$64.3 Million is the total value of MARINER INVESTMENT GROUP LLC's 83 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 36.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | AVAYA HLDGS CORPnote 2.250% 6/1 | $7,699,000 | – | 9,040,000 | +100.0% | 11.97% | – | |
| BKLN | New | INVESCO EXCHNG TRADED FD TRsr ln etf | $7,342,000 | – | 325,000 | +100.0% | 11.41% | – |
| JQC | Buy | NUVEEN CR STRATEGIES INCM FD | $4,632,000 | -2.0% | 619,149 | +3.8% | 7.20% | -13.4% |
| KTF | Sell | DWS MUN INCOME TR NEW | $4,389,000 | -11.4% | 378,673 | -13.9% | 6.82% | -21.8% |
| MFL | Buy | BLACKROCK MUNIHLDS INVSTM QL | $2,644,000 | +20.6% | 195,364 | +18.5% | 4.11% | +6.5% |
| MYI | Sell | BLACKROCK MUNIYIELD QLTY FD | $2,642,000 | -2.2% | 194,702 | -4.8% | 4.11% | -13.6% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $2,330,000 | +22.6% | 184,639 | +24.6% | 3.62% | +8.3% |
| MUC | Sell | BLACKROCK MUNIHLDNGS CALI QL | $2,274,000 | -11.8% | 161,126 | -14.7% | 3.53% | -22.2% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $1,800,000 | +3.2% | 188,673 | +5.3% | 2.80% | -8.9% |
| BGT | Buy | BLACKROCK FLOATING RATE INCO | $1,722,000 | +5.3% | 140,364 | +6.6% | 2.68% | -7.0% |
| NSL | Buy | NUVEEN SR INCOME FD | $1,630,000 | +7.0% | 282,467 | +10.0% | 2.53% | -5.5% |
| MYN | BLACKROCK MUNIYIELD NY QLTY | $1,575,000 | +2.7% | 120,611 | 0.0% | 2.45% | -9.3% | |
| MCA | Sell | BLACKROCK MUNIYIELD CALI QLT | $1,569,000 | -14.7% | 109,015 | -15.9% | 2.44% | -24.7% |
| VMM | DELAWARE INV MN MUN INC FD I | $1,422,000 | +1.9% | 108,537 | 0.0% | 2.21% | -10.1% | |
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $1,417,000 | +7.1% | 100,000 | 0.0% | 2.20% | -5.5% | |
| EVF | Buy | EATON VANCE SR INCOME TRsh ben int | $1,244,000 | +25.7% | 203,270 | +28.0% | 1.93% | +10.9% |
| AVYA | Buy | AVAYA HLDGS CORP | $1,125,000 | +22.5% | 110,000 | +42.6% | 1.75% | +8.2% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $1,097,000 | +7.5% | 112,845 | +8.9% | 1.70% | -5.0% |
| EFT | Buy | EATON VANCE FLTING RATE INC | $1,001,000 | +9.8% | 75,687 | +12.0% | 1.56% | -3.1% |
| EFR | EATON VANCE SR FLTNG RTE TR | $881,000 | -0.5% | 67,579 | 0.0% | 1.37% | -12.1% | |
| EVV | EATON VANCE LTD DUR INCOME F | $875,000 | -1.2% | 70,000 | 0.0% | 1.36% | -12.8% | |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $860,000 | +12.4% | 78,132 | +14.1% | 1.34% | -0.7% |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $821,000 | -38.1% | 54,299 | -40.3% | 1.28% | -45.4% |
| TLI | Buy | WESTERN ASSET CORPORATE LN F | $747,000 | +11.2% | 78,678 | +11.9% | 1.16% | -1.9% |
| PPR | VOYA PRIME RATE TRsh ben int | $705,000 | -1.1% | 149,715 | 0.0% | 1.10% | -12.7% | |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $619,000 | -10.8% | 45,255 | -13.6% | 0.96% | -21.3% |
| NMS | Sell | NUVEEN MINESOTA QLT MUN INC | $600,000 | +4.2% | 41,972 | -0.2% | 0.93% | -8.0% |
| MVF | Buy | BLACKROCK MUNIVEST FD INC | $586,000 | +27.9% | 63,722 | +27.4% | 0.91% | +13.0% |
| FIV | Sell | FIRST TR SR FLOATING RATE 20 | $560,000 | -8.2% | 63,311 | -7.7% | 0.87% | -19.0% |
| VKI | Sell | INVESCO ADVANTAGE MUNICIPALsh ben int | $554,000 | -4.5% | 49,294 | -6.6% | 0.86% | -15.7% |
| NTX | Sell | NUVEEN TEXAS QLTY MUN INCME | $496,000 | -14.2% | 35,677 | -15.5% | 0.77% | -24.2% |
| FMN | Sell | FEDERATED PREM MUN INC FD | $475,000 | -24.7% | 33,496 | -27.1% | 0.74% | -33.6% |
| FSK | New | FS KKR CAPITAL CORP | $464,000 | – | 79,589 | +100.0% | 0.72% | – |
| MUE | Sell | BLACKROCK MUNIHLDNGS QLTY II | $456,000 | -15.4% | 35,675 | -16.8% | 0.71% | -25.3% |
| CEFL | Sell | UBS AG LONDON BRHetracs mth 2xlv | $445,000 | -61.9% | 31,496 | -61.0% | 0.69% | -66.3% |
| VPV | Sell | INVESCO PA VALUE MUN INCOME | $430,000 | -11.5% | 32,917 | -13.6% | 0.67% | -21.9% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $408,000 | +38.8% | 28,751 | +37.5% | 0.63% | +22.6% |
| FCT | FIRST TR SR FLG RTE INCM FD | $348,000 | -0.3% | 28,964 | 0.0% | 0.54% | -11.9% | |
| EVN | Sell | EATON VANCE MUNI INCOME TRUSsh ben int | $343,000 | -78.8% | 26,724 | -79.5% | 0.53% | -81.3% |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $329,000 | +1.2% | 23,160 | 0.0% | 0.51% | -10.7% | |
| SBI | Sell | WESTERN ASSET INTM MUNI FD I | $329,000 | -9.6% | 35,792 | -11.8% | 0.51% | -20.3% |
| IVH | Sell | IVY HIGH INC OPPORTUNITIES F | $271,000 | -32.9% | 19,751 | -33.6% | 0.42% | -40.8% |
| MRRL | New | UBS AG LONDON BRHetracs mntly pay | $252,000 | – | 19,187 | +100.0% | 0.39% | – |
| NAZ | NUVEEN ARIZONA QLTY MUN INC | $232,000 | +2.7% | 17,263 | 0.0% | 0.36% | -9.3% | |
| KYN | KAYNE ANDERSN MLP MIDS INVT | $217,000 | -5.7% | 15,000 | 0.0% | 0.34% | -16.8% | |
| BYM | BLACKROCK MUNICIPL INC QLTY | $212,000 | +2.9% | 14,976 | 0.0% | 0.33% | -9.4% | |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $203,000 | -76.9% | 17,938 | -77.5% | 0.32% | -79.5% |
| MHN | Sell | BLACKROCK MUNIHLDGS NY QLTY | $189,000 | -9.6% | 13,914 | -12.6% | 0.29% | -20.1% |
| BBDC | Sell | BARINGS BDC INC | $188,000 | -74.5% | 18,521 | -75.3% | 0.29% | -77.5% |
| JSD | New | NUVEEN SHT DUR CR OPP FD | $188,000 | – | 12,571 | +100.0% | 0.29% | – |
| EMO | CLEARBRIDGE ENERGY MIDSTRM O | $174,000 | -5.4% | 20,000 | 0.0% | 0.27% | -16.7% | |
| NKG | NUVEEN GEORGIA QLTY MUN INC | $125,000 | 0.0% | 10,090 | 0.0% | 0.19% | -11.8% | |
| PMTS | New | CPI CARD GROUP INC | $116,000 | – | 44,681 | +100.0% | 0.18% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $68,000 | – | 40,000 | +100.0% | 0.11% | – |
| HYG | Sell | ISHARES TRput | $18,000 | -57.1% | 181,400 | -21.1% | 0.03% | -62.2% |
| TSLA | Sell | TESLA INCput | $1,000 | -97.9% | 10,000 | -48.7% | 0.00% | -97.6% |
| SHAK | New | SHAKE SHACK INCput | $1,000 | – | 10,000 | +100.0% | 0.00% | – |
| DDS | Exit | DILLARDS INCcall | $0 | – | -16,800 | -100.0% | -0.10% | – |
| OHRP | Exit | OHR PHARMACEUTICAL INC | $0 | – | -16,653 | -100.0% | -0.10% | – |
| JILL | Exit | J JILL INC | $0 | – | -40,000 | -100.0% | -0.14% | – |
| BTZ | Exit | BLACKROCK CR ALLCTN INC TR | $0 | – | -10,000 | -100.0% | -0.23% | – |
| FPL | Exit | FST TR NEW OPPORT MLP & ENE | $0 | – | -14,400 | -100.0% | -0.24% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED FD IN | $0 | – | -12,652 | -100.0% | -0.25% | – |
| UGAZ | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -10,000 | -100.0% | -0.29% | – |
| NBW | Exit | NEUBERGER BRMAN CLIFRN MUNI | $0 | – | -13,979 | -100.0% | -0.33% | – |
| AFB | Exit | ALLIANCEBERNSTEIN NATL MUNI | $0 | – | -15,895 | -100.0% | -0.38% | – |
| PHD | Exit | PIONEER FLOATING RATE TR | $0 | – | -22,189 | -100.0% | -0.42% | – |
| MORL | Exit | UBS AG LONDON BRHetracs mth2xre | $0 | – | -16,593 | -100.0% | -0.42% | – |
| UONEK | Exit | URBAN ONE INCcl d non vtg | $0 | – | -195,783 | -100.0% | -0.68% | – |
| VMO | Exit | INVESCO MUN OPPORTUNITY TR | $0 | – | -35,372 | -100.0% | -0.77% | – |
| EXD | Exit | EATON VANCE TAX MNGD BUY WRI | $0 | – | -60,474 | -100.0% | -1.00% | – |
| EFF | Exit | EATON VANCE FLTG RATE INCOM | $0 | – | -59,682 | -100.0% | -1.57% | – |
| BTT | Exit | BLACKROCK MUN 2030 TAR TERM | $0 | – | -51,400 | -100.0% | -2.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 34 | Q1 2023 | 1.2% |
| INVESCO DYNAMIC CR OPPORTUNI | 30 | Q3 2020 | 4.4% |
| NUVEEN SR INCOME FD | 28 | Q3 2022 | 2.7% |
| EATON VANCE SR INCOME TR | 27 | Q3 2022 | 2.4% |
| BLACKROCK FLOAT RATE OME STR | 25 | Q3 2022 | 3.6% |
| WESTERN AST INFL LKD OPP & I | 23 | Q4 2022 | 6.1% |
| NUVEEN CR STRATEGIES INCM FD | 22 | Q4 2019 | 8.3% |
| NUVEEN FLTNG RTE INCM OPP FD | 22 | Q3 2022 | 6.5% |
| NUVEEN SHT DUR CR OPP FD | 22 | Q2 2021 | 1.9% |
| ISHARES TR | 22 | Q4 2022 | 0.1% |
View MARINER INVESTMENT GROUP LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Real Estate Income Fund | July 27, 2015 | 445,872 | 5.8% |
| Nuveen Flexible Investment Income Fund | October 09, 2014 | 166,085 | 4.5% |
| MPG Office Trust, Inc.Sold out | May 16, 2011 | 0 | 0.0% |
| SPANISH BROADCASTING SYSTEM INCSold out | May 16, 2011 | 0 | 0.0% |
| STRATEGIC HOTELS & RESORTS, INCSold out | May 16, 2011 | 0 | 0.0% |
| STERLING CHEMICALS INC | February 12, 2009 | 81,130 | 2.9% |
| STERLING CHEMICALS INC | February 14, 2008 | 145,684 | 5.0% |
| INTEGRATED ALARM SERVICES GROUP INC | February 13, 2007 | 1,275,000 | 5.2% |
| INTERPOOL INC | March 28, 2006 | 2,481,522 | 8.1% |
| WHX CORP | February 08, 2006 | 109,487 | 1.1% |
View MARINER INVESTMENT GROUP LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-05-12 |
View MARINER INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.