$2.41 Billion is the total value of CSS LLC/IL's 727 reported holdings in Q2 2014. The portfolio turnover from Q1 2014 to Q2 2014 was 54.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAL | Buy | AMERICAN AIRLS GROUP INC | $141,969,000 | +38.0% | 3,304,703 | +17.6% | 5.89% | +13.7% |
| CBS | New | CBS CORP NEWcl b | $103,482,000 | – | 1,665,300 | +100.0% | 4.30% | – |
| CBS | New | CBS CORP NEWput | $100,822,000 | – | 1,622,500 | +100.0% | 4.18% | – |
| WY | New | WEYERHAEUSER CO | $81,238,000 | – | 2,455,049 | +100.0% | 3.37% | – |
| GM | Sell | GENERAL MTRS COput | $80,806,000 | -34.3% | 2,226,100 | -37.7% | 3.35% | -45.9% |
| WY | New | WEYERHAEUSER COput | $66,114,000 | – | 1,998,000 | +100.0% | 2.74% | – |
| SPY | Buy | SPDR S&P 500 ETF TRput | $39,613,000 | +16.7% | 202,400 | +11.5% | 1.64% | -3.9% |
| OCRPRB | Sell | OMNICARE CAP TR IIpfd b tr 4.00% | $36,743,000 | +11.0% | 450,480 | -0.3% | 1.52% | -8.6% |
| Buy | CEMEX SAB DE CVnote 3.250% 3/1 | $31,061,000 | +46.9% | 21,380,000 | +39.0% | 1.29% | +20.9% | |
| Buy | MICRON TECHNOLOGY INCnote 1.625% 2/1 | $28,732,000 | +74.9% | 9,513,000 | +29.0% | 1.19% | +44.1% | |
| HIGWS | Buy | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $27,281,000 | +2.1% | 1,037,626 | +3.5% | 1.13% | -16.0% |
| Sell | GENCORP INCsdcv 4.062%12/3 | $26,691,000 | -34.1% | 12,547,000 | -37.0% | 1.11% | -45.7% | |
| ZIONW | Buy | ZIONS BANCORPORATION*w exp 05/22/202 | $26,144,000 | -18.9% | 4,996,573 | +0.0% | 1.08% | -33.2% |
| CMAWS | COMERICA INC*w exp 11/14/201 | $25,372,000 | -6.0% | 1,204,755 | 0.0% | 1.05% | -22.6% | |
| TSLA | Buy | TESLA MTRS INCput | $24,483,000 | +28.4% | 102,000 | +11.5% | 1.02% | +5.7% |
| Buy | GROUP 1 AUTOMOTIVE INCfrnt 2.250% 6/1 | $23,890,000 | +266.3% | 16,715,000 | +210.4% | 0.99% | +201.5% | |
| Buy | INTERMUNE INCnote 2.500% 9/1 | $23,846,000 | +765.2% | 15,887,000 | +644.5% | 0.99% | +612.2% | |
| Sell | GT ADVANCED TECHNOLOGIES INCnote 3.000%10/0 | $23,581,000 | -33.6% | 9,450,000 | -38.8% | 0.98% | -45.3% | |
| TPH | New | TRI POINTE HOMES INCput | $23,150,000 | – | 1,472,700 | +100.0% | 0.96% | – |
| New | ILLUMINA INCnote 0.250% 3/1 | $21,071,000 | – | 9,800,000 | +100.0% | 0.88% | – | |
| CTRP | CTRIP COM INTL LTDput | $20,198,000 | +27.0% | 315,400 | 0.0% | 0.84% | +4.5% | |
| J106OPTLDIV | New | CBS OUTDOOR AMERS INCput | $19,598,000 | – | 599,700 | +100.0% | 0.81% | – |
| COFWS | Sell | CAPITAL ONE FINL CORP*w exp 11/14/201 | $19,251,000 | +9.7% | 476,983 | -3.9% | 0.80% | -9.6% |
| STIWSB | Buy | SUNTRUST BKS INC*w exp 11/14/201 | $17,646,000 | -6.3% | 3,460,004 | +2.9% | 0.73% | -22.9% |
| SPWR | Sell | SUNPOWER CORPput | $17,008,000 | +11.8% | 415,000 | -12.0% | 0.71% | -8.0% |
| PNCWS | Sell | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $17,014,000 | +0.7% | 654,644 | -8.6% | 0.71% | -17.1% |
| New | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $16,881,000 | – | 15,619,000 | +100.0% | 0.70% | – | |
| MICRON TECHNOLOGY INCnote 1.875% 8/0 | $16,896,000 | +39.5% | 4,868,000 | 0.0% | 0.70% | +14.7% | ||
| New | HEALTH CARE REIT INCnote 3.000%12/0 | $16,694,000 | – | 13,516,000 | +100.0% | 0.69% | – | |
| LNCWS | Buy | LINCOLN NATL CORP IND*w exp 07/10/201 | $16,405,000 | +2.0% | 400,900 | +3.5% | 0.68% | -16.0% |
| New | MICRON TECHNOLOGY INCnote 2.125% 2/1 | $15,192,000 | – | 5,000,000 | +100.0% | 0.63% | – | |
| AAL | Sell | AMERICAN AIRLS GROUP INCput | $15,050,000 | -73.3% | 350,300 | -77.3% | 0.62% | -78.0% |
| HCNPRI | Buy | HEALTH CARE REIT INCpfd per con i | $14,358,000 | +73.2% | 247,619 | +65.8% | 0.60% | +42.6% |
| New | CEMEX SAB DE CVnote 3.750% 3/1 | $14,189,000 | – | 9,350,000 | +100.0% | 0.59% | – | |
| GMWSA | Buy | GENERAL MTRS CO*w exp 07/10/201 | $13,957,000 | +445.6% | 524,479 | +409.2% | 0.58% | +348.8% |
| Buy | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $13,670,000 | +293.0% | 7,250,000 | +314.3% | 0.57% | +224.0% | |
| ALLY | New | ALLY FINL INC | $13,646,000 | – | 570,710 | +100.0% | 0.57% | – |
| FURX | New | FURIEX PHARMACEUTICALS INCput | $13,399,000 | – | 126,200 | +100.0% | 0.56% | – |
| HORSEHEAD HLDG CORPnote 3.800% 7/0 | $12,975,000 | +6.1% | 9,330,000 | 0.0% | 0.54% | -12.5% | ||
| WLL | Buy | WHITING PETE CORP NEWcall | $12,519,000 | +1703.9% | 156,000 | +1460.0% | 0.52% | +1385.7% |
| A309PS | Buy | DIRECTV | $12,368,000 | +1135.6% | 145,502 | +1010.7% | 0.51% | +926.0% |
| VIPS | VIPSHOP HLDGS LTDput | $12,203,000 | +25.8% | 65,000 | 0.0% | 0.51% | +3.7% | |
| LIONS GATE ENTMT INCnote 3.625% 3/1 | $12,105,000 | +6.8% | 3,500,000 | 0.0% | 0.50% | -12.1% | ||
| NEEPRO | Buy | NEXTERA ENERGY INCunit 09/01/2015 | $11,995,000 | +59.7% | 184,228 | +50.5% | 0.50% | +31.4% |
| J106OPTLDIV | New | CBS OUTDOOR AMERS INCcall | $11,900,000 | – | 364,100 | +100.0% | 0.49% | – |
| FRX | New | FOREST LABS INC | $11,555,000 | – | 116,716 | +100.0% | 0.48% | – |
| New | SANDISK CORPnote 1.500% 8/1 | $11,272,000 | – | 5,500,000 | +100.0% | 0.47% | – | |
| Sell | TESLA MTRS INCnote 1.500% 6/0 | $11,125,000 | -27.1% | 5,505,000 | -35.3% | 0.46% | -39.9% | |
| New | COBALT INTL ENERGY INCnote 2.625%12/0 | $11,122,000 | – | 12,000,000 | +100.0% | 0.46% | – | |
| BPL | Buy | BUCKEYE PARTNERS L Pcall | $10,125,000 | +574.6% | 121,900 | +509.5% | 0.42% | +452.6% |
| Buy | RADIAN GROUP INCnote 3.000%11/1 | $9,916,000 | +24.8% | 6,848,000 | +28.0% | 0.41% | +2.7% | |
| Sell | OMNICOM GROUP INCnote 7/3 | $9,889,000 | -19.0% | 7,500,000 | -18.1% | 0.41% | -33.4% | |
| KMI | Buy | KINDER MORGAN INC DEL | $9,802,000 | +34.0% | 270,324 | +20.1% | 0.41% | +10.3% |
| Buy | TESLA MTRS INCnote 0.250% 3/0 | $9,742,000 | +320.8% | 10,000,000 | +300.0% | 0.40% | +245.3% | |
| Sell | TEREX CORP NEWnote 4.000% 6/0 | $9,645,000 | -44.1% | 3,778,000 | -39.8% | 0.40% | -54.0% | |
| DVN | New | DEVON ENERGY CORP NEWcall | $9,456,000 | – | 119,100 | +100.0% | 0.39% | – |
| APC | Buy | ANADARKO PETE CORPput | $9,414,000 | +64.6% | 86,000 | +27.4% | 0.39% | +35.8% |
| New | EQUINIX INCnote 4.750% 6/1 | $9,344,000 | – | 3,642,000 | +100.0% | 0.39% | – | |
| Buy | ALPHA NATURAL RESOURCES INCnote 4.875%12/1 | $9,249,000 | +31.9% | 11,899,000 | +40.0% | 0.38% | +8.8% | |
| AIG | AMERICAN INTL GROUP INC | $8,720,000 | +9.1% | 159,764 | 0.0% | 0.36% | -10.2% | |
| New | PHH CORPnote 6.000% 6/1 | $8,589,000 | – | 4,400,000 | +100.0% | 0.36% | – | |
| M/I HOMES INCnote 3.250% 9/1 | $8,490,000 | +4.4% | 6,750,000 | 0.0% | 0.35% | -14.1% | ||
| APA | New | APACHE CORPcall | $8,211,000 | – | 81,600 | +100.0% | 0.34% | – |
| MLU | Buy | METLIFE INCunit 99/99/9999 | $7,953,000 | +122.5% | 249,031 | +113.7% | 0.33% | +83.3% |
| QIHU | QIHOO 360 TECHNOLOGY CO LTDput | $7,373,000 | -7.6% | 80,100 | 0.0% | 0.31% | -23.9% | |
| CVX | Buy | CHEVRON CORP NEWcall | $7,376,000 | +106.8% | 56,500 | +88.3% | 0.31% | +70.0% |
| PXD | New | PIONEER NAT RES COcall | $7,354,000 | – | 32,000 | +100.0% | 0.30% | – |
| TPH | New | TRI POINTE HOMES INC | $7,328,000 | – | 466,137 | +100.0% | 0.30% | – |
| CLR | New | CONTINENTAL RESOURCES INCput | $7,285,000 | – | 46,100 | +100.0% | 0.30% | – |
| ITMN | Buy | INTERMUNE INCput | $7,284,000 | +45.1% | 165,000 | +10.0% | 0.30% | +19.4% |
| NAV | NAVISTAR INTL CORP NEWput | $7,241,000 | +10.7% | 193,200 | 0.0% | 0.30% | -8.8% | |
| ALTRA INDL MOTION CORPnote 2.750% 3/0 | $7,210,000 | +0.9% | 5,000,000 | 0.0% | 0.30% | -16.9% | ||
| MPC | Buy | MARATHON PETE CORPcall | $7,112,000 | +586.5% | 91,100 | +665.5% | 0.30% | +467.3% |
| MICRON TECHNOLOGY INCnote 3.125% 5/0 | $7,092,000 | +35.9% | 2,100,000 | 0.0% | 0.29% | +11.8% | ||
| LMCB | Buy | LIBERTY MEDIA CORP DELAWAREcl b | $7,079,000 | +15.3% | 51,853 | +10.7% | 0.29% | -4.9% |
| Buy | ACCURAY INCnote 3.500% 2/0 | $7,093,000 | +85.7% | 4,000,000 | +100.0% | 0.29% | +52.3% | |
| WTFCW | Buy | WINTRUST FINL CORP*w exp 12/19/201 | $6,793,000 | +44.3% | 293,329 | +61.1% | 0.28% | +19.0% |
| Sell | VECTOR GROUP LTDfrnt 1/1 | $6,696,000 | -18.3% | 5,000,000 | -16.7% | 0.28% | -32.7% | |
| Buy | COLONY FINL INCnote 5.000% 4/1 | $6,490,000 | +73.5% | 6,000,000 | +71.4% | 0.27% | +42.3% | |
| Buy | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $6,473,000 | +64.3% | 4,946,000 | +64.9% | 0.27% | +35.2% | |
| Buy | INTEROIL CORPnote 2.750%11/1 | $6,400,000 | +19.4% | 6,338,000 | +18.7% | 0.27% | -1.5% | |
| EMN | New | EASTMAN CHEM COput | $6,394,000 | – | 73,200 | +100.0% | 0.26% | – |
| MPC | Buy | MARATHON PETE CORPput | $6,393,000 | +673.0% | 81,900 | +762.1% | 0.26% | +531.0% |
| CBS | New | CBS CORP NEWcall | $6,234,000 | – | 100,300 | +100.0% | 0.26% | – |
| TSO | Buy | TESORO CORPput | $6,042,000 | +1016.8% | 103,000 | +862.6% | 0.25% | +829.6% |
| Sell | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $5,892,000 | -39.0% | 5,000,000 | -47.4% | 0.24% | -49.7% | |
| Sell | XPO LOGISTICS INCnote 4.500%10/0 | $5,789,000 | -73.4% | 3,106,000 | -73.2% | 0.24% | -78.1% | |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $5,664,000 | +191.5% | 68,763 | +158.5% | 0.24% | +139.8% |
| New | STARWOOD PPTY TR INCnote 4.550% 3/0 | $5,628,000 | – | 5,000,000 | +100.0% | 0.23% | – | |
| Buy | ISIS PHARMACEUTICALS INC DELnote 2.750%10/0 | $5,575,000 | +2.3% | 2,534,000 | +24.6% | 0.23% | -16.0% | |
| HEALTHWAYS INCnote 1.500% 7/0 | $5,487,000 | +1.4% | 5,000,000 | 0.0% | 0.23% | -16.5% | ||
| Sell | MOLYCORP INC DELnote 5.500% 2/0 | $5,390,000 | -38.5% | 8,230,000 | -19.6% | 0.22% | -49.3% | |
| GMWSB | Buy | GENERAL MTRS CO*w exp 07/10/201 | $5,390,000 | +815.1% | 290,394 | +757.9% | 0.22% | +646.7% |
| Sell | TESLA MTRS INCnote 1.250% 3/0 | $5,335,000 | -49.1% | 5,500,000 | -52.2% | 0.22% | -58.1% | |
| SINA | SINA CORPput | $5,330,000 | -17.6% | 107,100 | 0.0% | 0.22% | -32.2% | |
| HES | New | HESS CORP | $5,246,000 | – | 53,053 | +100.0% | 0.22% | – |
| BHI | Sell | BAKER HUGHES INCput | $5,137,000 | +11.1% | 69,000 | -3.0% | 0.21% | -8.6% |
| OCRPRA | Buy | OMNICARE CAP TR Ipiers | $5,113,000 | +13.4% | 62,532 | +1.6% | 0.21% | -6.6% |
| VLO | Buy | VALERO ENERGY CORP NEWcall | $5,089,000 | +1857.3% | 101,600 | +1973.5% | 0.21% | +1523.1% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $5,072,000 | -11.5% | 303,687 | -13.9% | 0.21% | -27.0% |
| RPTPRD | Sell | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $5,042,000 | -6.3% | 81,612 | -9.2% | 0.21% | -22.9% |
| NRF | New | NORTHSTAR RLTY FIN CORP | $4,907,000 | – | 282,320 | +100.0% | 0.20% | – |
| LVNTA | Buy | LIBERTY INTERACTIVE CORP | $4,823,000 | +47.6% | 65,356 | +160.7% | 0.20% | +21.2% |
| SOLAZYME INCnote 6.000% 2/0 | $4,800,000 | +4.7% | 3,000,000 | 0.0% | 0.20% | -13.9% | ||
| CBI | Buy | CHICAGO BRIDGE & IRON CO N Vcall | $4,719,000 | -19.2% | 69,200 | +3.3% | 0.20% | -33.3% |
| NTL | Buy | NORTEL INVERSORA S Aspon adr pfd b | $4,704,000 | +55.0% | 184,538 | +8.0% | 0.20% | +27.5% |
| ZIONZ | Buy | ZIONS BANCORPORATION*w exp 11/14/201 | $4,642,000 | -21.2% | 1,450,550 | +0.9% | 0.19% | -35.0% |
| BTF | BOULDER TOTAL RETURN FD INC | $4,435,000 | +5.5% | 172,840 | 0.0% | 0.18% | -13.2% | |
| SRE | New | SEMPRA ENERGYcall | $4,409,000 | – | 42,100 | +100.0% | 0.18% | – |
| OXY | New | OCCIDENTAL PETE CORP DELcall | $4,352,000 | – | 42,400 | +100.0% | 0.18% | – |
| HCBK | Sell | HUDSON CITY BANCORP | $4,341,000 | -3.9% | 441,606 | -3.9% | 0.18% | -21.1% |
| KCG | Buy | KCG HLDGS INCcl a | $4,310,000 | +7.6% | 362,814 | +8.1% | 0.18% | -11.4% |
| SLB | Buy | SCHLUMBERGER LTDcall | $4,200,000 | +506.9% | 35,600 | +401.4% | 0.17% | +397.1% |
| TDS | Sell | TELEPHONE & DATA SYS INC | $4,167,000 | -27.8% | 159,586 | -27.5% | 0.17% | -40.5% |
| GOLD | BARRICK GOLD CORP | $4,136,000 | +2.6% | 226,000 | 0.0% | 0.17% | -15.3% | |
| NBG | Buy | NATIONAL BK GREECE S Aput | $4,124,000 | +208.7% | 1,120,800 | +365.6% | 0.17% | +155.2% |
| APA | Buy | APACHE CORP | $4,099,000 | +414.3% | 40,736 | +324.2% | 0.17% | +325.0% |
| Sell | MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $4,060,000 | +11.8% | 3,015,000 | -16.0% | 0.17% | -7.7% | |
| HAL | New | HALLIBURTON CO | $4,034,000 | – | 56,807 | +100.0% | 0.17% | – |
| SPNV | Buy | SUPERIOR ENERGY SVCS INCput | $3,979,000 | +161.3% | 110,100 | +122.4% | 0.16% | +114.3% |
| New | SOLAZYME INCnote 5.000%10/0 | $3,967,000 | – | 3,500,000 | +100.0% | 0.16% | – | |
| HES | Buy | HESS CORPput | $3,956,000 | +855.6% | 40,000 | +700.0% | 0.16% | +681.0% |
| XOM | New | EXXON MOBIL CORPcall | $3,786,000 | – | 37,600 | +100.0% | 0.16% | – |
| AAPL | Buy | APPLE INC | $3,773,000 | +21.2% | 40,600 | +600.0% | 0.16% | 0.0% |
| JETBLUE AIRWAYS CORPdbcv 5.500%10/1 | $3,706,000 | +23.7% | 1,500,000 | 0.0% | 0.15% | +2.0% | ||
| CRM | Buy | SALESFORCE COM INC | $3,699,000 | +46.8% | 63,687 | +44.3% | 0.15% | +21.3% |
| AMTRUST FINL SVCS INCnote 5.500%12/1 | $3,720,000 | +12.0% | 2,257,000 | 0.0% | 0.15% | -7.8% | ||
| CHMT | Buy | CHEMTURA CORP | $3,677,000 | +27.9% | 140,724 | +23.7% | 0.15% | +5.5% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $3,663,000 | +219.1% | 18,714 | +204.8% | 0.15% | +162.1% |
| PXD | New | PIONEER NAT RES COput | $3,608,000 | – | 15,700 | +100.0% | 0.15% | – |
| MWE | Buy | MARKWEST ENERGY PARTNERS L Pcall | $3,579,000 | +683.2% | 50,000 | +614.3% | 0.15% | +547.8% |
| JKS | Sell | JINKOSOLAR HLDG CO LTDput | $3,590,000 | -47.9% | 119,000 | -51.7% | 0.15% | -57.1% |
| EGN | Sell | ENERGEN CORPput | $3,555,000 | -14.9% | 40,000 | -22.6% | 0.15% | -29.9% |
| BPFHW | Buy | BOSTON PRIVATE FINL HLDGS IN*w exp 11/21/201 | $3,567,000 | +462.6% | 685,475 | +628.8% | 0.15% | +362.5% |
| HAL | Sell | HALLIBURTON COcall | $3,551,000 | -13.9% | 50,000 | -28.6% | 0.15% | -29.3% |
| COP | Buy | CONOCOPHILLIPS | $3,495,000 | +112.2% | 40,776 | +74.2% | 0.14% | +74.7% |
| EFA | New | ISHARESput | $3,473,000 | – | 50,800 | +100.0% | 0.14% | – |
| New | WALTER INVT MGMT CORPnote 4.500%11/0 | $3,455,000 | – | 3,731,000 | +100.0% | 0.14% | – | |
| NFX | Buy | NEWFIELD EXPL CO | $3,342,000 | +112.9% | 75,605 | +51.0% | 0.14% | +75.9% |
| New | OMNICARE INCnote 3.750% 4/0 | $3,328,000 | – | 2,000,000 | +100.0% | 0.14% | – | |
| New | RENEWABLE ENERGY GROUP INCmtnf 2.750% 6/1 | $3,318,000 | – | 3,000,000 | +100.0% | 0.14% | – | |
| ENB | New | ENBRIDGE INCcall | $3,323,000 | – | 70,000 | +100.0% | 0.14% | – |
| New | INTERDIGITAL INCnote 2.500% 3/1 | $3,306,000 | – | 3,000,000 | +100.0% | 0.14% | – | |
| APC | New | ANADARKO PETE CORPcall | $3,284,000 | – | 30,000 | +100.0% | 0.14% | – |
| TTWO | Buy | TAKE-TWO INTERACTIVE SOFTWARput | $3,248,000 | +124.5% | 146,000 | +121.2% | 0.14% | +84.9% |
| RRC | New | RANGE RES CORPput | $3,192,000 | – | 36,700 | +100.0% | 0.13% | – |
| BAC | Buy | BANK OF AMERICA CORPORATION | $3,187,000 | -9.3% | 207,364 | +1.5% | 0.13% | -25.4% |
| FOX | TWENTY FIRST CENTY FOX INCcl b | $3,184,000 | +10.0% | 93,026 | 0.0% | 0.13% | -9.6% | |
| X | UNITED STATES STL CORP NEWput | $3,117,000 | -5.7% | 119,700 | 0.0% | 0.13% | -22.8% | |
| CRZO | Buy | CARRIZO OIL & GAS INCcall | $3,075,000 | +153.3% | 44,400 | +95.6% | 0.13% | +109.8% |
| AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $3,061,000 | +1.9% | 3,000,000 | 0.0% | 0.13% | -15.9% | ||
| New | J2 GLOBAL INCnote 3.250% 6/1 | $3,060,000 | – | 3,000,000 | +100.0% | 0.13% | – | |
| AR | New | ANTERO RES CORPcall | $3,045,000 | – | 46,400 | +100.0% | 0.13% | – |
| GLNG | New | GOLAR LNG LTD BERMUDAcall | $3,011,000 | – | 50,100 | +100.0% | 0.12% | – |
| BID | SOTHEBYS | $2,996,000 | -3.6% | 71,339 | 0.0% | 0.12% | -21.0% | |
| Sell | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $2,991,000 | -63.7% | 1,220,000 | -62.1% | 0.12% | -70.2% | |
| Sell | DRYSHIPS INC.note 5.000%12/0 | $2,971,000 | -18.0% | 3,000,000 | -17.8% | 0.12% | -32.8% | |
| GLU | Buy | GABELLI GLOBL UTIL & INCOME | $2,955,000 | +6.5% | 141,587 | +1.5% | 0.12% | -12.1% |
| CBOE | CBOE HLDGS INC | $2,936,000 | -13.1% | 59,665 | 0.0% | 0.12% | -28.2% | |
| DB | New | DEUTSCHE BANK AGnamen akt | $2,945,000 | – | 83,718 | +100.0% | 0.12% | – |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RE | $2,895,000 | +11.1% | 112,496 | +1.5% | 0.12% | -8.4% |
| J106OPTLDIV | New | CBS OUTDOOR AMERS INC | $2,791,000 | – | 85,395 | +100.0% | 0.12% | – |
| BIOB | BIO RAD LABS INCcl b | $2,755,000 | -3.5% | 22,318 | 0.0% | 0.11% | -20.8% | |
| MCPIQ | Buy | MOLYCORP INC DELput | $2,642,000 | -28.5% | 1,026,600 | +30.3% | 0.11% | -40.9% |
| ATK | New | ALLIANT TECHSYSTEMS INC | $2,618,000 | – | 19,549 | +100.0% | 0.11% | – |
| AR | New | ANTERO RES CORPput | $2,625,000 | – | 40,000 | +100.0% | 0.11% | – |
| NOV | Buy | NATIONAL OILWELL VARCO INCput | $2,594,000 | +7.8% | 31,500 | +1.9% | 0.11% | -10.7% |
| LUK | LEUCADIA NATL CORPput | $2,606,000 | -6.4% | 99,400 | 0.0% | 0.11% | -22.9% | |
| SWY | Sell | SAFEWAY INC | $2,606,000 | -36.7% | 75,898 | -31.9% | 0.11% | -48.1% |
| CVX | New | CHEVRON CORP NEWput | $2,611,000 | – | 20,000 | +100.0% | 0.11% | – |
| CLNE | Buy | CLEAN ENERGY FUELS CORPput | $2,506,000 | +48.5% | 213,900 | +13.2% | 0.10% | +22.4% |
| OASPQ | Buy | OASIS PETE INC NEW | $2,485,000 | +171.6% | 44,449 | +102.8% | 0.10% | +123.9% |
| WY | New | WEYERHAEUSER COcall | $2,485,000 | – | 75,100 | +100.0% | 0.10% | – |
| SUNEQ | SUNEDISON INCput | $2,463,000 | +20.0% | 109,000 | 0.0% | 0.10% | -1.0% | |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $2,426,000 | -89.1% | 12,400 | -89.6% | 0.10% | -91.0% |
| ECA | Buy | ENCANA CORP | $2,433,000 | +81.4% | 102,619 | +63.6% | 0.10% | +48.5% |
| IRM | Buy | IRON MTN INC | $2,424,000 | +127.6% | 68,369 | +77.0% | 0.10% | +87.0% |
| FWLT | New | FOSTER WHEELER AGput | $2,425,000 | – | 71,200 | +100.0% | 0.10% | – |
| G | Sell | GENPACT LIMITED | $2,411,000 | -22.5% | 137,541 | -22.9% | 0.10% | -36.3% |
| DAN | Buy | DANA HLDG CORP | $2,390,000 | +20.3% | 97,851 | +14.6% | 0.10% | -1.0% |
| NWS | NEWS CORP NEWcl b | $2,358,000 | +4.5% | 135,126 | 0.0% | 0.10% | -14.0% | |
| CNQ | Buy | CANADIAN NAT RES LTD | $2,325,000 | +95.2% | 50,651 | +63.1% | 0.10% | +61.7% |
| JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $2,319,000 | +19.8% | 1,000,000 | 0.0% | 0.10% | -2.0% | ||
| CNX | New | CONSOL ENERGY INCput | $2,304,000 | – | 50,000 | +100.0% | 0.10% | – |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $2,299,000 | +1.3% | 18,166 | 0.0% | 0.10% | -16.7% | |
| OII | New | OCEANEERING INTL INCput | $2,266,000 | – | 29,000 | +100.0% | 0.09% | – |
| SZYM | Buy | SOLAZYME INCput | $2,265,000 | +40.9% | 192,400 | +39.0% | 0.09% | +16.0% |
| OABC | New | OMNIAMERICAN BANCORP INC | $2,236,000 | – | 89,429 | +100.0% | 0.09% | – |
| RUSHB | Sell | RUSH ENTERPRISES INCcl b | $2,248,000 | -17.9% | 71,464 | -26.5% | 0.09% | -32.6% |
| BP | BP PLCsponsored adr | $2,238,000 | +9.7% | 42,420 | 0.0% | 0.09% | -9.7% | |
| ANRZQ | Buy | ALPHA NATURAL RESOURCES INCput | $2,221,000 | +381.8% | 597,900 | +451.1% | 0.09% | +300.0% |
| CNQ | Buy | CANADIAN NAT RES LTDcall | $2,185,000 | +89.2% | 47,600 | +58.1% | 0.09% | +56.9% |
| HERCULES TECH GROWTH CAP INCnote 6.000% 4/1 | $2,167,000 | +13.9% | 1,570,000 | 0.0% | 0.09% | -6.2% | ||
| OSIS | Buy | OSI SYSTEMS INC | $2,140,000 | +17.8% | 32,066 | +5.6% | 0.09% | -3.3% |
| XOM | New | EXXON MOBIL CORPput | $2,114,000 | – | 21,000 | +100.0% | 0.09% | – |
| HFC | New | HOLLYFRONTIER CORPput | $2,097,000 | – | 48,000 | +100.0% | 0.09% | – |
| JPM | Buy | JPMORGAN CHASE & CO | $2,072,000 | +2.0% | 35,956 | +7.5% | 0.09% | -15.7% |
| CPE | New | CALLON PETE CO DELput | $2,071,000 | – | 177,800 | +100.0% | 0.09% | – |
| New | DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1 | $2,036,000 | – | 1,700,000 | +100.0% | 0.08% | – | |
| Sell | EXELIXIS INCnote 4.250% 8/1 | $2,038,000 | -21.4% | 2,420,000 | -17.1% | 0.08% | -35.1% | |
| New | PHH CORPnote 4.000% 9/0 | $2,020,000 | – | 2,000,000 | +100.0% | 0.08% | – | |
| GLPI | Sell | GAMING & LEISURE PPTYS INC | $1,993,000 | -10.6% | 58,657 | -4.0% | 0.08% | -25.9% |
| FANG | New | DIAMONDBACK ENERGY INCcall | $1,989,000 | – | 22,400 | +100.0% | 0.08% | – |
| CONVERGYS CORPsdcv 5.750% 9/1 | $2,005,000 | -2.5% | 1,000,000 | 0.0% | 0.08% | -20.2% | ||
| FWLT | New | FOSTER WHEELER AG | $1,973,000 | – | 57,910 | +100.0% | 0.08% | – |
| ETFC | E TRADE FINANCIAL CORP | $1,959,000 | -7.6% | 92,137 | 0.0% | 0.08% | -24.3% | |
| BCEI | New | BONANZA CREEK ENERGY INCput | $1,933,000 | – | 33,800 | +100.0% | 0.08% | – |
| EMN | New | EASTMAN CHEM CO | $1,934,000 | – | 22,146 | +100.0% | 0.08% | – |
| GPORQ | Sell | GULFPORT ENERGY CORP | $1,912,000 | -65.9% | 30,439 | -61.4% | 0.08% | -72.1% |
| MTCN | Sell | ARCELORMITTAL SA LUXEMBOURGmand cv nt 16 | $1,903,000 | -22.8% | 84,461 | -18.1% | 0.08% | -36.3% |
| SIGNATURE BK NEW YORK N Y*w exp 12/12/201 | $1,904,000 | +0.6% | 19,863 | 0.0% | 0.08% | -16.8% | ||
| PVAHQ | Sell | PENN VA CORPput | $1,894,000 | -21.9% | 111,700 | -19.4% | 0.08% | -35.2% |
| ET | ENERGY TRANSFER EQUITY L P | $1,868,000 | +26.0% | 31,700 | 0.0% | 0.08% | +4.0% | |
| NRO | Buy | NEUBERGER BERMAN RE ES SEC F | $1,855,000 | +7.2% | 370,956 | +1.2% | 0.08% | -11.5% |
| VLO | Buy | VALERO ENERGY CORP NEWput | $1,863,000 | +2.0% | 37,200 | +8.1% | 0.08% | -16.3% |
| EEP | New | ENBRIDGE ENERGY PARTNERS L Pcall | $1,846,000 | – | 50,000 | +100.0% | 0.08% | – |
| New | SPECTRANETICS CORPmtnf 2.625% 6/0 | $1,828,000 | – | 1,750,000 | +100.0% | 0.08% | – | |
| MGM | Buy | MGM RESORTS INTERNATIONALput | $1,840,000 | +50.4% | 69,700 | +47.4% | 0.08% | +22.6% |
| HAWKB | New | BLACKHAWK NETWORK HLDGS INCcl b | $1,814,000 | – | 67,572 | +100.0% | 0.08% | – |
| IOC | Sell | INTEROIL CORPput | $1,773,000 | -12.2% | 27,700 | -11.2% | 0.07% | -27.5% |
| COG | Buy | CABOT OIL & GAS CORPcall | $1,792,000 | +111.6% | 52,500 | +110.0% | 0.07% | +72.1% |
| LMCA | LIBERTY MEDIA CORP DELAWAREcl a | $1,771,000 | +4.5% | 12,956 | 0.0% | 0.07% | -12.9% | |
| ISIS | Buy | ISIS PHARMACEUTICALS INCput | $1,753,000 | +13.0% | 50,900 | +41.8% | 0.07% | -6.4% |
| CBI | Sell | CHICAGO BRIDGE & IRON CO N Vput | $1,767,000 | -73.9% | 25,900 | -66.6% | 0.07% | -78.6% |
| USO | New | UNITED STATES OIL FUND LPcall | $1,769,000 | – | 45,500 | +100.0% | 0.07% | – |
| ODP | OFFICE DEPOT INC | $1,739,000 | +37.8% | 305,557 | 0.0% | 0.07% | +12.5% | |
| SNECQ | Buy | SANCHEZ ENERGY CORPput | $1,722,000 | +171.6% | 45,800 | +114.0% | 0.07% | +121.9% |
| MRO | New | MARATHON OIL CORP | $1,689,000 | – | 42,300 | +100.0% | 0.07% | – |
| IFN | Sell | INDIA FD INC | $1,691,000 | -15.4% | 66,622 | -23.2% | 0.07% | -30.7% |
| SPWR | Buy | SUNPOWER CORPcall | $1,652,000 | +94.1% | 40,300 | +52.7% | 0.07% | +60.5% |
| CEF | Buy | CENTRAL FD CDA LTDcl a | $1,655,000 | +12.1% | 113,842 | +6.1% | 0.07% | -6.8% |
| BCS | New | BARCLAYS PLCcall | $1,672,000 | – | 114,500 | +100.0% | 0.07% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING INcall | $1,653,000 | – | 33,300 | +100.0% | 0.07% | – |
| TLT | ISHARES20+ yr tr bd etf | $1,646,000 | +4.0% | 14,500 | 0.0% | 0.07% | -15.0% | |
| TRIP | TRIPADVISOR INCput | $1,630,000 | +19.9% | 15,000 | 0.0% | 0.07% | -1.4% | |
| NOV | Sell | NATIONAL OILWELL VARCO INCcall | $1,647,000 | -2.5% | 20,000 | -7.8% | 0.07% | -20.0% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,628,000 | -10.5% | 33,274 | -12.9% | 0.07% | -26.1% |
| MPC | Buy | MARATHON PETE CORP | $1,621,000 | +42.8% | 20,765 | +59.3% | 0.07% | +17.5% |
| SINA | Buy | SINA CORPord | $1,613,000 | +190.1% | 32,419 | +252.4% | 0.07% | +139.3% |
| ILMN | Sell | ILLUMINA INC | $1,607,000 | -12.8% | 9,000 | -27.4% | 0.07% | -28.0% |
| NICK | New | NICHOLAS FINANCIAL INC | $1,609,000 | – | 112,031 | +100.0% | 0.07% | – |
| NAV | Buy | NAVISTAR INTL CORP NEW | $1,568,000 | +116.9% | 41,845 | +96.0% | 0.06% | +80.6% |
| XLS | EXELIS INC | $1,539,000 | -10.7% | 90,619 | 0.0% | 0.06% | -26.4% | |
| EFA | New | ISHARESmsci eafe etf | $1,547,000 | – | 22,630 | +100.0% | 0.06% | – |
| PSX | New | PHILLIPS 66 | $1,545,000 | – | 19,211 | +100.0% | 0.06% | – |
| QIHU | Sell | QIHOO 360 TECHNOLOGY CO LTDads | $1,515,000 | -20.6% | 16,462 | -14.1% | 0.06% | -34.4% |
| S | SPRINT CORP | $1,508,000 | -7.1% | 176,752 | 0.0% | 0.06% | -23.2% | |
| HK | Buy | HALCON RES CORPput | $1,517,000 | +825.0% | 208,000 | +447.4% | 0.06% | +687.5% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $1,516,000 | -40.9% | 14,773 | -45.1% | 0.06% | -51.2% |
| IRDMB | New | IRIDIUM COMMUNICATIONS INCperp pfd cnv b | $1,491,000 | – | 4,500 | +100.0% | 0.06% | – |
| ACG | ALLIANCEBERNSTEIN INCOME FUN | $1,492,000 | +2.5% | 198,427 | 0.0% | 0.06% | -15.1% | |
| NBR | New | NABORS INDUSTRIES LTDput | $1,468,000 | – | 50,000 | +100.0% | 0.06% | – |
| TSO | Sell | TESORO CORPcall | $1,467,000 | -3.4% | 25,000 | -16.7% | 0.06% | -20.8% |
| EQIX | EQUINIX INCcall | $1,471,000 | +13.7% | 7,000 | 0.0% | 0.06% | -6.2% | |
| S | SPRINT CORPput | $1,471,000 | -7.2% | 172,400 | 0.0% | 0.06% | -23.8% | |
| GPORQ | New | GULFPORT ENERGY CORPput | $1,463,000 | – | 23,300 | +100.0% | 0.06% | – |
| RIG | New | TRANSOCEAN LTDput | $1,441,000 | – | 32,000 | +100.0% | 0.06% | – |
| DRYS | Sell | DRYSHIPS INCput | $1,450,000 | -4.6% | 450,700 | -4.2% | 0.06% | -22.1% |
| New | ASCENT CAP GROUP INCnote 4.000% 7/1 | $1,450,000 | – | 1,550,000 | +100.0% | 0.06% | – | |
| UAL | UNITED CONTL HLDGS INCput | $1,437,000 | -8.0% | 35,000 | 0.0% | 0.06% | -24.1% | |
| SM | New | SM ENERGY COput | $1,430,000 | – | 17,000 | +100.0% | 0.06% | – |
| APF | Sell | MORGAN STANLEY ASIA PAC FD I | $1,398,000 | -30.6% | 83,656 | -29.8% | 0.06% | -42.6% |
| MDR | New | MCDERMOTT INTL INCput | $1,383,000 | – | 171,000 | +100.0% | 0.06% | – |
| NQ | Sell | NQ MOBILE INCput | $1,379,000 | -80.9% | 224,600 | -45.2% | 0.06% | -84.3% |
| SPLP | Buy | STEEL PARTNERS HLDGS L Pltd prtrship u | $1,384,000 | +77.7% | 82,955 | +80.7% | 0.06% | +46.2% |
| SLGN | SILGAN HOLDINGS INC | $1,380,000 | +2.7% | 27,149 | 0.0% | 0.06% | -16.2% | |
| OASPQ | Buy | OASIS PETE INC NEWput | $1,375,000 | +339.3% | 24,600 | +228.0% | 0.06% | +256.2% |
| INTC | Sell | INTEL CORP | $1,378,000 | -30.8% | 44,600 | -42.2% | 0.06% | -43.0% |
| POM | New | PEPCO HOLDINGS INC | $1,376,000 | – | 50,059 | +100.0% | 0.06% | – |
| QRTEB | LIBERTY INTERACTIVE CORP | $1,376,000 | +0.7% | 47,265 | 0.0% | 0.06% | -17.4% | |
| GCVRZ | Sell | SANOFIright 12/31/2020 | $1,382,000 | +60.7% | 2,762,383 | -0.5% | 0.06% | +32.6% |
| KMI | KINDER MORGAN INC DELput | $1,359,000 | +11.7% | 37,500 | 0.0% | 0.06% | -8.2% | |
| VOLCANO CORPORATIONnote 2.875% 9/0 | $1,358,000 | -1.2% | 1,350,000 | 0.0% | 0.06% | -18.8% | ||
| QCOR | New | QUESTCOR PHARMACEUTICALS INC | $1,313,000 | – | 14,200 | +100.0% | 0.06% | – |
| ITC | ITC HLDGS CORP | $1,313,000 | -2.4% | 36,000 | 0.0% | 0.06% | -19.1% | |
| CASTLE A M & COnote 7.000%12/1 | $1,305,000 | -18.9% | 1,000,000 | 0.0% | 0.05% | -33.3% | ||
| MUSA | MURPHY USA INC | $1,311,000 | +20.4% | 26,825 | 0.0% | 0.05% | -1.8% | |
| JOSB | Buy | JOS A BANK CLOTHIERS INCcall | $1,300,000 | +303.7% | 20,000 | +300.0% | 0.05% | +237.5% |
| MSFT | Sell | MICROSOFT CORP | $1,311,000 | -5.2% | 31,450 | -6.8% | 0.05% | -22.9% |
| HFC | New | HOLLYFRONTIER CORP | $1,272,000 | – | 29,119 | +100.0% | 0.05% | – |
| SPNV | Buy | SUPERIOR ENERGY SVCS INC | $1,265,000 | +152.0% | 35,000 | +114.6% | 0.05% | +112.0% |
| STR | New | QUESTAR CORPcall | $1,265,000 | – | 51,000 | +100.0% | 0.05% | – |
| FBHS | FORTUNE BRANDS HOME & SEC IN | $1,279,000 | -5.0% | 32,022 | 0.0% | 0.05% | -22.1% | |
| EQIX | EQUINIX INCput | $1,261,000 | +13.7% | 6,000 | 0.0% | 0.05% | -7.1% | |
| GLOG | New | GASLOG LTDcall | $1,247,000 | – | 39,100 | +100.0% | 0.05% | – |
| Sell | CEMEX SAB DE CVnote 4.875% 3/1 | $1,256,000 | -90.3% | 1,000,000 | -90.5% | 0.05% | -92.0% | |
| GPN | GLOBAL PMTS INC | $1,242,000 | +2.4% | 17,050 | 0.0% | 0.05% | -14.8% | |
| NBG | New | NATIONAL BK GREECE S Aspn adr rep 1 sh | $1,249,000 | – | 339,470 | +100.0% | 0.05% | – |
| UNG | New | UNITED STATES NATL GAS FUNDput | $1,255,000 | – | 51,000 | +100.0% | 0.05% | – |
| WPX | WPX ENERGY INC | $1,229,000 | +32.6% | 51,409 | 0.0% | 0.05% | +8.5% | |
| STRZA | STARZ | $1,235,000 | -7.8% | 41,472 | 0.0% | 0.05% | -23.9% | |
| UTIW | Buy | UTI WORLDWIDE INCord | $1,205,000 | +134.0% | 116,500 | +139.7% | 0.05% | +92.3% |
| NOG | New | NORTHERN OIL & GAS INC NEVput | $1,214,000 | – | 74,500 | +100.0% | 0.05% | – |
| STRZB | STARZ | $1,200,000 | -9.2% | 40,707 | 0.0% | 0.05% | -25.4% | |
| L109PS | New | ACCESS MIDSTREAM PARTNERS Lcall | $1,207,000 | – | 19,000 | +100.0% | 0.05% | – |
| TWN | TAIWAN FD INC | $1,189,000 | +8.6% | 58,022 | 0.0% | 0.05% | -10.9% | |
| ECA | New | ENCANA CORPcall | $1,186,000 | – | 50,000 | +100.0% | 0.05% | – |
| OUTR | New | OUTERWALL INCput | $1,187,000 | – | 20,000 | +100.0% | 0.05% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $1,152,000 | – | 17,300 | +100.0% | 0.05% | – |
| TWC | TIME WARNER CABLE INC | $1,145,000 | +7.4% | 7,774 | 0.0% | 0.05% | -11.1% | |
| EGN | Sell | ENERGEN CORP | $1,147,000 | -1.1% | 12,900 | -10.1% | 0.05% | -17.2% |
| LVNTB | Buy | LIBERTY INTERACTIVE CORP | $1,164,000 | +17.0% | 15,458 | +105.3% | 0.05% | -4.0% |
| TSL | New | TRINA SOLAR LIMITEDput | $1,153,000 | – | 89,900 | +100.0% | 0.05% | – |
| USO | Buy | UNITED STATES OIL FUND LPput | $1,167,000 | +51.2% | 30,000 | +42.2% | 0.05% | +23.1% |
| CNX | New | CONSOL ENERGY INC | $1,137,000 | – | 24,679 | +100.0% | 0.05% | – |
| IREBY | Sell | IRELAND BKput | $1,134,000 | -35.9% | 81,500 | -10.9% | 0.05% | -47.2% |
| NSP | INSPERITY INC | $1,129,000 | +6.6% | 34,198 | 0.0% | 0.05% | -11.3% | |
| XLF | New | SELECT SECTOR SPDR TRput | $1,137,000 | – | 50,000 | +100.0% | 0.05% | – |
| PHOTRONICS INCnote 5.500%10/0 | $1,127,000 | -1.6% | 654,000 | 0.0% | 0.05% | -19.0% | ||
| BHI | Sell | BAKER HUGHES INCcall | $1,117,000 | -65.8% | 15,000 | -70.2% | 0.05% | -72.1% |
| CSIQ | Buy | CANADIAN SOLAR INCput | $1,110,000 | -1.0% | 35,500 | +1.4% | 0.05% | -19.3% |
| AZN | New | ASTRAZENECA PLCsponsored adr | $1,115,000 | – | 15,000 | +100.0% | 0.05% | – |
| C | CITIGROUP INC | $1,111,000 | -1.1% | 23,601 | 0.0% | 0.05% | -19.3% | |
| NEBLQ | Buy | NOBLE CORP PLC | $1,086,000 | +48.8% | 32,357 | +45.1% | 0.04% | +21.6% |
| DB | New | DEUTSCHE BANK AGput | $1,094,000 | – | 31,100 | +100.0% | 0.04% | – |
| UAL | Buy | UNITED CONTL HLDGS INC | $1,082,000 | +3.0% | 26,341 | +12.0% | 0.04% | -15.1% |
| SPWR | New | SUNPOWER CORP | $1,056,000 | – | 25,757 | +100.0% | 0.04% | – |
| New | MEADOWBROOK INS GROUP INCdbcv 5.000% 3/1 | $1,063,000 | – | 1,000,000 | +100.0% | 0.04% | – | |
| OII | New | OCEANEERING INTL INC | $1,059,000 | – | 13,553 | +100.0% | 0.04% | – |
| CACB | New | CASCADE BANCORP | $1,054,000 | – | 202,229 | +100.0% | 0.04% | – |
| WEN | Buy | WENDYS CO | $1,037,000 | +6.7% | 121,591 | +14.1% | 0.04% | -12.2% |
| AMBC | Buy | AMBAC FINL GROUP INC | $1,015,000 | -11.8% | 37,179 | +0.3% | 0.04% | -27.6% |
| JAKKS PAC INCnote 4.500%11/0 | $1,015,000 | +1.2% | 1,000,000 | 0.0% | 0.04% | -17.6% | ||
| UTG | REAVES UTIL INCOME FD | $1,019,000 | +7.9% | 34,016 | 0.0% | 0.04% | -12.5% | |
| New | ARRAY BIOPHARMA INCnote 3.000% 6/0 | $1,000,000 | – | 1,000,000 | +100.0% | 0.04% | – | |
| PLD | Sell | PROLOGIS INC | $1,023,000 | -53.0% | 24,900 | -53.3% | 0.04% | -61.8% |
| HAL | New | HALLIBURTON COput | $1,015,000 | – | 14,300 | +100.0% | 0.04% | – |
| OXLC | OXFORD LANE CAP CORP | $998,000 | +1.3% | 59,003 | 0.0% | 0.04% | -18.0% | |
| LNG | Sell | CHENIERE ENERGY INCcall | $997,000 | -42.3% | 13,900 | -55.4% | 0.04% | -52.9% |
| APC | Sell | ANADARKO PETE CORP | $958,000 | -24.6% | 8,750 | -41.6% | 0.04% | -37.5% |
| STX | SEAGATE TECHNOLOGY PLC | $955,000 | +1.2% | 16,800 | 0.0% | 0.04% | -16.7% | |
| CACQ | CAESARS ACQUISITION COput | $956,000 | -12.9% | 77,300 | 0.0% | 0.04% | -27.3% | |
| CECE | CECO ENVIRONMENTAL CORP | $965,000 | -6.0% | 61,905 | 0.0% | 0.04% | -23.1% | |
| OBAF | New | OBA FINL SVCS INC | $966,000 | – | 43,177 | +100.0% | 0.04% | – |
| TXI | New | TEXAS INDS INC | $966,000 | – | 10,457 | +100.0% | 0.04% | – |
| EXXIQ | New | ENERGY XXI BERMUDA LTDcall | $945,000 | – | 40,000 | +100.0% | 0.04% | – |
| ABBV | ABBVIE INC | $940,000 | +9.8% | 16,656 | 0.0% | 0.04% | -9.3% | |
| HTR | BROOKFIELD TOTAL RETURN FD I | $909,000 | +4.0% | 36,106 | 0.0% | 0.04% | -13.6% | |
| WPG | New | WASHINGTON PRIME GROUP INC | $911,000 | – | 48,622 | +100.0% | 0.04% | – |
| GLD | SPDR GOLD TRUST | $916,000 | +3.6% | 7,150 | 0.0% | 0.04% | -15.6% | |
| CNBC | New | CENTER BANCORP INC | $927,000 | – | 48,220 | +100.0% | 0.04% | – |
| KMI | Buy | KINDER MORGAN INC DELcall | $906,000 | +39.4% | 25,000 | +25.0% | 0.04% | +15.2% |
| STIWSA | SUNTRUST BKS INC*w exp 12/31/201 | $923,000 | -2.8% | 87,616 | 0.0% | 0.04% | -20.8% | |
| NLY | ANNALY CAP MGMT INCput | $914,000 | +4.1% | 80,000 | 0.0% | 0.04% | -13.6% | |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $907,000 | +43.7% | 13,308 | +83.7% | 0.04% | +18.8% |
| ALLE | ALLEGION PUB LTD CO | $905,000 | +8.6% | 15,963 | 0.0% | 0.04% | -9.5% | |
| GGE | GUGGENHEIM ENHANCED EQUITY S | $887,000 | +2.7% | 46,211 | 0.0% | 0.04% | -15.9% | |
| KCG | KCG HLDGS INCput | $897,000 | -0.4% | 75,500 | 0.0% | 0.04% | -17.8% | |
| BCS | Buy | BARCLAYS PLCadr | $884,000 | -1.8% | 60,434 | +5.4% | 0.04% | -17.8% |
| RRC | New | RANGE RES CORP | $860,000 | – | 9,893 | +100.0% | 0.04% | – |
| IRL | NEW IRELAND FUND INC | $864,000 | -5.2% | 63,374 | 0.0% | 0.04% | -21.7% | |
| SWZ | SWISS HELVETIA FD INC | $867,000 | +1.4% | 59,487 | 0.0% | 0.04% | -16.3% | |
| ECTM | ECA MARCELLUS TR I | $867,000 | -17.0% | 117,448 | 0.0% | 0.04% | -32.1% | |
| GDL | Buy | GDL FUND | $839,000 | +20.2% | 77,224 | +22.0% | 0.04% | 0.0% |
| LEN | New | LENNAR CORPput | $840,000 | – | 20,000 | +100.0% | 0.04% | – |
| LB | L BRANDS INC | $833,000 | +3.3% | 14,200 | 0.0% | 0.04% | -14.6% | |
| SVU | SUPERVALU INC | $840,000 | +20.2% | 102,206 | 0.0% | 0.04% | 0.0% | |
| CEE | CENTRAL EUR RUSS & TURK FD I | $835,000 | +11.5% | 28,503 | 0.0% | 0.04% | -7.9% | |
| YNDX | Sell | YANDEX N Vput | $852,000 | -16.8% | 23,900 | -29.5% | 0.04% | -32.7% |
| CSX | New | CSX CORPput | $847,000 | – | 27,500 | +100.0% | 0.04% | – |
| F | FORD MTR CO DEL | $833,000 | +10.5% | 48,323 | 0.0% | 0.04% | -7.9% | |
| AGN | New | ALLERGAN INC | $846,000 | – | 5,000 | +100.0% | 0.04% | – |
| MU | Sell | MICRON TECHNOLOGY INC | $844,000 | -24.8% | 25,600 | -46.0% | 0.04% | -38.6% |
| BHI | New | BAKER HUGHES INC | $842,000 | – | 11,315 | +100.0% | 0.04% | – |
| FUBC | New | 1ST UNITED BANCORP INC FLA | $816,000 | – | 94,628 | +100.0% | 0.03% | – |
| CRESY | New | CRESUD S A C I F Y Asponsored adr | $821,000 | – | 62,909 | +100.0% | 0.03% | – |
| BCEI | New | BONANZA CREEK ENERGY INCcall | $824,000 | – | 14,400 | +100.0% | 0.03% | – |
| EGL | ENGILITY HLDGS INC | $810,000 | -15.1% | 21,167 | 0.0% | 0.03% | -29.2% | |
| CX | Buy | CEMEX SAB DE CVput | $820,000 | +4.6% | 65,886 | +4.0% | 0.03% | -15.0% |
| BAS | Buy | BASIC ENERGY SVCS INC NEWcall | $792,000 | +8.6% | 27,100 | +1.9% | 0.03% | -10.8% |
| OSK | OSHKOSH CORP | $792,000 | -5.6% | 14,256 | 0.0% | 0.03% | -21.4% | |
| GM | Sell | GENERAL MTRS CO | $798,000 | -98.5% | 21,982 | -98.6% | 0.03% | -98.8% |
| SDOCQ | SANDRIDGE ENERGY INCput | $787,000 | +16.6% | 110,000 | 0.0% | 0.03% | -2.9% | |
| JOSB | Sell | JOS A BANK CLOTHIERS INCput | $793,000 | -49.5% | 12,200 | -50.0% | 0.03% | -58.2% |
| MRO | New | MARATHON OIL CORPput | $798,000 | – | 20,000 | +100.0% | 0.03% | – |
| PEO | PETROLEUM & RES CORP | $797,000 | +11.8% | 25,552 | 0.0% | 0.03% | -8.3% | |
| NBL | New | NOBLE ENERGY INCcall | $775,000 | – | 10,000 | +100.0% | 0.03% | – |
| ENL | Buy | REED ELSEVIER N Vspons adr new | $764,000 | +109.9% | 16,640 | +98.1% | 0.03% | +77.8% |
| IWM | New | ISHARESrussell 2000 etf | $763,000 | – | 6,426 | +100.0% | 0.03% | – |
| PF | New | PINNACLE FOODS INC DEL | $773,000 | – | 23,500 | +100.0% | 0.03% | – |
| WBMD | Buy | WEBMD HEALTH CORP | $763,000 | +22.1% | 15,808 | +4.6% | 0.03% | 0.0% |
| BCEI | New | BONANZA CREEK ENERGY INC | $759,000 | – | 13,265 | +100.0% | 0.03% | – |
| HEI | HEICO CORP NEW | $760,000 | -13.6% | 14,625 | 0.0% | 0.03% | -27.3% | |
| TRQ | Sell | TURQUOISE HILL RES LTD | $711,000 | -1.4% | 212,701 | -1.8% | 0.03% | -16.7% |
| SM | New | SM ENERGY CO | $732,000 | – | 8,700 | +100.0% | 0.03% | – |
| BGR | BLACKROCK ENERGY & RES TR | $720,000 | +11.6% | 26,704 | 0.0% | 0.03% | -9.1% | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $717,000 | -5.8% | 233,586 | 0.0% | 0.03% | -21.1% | |
| GF | Buy | NEW GERMANY FD INC | $702,000 | -0.1% | 37,620 | +4.2% | 0.03% | -17.1% |
| HFC | Sell | HOLLYFRONTIER CORPcall | $695,000 | -80.7% | 15,900 | -79.0% | 0.03% | -84.1% |
| CFP | Buy | CORNERSTONE PROGRESSIVE RTN | $696,000 | +41.2% | 151,693 | +62.9% | 0.03% | +16.0% |
| CHN | CHINA FD INC | $694,000 | +6.4% | 32,774 | 0.0% | 0.03% | -12.1% | |
| SPG | New | SIMON PPTY GROUP INC NEW | $684,000 | – | 4,115 | +100.0% | 0.03% | – |
| RICE | New | RICE ENERGY INC | $680,000 | – | 22,343 | +100.0% | 0.03% | – |
| DHG | DWS HIGH INCOME OPPORT FD IN | $668,000 | +1.2% | 45,196 | 0.0% | 0.03% | -15.2% | |
| FNF | New | FIDELITY NATIONAL FINANCIALcl a | $675,000 | – | 20,600 | +100.0% | 0.03% | – |
| IWM | Sell | ISHARESput | $665,000 | -21.7% | 5,600 | -23.3% | 0.03% | -34.9% |
| ATLS | New | ATLAS ENERGY LP | $681,000 | – | 15,182 | +100.0% | 0.03% | – |
| SGF | Buy | ABERDEEN SINGAPORE FD INC | $676,000 | +6.6% | 51,734 | +1.8% | 0.03% | -12.5% |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $648,000 | -13.6% | 102,788 | -11.3% | 0.03% | -28.9% |
| IWM | Buy | ISHAREScall | $641,000 | +22.6% | 5,400 | +20.0% | 0.03% | +3.8% |
| ABE | ABERDEEN EMERGING MKTS SMALL | $657,000 | +8.1% | 45,745 | 0.0% | 0.03% | -12.9% | |
| ZTR | Buy | ZWEIG TOTAL RETURN FD INC | $650,000 | +3.0% | 45,143 | +0.6% | 0.03% | -15.6% |
| WAFDW | Buy | WASHINGTON FED INC*w exp 11/14/201 | $644,000 | -10.8% | 104,981 | +1.8% | 0.03% | -25.0% |
| CET | CENTRAL SECS CORP | $662,000 | +4.9% | 28,224 | 0.0% | 0.03% | -15.6% | |
| HLF | Sell | HERBALIFE LTD | $649,000 | -44.3% | 10,053 | -50.6% | 0.03% | -54.2% |
| KEY | Sell | KEYCORP NEW | $632,000 | -19.7% | 44,107 | -20.1% | 0.03% | -35.0% |
| RDSB | ROYAL DUTCH SHELL PLCspon adr b | $634,000 | +11.2% | 7,292 | 0.0% | 0.03% | -10.3% | |
| GDPMQ | New | GOODRICH PETE CORP | $637,000 | – | 23,104 | +100.0% | 0.03% | – |
| NOG | Buy | NORTHERN OIL & GAS INC NEV | $638,000 | +93.9% | 39,179 | +74.0% | 0.03% | +52.9% |
| ALXN | ALEXION PHARMACEUTICALS INC | $625,000 | +2.6% | 4,000 | 0.0% | 0.03% | -16.1% | |
| BRP | BROOKFIELD RESIDENTIAL PPTYS | $627,000 | -0.9% | 30,186 | 0.0% | 0.03% | -18.8% | |
| UDFI | New | UNITED DEV FDG IV | $616,000 | – | 31,577 | +100.0% | 0.03% | – |
| SNECQ | Sell | SANCHEZ ENERGY CORPcall | $635,000 | -58.8% | 16,900 | -67.5% | 0.03% | -66.7% |
| IREBY | New | IRELAND BKspnsrd adr new | $629,000 | – | 45,245 | +100.0% | 0.03% | – |
| GPORQ | Sell | GULFPORT ENERGY CORPcall | $628,000 | -80.7% | 10,000 | -78.1% | 0.03% | -84.1% |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $628,000 | +104.6% | 7,623 | +93.2% | 0.03% | +73.3% |
| CSIQ | New | CANADIAN SOLAR INC | $626,000 | – | 20,025 | +100.0% | 0.03% | – |
| CPE | New | CALLON PETE CO DELcall | $631,000 | – | 54,200 | +100.0% | 0.03% | – |
| BPI | Buy | BRIDGEPOINT ED INC | $593,000 | +1.5% | 44,629 | +13.8% | 0.02% | -13.8% |
| EBR | Sell | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $611,000 | -29.4% | 209,150 | -31.3% | 0.02% | -43.2% |
| CVI | CVR ENERGY INC | $597,000 | +13.9% | 12,397 | 0.0% | 0.02% | -3.8% | |
| FCEB | FOREST CITY ENTERPRISES INCcl b conv | $599,000 | +4.5% | 30,100 | 0.0% | 0.02% | -13.8% | |
| TYG | New | TORTOISE ENERGY INFRSTRCTR C | $595,000 | – | 12,036 | +100.0% | 0.02% | – |
| OCR | New | OMNICARE INCcall | $592,000 | – | 8,900 | +100.0% | 0.02% | – |
| MCF | New | CONTANGO OIL & GAS COMPANY | $597,000 | – | 14,101 | +100.0% | 0.02% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $611,000 | +7.6% | 72,819 | +1.8% | 0.02% | -13.8% |
| XLE | SELECT SECTOR SPDR TRsbi int-energy | $601,000 | +12.5% | 6,000 | 0.0% | 0.02% | -7.4% | |
| IPRA | New | INTELSAT S Aman conv jr pfd | $586,000 | – | 11,523 | +100.0% | 0.02% | – |
| AVIS BUDGET GROUPnote 3.500%10/0 | $589,000 | +21.7% | 160,000 | 0.0% | 0.02% | 0.0% | ||
| SLB | Sell | SCHLUMBERGER LTDput | $590,000 | -92.9% | 5,000 | -94.1% | 0.02% | -94.2% |
| SEM | Sell | SELECT MED HLDGS CORP | $582,000 | -4.4% | 37,300 | -23.7% | 0.02% | -22.6% |
| VRX | VALEANT PHARMACEUTICALS INTL | $584,000 | -4.3% | 4,630 | 0.0% | 0.02% | -22.6% | |
| MVO | MV OIL TRtr units | $589,000 | +14.6% | 20,429 | 0.0% | 0.02% | -7.7% | |
| OASPQ | New | OASIS PETE INC NEWcall | $576,000 | – | 10,300 | +100.0% | 0.02% | – |
| GTATQ | Buy | GT ADVANCED TECHNOLOGIES INCput | $558,000 | +228.2% | 30,000 | +200.0% | 0.02% | +155.6% |
| LMCA | LIBERTY MEDIA CORP DELAWAREput | $547,000 | +4.6% | 4,000 | 0.0% | 0.02% | -11.5% | |
| MNKKQ | Sell | MALLINCKRODT PUB LTD CO | $560,000 | -55.3% | 7,003 | -64.5% | 0.02% | -63.5% |
| AMBC | Sell | AMBAC FINL GROUP INCcall | $548,000 | -29.3% | 20,000 | -20.0% | 0.02% | -41.0% |
| CPS | Sell | COOPER STD HLDGS INC | $564,000 | -38.9% | 8,532 | -34.7% | 0.02% | -51.1% |
| CPE | New | CALLON PETE CO DEL | $562,000 | – | 48,260 | +100.0% | 0.02% | – |
| PFN | PIMCO INCOME STRATEGY FUND I | $549,000 | +6.4% | 49,652 | 0.0% | 0.02% | -11.5% | |
| L109PS | New | ACCESS MIDSTREAM PARTNERS Lunit | $553,000 | – | 8,700 | +100.0% | 0.02% | – |
| NUAN | NUANCE COMMUNICATIONS INCput | $559,000 | +9.2% | 29,800 | 0.0% | 0.02% | -11.5% | |
| JNJ | JOHNSON & JOHNSON | $535,000 | +6.6% | 5,109 | 0.0% | 0.02% | -12.0% | |
| FTDCQ | FTD COS INC | $531,000 | 0.0% | 16,697 | 0.0% | 0.02% | -18.5% | |
| BWLD | BUFFALO WILD WINGS INC | $530,000 | +11.3% | 3,200 | 0.0% | 0.02% | -8.3% | |
| GNE | New | GENIE ENERGY LTDcl b | $521,000 | – | 66,164 | +100.0% | 0.02% | – |
| THRX | New | THERAVANCE INC | $530,000 | – | 17,800 | +100.0% | 0.02% | – |
| TDS | TELEPHONE & DATA SYS INCput | $525,000 | -0.4% | 20,100 | 0.0% | 0.02% | -18.5% | |
| GDPMQ | New | GOODRICH PETE CORPcall | $538,000 | – | 19,500 | +100.0% | 0.02% | – |
| NQ | Buy | NQ MOBILE INCadr repstg cl a | $528,000 | -42.8% | 85,970 | +63.9% | 0.02% | -53.2% |
| GGT | Sell | GABELLI MULTIMEDIA TR INC | $502,000 | -52.1% | 50,757 | -47.8% | 0.02% | -60.4% |
| YHOO | Sell | YAHOO INC | $502,000 | -43.6% | 14,300 | -42.3% | 0.02% | -53.3% |
| DOV | DOVER CORP | $498,000 | +11.2% | 5,481 | 0.0% | 0.02% | -8.7% | |
| VICR | VICOR CORP | $510,000 | -17.9% | 60,849 | 0.0% | 0.02% | -32.3% | |
| JNS | JANUS CAP GROUP INC | $499,000 | +14.7% | 40,000 | 0.0% | 0.02% | -4.5% | |
| IR | INGERSOLL-RAND PLC | $510,000 | +9.2% | 8,151 | 0.0% | 0.02% | -12.5% | |
| MXE | MEXICO EQUITY & INCOME FD | $506,000 | +11.2% | 31,400 | 0.0% | 0.02% | -8.7% | |
| AUXL | New | AUXILIUM PHARMACEUTICALS INCcall | $501,000 | – | 25,000 | +100.0% | 0.02% | – |
| MCD | New | MCDONALDS CORP | $504,000 | – | 5,000 | +100.0% | 0.02% | – |
| BKS | New | BARNES & NOBLE INCput | $497,000 | – | 21,800 | +100.0% | 0.02% | – |
| BAH | BOOZ ALLEN HAMILTON HLDG CORcl a | $516,000 | -3.6% | 24,300 | 0.0% | 0.02% | -22.2% | |
| USM | Sell | UNITED STATES CELLULAR CORPput | $510,000 | -7.9% | 12,500 | -7.4% | 0.02% | -25.0% |
| OCR | New | OMNICARE INC | $516,000 | – | 7,748 | +100.0% | 0.02% | – |
| MGM | New | MGM RESORTS INTERNATIONAL | $515,000 | – | 19,489 | +100.0% | 0.02% | – |
| HPQ | Sell | HEWLETT PACKARD CO | $505,000 | -18.3% | 15,000 | -21.5% | 0.02% | -32.3% |
| CMG | CHIPOTLE MEXICAN GRILL INC | $474,000 | +4.4% | 800 | 0.0% | 0.02% | -13.0% | |
| HLF | Sell | HERBALIFE LTDput | $491,000 | -86.5% | 7,600 | -88.1% | 0.02% | -89.1% |
| NBG | New | NATIONAL BK GREECE S Acall | $476,000 | – | 129,200 | +100.0% | 0.02% | – |
| WMB | WILLIAMS COS INC DEL | $492,000 | +43.4% | 8,447 | 0.0% | 0.02% | +17.6% | |
| WLL | Sell | WHITING PETE CORP NEWput | $482,000 | -56.8% | 6,000 | -62.7% | 0.02% | -64.3% |
| TROX | Sell | TRONOX LTD | $471,000 | -17.5% | 17,500 | -27.1% | 0.02% | -31.0% |
| WWAV | WHITEWAVE FOODS CO | $470,000 | +13.5% | 14,528 | 0.0% | 0.02% | -4.8% | |
| RLGY | Sell | REALOGY HLDGS CORP | $487,000 | -19.4% | 12,905 | -7.2% | 0.02% | -33.3% |
| MASI | MASIMO CORP | $480,000 | -13.7% | 20,346 | 0.0% | 0.02% | -28.6% | |
| GOOG | New | GOOGLE INCcl c | $492,000 | – | 856 | +100.0% | 0.02% | – |
| ASBWS | Buy | ASSOCIATED BANC CORP*w exp 11/21/201 | $493,000 | -7.2% | 227,045 | +0.1% | 0.02% | -25.9% |
| VAC | MARRIOTT VACATIONS WRLDWDE C | $472,000 | +4.9% | 8,055 | 0.0% | 0.02% | -13.0% | |
| RMRM | RMR REAL ESTATE INCOME FUND | $452,000 | +6.1% | 22,967 | 0.0% | 0.02% | -9.5% | |
| GTNA | Buy | GRAY TELEVISION INCcl a | $469,000 | +46.1% | 43,405 | +14.8% | 0.02% | +18.8% |
| ETP | ENERGY TRANSFER PRTNRS L Punit ltd partn | $468,000 | +7.8% | 8,071 | 0.0% | 0.02% | -13.6% | |
| 2108SC | New | EL PASO PIPELINE PARTNERS L | $456,000 | – | 12,600 | +100.0% | 0.02% | – |
| LFVN | LIFEVANTAGE CORP | $450,000 | +9.8% | 312,711 | 0.0% | 0.02% | -9.5% | |
| NEBLQ | New | NOBLE CORP PLCcall | $456,000 | – | 13,600 | +100.0% | 0.02% | – |
| ULTA | ULTA SALON COSMETCS & FRAG I | $448,000 | -6.1% | 4,900 | 0.0% | 0.02% | -20.8% | |
| CSX | New | CSX CORP | $462,000 | – | 15,000 | +100.0% | 0.02% | – |
| PFE | PFIZER INC | $460,000 | -7.4% | 15,485 | 0.0% | 0.02% | -24.0% | |
| ATLC | ATLANTICUS HLDGS CORP | $467,000 | +14.5% | 166,857 | 0.0% | 0.02% | -9.5% | |
| AZN | New | ASTRAZENECA PLCcall | $461,000 | – | 6,200 | +100.0% | 0.02% | – |
| RIG | Buy | TRANSOCEAN LTD | $455,000 | +100.4% | 10,100 | +83.6% | 0.02% | +72.7% |
| AMKR | Buy | AMKOR TECHNOLOGY INC | $458,000 | +134.9% | 41,000 | +44.4% | 0.02% | +90.0% |
| NBGPRA | Buy | NATIONAL BK GREECE S Aadr prf ser a | $425,000 | +20.4% | 21,263 | +8.0% | 0.02% | 0.0% |
| DVN | Buy | DEVON ENERGY CORP NEW | $437,000 | +72.0% | 5,500 | +44.7% | 0.02% | +38.5% |
| AKS | AK STL HLDG CORPput | $435,000 | +10.1% | 54,600 | 0.0% | 0.02% | -10.0% | |
| ROSE | New | ROSETTA RESOURCES INCput | $422,000 | – | 7,700 | +100.0% | 0.02% | – |
| LENB | LENNAR CORPcl b | $422,000 | +9.0% | 11,875 | 0.0% | 0.02% | -10.0% | |
| DMND | DIAMOND FOODS INC | $429,000 | -19.4% | 15,228 | 0.0% | 0.02% | -33.3% | |
| CIEN | Buy | CIENA CORPput | $433,000 | +27.0% | 20,000 | +33.3% | 0.02% | +5.9% |
| VNO | New | VORNADO RLTY TRsh ben int | $427,000 | – | 4,000 | +100.0% | 0.02% | – |
| RGP | REGENCY ENERGY PARTNERS L P | $427,000 | +18.3% | 13,260 | 0.0% | 0.02% | 0.0% | |
| CIEN | Sell | CIENA CORP | $445,000 | -22.3% | 20,554 | -18.4% | 0.02% | -37.9% |
| HAWK | New | BLACKHAWK NETWORK HLDGS INCput | $412,000 | – | 14,600 | +100.0% | 0.02% | – |
| STT | New | STATE STR CORP | $410,000 | – | 6,100 | +100.0% | 0.02% | – |
| SNECQ | New | SANCHEZ ENERGY CORP | $417,000 | – | 11,098 | +100.0% | 0.02% | – |
| AUXL | AUXILIUM PHARMACEUTICALS INCput | $401,000 | -26.3% | 20,000 | 0.0% | 0.02% | -37.0% | |
| NDP | New | TORTOISE ENERGY INDEPENDENC | $411,000 | – | 14,600 | +100.0% | 0.02% | – |
| USM | UNITED STATES CELLULAR CORP | $410,000 | -0.5% | 10,046 | 0.0% | 0.02% | -19.0% | |
| AHT | ASHFORD HOSPITALITY TR INC | $408,000 | +2.3% | 35,381 | 0.0% | 0.02% | -15.0% | |
| RYN | New | RAYONIER INC | $419,000 | – | 11,800 | +100.0% | 0.02% | – |
| ORCL | Sell | ORACLE CORP | $405,000 | -26.6% | 10,000 | -25.9% | 0.02% | -39.3% |
| URI | UNITED RENTALS INC | $388,000 | +10.5% | 3,700 | 0.0% | 0.02% | -11.1% | |
| TU | TELUS CORP | $389,000 | +3.5% | 10,452 | 0.0% | 0.02% | -15.8% | |
| MTG | MGIC INVT CORP WIS | $377,000 | +8.3% | 40,793 | 0.0% | 0.02% | -11.1% | |
| LNKD | LINKEDIN CORP | $377,000 | -7.4% | 2,200 | 0.0% | 0.02% | -23.8% | |
| WSOB | WATSCO INCcl b conv | $375,000 | +2.5% | 3,671 | 0.0% | 0.02% | -11.1% | |
| CTB | Sell | COOPER TIRE & RUBR CO | $395,000 | -14.3% | 13,154 | -30.6% | 0.02% | -30.4% |
| TDG | TRANSDIGM GROUP INC | $390,000 | -9.7% | 2,330 | 0.0% | 0.02% | -27.3% | |
| IRM | New | IRON MTN INCput | $376,000 | – | 10,600 | +100.0% | 0.02% | – |
| ORB | New | ORBITAL SCIENCES CORP | $387,000 | – | 13,100 | +100.0% | 0.02% | – |
| RNE | MORGAN STANLEY EASTN EUR FD | $395,000 | +3.1% | 21,258 | 0.0% | 0.02% | -15.8% | |
| TAYC | Sell | TAYLOR CAP GROUP INC | $392,000 | -17.5% | 18,348 | -7.6% | 0.02% | -33.3% |
| CGNX | COGNEX CORP | $384,000 | +13.3% | 10,000 | 0.0% | 0.02% | -5.9% | |
| GDV | New | GABELLI DIVD & INCOME TR | $390,000 | – | 17,817 | +100.0% | 0.02% | – |
| GILD | GILEAD SCIENCES INC | $381,000 | +16.9% | 4,600 | 0.0% | 0.02% | 0.0% | |
| IIF | MORGAN STANLEY INDIA INVS FD | $370,000 | +18.6% | 15,983 | 0.0% | 0.02% | -6.2% | |
| MSF | MORGAN STANLEY EMER MKTS FD | $357,000 | +5.0% | 22,271 | 0.0% | 0.02% | -11.8% | |
| MHFI | Sell | MCGRAW HILL FINL INC | $372,000 | -41.0% | 4,476 | -45.9% | 0.02% | -53.1% |
| TRGP | Sell | TARGA RES CORPcall | $363,000 | -91.4% | 2,600 | -93.9% | 0.02% | -92.9% |
| MTDR | New | MATADOR RES CO | $369,000 | – | 12,600 | +100.0% | 0.02% | – |
| DNOW | New | NOW INCput | $362,000 | – | 10,000 | +100.0% | 0.02% | – |
| SM | New | SM ENERGY COcall | $353,000 | – | 4,200 | +100.0% | 0.02% | – |
| IRM | New | IRON MTN INCcall | $354,000 | – | 10,000 | +100.0% | 0.02% | – |
| TEO | Sell | TELECOM ARGENTINA S Aput | $353,000 | -7.3% | 15,000 | -25.0% | 0.02% | -21.1% |
| XEC | New | CIMAREX ENERGY CO | $373,000 | – | 2,600 | +100.0% | 0.02% | – |
| SOHU | New | SOHU COM INC | $360,000 | – | 6,234 | +100.0% | 0.02% | – |
| EMC | Sell | E M C CORP MASS | $368,000 | -19.1% | 13,975 | -15.8% | 0.02% | -34.8% |
| LAQ | ABERDEEN LATIN AMER EQTY FD | $368,000 | +7.6% | 12,317 | 0.0% | 0.02% | -11.8% | |
| BIF | BOULDER GROWTH & INCOME FD I | $362,000 | +4.9% | 42,485 | 0.0% | 0.02% | -11.8% | |
| KOG | New | KODIAK OIL & GAS CORPcall | $343,000 | – | 23,600 | +100.0% | 0.01% | – |
| EXH | New | EXTERRAN HLDGS INC | $346,000 | – | 7,700 | +100.0% | 0.01% | – |
| MUR | New | MURPHY OIL CORPcall | $332,000 | – | 5,000 | +100.0% | 0.01% | – |
| ISIS | New | ISIS PHARMACEUTICALS INCcall | $344,000 | – | 10,000 | +100.0% | 0.01% | – |
| OUTR | New | OUTERWALL INC | $333,000 | – | 5,600 | +100.0% | 0.01% | – |
| CATO | CATO CORP NEWcl a | $346,000 | +14.2% | 11,205 | 0.0% | 0.01% | -6.7% | |
| RDA | Sell | RDA MICROELECTRONICS INCput | $346,000 | -10.6% | 20,200 | -6.5% | 0.01% | -30.0% |
| EMD | Buy | WESTERN ASSET EMRG MKT DEBT | $332,000 | +7.1% | 18,040 | +1.4% | 0.01% | -12.5% |
| CVEO | New | CIVEO CORP | $318,000 | – | 12,721 | +100.0% | 0.01% | – |
| PVAHQ | Sell | PENN VA CORP | $306,000 | -89.8% | 18,021 | -89.5% | 0.01% | -91.4% |
| CST | CST BRANDS INC | $321,000 | +10.3% | 9,304 | 0.0% | 0.01% | -13.3% | |
| ADT | THE ADT CORPORATION | $309,000 | +16.6% | 8,837 | 0.0% | 0.01% | 0.0% | |
| FTK | New | FLOTEK INDS INC DEL | $321,000 | – | 9,996 | +100.0% | 0.01% | – |
| BPOP | POPULAR INC | $324,000 | +10.2% | 9,481 | 0.0% | 0.01% | -13.3% | |
| RDA | Buy | RDA MICROELECTRONICS INCsponsored adr | $315,000 | -2.2% | 18,433 | +2.8% | 0.01% | -18.8% |
| LBTYB | LIBERTY GLOBAL PLC | $322,000 | +7.7% | 7,051 | 0.0% | 0.01% | -13.3% | |
| CBB | Sell | CINCINNATI BELL INC NEW | $311,000 | -30.0% | 79,052 | -38.4% | 0.01% | -40.9% |
| CSCO | New | CISCO SYS INC | $325,000 | – | 13,084 | +100.0% | 0.01% | – |
| KKR | New | KKR & CO L P DEL | $323,000 | – | 13,279 | +100.0% | 0.01% | – |
| SPPI | SPECTRUM PHARMACEUTICALS INCput | $325,000 | +3.5% | 40,000 | 0.0% | 0.01% | -18.8% | |
| IWS | ISHARESrus mdcp val etf | $290,000 | +5.5% | 4,000 | 0.0% | 0.01% | -14.3% | |
| DCUB | New | DOMINION RES INC VA NEWunit 07/01/2016 | $285,000 | – | 4,892 | +100.0% | 0.01% | – |
| STZB | CONSTELLATION BRANDS INCcl b | $300,000 | +4.9% | 3,400 | 0.0% | 0.01% | -14.3% | |
| Z | New | ZILLOW INCcl a | $300,000 | – | 2,100 | +100.0% | 0.01% | – |
| F113PS | New | COVIDIEN PLC | $292,000 | – | 3,233 | +100.0% | 0.01% | – |
| TYC | TYCO INTERNATIONAL LTD | $290,000 | +7.8% | 6,354 | 0.0% | 0.01% | -14.3% | |
| HLIT | HARMONIC INC | $290,000 | +4.3% | 38,900 | 0.0% | 0.01% | -14.3% | |
| PVH | PVH CORP | $281,000 | -6.6% | 2,410 | 0.0% | 0.01% | -20.0% | |
| RBS | Buy | ROYAL BK SCOTLAND GROUP PLCspons adr 20 ord | $295,000 | +78.8% | 26,100 | +64.2% | 0.01% | +50.0% |
| WB | New | WEIBO CORPput | $287,000 | – | 14,000 | +100.0% | 0.01% | – |
| ANSS | ANSYS INC | $292,000 | -1.7% | 3,850 | 0.0% | 0.01% | -20.0% | |
| CHTP | New | CHELSEA THERAPEUTICS INTL LTput | $290,000 | – | 45,000 | +100.0% | 0.01% | – |
| FB | FACEBOOK INCcl a | $301,000 | +11.9% | 4,475 | 0.0% | 0.01% | -14.3% | |
| PBFX | New | PBF LOGISTICS LPunit ltd ptnr | $289,000 | – | 10,500 | +100.0% | 0.01% | – |
| GUT | GABELLI UTIL TR | $298,000 | +8.0% | 40,667 | 0.0% | 0.01% | -14.3% | |
| TSLA | Sell | TESLA MTRS INC | $282,000 | -80.9% | 1,173 | -83.5% | 0.01% | -84.0% |
| CIT | Sell | CIT GROUP INC | $290,000 | -17.1% | 6,347 | -11.2% | 0.01% | -33.3% |
| AWRE | AWARE INC MASS | $288,000 | +12.9% | 43,972 | 0.0% | 0.01% | -7.7% | |
| NTAP | NETAPP INC | $263,000 | -0.8% | 7,186 | 0.0% | 0.01% | -15.4% | |
| GCH | ABERDEEN GTR CHINA FD INC | $259,000 | +8.4% | 24,751 | 0.0% | 0.01% | -8.3% | |
| CVC | Sell | CABLEVISION SYS CORPcl a ny cablvs | $276,000 | +1.5% | 15,600 | -3.1% | 0.01% | -21.4% |
| CBM | CAMBREX CORP | $267,000 | +9.9% | 12,900 | 0.0% | 0.01% | -8.3% | |
| CQP | CHENIERE ENERGY PARTNERS LP | $268,000 | +10.3% | 8,114 | 0.0% | 0.01% | -8.3% | |
| CWSA | Sell | CITIGROUP INC*w exp 01/04/201 | $277,000 | -6.1% | 45,427 | -1.0% | 0.01% | -26.7% |
| CNSI | Buy | COMVERSE INC | $270,000 | +14.9% | 10,102 | +48.5% | 0.01% | -8.3% |
| CTB | Sell | COOPER TIRE & RUBR COput | $270,000 | -13.5% | 9,000 | -30.2% | 0.01% | -31.2% |
| FFG | FBL FINL GROUP INCcl a | $259,000 | +6.1% | 5,637 | 0.0% | 0.01% | -8.3% | |
| FLIR | FLIR SYS INC | $264,000 | -3.6% | 7,600 | 0.0% | 0.01% | -21.4% | |
| GDPMQ | GOODRICH PETE CORPput | $276,000 | +74.7% | 10,000 | 0.0% | 0.01% | +37.5% | |
| IAC | IAC INTERACTIVECORP | $277,000 | -3.1% | 4,000 | 0.0% | 0.01% | -21.4% | |
| GMCR | Sell | KEURIG GREEN MTN INCput | $261,000 | -39.7% | 2,100 | -48.8% | 0.01% | -50.0% |
| KMIWS | Sell | KINDER MORGAN INC DEL*w exp 05/25/201 | $273,000 | +42.9% | 98,089 | -9.7% | 0.01% | +10.0% |
| LULU | LULULEMON ATHLETICA INC | $275,000 | -23.2% | 6,800 | 0.0% | 0.01% | -38.9% | |
| MDLZ | MONDELEZ INTL INCcl a | $276,000 | +9.1% | 7,326 | 0.0% | 0.01% | -15.4% | |
| MUR | Sell | MURPHY OIL CORP | $266,000 | -42.5% | 4,000 | -45.8% | 0.01% | -52.2% |
| NC | NACCO INDS INCcl a | $265,000 | -6.7% | 5,247 | 0.0% | 0.01% | -21.4% | |
| NFG | New | NATIONAL FUEL GAS CO N J | $263,000 | – | 3,357 | +100.0% | 0.01% | – |
| NBL | Buy | NOBLE ENERGY INC | $256,000 | +16.4% | 3,300 | +6.5% | 0.01% | 0.0% |
| RHT | RED HAT INC | $271,000 | +4.2% | 4,900 | 0.0% | 0.01% | -15.4% | |
| ROSE | Sell | ROSETTA RESOURCES INC | $274,000 | -10.7% | 5,000 | -24.2% | 0.01% | -26.7% |
| TTF | THAI FD INC | $271,000 | +3.8% | 24,115 | 0.0% | 0.01% | -15.4% | |
| ZTS | ZOETIS INCcl a | $262,000 | +11.5% | 8,131 | 0.0% | 0.01% | -8.3% | |
| GSOL | Buy | GLOBAL SOURCES LTDord | $260,000 | +165.3% | 31,362 | +187.1% | 0.01% | +120.0% |
| HCKT | New | HACKETT GROUP INC | $231,000 | – | 38,614 | +100.0% | 0.01% | – |
| ITMN | New | INTERMUNE INCcall | $229,000 | – | 5,200 | +100.0% | 0.01% | – |
| JOF | JAPAN SMALLER CAPTLZTN FD IN | $240,000 | +7.6% | 25,402 | 0.0% | 0.01% | -9.1% | |
| HEIA | HEICO CORP NEWcl a | $240,000 | -6.6% | 5,919 | 0.0% | 0.01% | -23.1% | |
| PE | New | PARSLEY ENERGY INCcl a | $241,000 | – | 10,000 | +100.0% | 0.01% | – |
| AAWW | Sell | ATLAS AIR WORLDWIDE HLDGS IN | $252,000 | -44.4% | 6,850 | -46.7% | 0.01% | -56.5% |
| NEM | NEWMONT MINING CORP | $242,000 | +8.5% | 9,500 | 0.0% | 0.01% | -9.1% | |
| CACB | New | CASCADE BANCORPput | $239,000 | – | 45,800 | +100.0% | 0.01% | – |
| LPI | Sell | LAREDO PETROLEUM INCcall | $239,000 | -69.2% | 7,700 | -74.3% | 0.01% | -74.4% |
| OIS | New | OIL STS INTL INC | $229,000 | – | 3,574 | +100.0% | 0.01% | – |
| CLS | CELESTICA INC | $236,000 | +15.1% | 18,775 | 0.0% | 0.01% | 0.0% | |
| JPMWS | JPMORGAN CHASE & CO*w exp 10/28/201 | $240,000 | -4.4% | 12,408 | 0.0% | 0.01% | -23.1% | |
| CHK | Sell | CHESAPEAKE ENERGY CORPput | $233,000 | -54.5% | 7,900 | -60.5% | 0.01% | -61.5% |
| XLE | New | SELECT SECTOR SPDR TRput | $250,000 | – | 2,500 | +100.0% | 0.01% | – |
| SU | New | SUNCOR ENERGY INC NEWcall | $234,000 | – | 5,500 | +100.0% | 0.01% | – |
| LDOS | LEIDOS HLDGS INC | $246,000 | +8.4% | 6,412 | 0.0% | 0.01% | -9.1% | |
| SLM | New | SLM CORP | $237,000 | – | 28,510 | +100.0% | 0.01% | – |
| LVLT | LEVEL 3 COMMUNICATIONS INC | $228,000 | +11.8% | 5,200 | 0.0% | 0.01% | -10.0% | |
| HLS | HEALTHSOUTH CORP | $206,000 | 0.0% | 5,739 | 0.0% | 0.01% | -10.0% | |
| GFY | Buy | WESTERN ASSET VAR RT STRG FD | $226,000 | +4.1% | 12,913 | +1.6% | 0.01% | -18.2% |
| HQL | New | H & Q LIFE SCIENCES INVSsh ben int | $218,000 | – | 10,488 | +100.0% | 0.01% | – |
| GRFS | GRIFOLS S Asp adr rep b nvt | $216,000 | +6.4% | 4,915 | 0.0% | 0.01% | -10.0% | |
| RVT | Buy | ROYCE VALUE TR INC | $224,000 | +3.7% | 14,020 | +1.9% | 0.01% | -18.2% |
| AAL | Sell | AMERICAN AIRLS GROUP INCcall | $211,000 | -94.1% | 4,900 | -94.9% | 0.01% | -95.0% |
| BH | BIGLARI HLDGS INC | $217,000 | -13.5% | 514 | 0.0% | 0.01% | -30.8% | |
| PSEC | New | PROSPECT CAPITAL CORPORATION | $214,000 | – | 20,155 | +100.0% | 0.01% | – |
| TBT | PROSHARES TR | $228,000 | -9.9% | 3,750 | 0.0% | 0.01% | -30.8% | |
| POST | POST HLDGS INC | $216,000 | -7.7% | 4,249 | 0.0% | 0.01% | -25.0% | |
| LUV | New | SOUTHWEST AIRLS CO | $226,000 | – | 8,400 | +100.0% | 0.01% | – |
| CP | New | CANADIAN PAC RY LTD | $217,000 | – | 1,200 | +100.0% | 0.01% | – |
| ADX | ADAMS EXPRESS CO | $218,000 | +5.8% | 15,868 | 0.0% | 0.01% | -10.0% | |
| AMRI | ALBANY MOLECULAR RESH INC | $219,000 | +7.9% | 10,900 | 0.0% | 0.01% | -10.0% | |
| NVS | New | NOVARTIS A Gsponsored adr | $212,000 | – | 2,338 | +100.0% | 0.01% | – |
| CMCSK | New | COMCAST CORP NEWcl a spl | $208,000 | – | 3,900 | +100.0% | 0.01% | – |
| New | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $207,000 | – | 205,000 | +100.0% | 0.01% | – | |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $221,000 | -47.3% | 1,318 | -48.3% | 0.01% | -57.1% |
| ENZN | ENZON PHARMACEUTICALS INC | $205,000 | +1.0% | 197,179 | 0.0% | 0.01% | -10.0% | |
| X | New | UNITED STATES STL CORP NEW | $208,000 | – | 7,986 | +100.0% | 0.01% | – |
| LSCC | LATTICE SEMICONDUCTOR CORP | $226,000 | +5.1% | 27,400 | 0.0% | 0.01% | -18.2% | |
| KEF | KOREA EQUITY FD INC | $205,000 | +7.9% | 23,136 | 0.0% | 0.01% | -10.0% | |
| T107PS | WRIGHT MED GROUP INC | $225,000 | +1.4% | 7,156 | 0.0% | 0.01% | -18.2% | |
| BAGL | EINSTEIN NOAH REST GROUP INC | $194,000 | -2.5% | 12,106 | 0.0% | 0.01% | -20.0% | |
| NLY | ANNALY CAP MGMT INC | $201,000 | +4.1% | 17,600 | 0.0% | 0.01% | -20.0% | |
| PENN | Sell | PENN NATL GAMING INC | $183,000 | -12.4% | 15,057 | -11.2% | 0.01% | -27.3% |
| HD | Sell | HOME DEPOT INC | $202,000 | -1.9% | 2,500 | -3.8% | 0.01% | -20.0% |
| MUX | MCEWEN MNG INC | $188,000 | +22.1% | 65,146 | 0.0% | 0.01% | 0.0% | |
| CAAS | CHINA AUTOMOTIVE SYS INC | $201,000 | +9.8% | 23,149 | 0.0% | 0.01% | -11.1% | |
| ZNGA | ZYNGA INCcl a | $200,000 | -25.4% | 62,400 | 0.0% | 0.01% | -42.9% | |
| AWP | Buy | ALPINE GLOBAL PREMIER PPTYS | $170,000 | +7.6% | 22,891 | +2.1% | 0.01% | -12.5% |
| TKF | TURKISH INVT FD INC | $178,000 | +11.2% | 14,854 | 0.0% | 0.01% | -12.5% | |
| JBLU | JETBLUE AIRWAYS CORP | $180,000 | +25.0% | 16,600 | 0.0% | 0.01% | 0.0% | |
| CLM | Buy | CORNERSTONE STRATEGIC VALUE | $169,000 | -2.9% | 27,744 | +3.2% | 0.01% | -22.2% |
| CSV | CARRIAGE SVCS INC | $171,000 | -6.0% | 10,000 | 0.0% | 0.01% | -22.2% | |
| CRF | Buy | CORNERSTONE TOTAL RTRN FD IN | $161,000 | -1.8% | 28,598 | +3.6% | 0.01% | -12.5% |
| GGZ | New | GABELLI GLB SML & MD CP VAL | $177,000 | – | 16,431 | +100.0% | 0.01% | – |
| S | SPRINT CORPcall | $167,000 | -6.7% | 19,500 | 0.0% | 0.01% | -22.2% | |
| GULTU | New | GULF COAST ULTRA DEEP RTY TRput | $165,000 | – | 56,200 | +100.0% | 0.01% | – |
| ASG | Sell | LIBERTY ALL-STAR GROWTH FD I | $174,000 | -56.5% | 32,046 | -55.2% | 0.01% | -65.0% |
| PSEC | New | PROSPECT CAPITAL CORPORATIONput | $178,000 | – | 16,800 | +100.0% | 0.01% | – |
| IREBY | New | IRELAND BKcall | $158,000 | – | 11,400 | +100.0% | 0.01% | – |
| GMANQ | GORDMANS STORES INC | $177,000 | -21.3% | 41,260 | 0.0% | 0.01% | -36.4% | |
| STRP | Sell | STRAIGHT PATH COMMUNICATNS Icl b | $178,000 | +15.6% | 17,490 | -16.4% | 0.01% | -12.5% |
| SPF | STANDARD PAC CORP NEW | $140,000 | +3.7% | 16,299 | 0.0% | 0.01% | -14.3% | |
| RDN | RADIAN GROUP INCput | $148,000 | -1.3% | 10,000 | 0.0% | 0.01% | -25.0% | |
| PBY | PEP BOYS MANNY MOE & JACK | $136,000 | -9.9% | 11,900 | 0.0% | 0.01% | -25.0% | |
| ON | ON SEMICONDUCTOR CORP | $154,000 | -3.1% | 16,900 | 0.0% | 0.01% | -25.0% | |
| JPC | NUVEEN PFD INCOME OPPRTNY FD | $150,000 | +4.2% | 15,500 | 0.0% | 0.01% | -14.3% | |
| NDZ | NORDION INC | $147,000 | +8.9% | 11,676 | 0.0% | 0.01% | -14.3% | |
| MACK | Sell | MERRIMACK PHARMACEUTICALS INput | $146,000 | -58.6% | 20,000 | -71.4% | 0.01% | -66.7% |
| JFC | JPMORGAN CHINA REGION FD INC | $156,000 | +6.1% | 10,298 | 0.0% | 0.01% | -14.3% | |
| DCA | VIRTUS TOTAL RETURN FD | $143,000 | +8.3% | 29,839 | 0.0% | 0.01% | -14.3% | |
| WIW | Buy | WESTERN ASSET CLYM INFL OPP | $153,000 | +6.2% | 12,403 | +0.5% | 0.01% | -14.3% |
| GRF | EAGLE CAP GROWTH FD INC | $134,000 | +3.1% | 16,890 | 0.0% | 0.01% | -14.3% | |
| CPWR | COMPUWARE CORP | $142,000 | -4.7% | 14,229 | 0.0% | 0.01% | -25.0% | |
| FOF | Buy | COHEN & STEERS CLOSED END OP | $156,000 | +7.6% | 11,529 | +2.0% | 0.01% | -14.3% |
| BRCD | BROCADE COMMUNICATIONS SYS I | $144,000 | -13.3% | 15,600 | 0.0% | 0.01% | -25.0% | |
| PLXT | PLX TECHNOLOGY INC | $129,000 | +7.5% | 19,900 | 0.0% | 0.01% | -16.7% | |
| BLDR | BUILDERS FIRSTSOURCE INC | $116,000 | -17.7% | 15,526 | 0.0% | 0.01% | -28.6% | |
| HCT | New | AMER RLTY CAP HEALTHCAR TR I | $131,000 | – | 12,000 | +100.0% | 0.01% | – |
| APB | ASIA PAC FD INC | $112,000 | +6.7% | 10,132 | 0.0% | 0.01% | 0.0% | |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $129,000 | +4.0% | 21,487 | +1.7% | 0.01% | -16.7% |
| HTA | HEALTHCARE TR AMER INCcl a | $126,000 | +5.9% | 10,458 | 0.0% | 0.01% | -16.7% | |
| DNDNQ | DENDREON CORPput | $129,000 | -22.8% | 55,800 | 0.0% | 0.01% | -37.5% | |
| COT | New | COTT CORP QUE | $123,000 | – | 17,400 | +100.0% | 0.01% | – |
| AMN | AMN HEALTHCARE SERVICES INC | $125,000 | -10.7% | 10,200 | 0.0% | 0.01% | -28.6% | |
| SIRI | SIRIUS XM HLDGS INC | $121,000 | +8.0% | 35,000 | 0.0% | 0.01% | -16.7% | |
| GAME | SHANDA GAMES LTDsp adr reptg a | $110,000 | +2.8% | 16,500 | 0.0% | 0.01% | 0.0% | |
| JPS | NUVEEN QUALITY PFD INCOME FD | $111,000 | +3.7% | 12,300 | 0.0% | 0.01% | 0.0% | |
| FFBCW | Sell | FIRST FINL BANCORP OH*w exp 12/23/201 | $128,000 | -14.7% | 23,265 | -0.4% | 0.01% | -37.5% |
| EZPW | New | EZCORP INCcl a non vtg | $127,000 | – | 10,963 | +100.0% | 0.01% | – |
| TLM | New | TALISMAN ENERGY INC | $121,000 | – | 11,400 | +100.0% | 0.01% | – |
| EXEL | Sell | EXELIXIS INCput | $130,000 | -28.6% | 38,400 | -25.0% | 0.01% | -44.4% |
| PDLI | Sell | PDL BIOPHARMA INC | $127,000 | +7.6% | 13,100 | -7.4% | 0.01% | -16.7% |
| CLUBQ | TOWN SPORTS INTL HLDGS INC | $91,000 | -21.6% | 13,674 | 0.0% | 0.00% | -33.3% | |
| AKS | New | AK STL HLDG CORP | $89,000 | – | 11,156 | +100.0% | 0.00% | – |
| CSG | CHAMBERS STR PPTYS | $100,000 | +3.1% | 12,500 | 0.0% | 0.00% | -20.0% | |
| WMGIZ | Sell | WRIGHT MED GROUP INCright 03/01/2019 | $86,000 | +72.0% | 57,480 | -4.2% | 0.00% | +33.3% |
| NOR | NORANDA ALUM HLDG CORP | $98,000 | -14.8% | 27,867 | 0.0% | 0.00% | -33.3% | |
| MWW | MONSTER WORLDWIDE INC | $93,000 | -13.1% | 14,281 | 0.0% | 0.00% | -20.0% | |
| FT | FRANKLIN UNVL TRsh ben int | $105,000 | +5.0% | 13,909 | 0.0% | 0.00% | -20.0% | |
| HK | Sell | HALCON RES CORP | $87,000 | +19.2% | 11,992 | -29.4% | 0.00% | 0.0% |
| VLYWS | Buy | VALLEY NATL BANCORP*w exp 11/14/201 | $61,000 | -12.9% | 157,038 | +10.3% | 0.00% | -25.0% |
| ZNOG | ZION OIL & GAS INC | $62,000 | +8.8% | 29,760 | 0.0% | 0.00% | 0.0% | |
| CCO | CLEAR CHANNEL OUTDOOR HLDGScl a | $83,000 | -9.8% | 10,100 | 0.0% | 0.00% | -40.0% | |
| HK | New | HALCON RES CORPcall | $73,000 | – | 10,000 | +100.0% | 0.00% | – |
| TRQ | TURQUOISE HILL RES LTDput | $67,000 | 0.0% | 20,100 | 0.0% | 0.00% | 0.0% | |
| FPPPW | Buy | FIELDPOINT PETROLEUM CORP*w exp 03/23/201 | $62,000 | +169.6% | 38,524 | +54.7% | 0.00% | +200.0% |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $82,000 | 0.0% | 14,747 | 0.0% | 0.00% | -25.0% | |
| BACWSB | BANK OF AMERICA CORPORATION*w exp 10/28/201 | $74,000 | -15.9% | 98,039 | 0.0% | 0.00% | -25.0% | |
| RDNT | RADNET INC | $74,000 | +131.2% | 11,122 | 0.0% | 0.00% | +50.0% | |
| STVVY | CHINA DIGITAL TV HLDG CO LTDsponsored adr | $61,000 | +45.2% | 13,728 | 0.0% | 0.00% | +50.0% | |
| TSPT | New | TRANSCEPT PHARMACEUTICALS IN | $41,000 | – | 20,420 | +100.0% | 0.00% | – |
| GGTRT | New | GABELLI MULTIMEDIA TR INCright 07/18/2014 | $60,000 | – | 71,275 | +100.0% | 0.00% | – |
| MOSY | MOSYS INC | $46,000 | -30.3% | 14,639 | 0.0% | 0.00% | -33.3% | |
| CGBBW | CITIGROUP INC*w exp 10/28/201 | $57,000 | -38.7% | 189,082 | 0.0% | 0.00% | -60.0% | |
| GRXRT | New | GABELLI HLTHCARE & WELLNESSright 07/08/2014 | $60,000 | – | 49,661 | +100.0% | 0.00% | – |
| CELGZ | CELGENE CORPright 12/31/2030 | $45,000 | -8.2% | 17,278 | 0.0% | 0.00% | 0.0% | |
| STXS | STEREOTAXIS INC | $56,000 | -16.4% | 15,825 | 0.0% | 0.00% | -33.3% | |
| TRCHW | Buy | TEJON RANCH CO*w exp 08/31/201 | $59,000 | -23.4% | 21,265 | +0.8% | 0.00% | -50.0% |
| USAT | USA TECHNOLOGIES INC | $25,000 | +4.2% | 11,689 | 0.0% | 0.00% | 0.0% | |
| OMEX | ODYSSEY MARINE EXPLORATION I | $30,000 | -25.0% | 17,600 | 0.0% | 0.00% | -50.0% | |
| GMOLQ | GENERAL MOLY INC | $25,000 | +19.0% | 21,537 | 0.0% | 0.00% | 0.0% | |
| CBSTZ | Buy | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $12,000 | -72.1% | 101,797 | +52.4% | 0.00% | -100.0% |
| RENWS | RESOLUTE ENERGY CORP*w exp 09/25/201 | $0 | -100.0% | 31,546 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 01/27/2016 | $11,000 | +10.0% | 159,104 | 0.0% | 0.00% | -100.0% | |
| NTN | New | NTN BUZZTIME INC | $9,000 | – | 17,100 | +100.0% | 0.00% | – |
| Exit | CTRIP COM INTL LTDnote 0.500% 9/1 | $0 | – | -19,000 | -100.0% | -0.00% | – | |
| JRCCQ | Exit | JAMES RIVER COAL COput | $0 | – | -115,600 | -100.0% | -0.00% | – |
| SZMK | Exit | SIZMEK INC | $0 | – | -10,040 | -100.0% | -0.01% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -28,400 | -100.0% | -0.01% | – |
| EVC | Exit | ENTRAVISION COMMUNICATIONS Ccl a | $0 | – | -18,100 | -100.0% | -0.01% | – |
| GNCMA | Exit | GENERAL COMMUNICATION INCcl a | $0 | – | -10,500 | -100.0% | -0.01% | – |
| ISIL | Exit | INTERSIL CORPcl a | $0 | – | -10,800 | -100.0% | -0.01% | – |
| Exit | JAMES RIVER COAL COnote 10.000% 6/0 | $0 | – | -924,000 | -100.0% | -0.01% | – | |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -26,664 | -100.0% | -0.01% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Pcall | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BTO | Exit | HANCOCK JOHN FINL OPPTYS FDsh ben int new | $0 | – | -8,500 | -100.0% | -0.01% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -1,037 | -100.0% | -0.01% | – |
| DISCB | Exit | DISCOVERY COMMUNICATNS NEW | $0 | – | -2,511 | -100.0% | -0.01% | – |
| IMF | Exit | WESTERN ASSET INFL MGMT FD I | $0 | – | -11,080 | -100.0% | -0.01% | – |
| EMN | Exit | EASTMAN CHEM COcall | $0 | – | -2,500 | -100.0% | -0.01% | – |
| ALL | Exit | ALLSTATE CORP | $0 | – | -4,300 | -100.0% | -0.01% | – |
| 5100PS | Exit | VOLCANO CORPORATIONput | $0 | – | -11,600 | -100.0% | -0.01% | – |
| BA | Exit | BOEING COcall | $0 | – | -1,900 | -100.0% | -0.01% | – |
| SMP | Exit | STANDARD MTR PRODS INC | $0 | – | -6,600 | -100.0% | -0.01% | – |
| ESV | Exit | ENSCO PLC | $0 | – | -5,006 | -100.0% | -0.01% | – |
| KELYA | Exit | KELLY SVCS INCcl a | $0 | – | -10,900 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -10,000 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC COput | $0 | – | -10,000 | -100.0% | -0.01% | – |
| USO | Exit | UNITED STATES OIL FUND LPunits | $0 | – | -7,800 | -100.0% | -0.01% | – |
| HCN | Exit | HEALTH CARE REIT INC | $0 | – | -4,601 | -100.0% | -0.01% | – |
| NQ | Exit | NQ MOBILE INCcall | $0 | – | -16,300 | -100.0% | -0.01% | – |
| CPF | Exit | CENTRAL PAC FINL CORPput | $0 | – | -15,000 | -100.0% | -0.02% | – |
| IDCC | Exit | INTERDIGITAL INC | $0 | – | -8,699 | -100.0% | -0.02% | – |
| CPF | Exit | CENTRAL PAC FINL CORP | $0 | – | -14,775 | -100.0% | -0.02% | – |
| DAN | Exit | DANA HLDG CORPcall | $0 | – | -13,500 | -100.0% | -0.02% | – |
| KFN | Exit | KKR FINL HLDGS LLC | $0 | – | -28,000 | -100.0% | -0.02% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -6,390 | -100.0% | -0.02% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -52,700 | -100.0% | -0.02% | – |
| B108PS | Exit | ACTAVIS PLC | $0 | – | -1,700 | -100.0% | -0.02% | – |
| TSRA | Exit | TESSERA TECHNOLOGIES INC | $0 | – | -16,000 | -100.0% | -0.02% | – |
| ORIG | Exit | OCEAN RIG UDW INCput | $0 | – | -21,300 | -100.0% | -0.02% | – |
| Exit | DENDREON CORPnote 2.875% 1/1 | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| SWY | Exit | SAFEWAY INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| NUVA | Exit | NUVASIVE INC | $0 | – | -10,533 | -100.0% | -0.02% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -6,024 | -100.0% | -0.02% | – |
| BPO | Exit | BROOKFIELD OFFICE PPTYS INCcall | $0 | – | -21,000 | -100.0% | -0.02% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGcall | $0 | – | -30,000 | -100.0% | -0.02% | – |
| AUXL | Exit | AUXILIUM PHARMACEUTICALS INC | $0 | – | -14,970 | -100.0% | -0.02% | – |
| CACI | Exit | CACI INTL INCcl a | $0 | – | -5,600 | -100.0% | -0.02% | – |
| PPL | Exit | PPL CORP | $0 | – | -13,268 | -100.0% | -0.02% | – |
| OC | Exit | OWENS CORNING NEWcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| BPO | Exit | BROOKFIELD OFFICE PPTYS INC | $0 | – | -22,554 | -100.0% | -0.02% | – |
| RBS | Exit | ROYAL BK SCOTLAND GROUP PLCcall | $0 | – | -41,200 | -100.0% | -0.02% | – |
| GRX | Exit | GABELLI HLTHCARE & WELLNESS | $0 | – | -43,149 | -100.0% | -0.02% | – |
| HLF | Exit | HERBALIFE LTDcall | $0 | – | -8,100 | -100.0% | -0.02% | – |
| KOG | Exit | KODIAK OIL & GAS CORP | $0 | – | -39,100 | -100.0% | -0.02% | – |
| OSIS | Exit | OSI SYSTEMS INCcall | $0 | – | -7,900 | -100.0% | -0.02% | – |
| MHFI | Exit | MCGRAW HILL FINL INCput | $0 | – | -6,500 | -100.0% | -0.02% | – |
| ORIG | Exit | OCEAN RIG UDW INCcall | $0 | – | -27,500 | -100.0% | -0.02% | – |
| OMC | Exit | OMNICOM GROUP INC | $0 | – | -7,100 | -100.0% | -0.03% | – |
| COG | Exit | CABOT OIL & GAS CORP | $0 | – | -16,300 | -100.0% | -0.03% | – |
| CZR | Exit | CAESARS ENTMT CORPput | $0 | – | -30,000 | -100.0% | -0.03% | – |
| EQT | Exit | EQT CORP | $0 | – | -6,000 | -100.0% | -0.03% | – |
| CXO | Exit | CONCHO RES INCput | $0 | – | -5,000 | -100.0% | -0.03% | – |
| UIS | Exit | UNISYS CORPcall | $0 | – | -21,100 | -100.0% | -0.03% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWspnsr adr no par | $0 | – | -17,564 | -100.0% | -0.03% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTunit ser 1 | $0 | – | -7,500 | -100.0% | -0.03% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDGSput | $0 | – | -20,000 | -100.0% | -0.03% | – |
| SFUN | Exit | SOUFUN HLDGS LTDput | $0 | – | -10,000 | -100.0% | -0.03% | – |
| CRK | Exit | COMSTOCK RES INCput | $0 | – | -30,000 | -100.0% | -0.04% | – |
| PBF | Exit | PBF ENERGY INCcall | $0 | – | -27,000 | -100.0% | -0.04% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -38,588 | -100.0% | -0.04% | – |
| MRO | Exit | MARATHON OIL CORPcall | $0 | – | -20,000 | -100.0% | -0.04% | – |
| LPI | Exit | LAREDO PETROLEUM INCput | $0 | – | -30,000 | -100.0% | -0.04% | – |
| YY | Exit | YY INC | $0 | – | -10,350 | -100.0% | -0.04% | – |
| HOME | Exit | HOME FED BANCORP INC MDput | $0 | – | -51,000 | -100.0% | -0.04% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING IN | $0 | – | -17,204 | -100.0% | -0.04% | – |
| ENIA | Exit | ENERSIS S Asponsored adr | $0 | – | -54,672 | -100.0% | -0.04% | – |
| WFT | Exit | WEATHERFORD INTERNATIONAL LTcall | $0 | – | -50,000 | -100.0% | -0.04% | – |
| Exit | DOLLAR FINL CORPnote 3.000% 4/0 | $0 | – | -1,000,000 | -100.0% | -0.05% | – | |
| JOSB | Exit | JOS A BANK CLOTHIERS INC | $0 | – | -14,600 | -100.0% | -0.05% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING INput | $0 | – | -19,600 | -100.0% | -0.05% | – |
| HUBA | Exit | HUBBELL INCcl a | $0 | – | -8,871 | -100.0% | -0.05% | – |
| OIH | Exit | MARKET VECTORS ETF TRcall | $0 | – | -20,000 | -100.0% | -0.05% | – |
| NSH | Exit | NUSTAR GP HOLDINGS LLCcall | $0 | – | -30,000 | -100.0% | -0.05% | – |
| OIH | Exit | MARKET VECTORS ETF TRput | $0 | – | -20,000 | -100.0% | -0.05% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -21,471 | -100.0% | -0.05% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORPcall | $0 | – | -40,000 | -100.0% | -0.05% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -24,227 | -100.0% | -0.06% | – |
| CXO | Exit | CONCHO RES INCcall | $0 | – | -10,000 | -100.0% | -0.06% | – |
| MTDR | Exit | MATADOR RES COcall | $0 | – | -51,600 | -100.0% | -0.06% | – |
| CRK | Exit | COMSTOCK RES INCcall | $0 | – | -57,000 | -100.0% | -0.07% | – |
| UNTCQ | Exit | UNIT CORPcall | $0 | – | -20,000 | -100.0% | -0.07% | – |
| NBL | Exit | NOBLE ENERGY INCput | $0 | – | -20,000 | -100.0% | -0.07% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTput | $0 | – | -16,600 | -100.0% | -0.07% | – |
| QQQ | Exit | POWERSHARES QQQ TRUSTcall | $0 | – | -16,600 | -100.0% | -0.07% | – |
| YY | Exit | YY INCput | $0 | – | -20,000 | -100.0% | -0.08% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFcall | $0 | – | -9,600 | -100.0% | -0.08% | – |
| BEAM | Exit | BEAM INC | $0 | – | -18,765 | -100.0% | -0.08% | – |
| OII | Exit | OCEANEERING INTL INCcall | $0 | – | -22,000 | -100.0% | -0.08% | – |
| DCP | Exit | DCP MIDSTREAM PARTNERS LPcall | $0 | – | -33,000 | -100.0% | -0.08% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFput | $0 | – | -10,100 | -100.0% | -0.08% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INCcall | $0 | – | -54,500 | -100.0% | -0.08% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORPcall | $0 | – | -34,300 | -100.0% | -0.08% | – |
| BRE | Exit | BRE PROPERTIES INCcl a | $0 | – | -26,963 | -100.0% | -0.08% | – |
| CSE | Exit | CAPITALSOURCE INC | $0 | – | -117,498 | -100.0% | -0.09% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $0 | – | -91,423 | -100.0% | -0.09% | – |
| EOG | Exit | EOG RES INCcall | $0 | – | -20,000 | -100.0% | -0.10% | – |
| Exit | ACCURAY INCnote 3.750% 8/0 | $0 | – | -1,750,000 | -100.0% | -0.11% | – | |
| Exit | ARES CAP CORPnote 5.125% 6/0 | $0 | – | -2,047,000 | -100.0% | -0.11% | – | |
| IYF | Exit | ISHARESput | $0 | – | -30,000 | -100.0% | -0.12% | – |
| Exit | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $0 | – | -2,500,000 | -100.0% | -0.13% | – | |
| Exit | AK STL CORPnote 5.000%11/1 | $0 | – | -1,670,000 | -100.0% | -0.13% | – | |
| Exit | INTERMUNE INCnote 2.500%12/1 | $0 | – | -1,000,000 | -100.0% | -0.13% | – | |
| Exit | LIFEPOINT HOSPITALS INCnote 3.500% 5/1 | $0 | – | -2,500,000 | -100.0% | -0.13% | – | |
| Exit | AFFYMETRIX INCnote 4.000% 7/0 | $0 | – | -2,000,000 | -100.0% | -0.14% | – | |
| COP | Exit | CONOCOPHILLIPSput | $0 | – | -40,000 | -100.0% | -0.14% | – |
| CAM | Exit | CAMERON INTERNATIONAL CORPcall | $0 | – | -47,400 | -100.0% | -0.15% | – |
| BZT | Exit | BEAZER HOMES USA INCunit 99/99/9999 | $0 | – | -98,524 | -100.0% | -0.16% | – |
| Exit | L-3 COMMUNICATIONS CORPdebt 3.000% 8/0 | $0 | – | -2,359,000 | -100.0% | -0.16% | – | |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -33,019 | -100.0% | -0.16% | – |
| Exit | SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $0 | – | -3,000,000 | -100.0% | -0.17% | – | |
| XEC | Exit | CIMAREX ENERGY COcall | $0 | – | -31,100 | -100.0% | -0.19% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Pcall | $0 | – | -70,500 | -100.0% | -0.19% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELput | $0 | – | -42,500 | -100.0% | -0.20% | – |
| HES | Exit | HESS CORPcall | $0 | – | -51,000 | -100.0% | -0.21% | – |
| Exit | WEBMD HEALTH CORPnote 2.500% 1/3 | $0 | – | -4,341,000 | -100.0% | -0.22% | – | |
| HOME | Exit | HOME FED BANCORP INC MD | $0 | – | -287,791 | -100.0% | -0.23% | – |
| Exit | SUNPOWER CORPdbcv 4.500% 3/1 | $0 | – | -4,051,000 | -100.0% | -0.31% | – | |
| Exit | CONTINENTAL AIRLS INCnote 4.500% 1/1 | $0 | – | -3,040,000 | -100.0% | -0.36% | – | |
| Exit | AKORN INCnote 3.500% 6/0 | $0 | – | -2,859,000 | -100.0% | -0.37% | – | |
| GM | Exit | GENERAL MTRS COcall | $0 | – | -267,800 | -100.0% | -0.46% | – |
| Exit | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $0 | – | -3,679,000 | -100.0% | -0.47% | – | |
| Exit | SALESFORCE COM INCnote 0.750% 1/1 | $0 | – | -4,400,000 | -100.0% | -0.59% | – | |
| AALCP | Exit | AMERICAN AIRLS GROUP INCpfd a mand cv | $0 | – | -467,362 | -100.0% | -0.65% | – |
| GTPPP | Exit | GOODYEAR TIRE & RUBR COpfd conv 5.875% | $0 | – | -208,969 | -100.0% | -0.76% | – |
| Exit | MGM RESORTS INTERNATIONALnote 4.250% 4/1 | $0 | – | -10,750,000 | -100.0% | -0.79% | – | |
| Exit | MASTEC INCnote 4.000% 6/1 | $0 | – | -5,950,000 | -100.0% | -0.83% | – | |
| Exit | COVANTA HLDG CORPnote 3.250% 6/0 | $0 | – | -14,343,000 | -100.0% | -0.84% | – | |
| Exit | LINEAR TECHNOLOGY CORPnote 3.000% 5/0 | $0 | – | -16,851,000 | -100.0% | -1.01% | – | |
| Exit | EXTERRAN HLDGS INCnote 4.250% 6/1 | $0 | – | -11,182,000 | -100.0% | -1.07% | – | |
| Exit | SUNPOWER CORPdbcv 4.750% 4/1 | $0 | – | -17,822,000 | -100.0% | -1.10% | – | |
| Exit | OMNICARE INCnote 3.750%12/1 | $0 | – | -9,856,000 | -100.0% | -1.13% | – | |
| Exit | D R HORTON INCnote 2.000% 5/1 | $0 | – | -15,800,000 | -100.0% | -1.32% | – | |
| Exit | CACI INTL INCnote 2.125% 5/0 | $0 | – | -20,269,000 | -100.0% | -1.39% | – | |
| Exit | UNITED RENTALS INCnote 4.000%11/1 | $0 | – | -3,660,000 | -100.0% | -1.56% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-08-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SRH TOTAL RETURN FUND INC | 40 | Q3 2023 | 0.5% |
| BIO RAD LABS INC | 40 | Q3 2023 | 0.5% |
| SPECIAL OPPORTUNITIES FD INC | 40 | Q3 2023 | 0.3% |
| SWISS HELVETIA FD INC | 40 | Q3 2023 | 0.3% |
| TAIWAN FD INC | 40 | Q3 2023 | 0.1% |
| CITIGROUP INC | 40 | Q3 2023 | 0.1% |
| CENTRAL SECS CORP | 40 | Q3 2023 | 0.1% |
| GDL FUND | 40 | Q3 2023 | 0.1% |
| WATSCO INC | 40 | Q3 2023 | 0.0% |
| NEW GERMANY FD INC | 40 | Q3 2023 | 0.0% |
View CSS LLC/IL's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUNDSold out | February 03, 2023 | 0 | 0.0% |
| FTAC Emerald Acquisition Corp. | January 31, 2023 | 1,313,349 | 5.1% |
| Salient Midstream & MLP FundSold out | October 31, 2022 | 0 | 0.0% |
| MEXICO EQUITY & INCOME FUND INC | November 12, 2021 | 439,243 | 10.0% |
| Cohen & Steers MLP Income & Energy Opportunity FundSold out | August 10, 2021 | 0 | 0.0% |
| Duff & Phelps Select MLP & Midstream Energy Fund Inc.Sold out | June 28, 2021 | 0 | 0.0% |
| NEW IRELAND FUND INC | May 28, 2021 | 140,393 | 3.9% |
| GABELLI GLOBAL UTILITY & INCOME TRUST | February 14, 2020 | 109,885 | 2.0% |
| Anchor Bancorp | February 14, 2018 | 149,407 | 6.0% |
| FOXBY CORP. | February 13, 2008 | ? | ? |
View CSS LLC/IL's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-09 |
| SC 13G/A | 2024-02-09 |
| SC 13G | 2023-12-29 |
| 13F-HR | 2023-11-14 |
| 4 | 2023-09-18 |
| SC 13G/A | 2023-09-18 |
| 4 | 2023-09-08 |
| 4 | 2023-09-01 |
| 13F-HR | 2023-08-14 |
View CSS LLC/IL's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.