BARCLAYS BK PLCipsp croil etn | $0 | – | -477,327 | -100.0% | -0.16% | – |
| BEAV | Exit | B/E AEROSPACE INC | $0 | – | -50,461 | -100.0% | -0.19% | – |
| Exit | VEECO INSTRS INC DELnote 2.700% 1/1 | $0 | – | -3,500,000 | -100.0% | -0.22% | – | |
| OXY | Exit | OCCIDENTAL PETE CORP DELcall | $0 | – | -66,800 | -100.0% | -0.25% | – |
| AMTPRA | Exit | AMERICAN TOWER CORP NEWpfd conv ser a | $0 | – | -40,543 | -100.0% | -0.28% | – |
| RYAMPRA | Exit | RAYONIER ADVANCED MATLS INCpfd cv ser a | $0 | – | -47,278 | -100.0% | -0.29% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -4,486,000 | -100.0% | -0.30% | – | |
| EXCU | Exit | EXELON CORPunit 99/99/9999 | $0 | – | -116,697 | -100.0% | -0.35% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -151,028 | -100.0% | -0.51% | – |
| WWAV | Exit | WHITEWAVE FOODS COput | $0 | – | -164,600 | -100.0% | -0.55% | – |
| CWEI | Exit | WILLIAMS CLAYTON ENERGY INC | $0 | – | -70,290 | -100.0% | -0.56% | – |
| Exit | XILINX INCnote 2.625% 6/1 | $0 | – | -5,000,000 | -100.0% | -0.60% | – | |
| Exit | MGIC INVT CORP WISnote 2.000% 4/0 | $0 | – | -7,276,000 | -100.0% | -0.63% | – | |
| Exit | LAM RESEARCH CORPnote 1.250% 5/1 | $0 | – | -5,016,000 | -100.0% | -0.64% | – | |
| Exit | BLUCORA INCnote 4.250% 4/0 | $0 | – | -10,636,000 | -100.0% | -0.64% | – | |
| Exit | HEALTHSOUTH CORPdebt 2.000%12/0 | $0 | – | -11,500,000 | -100.0% | -0.84% | – | |
| LNCWS | Exit | LINCOLN NATL CORP IND*w exp 07/10/201 | $0 | – | -339,815 | -100.0% | -1.13% | – |
| Exit | PRICELINE GRP INCnote 1.000% 3/1 | $0 | – | -10,255,000 | -100.0% | -1.16% | – | |
| YHOO | Exit | YAHOO INC | $0 | – | -1,274,894 | -100.0% | -3.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 40 | Q3 2023 | 0.5% |
| BIO RAD LABS INC | 40 | Q3 2023 | 0.5% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.3% |
| SWISS HELVETIA FD INC | 40 | Q3 2023 | 0.3% |
| TAIWAN FD INC | 40 | Q3 2023 | 0.1% |
| CITIGROUP INC | 40 | Q3 2023 | 0.1% |
| CENTRAL SECS CORP | 40 | Q3 2023 | 0.1% |
| GDL FUND | 40 | Q3 2023 | 0.1% |
| WATSCO INC | 40 | Q3 2023 | 0.0% |
| NEW GERMANY FD INC | 40 | Q3 2023 | 0.0% |
View CSS LLC/IL's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUNDSold out | February 03, 2023 | 0 | 0.0% |
| FTAC Emerald Acquisition Corp. | January 31, 2023 | 1,313,349 | 5.1% |
| Salient Midstream & MLP FundSold out | October 31, 2022 | 0 | 0.0% |
| MEXICO EQUITY & INCOME FUND INC | November 12, 2021 | 439,243 | 10.0% |
| Cohen & Steers MLP Income & Energy Opportunity FundSold out | August 10, 2021 | 0 | 0.0% |
| Duff & Phelps Select MLP & Midstream Energy Fund Inc.Sold out | June 28, 2021 | 0 | 0.0% |
| NEW IRELAND FUND INC | May 28, 2021 | 140,393 | 3.9% |
| GABELLI GLOBAL UTILITY & INCOME TRUST | February 14, 2020 | 109,885 | 2.0% |
| Anchor Bancorp | February 14, 2018 | 149,407 | 6.0% |
| FOXBY CORP. | February 13, 2008 | ? | ? |
View CSS LLC/IL's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G | 2023-12-29 |
| 13F-HR | 2023-11-14 |
| 4 | 2023-09-18 |
| SC 13G/A | 2023-09-18 |
| 4 | 2023-09-08 |
| 4 | 2023-09-01 |
| 13F-HR | 2023-08-14 |
View CSS LLC/IL's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.