$450 Million is the total value of MARINER INVESTMENT GROUP LLC's 201 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 56.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLE | Sell | SELECT SECTOR SPDR TRsbi int-energy | $24,120,000 | -10.5% | 399,867 | -9.2% | 5.36% | -1.5% |
| JQC | NUVEEN CR STRATEGIES INCM FD | $13,409,000 | -1.8% | 1,710,276 | 0.0% | 2.98% | +8.2% | |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $12,510,000 | +2.5% | 1,185,774 | +2.7% | 2.78% | +12.8% |
| BGB | BLACKSTONE GSO STRATEGIC CR | $10,547,000 | -5.9% | 788,836 | 0.0% | 2.34% | +3.6% | |
| BIF | BOULDER GROWTH & INCOME FD I | $9,819,000 | +3.9% | 1,268,583 | 0.0% | 2.18% | +14.4% | |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $9,708,000 | +1.3% | 538,428 | +2.6% | 2.16% | +11.5% |
| RMRM | RMR REAL ESTATE INCOME FUND | $8,596,000 | +6.8% | 445,872 | 0.0% | 1.91% | +17.5% | |
| GILD | Buy | GILEAD SCIENCES INC | $8,530,000 | +12.4% | 84,300 | +9.1% | 1.90% | +23.7% |
| BOI | Buy | BROOKFIELD MTG OPP INC FD IN | $8,019,000 | +6.2% | 543,631 | +6.1% | 1.78% | +16.9% |
| CEF | Sell | CENTRAL FD CDA LTDcl a | $6,993,000 | -7.6% | 700,000 | -2.1% | 1.55% | +1.7% |
| ENDP | Buy | ENDO INTL PLC | $6,887,000 | +109.3% | 112,500 | +136.8% | 1.53% | +130.4% |
| NSL | Buy | NUVEEN SR INCOME FD | $6,661,000 | +7.4% | 1,154,492 | +10.0% | 1.48% | +18.3% |
| CELG | Sell | CELGENE CORP | $6,347,000 | -25.7% | 53,000 | -32.9% | 1.41% | -18.2% |
| JAZZ | Buy | JAZZ PHARMACEUTICALS PLC | $6,325,000 | +32.7% | 45,000 | +25.3% | 1.40% | +46.0% |
| BGX | BLACKSTONE GSO LNG SHRT CR I | $6,204,000 | -5.4% | 460,242 | 0.0% | 1.38% | +4.2% | |
| PRGO | Buy | PERRIGO CO PLC | $6,077,000 | +73.3% | 42,000 | +88.3% | 1.35% | +90.7% |
| FRA | Sell | BLACKROCK FLOAT RATE OME STR | $5,473,000 | -23.5% | 424,285 | -23.2% | 1.22% | -15.7% |
| ALXN | Sell | ALEXION PHARMACEUTICALS INC | $5,398,000 | -12.4% | 28,300 | -28.2% | 1.20% | -3.5% |
| JSD | NUVEEN SHT DUR CR OPP FD | $5,372,000 | -2.5% | 362,205 | 0.0% | 1.19% | +7.4% | |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $5,285,000 | +69.2% | 42,000 | +40.0% | 1.17% | +86.3% |
| MDVN | Sell | MEDIVATION INC | $5,240,000 | -0.1% | 108,400 | -12.2% | 1.16% | +10.0% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $5,232,000 | +0.4% | 391,653 | +5.0% | 1.16% | +10.6% |
| BMRN | Buy | BIOMARIN PHARMACEUTICAL INC | $5,141,000 | +794.1% | 49,072 | +799.4% | 1.14% | +884.5% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $4,747,000 | -22.5% | 463,605 | -23.9% | 1.06% | -14.6% |
| HCA | Buy | HCA HOLDINGS INC | $4,734,000 | +511.6% | 70,000 | +600.0% | 1.05% | +574.4% |
| SHPG | Buy | SHIRE PLCsponsored adr | $4,715,000 | +18.4% | 23,000 | +18.6% | 1.05% | +30.5% |
| RIT | Sell | LMP REAL ESTATE INCOME FD IN | $4,688,000 | -4.9% | 359,517 | -10.4% | 1.04% | +4.8% |
| NIO | Sell | NUVEEN MUN OPPORTUNITY FD IN | $4,663,000 | +0.8% | 325,391 | -0.9% | 1.04% | +10.9% |
| AFT | Buy | APOLLO SR FLOATING RATE FD I | $4,650,000 | +3.7% | 306,928 | +7.3% | 1.03% | +14.1% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 | $4,560,000 | -17.9% | 315,379 | -22.5% | 1.01% | -9.6% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $4,444,000 | +0.6% | 64,600 | -13.4% | 0.99% | +10.8% |
| NZF | Sell | NUVEEN DIVID ADV MUN FD 3 | $4,323,000 | -1.3% | 301,065 | -6.8% | 0.96% | +8.6% |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $4,250,000 | -5.7% | 230,468 | -11.4% | 0.94% | +3.9% |
| BIIB | Sell | BIOGEN INC | $4,191,000 | -52.3% | 13,682 | -54.5% | 0.93% | -47.4% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $4,098,000 | -20.3% | 7,548 | -31.7% | 0.91% | -12.2% |
| PHD | PIONEER FLOATING RATE TR | $4,025,000 | -4.1% | 370,980 | 0.0% | 0.89% | +5.5% | |
| LCM | Buy | ADVENT CLAYMORE ENH GRW & IN | $3,984,000 | +49.2% | 481,748 | +47.9% | 0.88% | +64.2% |
| DPLO | Buy | DIPLOMAT PHARMACY INC | $3,712,000 | +79.8% | 108,485 | +50.9% | 0.82% | +97.8% |
| INCY | Buy | INCYTE CORP | $3,655,000 | +92.6% | 33,700 | +95.9% | 0.81% | +112.0% |
| WIA | WESTERN ASSET CLYM INFL SEC | $3,654,000 | +0.2% | 345,695 | 0.0% | 0.81% | +10.3% | |
| NRO | New | NEUBERGER BERMAN RE ES SEC F | $3,582,000 | – | 714,995 | +100.0% | 0.80% | – |
| EVF | Sell | EATON VANCE SR INCOME TRsh ben int | $3,511,000 | -17.5% | 608,482 | -16.1% | 0.78% | -9.2% |
| MNKKQ | Sell | MALLINCKRODT PUB LTD CO | $3,508,000 | +3.5% | 47,000 | -11.3% | 0.78% | +13.9% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $3,425,000 | +6.4% | 216,660 | +5.8% | 0.76% | +17.3% |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $3,200,000 | +15.4% | 328,536 | +14.7% | 0.71% | +27.2% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $3,158,000 | +12.7% | 222,844 | +10.8% | 0.70% | +24.2% |
| XLE | Sell | SELECT SECTOR SPDR TRput | $3,047,000 | -32.4% | 556,900 | -15.9% | 0.68% | -25.5% |
| CTF | Sell | NUVEEN LG/SHT COMMODITY TOTR | $3,037,000 | -37.0% | 195,411 | -35.1% | 0.68% | -30.6% |
| CERN | New | CERNER CORP | $2,948,000 | – | 49,000 | +100.0% | 0.66% | – |
| VXX | Buy | BARCLAYS BK PLCput | $2,910,000 | +870.0% | 2,217,300 | +53.6% | 0.65% | +960.7% |
| PFE | Buy | PFIZER INC | $2,905,000 | +105.6% | 90,000 | +100.0% | 0.64% | +126.3% |
| TLI | LMP CORPORATE LN FD INC | $2,887,000 | -3.9% | 292,227 | 0.0% | 0.64% | +5.8% | |
| USA | Sell | LIBERTY ALL STAR EQUITY FDsh ben int | $2,864,000 | -34.7% | 535,244 | -38.0% | 0.64% | -28.1% |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $2,812,000 | – | 592,037 | +100.0% | 0.62% | – |
| JLS | Sell | NUVEEN MTG OPPORTUNITY TERM | $2,759,000 | -48.7% | 121,471 | -49.4% | 0.61% | -43.5% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $2,747,000 | +27.1% | 225,922 | +36.9% | 0.61% | +39.9% |
| VVR | Buy | INVESCO SR INCOME TR | $2,649,000 | -0.5% | 655,632 | +3.0% | 0.59% | +9.7% |
| JRO | NUVEEN FLTNG RTE INCM OPP FD | $2,601,000 | -1.5% | 265,376 | 0.0% | 0.58% | +8.4% | |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $2,595,000 | +56.6% | 468,500 | +64.9% | 0.58% | +72.8% |
| THC | Sell | TENET HEALTHCARE CORP | $2,597,000 | -25.2% | 85,700 | -8.8% | 0.58% | -17.6% |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $2,571,000 | +68.7% | 207,646 | +76.7% | 0.57% | +85.4% |
| NMO | Sell | NUVEEN MUN MKT OPPORTUNITY F | $2,561,000 | +2.7% | 185,703 | -2.4% | 0.57% | +13.1% |
| LCI | Sell | LANNET INC | $2,540,000 | -28.8% | 63,300 | -26.3% | 0.56% | -21.7% |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $2,490,000 | +12.1% | 223,682 | +15.8% | 0.55% | +23.4% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $2,438,000 | +7.3% | 178,448 | +2.5% | 0.54% | +18.3% |
| EFF | EATON VANCE FLTG RATE INCOM | $2,365,000 | -3.6% | 167,165 | 0.0% | 0.52% | +6.1% | |
| BXLT | New | BAXALTA INC | $2,342,000 | – | 60,000 | +100.0% | 0.52% | – |
| MCK | Buy | MCKESSON CORP | $2,268,000 | +166.5% | 11,500 | +150.0% | 0.50% | +193.0% |
| KYN | New | KAYNE ANDERSON MLP INVT CO | $2,248,000 | – | 130,000 | +100.0% | 0.50% | – |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $2,244,000 | +11.0% | 161,565 | +15.8% | 0.50% | +22.3% |
| IONS | New | IONIS PHARMACEUTICALS INC | $2,206,000 | – | 35,620 | +100.0% | 0.49% | – |
| BLUE | New | BLUEBIRD BIO INC | $2,183,000 | – | 34,000 | +100.0% | 0.48% | – |
| HZNP | New | HORIZON PHARMA PLC | $2,160,000 | – | 99,700 | +100.0% | 0.48% | – |
| XOP | Buy | SPDR SERIES TRUSTs&p oilgas exp | $2,121,000 | +7.7% | 70,200 | +17.0% | 0.47% | +18.3% |
| NPI | NUVEEN PREM INCOME MUN FD | $2,105,000 | +5.2% | 149,297 | 0.0% | 0.47% | +15.8% | |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNI | $2,089,000 | -3.2% | 280,411 | -1.7% | 0.46% | +6.4% |
| FMO | New | FIDUCIARY CLAYMORE MLP OPP F | $2,077,000 | – | 160,000 | +100.0% | 0.46% | – |
| CIM | CHIMERA INVT CORP | $2,046,000 | +2.0% | 150,000 | 0.0% | 0.46% | +12.3% | |
| UTG | New | REAVES UTIL INCOME FD | $2,046,000 | – | 78,787 | +100.0% | 0.46% | – |
| ONCE | Sell | SPARK THERAPEUTICS INC | $2,009,000 | -18.9% | 44,350 | -25.3% | 0.45% | -10.8% |
| A | Buy | AGILENT TECHNOLOGIES INC | $1,923,000 | +86.7% | 46,000 | +53.3% | 0.43% | +105.3% |
| PFN | Buy | PIMCO INCOME STRATEGY FUND I | $1,846,000 | +7.0% | 210,536 | +7.9% | 0.41% | +17.8% |
| CHY | New | CALAMOS CONV & HIGH INCOME F | $1,723,000 | – | 163,944 | +100.0% | 0.38% | – |
| CHW | New | CALAMOS GBL DYN INCOME FUND | $1,690,000 | – | 236,000 | +100.0% | 0.38% | – |
| NHS | Buy | NEUBERGER BERMAN HGH YLD FD | $1,675,000 | +276.4% | 166,046 | +280.4% | 0.37% | +313.3% |
| BGR | New | BLACKROCK ENERGY & RES TR | $1,636,000 | – | 130,600 | +100.0% | 0.36% | – |
| DHG | DEUTSCHE HIGH INCOME OPPORT | $1,630,000 | -0.7% | 124,823 | 0.0% | 0.36% | +9.4% | |
| ALKS | Sell | ALKERMES PLC | $1,603,000 | -9.5% | 20,200 | -33.1% | 0.36% | -0.6% |
| HHY | Buy | BROOKFIELD HIGH INCOME FD IN | $1,592,000 | +37.6% | 232,122 | +42.8% | 0.35% | +51.9% |
| NQI | New | NUVEEN QUALITY MUN FD INC | $1,591,000 | – | 116,610 | +100.0% | 0.35% | – |
| NQU | NUVEEN QUALITY INCOME MUN FD | $1,577,000 | +5.1% | 111,178 | 0.0% | 0.35% | +15.5% | |
| WIW | WESTERN ASSET CLYM INFL OPP | $1,561,000 | -1.1% | 151,708 | 0.0% | 0.35% | +9.1% | |
| GER | New | GOLDMAN SACHS MLP ENERGY REN | $1,543,000 | – | 281,508 | +100.0% | 0.34% | – |
| MASI | Buy | MASIMO CORP | $1,519,000 | +31.3% | 36,600 | +22.0% | 0.34% | +44.6% |
| GNT | Buy | GAMCO NAT RES GOLD & INCOMEsh ben int | $1,479,000 | +2450.0% | 258,092 | +2480.9% | 0.33% | +2641.7% |
| JUNO | Sell | JUNO THERAPEUTICS INC | $1,451,000 | +1.9% | 33,000 | -5.7% | 0.32% | +12.2% |
| HIX | Sell | WESTERN ASSET HIGH INCM FD I | $1,443,000 | -54.7% | 228,729 | -53.5% | 0.32% | -50.0% |
| AVK | Buy | ADVENT CLAYMORE CV SECS & IN | $1,434,000 | +80.8% | 106,083 | +76.2% | 0.32% | +99.4% |
| NRF | New | NORTHSTAR RLTY FIN CORP | $1,427,000 | – | 83,813 | +100.0% | 0.32% | – |
| NCZ | New | ALLIANZGI CONV & INCOME FD I | $1,412,000 | – | 279,519 | +100.0% | 0.31% | – |
| EFT | Sell | EATON VANCE FLTING RATE INC | $1,410,000 | -9.0% | 111,560 | -4.6% | 0.31% | 0.0% |
| ACHN | Sell | ACHILLION PHARMACEUTICALS IN | $1,340,000 | +4.9% | 124,200 | -32.9% | 0.30% | +15.5% |
| ACP | Buy | AVENUE INCOME CR STRATEGIES | $1,315,000 | -2.7% | 115,874 | +10.1% | 0.29% | +7.0% |
| SCAI | Sell | SURGICAL CARE AFFILIATES INC | $1,314,000 | -19.6% | 33,000 | -34.0% | 0.29% | -11.5% |
| KITE | Sell | KITE PHARMA INC | $1,294,000 | -10.6% | 21,007 | -19.2% | 0.29% | -1.4% |
| TSLF | Buy | THL CR SR LN FD | $1,283,000 | +12.2% | 80,870 | +9.6% | 0.28% | +23.4% |
| EVV | Sell | EATON VANCE LTD DUR INCOME F | $1,266,000 | -0.2% | 99,183 | -0.8% | 0.28% | +9.8% |
| XOP | SPDR SERIES TRUSTput | $1,244,000 | +12.0% | 70,200 | 0.0% | 0.28% | +23.2% | |
| PRTA | Buy | PROTHENA CORP PLC | $1,233,000 | +99.8% | 18,104 | +33.1% | 0.27% | +121.0% |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,213,000 | -3.9% | 87,470 | +0.9% | 0.27% | +5.9% |
| PKO | Buy | PIMCO INCOME OPPORTUNITY FD | $1,211,000 | +244.0% | 57,200 | +271.9% | 0.27% | +278.9% |
| XLRN | ACCELERON PHARMA INC | $1,209,000 | +95.6% | 24,800 | 0.0% | 0.27% | +115.2% | |
| CHI | New | CALAMOS CONV OPP AND INC FDsh ben int | $1,198,000 | – | 120,907 | +100.0% | 0.27% | – |
| ELGX | Buy | ENDOLOGIX INC | $1,149,000 | +21.5% | 116,100 | +50.4% | 0.26% | +33.5% |
| CGO | New | CALAMOS GLOBAL TOTAL RETURN | $1,107,000 | – | 96,908 | +100.0% | 0.25% | – |
| INFI | INFINITY PHARMACEUTICALS INC | $1,084,000 | -7.1% | 138,100 | 0.0% | 0.24% | +2.6% | |
| EVHC | Buy | ENVISION HEALTHCARE HLDGS IN | $1,060,000 | +38.6% | 40,800 | +96.2% | 0.24% | +53.2% |
| HIO | New | WESTERN ASSET HIGH INCM OPP | $1,042,000 | – | 222,094 | +100.0% | 0.23% | – |
| IMGN | Sell | IMMUNOGEN INC | $948,000 | -19.7% | 69,851 | -43.2% | 0.21% | -11.3% |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $933,000 | – | 59,582 | +100.0% | 0.21% | – |
| ARIA | ARIAD PHARMACEUTICALS INC | $893,000 | +7.1% | 142,800 | 0.0% | 0.20% | +17.9% | |
| DSU | Sell | BLACKROCK DEBT STRAT FD INC | $887,000 | -42.4% | 263,312 | -42.9% | 0.20% | -36.7% |
| HTR | Sell | BROOKFIELD TOTAL RETURN FD I | $876,000 | -28.2% | 39,900 | -30.3% | 0.20% | -20.7% |
| FAX | New | ABERDEEN ASIA PACIFIC INCOM | $859,000 | – | 187,956 | +100.0% | 0.19% | – |
| SCD | New | LMP CAP & INCOME FD INC | $846,000 | – | 68,376 | +100.0% | 0.19% | – |
| ERC | WELLS FARGO MULTI SECTOR INC | $826,000 | -0.2% | 72,992 | 0.0% | 0.18% | +10.2% | |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $795,000 | -33.7% | 57,858 | -30.4% | 0.18% | -26.9% |
| XENT | INTERSECT ENT INC | $792,000 | -3.9% | 35,213 | 0.0% | 0.18% | +6.0% | |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIESsh ben int | $772,000 | – | 73,958 | +100.0% | 0.17% | – |
| ZFC | New | ZAIS FINL CORP | $761,000 | – | 50,468 | +100.0% | 0.17% | – |
| DBA | Sell | POWERSHS DB MULTI SECT COMMps db agricul fd | $742,000 | -22.7% | 36,000 | -21.7% | 0.16% | -14.9% |
| DNIF | New | DIVIDEND & INCOME FUND | $743,000 | – | 67,445 | +100.0% | 0.16% | – |
| CIF | Sell | MFS INTERMEDIATE HIGH INC FDsh ben int | $719,000 | -8.6% | 309,961 | -10.6% | 0.16% | +0.6% |
| BGT | Sell | BLACKROCK FLOATING RATE INCO | $700,000 | -71.4% | 56,013 | -71.6% | 0.16% | -68.4% |
| NPP | Sell | NUVEEN PERFORMANCE PLUS MUN | $697,000 | -67.3% | 46,618 | -69.0% | 0.16% | -64.0% |
| ACAS | Sell | AMERICAN CAP LTD | $690,000 | -80.0% | 50,000 | -82.4% | 0.15% | -78.0% |
| WLRH | Sell | WL ROSS HLDG CORP | $686,000 | -69.7% | 68,892 | -68.4% | 0.15% | -66.7% |
| ABUS | Sell | ARBUTUS BIOPHARMA CORP | $681,000 | -44.4% | 153,133 | -23.9% | 0.15% | -38.9% |
| EPI | WISDOMTREE TRcall | $631,000 | -7.3% | 250,000 | 0.0% | 0.14% | +2.2% | |
| STJ | New | ST JUDE MED INC | $618,000 | – | 10,000 | +100.0% | 0.14% | – |
| IBB | Sell | ISHARES TRput | $617,000 | -80.4% | 61,000 | -12.9% | 0.14% | -78.4% |
| NQP | NUVEEN PA INVT QUALITY MUN F | $604,000 | +4.3% | 44,106 | 0.0% | 0.13% | +14.5% | |
| ACV | New | ALLIANZGI DIVERS INC & CNV F | $574,000 | – | 31,625 | +100.0% | 0.13% | – |
| NYMTO | New | NEW YORK MTG TR INCpfd-c conv | $572,000 | – | 30,500 | +100.0% | 0.13% | – |
| FSD | Sell | FIRST TR HIGH INCOME L/S FD | $572,000 | -56.4% | 40,626 | -56.4% | 0.13% | -52.1% |
| IRWD | Sell | IRONWOOD PHARMACEUTICALS INC | $557,000 | -24.8% | 48,100 | -32.3% | 0.12% | -17.3% |
| ACSF | Sell | AMERICAN CAP SR FLOATING LTD | $549,000 | -39.5% | 55,850 | -31.7% | 0.12% | -33.3% |
| DHY | Sell | CREDIT SUISSE HIGH YLD BND Fsh ben int | $510,000 | -61.7% | 223,749 | -61.9% | 0.11% | -58.0% |
| THW | New | TEKLA WORLD HEALTHCARE FD | $510,000 | – | 32,244 | +100.0% | 0.11% | – |
| MACK | Sell | MERRIMACK PHARMACEUTICALS IN | $498,000 | -38.4% | 63,090 | -33.7% | 0.11% | -31.9% |
| PCM | Sell | PCM FUND INC | $452,000 | -35.1% | 48,950 | -33.1% | 0.10% | -28.6% |
| SPY | Sell | SPDR S&P 500 ETF TRput | $441,000 | -75.7% | 282,000 | -28.9% | 0.10% | -73.2% |
| RLYP | New | RELYPSA INC | $425,000 | – | 15,000 | +100.0% | 0.09% | – |
| CCO | Buy | CLEAR CHANNEL OUTDOOR HLDGScl a | $409,000 | +85.1% | 73,180 | +136.0% | 0.09% | +102.2% |
| SGRY | New | SURGERY PARTNERS INC | $369,000 | – | 18,000 | +100.0% | 0.08% | – |
| MXF | New | MEXICO FD INC | $364,000 | – | 21,900 | +100.0% | 0.08% | – |
| NLNK | New | NEWLINK GENETICS CORP | $364,000 | – | 10,000 | +100.0% | 0.08% | – |
| HNW | New | PIONEER DIV HIGH INCOME TRUS | $349,000 | – | 23,912 | +100.0% | 0.08% | – |
| NTRA | New | NATERA INC | $338,000 | – | 31,300 | +100.0% | 0.08% | – |
| FAV | New | FIRST TR DIVIDEND INCOME FD | $312,000 | – | 36,828 | +100.0% | 0.07% | – |
| MDT | New | MEDTRONIC PLC | $308,000 | – | 4,000 | +100.0% | 0.07% | – |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME | $294,000 | – | 17,633 | +100.0% | 0.06% | – |
| NRE | New | NORTHSTAR REALTY EUROPE CORP | $287,000 | – | 24,337 | +100.0% | 0.06% | – |
| EMB | Sell | ISHARES TRput | $286,000 | -66.0% | 140,600 | -19.7% | 0.06% | -62.4% |
| WLRHU | Sell | WL ROSS HLDG CORPunit 06/11/2019 | $260,000 | -9.4% | 25,400 | -0.8% | 0.06% | 0.0% |
| NMA | Buy | NUVEEN MUN ADVANTAGE FD INC | $250,000 | +36.6% | 18,064 | +31.2% | 0.06% | +51.4% |
| KHI | New | DEUTSCHE HIGH INCOME TR | $232,000 | – | 29,235 | +100.0% | 0.05% | – |
| JMI | New | JAVELIN MTG INVT CORP | $211,000 | – | 33,686 | +100.0% | 0.05% | – |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $213,000 | -75.1% | 1,500 | -78.6% | 0.05% | -72.8% |
| NAD | Sell | NUVEEN DIVID ADVANTAGE MUN F | $204,000 | -50.0% | 13,994 | -52.8% | 0.04% | -45.1% |
| XRDC | New | CROSSROADS CAP INC | $200,000 | – | 62,400 | +100.0% | 0.04% | – |
| AGC | New | ADVENT CLAY CONV SEC INC FD | $194,000 | – | 34,988 | +100.0% | 0.04% | – |
| AMD | New | ADVANCED MICRO DEVICES INCput | $176,000 | – | 637,900 | +100.0% | 0.04% | – |
| CFD | New | NUVEEN DIVERSIFIED COMMODTY | $159,000 | – | 17,668 | +100.0% | 0.04% | – |
| MUJ | BLACKROCK MUNIHLDGS NJ QLTY | $159,000 | +6.7% | 11,020 | 0.0% | 0.04% | +16.7% | |
| JHP | New | NUVEEN QUALITY PFD INC FD 3 | $135,000 | – | 15,870 | +100.0% | 0.03% | – |
| ROIAK | Buy | RADIO ONE INCcl d non vtg | $120,000 | -18.9% | 69,481 | +0.1% | 0.03% | -10.0% |
| PFE | New | PFIZER INCcall | $50,000 | – | 60,000 | +100.0% | 0.01% | – |
| IWM | Sell | ISHARES TRput | $40,000 | -90.7% | 20,000 | -71.4% | 0.01% | -89.5% |
| HYG | New | ISHARES TRput | $34,000 | – | 25,000 | +100.0% | 0.01% | – |
| AET | New | AETNA INC NEWcall | $33,000 | – | 45,500 | +100.0% | 0.01% | – |
| WLRHW | New | WL ROSS HLDG CORP*w exp 06/11/201 | $26,000 | – | 78,958 | +100.0% | 0.01% | – |
| XHB | Sell | SPDR SERIES TRUSTput | $23,000 | -98.6% | 430,000 | -71.9% | 0.01% | -98.5% |
| S | SPRINT CORPput | $23,000 | -34.3% | 50,000 | 0.0% | 0.01% | -28.6% | |
| XLB | Sell | SELECT SECTOR SPDR TRput | $24,000 | -99.1% | 300,000 | -72.0% | 0.01% | -99.0% |
| XOP | New | SPDR SERIES TRUSTcall | $19,000 | – | 24,000 | +100.0% | 0.00% | – |
| EWG | Buy | ISHARESput | $16,000 | 0.0% | 60,000 | +129.0% | 0.00% | +33.3% |
| XLB | Sell | SELECT SECTOR SPDR TRcall | $13,000 | -51.9% | 200,000 | -62.2% | 0.00% | -40.0% |
| MDT | MEDTRONIC PLCcall | $15,000 | +114.3% | 20,000 | 0.0% | 0.00% | +200.0% | |
| MBBYF | New | MOBILEYE N V AMSTELVEENput | $7,000 | – | 10,000 | +100.0% | 0.00% | – |
| ETM | New | ENTERCOM COMMUNICATIONS CORPput | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| GSG | ISHARES S&P GSCI COMMODITY Iput | $4,000 | -50.0% | 30,000 | 0.0% | 0.00% | -50.0% | |
| JNK | New | SPDR SERIES TRUSTput | $3,000 | – | 10,000 | +100.0% | 0.00% | – |
| XLE | Sell | SELECT SECTOR SPDR TRcall | $6,000 | -90.0% | 509,900 | -11.2% | 0.00% | -91.7% |
| TSLA | New | TESLA MTRS INCput | $6,000 | – | 10,000 | +100.0% | 0.00% | – |
| BLUE | Exit | BLUEBIRD BIO INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| XHB | Sell | SPDR SERIES TRUSTcall | $2,000 | -98.5% | 200,000 | -66.7% | 0.00% | -100.0% |
| SPY | SPDR S&P 500 ETF TRcall | $1,000 | -75.0% | 12,000 | 0.0% | 0.00% | -100.0% | |
| HYG | New | ISHARES TRcall | $2,000 | – | 60,000 | +100.0% | 0.00% | – |
| KYN | New | KAYNE ANDERSON MLP INVT COcall | $1,000 | – | 40,000 | +100.0% | 0.00% | – |
| PVAHQ | PENN VA CORPcall | $0 | -100.0% | 12,000 | 0.0% | 0.00% | – | |
| MYL | Exit | MYLAN N Vcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| STJ | ST JUDE MED INCcall | $1,000 | -80.0% | 20,000 | 0.0% | 0.00% | -100.0% | |
| THC | Exit | TENET HEALTHCARE CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| EVHC | Exit | ENVISION HEALTHCARE HLDGS INcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| M | Exit | MACYS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GILD | Exit | GILEAD SCIENCES INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| DHR | Exit | DANAHER CORP DELcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| WRLD | Exit | WORLD ACCEP CORP DELcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| CELG | Exit | CELGENE CORPcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| WCG | Exit | WELLCARE HEALTH PLANS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE LTDput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INCcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INCcall | $0 | – | -15,000 | -100.0% | -0.01% | – |
| NHF | Exit | NEXPOINT CR STRATEGIES FD | $0 | – | -14,493 | -100.0% | -0.02% | – |
| TIKK | Exit | TEL INSTR ELECTRS CORP | $0 | – | -18,385 | -100.0% | -0.02% | – |
| WRLD | Exit | WORLD ACCEP CORP DELput | $0 | – | -20,000 | -100.0% | -0.02% | – |
| INCY | Exit | INCYTE CORPcall | $0 | – | -20,000 | -100.0% | -0.02% | – |
| BSL | Exit | BLACKSTONE GSO FLTING RTE FU | $0 | – | -10,160 | -100.0% | -0.03% | – |
| MYD | Exit | BLACKROCK MUNIYIELD FD INC | $0 | – | -12,253 | -100.0% | -0.04% | – |
| FLDM | Exit | FLUIDIGM CORP DEL | $0 | – | -25,000 | -100.0% | -0.04% | – |
| HUM | Exit | HUMANA INCput | $0 | – | -40,000 | -100.0% | -0.05% | – |
| PTY | Exit | PIMCO CORPORATE & INCOME OPP | $0 | – | -17,917 | -100.0% | -0.05% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -10,500 | -100.0% | -0.05% | – |
| JMT | Exit | NUVEEN MTG OPPTY TERM FD 2 | $0 | – | -12,490 | -100.0% | -0.06% | – |
| TLT | Exit | ISHARES TR20+ yr tr bd etf | $0 | – | -3,002 | -100.0% | -0.08% | – |
| DYAX | Exit | DYAX CORP | $0 | – | -20,000 | -100.0% | -0.08% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -38,000 | -100.0% | -0.10% | – |
| ISD | Exit | PRUDENTIAL SHT DURATION HG Y | $0 | – | -32,762 | -100.0% | -0.10% | – |
| LMNX | Exit | LUMINEX CORP DEL | $0 | – | -40,700 | -100.0% | -0.14% | – |
| BKD | Exit | BROOKDALE SR LIVING INC | $0 | – | -40,000 | -100.0% | -0.18% | – |
| AZN | Exit | ASTRAZENECA PLCsponsored adr | $0 | – | -30,000 | -100.0% | -0.19% | – |
| XBI | Exit | SPDR SERIES TRUSTput | $0 | – | -90,000 | -100.0% | -0.21% | – |
| BLW | Exit | BLACKROCK LTD DURATION INC T | $0 | – | -74,063 | -100.0% | -0.22% | – |
| CLVS | Exit | CLOVIS ONCOLOGY INC | $0 | – | -12,200 | -100.0% | -0.23% | – |
| TFX | Exit | TELEFLEX INC | $0 | – | -9,000 | -100.0% | -0.23% | – |
| ALOG | Exit | ANALOGIC CORP | $0 | – | -14,000 | -100.0% | -0.23% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -10,000 | -100.0% | -0.25% | – |
| PCN | Exit | PIMCO CORPORATE INCOME STRAT | $0 | – | -102,847 | -100.0% | -0.27% | – |
| DHF | Exit | DREYFUS HIGH YIELD STRATEGIEsh ben int | $0 | – | -452,102 | -100.0% | -0.28% | – |
| ACG | Exit | ALLIANCEBERNSTEIN INCOME FUN | $0 | – | -189,400 | -100.0% | -0.30% | – |
| HTWR | Exit | HEARTWARE INTL INC | $0 | – | -35,000 | -100.0% | -0.37% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEW | $0 | – | -46,900 | -100.0% | -0.40% | – |
| ISIS | Exit | ISIS PHARMACEUTICALS INC | $0 | – | -52,000 | -100.0% | -0.42% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -12,000 | -100.0% | -0.43% | – |
| EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -200,859 | -100.0% | -0.51% | – |
| IBB | Exit | ISHARES TRnasdq biotec etf | $0 | – | -10,000 | -100.0% | -0.61% | – |
| GTU | Exit | CENTRAL GOLDTRUSTtr unit | $0 | – | -145,619 | -100.0% | -1.17% | – |
| AGN | Exit | ALLERGAN PLC | $0 | – | -26,786 | -100.0% | -1.47% | – |
| XHB | Exit | SPDR SERIES TRUSTs&p homebuild | $0 | – | -304,000 | -100.0% | -2.10% | – |
| XLB | Exit | SELECT SECTOR SPDR TRsbi materials | $0 | – | -415,002 | -100.0% | -3.34% | – |
| HUM | Exit | HUMANA INC | $0 | – | -95,000 | -100.0% | -3.43% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 34 | Q1 2023 | 1.2% |
| INVESCO DYNAMIC CR OPPORTUNI | 30 | Q3 2020 | 4.4% |
| NUVEEN SR INCOME FD | 28 | Q3 2022 | 2.7% |
| EATON VANCE SR INCOME TR | 27 | Q3 2022 | 2.4% |
| BLACKROCK FLOAT RATE OME STR | 25 | Q3 2022 | 3.6% |
| WESTERN AST INFL LKD OPP & I | 23 | Q4 2022 | 6.1% |
| NUVEEN CR STRATEGIES INCM FD | 22 | Q4 2019 | 8.3% |
| NUVEEN FLTNG RTE INCM OPP FD | 22 | Q3 2022 | 6.5% |
| NUVEEN SHT DUR CR OPP FD | 22 | Q2 2021 | 1.9% |
| ISHARES TR | 22 | Q4 2022 | 0.1% |
View MARINER INVESTMENT GROUP LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Real Estate Income Fund | July 27, 2015 | 445,872 | 5.8% |
| Nuveen Flexible Investment Income Fund | October 09, 2014 | 166,085 | 4.5% |
| MPG Office Trust, Inc.Sold out | May 16, 2011 | 0 | 0.0% |
| SPANISH BROADCASTING SYSTEM INCSold out | May 16, 2011 | 0 | 0.0% |
| STRATEGIC HOTELS & RESORTS, INCSold out | May 16, 2011 | 0 | 0.0% |
| STERLING CHEMICALS INC | February 12, 2009 | 81,130 | 2.9% |
| STERLING CHEMICALS INC | February 14, 2008 | 145,684 | 5.0% |
| INTEGRATED ALARM SERVICES GROUP INC | February 13, 2007 | 1,275,000 | 5.2% |
| INTERPOOL INC | March 28, 2006 | 2,481,522 | 8.1% |
| WHX CORP | February 08, 2006 | 109,487 | 1.1% |
View MARINER INVESTMENT GROUP LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-05-12 |
View MARINER INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.