$1.58 Billion is the total value of FIRST FOUNDATION ADVISORS's 416 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 28.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MSFT | Sell | Microsoft Corp | $125,213,000 | -11.4% | 1,232,776 | -0.3% | 7.90% | +1.0% |
| FB | Buy | Facebook Inccl a | $95,780,000 | -19.9% | 730,643 | +0.5% | 6.05% | -8.6% |
| VER | Sell | Vereit Inc | $56,181,000 | -3.2% | 7,857,513 | -1.7% | 3.55% | +10.4% |
| BRKB | Sell | Berkshire Hathaway Inc Cl Bcl b new | $56,086,000 | -7.4% | 274,689 | -2.9% | 3.54% | +5.7% |
| GOOG | Sell | Alphabet Inc Class Ccap stk ck c | $45,980,000 | -14.1% | 44,398 | -1.0% | 2.90% | -2.1% |
| UPS | Sell | United Parcel Service Inccl b | $44,377,000 | -18.3% | 455,012 | -2.2% | 2.80% | -6.8% |
| REXR | Sell | Rexford Industrial Realty Inc | $36,875,000 | -8.3% | 1,251,282 | -0.6% | 2.33% | +4.6% |
| PFE | Sell | Pfizer Inc | $35,569,000 | -4.6% | 814,871 | -3.7% | 2.24% | +8.8% |
| GLPI | Buy | Gaming & Leisure Properties | $31,590,000 | +23.1% | 977,726 | +34.3% | 1.99% | +40.4% |
| DIS | Buy | Walt Disney Co | $29,473,000 | -3.8% | 268,788 | +2.6% | 1.86% | +9.7% |
| MDT | Sell | Medtronic PLC | $28,409,000 | -7.5% | 312,319 | -0.0% | 1.79% | +5.5% |
| BK | Sell | Bank of New York Mellon Co | $27,877,000 | -10.9% | 592,241 | -3.5% | 1.76% | +1.6% |
| IVV | Buy | iShares S&P 500 Index Fundcore s&p500 etf | $25,717,000 | +681.2% | 102,210 | +808.8% | 1.62% | +791.8% |
| IEFA | Buy | iShares Core MSCI EAFE ETFcore msci eafe | $25,702,000 | +989.5% | 467,311 | +1169.5% | 1.62% | +1138.2% |
| JNJ | Sell | Johnson & Johnson | $23,451,000 | -11.8% | 181,720 | -5.6% | 1.48% | +0.6% |
| BLL | Sell | Ball Corp | $23,279,000 | -0.2% | 506,287 | -4.5% | 1.47% | +13.8% |
| PM | Sell | Philip Morris International In | $22,217,000 | -31.8% | 332,788 | -16.7% | 1.40% | -22.2% |
| IEMG | Buy | iShares Core MSCI Emerging Marcore msci emkt | $21,068,000 | +2251.3% | 446,824 | +2481.6% | 1.33% | +2560.0% |
| GS | Buy | Goldman Sachs Group Inc | $20,225,000 | -11.3% | 121,072 | +19.0% | 1.28% | +1.2% |
| MAGA | Point Bridge GOP Stock Trackerpoint bridge gop | $19,487,000 | -18.2% | 836,865 | 0.0% | 1.23% | -6.7% | |
| FOXA | Sell | Twenty-First Century Fox Inc Ccl a | $19,290,000 | +0.4% | 400,872 | -3.3% | 1.22% | +14.6% |
| ROIC | Sell | Retail Opportunity Investments | $19,104,000 | -19.7% | 1,203,019 | -5.6% | 1.21% | -8.4% |
| UTX | Sell | United Technologies Corp | $18,786,000 | -34.3% | 176,429 | -13.7% | 1.19% | -25.0% |
| UL | Sell | Unilever PLCspon adr new | $17,331,000 | -6.9% | 331,699 | -2.1% | 1.09% | +6.1% |
| LUMN | Sell | CenturyLink Inc | $17,215,000 | -31.2% | 1,136,300 | -3.7% | 1.09% | -21.5% |
| BLK | Sell | BlackRock Inc Co | $17,015,000 | -17.3% | 43,314 | -0.8% | 1.07% | -5.7% |
| BA | Sell | Boeing Co | $16,614,000 | -17.3% | 51,516 | -4.6% | 1.05% | -5.6% |
| SPY | Buy | SPDR S&P 500 ETF Unit Trusttr unit | $16,585,000 | +147.7% | 66,361 | +188.1% | 1.05% | +182.2% |
| SBUX | Sell | Starbucks Corp | $16,459,000 | +12.0% | 255,582 | -1.2% | 1.04% | +27.8% |
| MLM | Sell | Martin Marietta Materials Inc | $16,182,000 | -19.5% | 94,154 | -14.8% | 1.02% | -8.3% |
| STWD | Sell | Starwood Property Trust Inc | $14,757,000 | -46.9% | 748,721 | -42.1% | 0.93% | -39.5% |
| LOW | Sell | Lowe's Companies Inc | $14,204,000 | -21.3% | 153,787 | -2.1% | 0.90% | -10.2% |
| BAM | Sell | Brookfield Asset Management Incl a ltd vt sh | $13,867,000 | -15.5% | 361,585 | -1.9% | 0.88% | -3.7% |
| QCOM | Sell | QUALCOMM Inc | $13,767,000 | -21.8% | 241,911 | -1.0% | 0.87% | -10.8% |
| SONY | Buy | Sony Corp ADRsponsored adr | $13,072,000 | -17.5% | 270,760 | +3.6% | 0.82% | -5.9% |
| HAL | Buy | Halliburton Co | $12,993,000 | +10.4% | 488,819 | +68.4% | 0.82% | +26.0% |
| LIN | New | Linde PLC | $11,844,000 | – | 75,901 | +100.0% | 0.75% | – |
| JPM | Buy | JPMorgan Chase & Co | $11,820,000 | -6.4% | 121,077 | +8.2% | 0.75% | +6.7% |
| LBRDK | Sell | Liberty Broadband Corp Com Cl | $11,572,000 | -17.7% | 160,649 | -3.6% | 0.73% | -6.2% |
| AAPL | Sell | Apple Inc | $11,527,000 | -31.5% | 73,074 | -2.0% | 0.73% | -21.8% |
| RSG | Sell | Republic Services Inc | $11,266,000 | -3.1% | 156,278 | -2.3% | 0.71% | +10.6% |
| AMZN | Buy | Amazon.com Inc | $10,499,000 | +3.6% | 6,990 | +38.2% | 0.66% | +18.2% |
| OXY | Sell | Occidental Petroleum Corp | $10,151,000 | -31.0% | 165,380 | -7.6% | 0.64% | -21.3% |
| TXN | New | Texas Instruments Inc | $10,070,000 | – | 106,560 | +100.0% | 0.64% | – |
| LENB | Buy | Lennar Corp Cl Bcl b | $9,811,000 | +1285.7% | 313,178 | +1601.4% | 0.62% | +1487.2% |
| DWDP | Sell | DowDuPont Inc | $9,621,000 | -17.4% | 179,898 | -0.7% | 0.61% | -5.9% |
| BUD | Sell | Anheuser-Busch InBev NV ADRsponsored adr | $9,125,000 | -41.9% | 138,656 | -22.7% | 0.58% | -33.7% |
| PICO | Sell | PICO Holdings Inc | $9,085,000 | -27.3% | 993,934 | -0.1% | 0.57% | -17.1% |
| PCI | Buy | PIMCO Dynamic Credit Income Fu | $8,505,000 | -12.7% | 404,061 | +0.1% | 0.54% | -0.4% |
| TSI | Buy | TCW Strategic Income Fund Inc | $7,174,000 | -0.1% | 1,361,361 | +6.2% | 0.45% | +14.1% |
| JQC | Sell | Nuveen Credit Strategies Incom | $7,030,000 | -9.8% | 949,995 | -2.9% | 0.44% | +2.8% |
| NFLX | Buy | Netflix Inc | $5,870,000 | +16.6% | 21,932 | +62.9% | 0.37% | +33.0% |
| KMF | Buy | Kayne Anderson Mdstm Com | $5,621,000 | +29.0% | 582,445 | +71.1% | 0.36% | +47.3% |
| NCA | Buy | Nuveen CA Muni Value Fund | $5,160,000 | +25.7% | 567,087 | +29.3% | 0.33% | +43.6% |
| HD | Buy | Home Depot Inc | $5,028,000 | -15.2% | 29,264 | +2.2% | 0.32% | -3.4% |
| LRGF | Sell | iShares Edge MSCI Multifactormultifactor usa | $4,964,000 | -42.9% | 178,180 | -31.1% | 0.31% | -34.9% |
| BABA | Buy | Alibaba Group Holding Incsponsored ads | $4,923,000 | -0.8% | 35,914 | +19.3% | 0.31% | +13.1% |
| BRKA | Berkshire Hathaway CL Acl a | $4,896,000 | -4.4% | 16 | 0.0% | 0.31% | +9.2% | |
| VTA | Buy | Invesco Dynamic Credit Opportu | $4,755,000 | -8.1% | 463,033 | +2.7% | 0.30% | +4.9% |
| FWONA | Buy | Liberty Media Corp-Liberty For | $4,659,000 | -12.3% | 156,770 | +5.1% | 0.29% | 0.0% |
| VOO | Vanguard S&P 500 ETF | $4,653,000 | -13.9% | 20,245 | 0.0% | 0.29% | -1.7% | |
| FRA | Sell | Blackrock Floating Rate Income | $4,614,000 | -15.0% | 387,703 | -1.5% | 0.29% | -3.0% |
| CVX | Sell | Chevron Corp | $4,404,000 | -14.3% | 40,484 | -3.6% | 0.28% | -2.1% |
| KO | Sell | Coca-Cola Co | $4,347,000 | -3.6% | 91,812 | -5.9% | 0.27% | +10.0% |
| EVV | Buy | Eaton Vance Limited Duration I | $4,327,000 | -1.3% | 362,986 | +5.0% | 0.27% | +12.3% |
| BLW | Buy | Blackrock Ltd Duration | $4,324,000 | +1.0% | 323,404 | +12.5% | 0.27% | +15.2% |
| CSCO | Buy | Cisco Systems Inc | $4,327,000 | -9.7% | 99,851 | +1.4% | 0.27% | +3.0% |
| WFCPRL | Buy | Wells Fargo & Co New Perp Pfdperp pfd cnv a | $4,104,000 | -2.2% | 3,252 | +0.0% | 0.26% | +11.6% |
| JPC | Sell | Nuveen Preferred Income Opport | $4,061,000 | -11.5% | 486,926 | -1.6% | 0.26% | +0.8% |
| SQ | Buy | Square Inccl a | $4,030,000 | +89.2% | 71,857 | +234.1% | 0.25% | +115.3% |
| GILD | Sell | Gilead Sciences Inc | $3,951,000 | -20.2% | 63,165 | -1.5% | 0.25% | -9.1% |
| HYB | Buy | New America High Income Fund | $3,802,000 | -10.5% | 502,920 | +1.6% | 0.24% | +2.1% |
| GOOGL | Sell | Alphabet Inc Class Acap stk cl a | $3,612,000 | -15.9% | 3,457 | -2.9% | 0.23% | -4.2% |
| BTZ | Buy | BlackRock Credit Allocation In | $3,511,000 | -7.6% | 314,035 | +1.2% | 0.22% | +5.7% |
| MINT | Buy | PIMCO Enhanced Short Maturityenhan shrt ma ac | $3,388,000 | +0.4% | 33,563 | +1.1% | 0.21% | +14.4% |
| FCT | Buy | First Trust Senior Floating Ra | $3,382,000 | -10.3% | 302,005 | +1.9% | 0.21% | +1.9% |
| KYN | Buy | Kayne Anderson MLP/Midstream I | $3,376,000 | +11.6% | 245,384 | +44.8% | 0.21% | +27.5% |
| XOM | Sell | Exxon Mobil Corp | $3,133,000 | -20.1% | 45,951 | -0.3% | 0.20% | -8.8% |
| VO | Vanguard Mid Cap ETFmid cap etf | $3,091,000 | -15.8% | 22,372 | 0.0% | 0.20% | -3.9% | |
| MMT | Buy | MFS Multi-Marketsh ben int | $3,067,000 | -4.2% | 599,047 | +3.5% | 0.19% | +9.6% |
| LDP | Buy | Cohen & Steers Limited Duratio | $3,021,000 | +22.0% | 138,476 | +33.1% | 0.19% | +39.4% |
| ITOT | Buy | iShares Core S&P Total US Stoccore s&p ttl stk | $3,014,000 | -13.9% | 53,096 | +1.1% | 0.19% | -2.1% |
| NOW | Buy | Service Now Inc | $3,000,000 | +204.6% | 16,848 | +234.7% | 0.19% | +243.6% |
| UNH | Buy | UnitedHealth Group Inc | $2,905,000 | +5.1% | 11,663 | +12.2% | 0.18% | +19.6% |
| JRI | Sell | Nuveen Real Asset Income and G | $2,813,000 | -16.4% | 206,380 | -1.2% | 0.18% | -4.3% |
| CNI | Sell | Canadian National Railway Co | $2,806,000 | -34.5% | 37,868 | -20.6% | 0.18% | -25.3% |
| BIT | Buy | Blackrock Multi-Sector Income | $2,802,000 | -6.8% | 182,399 | +2.7% | 0.18% | +6.6% |
| SPDW | New | SPDR Portfolio World ex- US ETportfolio devlpd | $2,747,000 | – | 103,870 | +100.0% | 0.17% | – |
| DEO | Sell | Diageo PLC ADRspon adr new | $2,697,000 | -16.4% | 19,020 | -16.4% | 0.17% | -4.5% |
| SCHF | New | Schwab Int'l Large Cap Equityintl eqty etf | $2,635,000 | – | 92,945 | +100.0% | 0.17% | – |
| ADI | Sell | Analog Devices Inc | $2,547,000 | -14.0% | 29,675 | -7.4% | 0.16% | -1.8% |
| ERC | Buy | Wells Fargo Multi-Sector Incom | $2,525,000 | -3.8% | 227,660 | +5.5% | 0.16% | +9.7% |
| HON | Buy | Honeywell International Inc | $2,505,000 | +428.5% | 18,957 | +566.1% | 0.16% | +507.7% |
| PCM | Sell | PCM Fund Inc | $2,498,000 | -10.6% | 246,100 | -0.5% | 0.16% | +1.9% |
| TEAM | Buy | Atlassian Corp PLC Class Acl a | $2,491,000 | +28.6% | 28,000 | +39.0% | 0.16% | +46.7% |
| NAC | Buy | Nuveen California Quality Muni | $2,458,000 | +12.0% | 192,805 | +13.7% | 0.16% | +28.1% |
| BTI | Sell | British American Tobacco PLC Asponsored adr | $2,444,000 | -83.7% | 76,713 | -76.2% | 0.15% | -81.5% |
| OAK | Sell | Oaktree Capital Group LLCunit cl a | $2,411,000 | -12.8% | 60,663 | -9.2% | 0.15% | -0.7% |
| BBN | Buy | Blackrock Taxable Municipal Bo | $2,182,000 | +12.9% | 103,821 | +13.9% | 0.14% | +29.0% |
| BHK | Buy | BlackRock Core Bond Trust | $2,150,000 | -3.5% | 176,256 | +1.1% | 0.14% | +10.6% |
| GMZ | Buy | Goldman Sachs MLP Income Oppor | $2,158,000 | +60.0% | 307,844 | +110.2% | 0.14% | +81.3% |
| TYG | Buy | Tortoise Energy Infrastructure | $2,161,000 | +44.0% | 108,578 | +94.7% | 0.14% | +63.9% |
| INTC | Buy | Intel Corp | $2,118,000 | +33.2% | 45,122 | +34.2% | 0.13% | +52.3% |
| MA | Buy | Mastercard Inccl a | $2,126,000 | +113.2% | 11,268 | +151.7% | 0.13% | +143.6% |
| ARE | Sell | Alexandria Real Estate Equitie | $2,086,000 | -11.8% | 18,101 | -3.7% | 0.13% | +0.8% |
| AREPRD | Sell | Alexandria RE Equities Inc Pfd Series D 7pfd conv ser d | $2,051,000 | -12.9% | 61,131 | -10.0% | 0.13% | -0.8% |
| SCHW | Buy | Charles Schwab Corp | $2,029,000 | -15.5% | 48,848 | +0.1% | 0.13% | -3.8% |
| MUC | Buy | Blackrock Muniholdings CA Insu | $2,021,000 | +37.8% | 163,914 | +40.3% | 0.13% | +58.0% |
| RNG | Sell | RingCentral Inccl a | $1,979,000 | -30.7% | 24,000 | -21.8% | 0.12% | -20.9% |
| WIW | Buy | Western Asset/Claymore US Trea | $1,937,000 | -5.4% | 190,874 | +1.0% | 0.12% | +8.0% |
| SCHV | New | Schwab U.S. Large-Cap Value Fuus lcap va etf | $1,920,000 | – | 38,959 | +100.0% | 0.12% | – |
| GSLC | Buy | Goldman Sachs ActiveBeta U.S.equity etf | $1,919,000 | +40.5% | 38,168 | +64.2% | 0.12% | +59.2% |
| ISRG | Buy | Intuitive Surgical Inc | $1,833,000 | +76.1% | 3,827 | +111.0% | 0.12% | +100.0% |
| CEV | Buy | Eaton Vance California Municipsh ben int | $1,814,000 | +67.0% | 163,878 | +69.5% | 0.12% | +91.7% |
| SPEM | New | SPDR Portfolio Emerging Marketportfolio emg mk | $1,816,000 | – | 56,114 | +100.0% | 0.12% | – |
| PG | Buy | Procter & Gamble Co | $1,805,000 | +10.9% | 19,640 | +0.4% | 0.11% | +26.7% |
| V | Buy | Visa Inc | $1,787,000 | +29.8% | 13,545 | +47.6% | 0.11% | +48.7% |
| FFC | Sell | Flaherty And Crumine/Claymore | $1,729,000 | -11.3% | 103,377 | -3.4% | 0.11% | +0.9% |
| SCHE | New | Schwab Emerging Markets - ETFemrg mkteq etf | $1,691,000 | – | 71,850 | +100.0% | 0.11% | – |
| VNQ | Sell | Vanguard REIT ETFreal estate etf | $1,698,000 | -17.8% | 22,767 | -11.0% | 0.11% | -6.1% |
| ALGN | Buy | Align Technology Inc | $1,657,000 | +107.6% | 7,910 | +287.7% | 0.10% | +138.6% |
| MO | Sell | Altria Group Inc | $1,661,000 | -88.4% | 33,631 | -85.8% | 0.10% | -86.7% |
| VIOO | Vanguard S&P Small-Cap 600 ETFsmllcp 600 idx | $1,648,000 | -21.2% | 13,106 | 0.0% | 0.10% | -10.3% | |
| EDU | Buy | New Oriental Education & Technspon adr | $1,644,000 | +16.3% | 30,000 | +57.1% | 0.10% | +33.3% |
| Sell | Flaherty and Crumrine Dynamic | $1,628,000 | -23.0% | 79,910 | -12.3% | 0.10% | -12.0% | |
| BFB | Buy | Brown Forman Corp Class B Withcl b | $1,608,000 | -5.2% | 33,801 | +0.7% | 0.10% | +7.4% |
| MCD | Sell | McDonald's Corp | $1,594,000 | +3.6% | 8,974 | -2.5% | 0.10% | +18.8% |
| PAYC | New | Paycom Software Inc | $1,592,000 | – | 13,000 | +100.0% | 0.10% | – |
| VMC | Buy | Vulcan Materials Co | $1,585,000 | +21.2% | 16,047 | +36.4% | 0.10% | +38.9% |
| COST | Buy | Costco Wholesale Corp | $1,570,000 | +1.3% | 7,706 | +16.8% | 0.10% | +15.1% |
| NBB | Buy | Nuveen Build America Bond Fund | $1,535,000 | -3.1% | 79,279 | +0.1% | 0.10% | +10.2% |
| DSL | Buy | Doubleline Income Solutions Cl | $1,518,000 | -4.5% | 87,583 | +11.3% | 0.10% | +9.1% |
| AVGO | New | Broadcom Inc | $1,483,000 | – | 5,833 | +100.0% | 0.09% | – |
| AGG | Buy | iShares Core U.S. Aggregate Bocore us aggbd et | $1,480,000 | +285.4% | 13,902 | +281.7% | 0.09% | +342.9% |
| LVS | Sell | Las Vegas Sands Corp | $1,470,000 | -31.8% | 28,239 | -22.3% | 0.09% | -21.8% |
| CMF | Sell | iShares S&P California Municipcalif mun bd etf | $1,479,000 | -26.4% | 25,307 | -27.0% | 0.09% | -16.2% |
| RP | New | RealPage Inc | $1,455,000 | – | 30,200 | +100.0% | 0.09% | – |
| TREX | Sell | Trex Company Inc | $1,454,000 | -43.0% | 24,500 | -26.1% | 0.09% | -34.8% |
| BAX | Buy | Baxter International Inc | $1,433,000 | +268.4% | 21,766 | +331.9% | 0.09% | +309.1% |
| VEEV | New | Veeva Systems Inc | $1,429,000 | – | 16,000 | +100.0% | 0.09% | – |
| EW | Buy | Edwards Lifesciences Corp | $1,412,000 | +383.6% | 9,220 | +449.1% | 0.09% | +456.2% |
| ZTO | Sell | ZTO Express Cayman Inc ADRsponsored adr | $1,413,000 | -56.3% | 89,230 | -54.2% | 0.09% | -50.3% |
| PYPL | New | PayPal Holdings Inc | $1,397,000 | – | 16,619 | +100.0% | 0.09% | – |
| ATVI | Sell | Activision Blizzard Inc | $1,367,000 | -48.6% | 29,355 | -8.1% | 0.09% | -41.5% |
| SLB | Sell | Schlumberger Ltd | $1,326,000 | -93.6% | 36,757 | -89.2% | 0.08% | -92.7% |
| GSIE | Buy | Goldman Sachs ActiveBeta Interactivebta int | $1,335,000 | +16.0% | 52,633 | +35.2% | 0.08% | +31.2% |
| T | Sell | AT&T Inc | $1,334,000 | -15.2% | 46,756 | -0.2% | 0.08% | -3.4% |
| NKE | Sell | NIKE Inccl b | $1,324,000 | -13.5% | 17,853 | -1.2% | 0.08% | -1.2% |
| BILI | Buy | Bilibili Inc ADRspon adr rep z | $1,313,000 | +29.9% | 90,000 | +20.0% | 0.08% | +48.2% |
| UTG | Buy | Reaves Utility Income Fund | $1,300,000 | +13.2% | 44,178 | +18.0% | 0.08% | +28.1% |
| TAL | Buy | TAL Education Group ADRsponsored ads | $1,307,000 | +45.2% | 49,000 | +40.0% | 0.08% | +64.0% |
| DBL | New | Doubleline Opportunistic Credi | $1,293,000 | – | 68,230 | +100.0% | 0.08% | – |
| BACPRL | Sell | Bank of America Non-Cumulative7.25%cnv pfd l | $1,290,000 | -11.4% | 1,030 | -8.4% | 0.08% | 0.0% |
| EBAY | Sell | eBay Inc | $1,263,000 | -15.5% | 44,994 | -0.5% | 0.08% | -3.6% |
| MNKKQ | Mallinckrodt PLC | $1,248,000 | -46.1% | 78,977 | 0.0% | 0.08% | -38.3% | |
| NVDA | Sell | NVIDIA Corp | $1,231,000 | -74.5% | 9,219 | -46.3% | 0.08% | -70.8% |
| SNLN | Sell | Highland/iBoxx Senior Loan ETFhi ld iboxx srln | $1,226,000 | -10.1% | 71,338 | -4.5% | 0.08% | +2.7% |
| LULU | New | Lululemon Athletica Inc | $1,216,000 | – | 10,000 | +100.0% | 0.08% | – |
| MSI | Motorola Solutions Inc | $1,226,000 | -11.6% | 10,655 | 0.0% | 0.08% | 0.0% | |
| AX | Axos Financial Inc | $1,209,000 | -26.8% | 48,000 | 0.0% | 0.08% | -16.5% | |
| PEP | Buy | PepsiCo Inc | $1,202,000 | +0.1% | 10,883 | +1.3% | 0.08% | +15.2% |
| MRK | Sell | Merck & Co Inc | $1,183,000 | +3.8% | 15,484 | -3.7% | 0.08% | +19.0% |
| ETX | Buy | Eaton Vance Municipal Incm 202 | $1,182,000 | -2.2% | 61,932 | +0.0% | 0.08% | +11.9% |
| PFN | Buy | PIMCO Income Strategy Fund II | $1,171,000 | -4.9% | 122,875 | +5.3% | 0.07% | +8.8% |
| ENB | Buy | Enbridge Inc | $1,163,000 | +166.1% | 37,417 | +176.3% | 0.07% | +204.2% |
| SWKS | Buy | Skyworks Solutions Inc | $1,139,000 | -5.9% | 16,992 | +27.4% | 0.07% | +7.5% |
| TOTL | New | DoubleLine Total Return Tacticspdr tr tactic | $1,143,000 | – | 24,120 | +100.0% | 0.07% | – |
| WDAY | New | Workday Inccl a | $1,118,000 | – | 7,000 | +100.0% | 0.07% | – |
| AWI | Buy | Armstrong World Industries Inc | $1,129,000 | +0.8% | 19,398 | +20.6% | 0.07% | +14.5% |
| SPGI | Buy | S&P Global Inc | $1,109,000 | +300.4% | 6,524 | +360.1% | 0.07% | +366.7% |
| BPR | New | Brookfield Property REIT Inccl a | $1,107,000 | – | 68,748 | +100.0% | 0.07% | – |
| LBTYK | Sell | Liberty Global PLC | $1,099,000 | -61.3% | 53,249 | -47.2% | 0.07% | -56.1% |
| GLIBA | Sell | GCI Liberty Inc | $1,086,000 | -30.7% | 26,377 | -14.2% | 0.07% | -20.7% |
| BKNG | Buy | Booking Holdings Inc | $1,099,000 | +142.1% | 638 | +178.6% | 0.07% | +176.0% |
| FOX | Twenty-First Century Fox Inccl a | $1,084,000 | +4.2% | 22,685 | 0.0% | 0.07% | +17.2% | |
| VRIG | Buy | Invesco Variable Rate Investmevar rate invt | $1,055,000 | +22.5% | 42,827 | +24.7% | 0.07% | +39.6% |
| XLP | New | Consumer Staples Select Sectorsbi cons stpls | $1,049,000 | – | 20,652 | +100.0% | 0.07% | – |
| VZ | Buy | Verizon Communications Inc | $1,050,000 | +8.0% | 18,673 | +2.6% | 0.07% | +22.2% |
| ABBV | Buy | AbbVie Inc | $1,027,000 | +0.2% | 11,135 | +2.7% | 0.06% | +14.0% |
| EA | Buy | Electronic Arts Inc | $1,009,000 | +18.3% | 12,792 | +80.7% | 0.06% | +36.2% |
| C | Buy | Citigroup Inc | $1,018,000 | +203.0% | 19,540 | +317.0% | 0.06% | +236.8% |
| EFA | Buy | iShares MSCI EAFE ETFmsci eafe etf | $979,000 | +4.7% | 16,659 | +21.2% | 0.06% | +19.2% |
| BAC | Sell | Bank of America Corp | $963,000 | -27.7% | 39,087 | -13.6% | 0.06% | -17.6% |
| SPMD | New | SPDR Portfolio Mid Cap ETFportfolio md etf | $972,000 | – | 33,052 | +100.0% | 0.06% | – |
| IQI | Sell | Invesco Quality Municipal Inco | $949,000 | -10.8% | 84,569 | -8.0% | 0.06% | +1.7% |
| KMI | Sell | Kinder Morgan Inc | $936,000 | -17.5% | 60,837 | -4.9% | 0.06% | -6.3% |
| FTNT | New | Fortinet Inc | $929,000 | – | 13,185 | +100.0% | 0.06% | – |
| IQV | Buy | IQVIA Holdings Inc | $936,000 | +175.3% | 8,053 | +207.6% | 0.06% | +210.5% |
| ORLY | Buy | O'Reilly Automotive Inc | $913,000 | +173.4% | 2,652 | +175.7% | 0.06% | +222.2% |
| HTHT | Huazhu Group Ltd ADRsponsored ads | $916,000 | -11.4% | 32,000 | 0.0% | 0.06% | +1.8% | |
| SPAB | New | SPDR Portfolio Aggregate Bondportfolio agrgte | $910,000 | – | 32,661 | +100.0% | 0.06% | – |
| CRM | Buy | salesforce.com Inc | $901,000 | +331.1% | 6,581 | +401.6% | 0.06% | +375.0% |
| BIP | Sell | Brookfield Infrastructure Partlp int unit | $881,000 | -18.2% | 25,500 | -5.6% | 0.06% | -6.7% |
| SNAP | Sell | Snap Inccl a | $888,000 | -47.6% | 161,134 | -19.4% | 0.06% | -40.4% |
| EIM | Sell | Eaton Vance Municipal Bond Fun | $887,000 | -7.7% | 78,569 | -5.7% | 0.06% | +5.7% |
| EEM | Buy | iShares MSCI Emerging Marketsmsci emg mkt etf | $885,000 | +6.8% | 22,670 | +17.4% | 0.06% | +21.7% |
| IWD | Buy | iShares Russell 1000 Value Indrus 1000 val etf | $880,000 | +185.7% | 7,927 | +226.1% | 0.06% | +229.4% |
| NBW | Buy | Neuberger Berman CA Interm Mu | $877,000 | +190.4% | 72,359 | +198.7% | 0.06% | +223.5% |
| SPYV | New | SPDR S&P 500 Value ETFprtflo s&p500 vl | $877,000 | – | 32,295 | +100.0% | 0.06% | – |
| ORCL | Sell | Oracle Corp | $852,000 | -41.5% | 18,879 | -33.1% | 0.05% | -33.3% |
| RLJPRA | Sell | RLJ Lodging Trust Pfd 1.95 Cocum conv pfd a | $862,000 | -13.0% | 34,791 | -8.7% | 0.05% | -1.8% |
| BZUN | Sell | Baozun Inc ADRsponsored adr | $839,000 | -59.2% | 28,710 | -32.1% | 0.05% | -53.5% |
| QQQ | Buy | Invesco QQQ Trust Series 1unit ser 1 | $837,000 | +8.8% | 5,427 | +31.1% | 0.05% | +23.3% |
| EIX | Sell | Edison International | $845,000 | -21.6% | 14,878 | -6.6% | 0.05% | -11.7% |
| CLCT | Sell | Collectors Universe Inc | $817,000 | -49.5% | 71,945 | -34.2% | 0.05% | -42.2% |
| RMT | Sell | Royce Micro Capital Trust Inc | $803,000 | -45.2% | 108,176 | -24.6% | 0.05% | -37.0% |
| ABC | Buy | AmerisourceBergen Corp | $784,000 | +127.9% | 10,541 | +182.4% | 0.05% | +157.9% |
| MMM | Sell | 3M Co Com | $772,000 | -12.8% | 4,054 | -3.5% | 0.05% | 0.0% |
| WFC | Sell | Wells Fargo & Co | $778,000 | -16.1% | 16,887 | -4.2% | 0.05% | -3.9% |
| VCV | Sell | Invesco Van Kampen CA Value Mu | $747,000 | -31.1% | 66,086 | -28.7% | 0.05% | -21.7% |
| VTR | Buy | Ventas Inc | $748,000 | +244.7% | 12,767 | +220.0% | 0.05% | +291.7% |
| GBAB | New | Guggenheim Build America Bonds | $729,000 | – | 33,205 | +100.0% | 0.05% | – |
| NEA | Sell | Nuveen Amt-Free Municipal Inco | $708,000 | -58.9% | 57,526 | -57.7% | 0.04% | -52.6% |
| HYG | Buy | iShares Iboxx High Yield Corpoiboxx hi yd etf | $714,000 | +235.2% | 8,801 | +257.9% | 0.04% | +275.0% |
| GEM | Buy | Goldman Sachs ActiveBeta Emergactivebeta eme | $719,000 | +51.7% | 23,874 | +65.0% | 0.04% | +73.1% |
| ANET | Buy | Arista Networks Inc | $694,000 | -20.0% | 3,295 | +1.0% | 0.04% | -8.3% |
| CVS | Sell | CVS Health Corp | $687,000 | -18.7% | 10,492 | -2.2% | 0.04% | -8.5% |
| ABMD | Buy | ABIOMED Inc | $662,000 | +12.2% | 2,036 | +55.2% | 0.04% | +27.3% |
| RA | Sell | Brookfield Real Assets Income | $670,000 | -30.6% | 35,132 | -16.1% | 0.04% | -20.8% |
| ACN | Sell | Accenture PLC | $665,000 | -17.7% | 4,718 | -0.6% | 0.04% | -6.7% |
| COP | Sell | ConocoPhillips | $642,000 | -19.6% | 10,290 | -0.3% | 0.04% | -6.8% |
| IDXX | Buy | IDEXX Laboratories Inc | $655,000 | +15.5% | 3,520 | +55.0% | 0.04% | +32.3% |
| CHTR | Buy | Charter Communications Inccl a | $639,000 | -12.5% | 2,242 | +0.0% | 0.04% | 0.0% |
| MED | New | Medifast Inc | $634,000 | – | 5,070 | +100.0% | 0.04% | – |
| IBM | Buy | International Business Machine | $632,000 | -20.5% | 5,558 | +5.8% | 0.04% | -9.1% |
| IWN | Sell | iShares Russell 2000 Value Indrus 2000 val etf | $623,000 | -42.7% | 5,789 | -29.2% | 0.04% | -35.0% |
| AMD | New | Advanced Micro Devices Inc | $610,000 | – | 33,055 | +100.0% | 0.04% | – |
| GNL | Global Net Lease, Inc. | $607,000 | -15.5% | 34,422 | 0.0% | 0.04% | -5.0% | |
| WYNN | Buy | Wynn Resorts Ltd | $595,000 | -4.6% | 6,016 | +22.4% | 0.04% | +8.6% |
| AGN | Sell | Allergan PLC | $582,000 | -71.8% | 4,351 | -59.8% | 0.04% | -67.5% |
| MNA | Buy | IQ Merger Arbitrage ETFiq mrgr arb etf | $581,000 | +30.6% | 18,337 | +30.9% | 0.04% | +48.0% |
| VMO | Buy | Invesco Municipal Opportunity | $587,000 | +7.7% | 52,542 | +10.2% | 0.04% | +23.3% |
| IWF | Buy | iShares Russell 1000 Growth Inrus 1000 grw etf | $591,000 | +45.2% | 4,512 | +73.1% | 0.04% | +60.9% |
| TAP | Sell | Molson Coors Brewing Cocl b | $587,000 | -41.5% | 10,452 | -36.0% | 0.04% | -33.9% |
| WMT | Buy | Wal-Mart Stores Inc | $584,000 | 0.0% | 6,270 | +0.8% | 0.04% | +15.6% |
| PSTG | New | Pure Storage Inccl a | $563,000 | – | 35,000 | +100.0% | 0.04% | – |
| AMGN | Sell | Amgen Inc | $575,000 | -12.3% | 2,955 | -6.7% | 0.04% | 0.0% |
| MCA | Buy | Blackrock Muniyield CA Insured | $563,000 | +82.2% | 44,573 | +84.8% | 0.04% | +111.8% |
| APTV | Sell | Aptiv PLC | $572,000 | -31.9% | 9,291 | -7.2% | 0.04% | -21.7% |
| MAC | Sell | Macerich Co | $547,000 | -35.8% | 12,633 | -18.0% | 0.04% | -25.5% |
| FWONK | New | Liberty Media Corp Series C | $560,000 | – | 18,230 | +100.0% | 0.04% | – |
| FIVE | New | Five Below Inc. | $537,000 | – | 5,253 | +100.0% | 0.03% | – |
| EMR | Buy | Emerson Electric Co | $533,000 | -21.6% | 8,914 | +0.4% | 0.03% | -10.5% |
| PDI | Sell | PIMCO Dynamic Income Fund | $538,000 | -36.3% | 18,450 | -26.9% | 0.03% | -27.7% |
| WAB | Buy | Wabtec Corp/DE | $540,000 | -28.8% | 7,684 | +6.3% | 0.03% | -19.0% |
| ADSK | New | Autodesk Inc | $541,000 | – | 4,210 | +100.0% | 0.03% | – |
| TTWO | New | Take-Two Interactive Software | $524,000 | – | 5,088 | +100.0% | 0.03% | – |
| CAT | Buy | Caterpillar Inc | $515,000 | -2.6% | 4,052 | +16.8% | 0.03% | +13.8% |
| OIH | New | VanEck Vectors Oil Services EToil svcs etf | $527,000 | – | 37,567 | +100.0% | 0.03% | – |
| COO | New | Cooper Cos Inc/The | $520,000 | – | 2,044 | +100.0% | 0.03% | – |
| LMT | Buy | Lockheed Martin Corp | $516,000 | -23.6% | 1,971 | +1.0% | 0.03% | -10.8% |
| INTU | New | Intuit Inc | $517,000 | – | 2,624 | +100.0% | 0.03% | – |
| TGT | New | Target Corp | $530,000 | – | 8,016 | +100.0% | 0.03% | – |
| KMT | Kennametal Inc | $515,000 | -23.7% | 15,485 | 0.0% | 0.03% | -10.8% | |
| VWO | Sell | Vanguard FTSE Emerging Marketsftse emr mkt etf | $528,000 | -14.6% | 13,867 | -8.0% | 0.03% | -2.9% |
| VMBS | Buy | Vanguard Mortgage-Backed Securmortg-back sec | $514,000 | +23.3% | 9,976 | +22.1% | 0.03% | +39.1% |
| NKX | Buy | Nuveen California AMT-Free Qua | $509,000 | +222.2% | 40,125 | +227.2% | 0.03% | +255.6% |
| NZF | Sell | Nuveen Enhanced Municipal Cred | $504,000 | -39.7% | 37,523 | -35.4% | 0.03% | -30.4% |
| IIM | Sell | Invesco Value Municipal Income | $495,000 | -15.5% | 36,592 | -13.5% | 0.03% | -3.1% |
| RDI | Buy | Reading International Inccl a | $489,000 | -3.7% | 33,671 | +4.7% | 0.03% | +10.7% |
| D | Buy | Dominion Energy Inc | $471,000 | +3.7% | 6,588 | +2.0% | 0.03% | +20.0% |
| ZUO | New | Zuora Inc | $469,000 | – | 25,834 | +100.0% | 0.03% | – |
| CMCSA | Buy | Comcast Corpcl a | $475,000 | -3.3% | 13,945 | +0.5% | 0.03% | +11.1% |
| BSX | New | Boston Scientific Corp | $477,000 | – | 13,498 | +100.0% | 0.03% | – |
| AFIN | Buy | American Finance Trust Inc - Cl A | $477,000 | +2.6% | 35,822 | +17.7% | 0.03% | +15.4% |
| PTY | Buy | PIMCO Corporate Opportunity Fu | $467,000 | +71.7% | 30,414 | +99.5% | 0.03% | +93.3% |
| PSX | Buy | Phillips 66 | $462,000 | -21.8% | 5,357 | +2.1% | 0.03% | -12.1% |
| BFZ | Buy | BlackRock California Municipalsh ben int | $464,000 | +80.5% | 38,733 | +86.4% | 0.03% | +107.1% |
| DOCU | New | DocuSign Inc | $462,000 | – | 11,521 | +100.0% | 0.03% | – |
| NAD | Sell | Nuveen Quality Municipal Incom | $460,000 | -59.8% | 36,649 | -59.0% | 0.03% | -54.0% |
| WWD | Woodward Inc | $446,000 | -8.0% | 6,001 | 0.0% | 0.03% | +3.7% | |
| SHYD | Buy | VanEck Vectors Short High-Yielshort high yield | $447,000 | +2.3% | 18,491 | +2.9% | 0.03% | +16.7% |
| SGH | New | Smart Global Holdings Inc | $445,000 | – | 15,000 | +100.0% | 0.03% | – |
| KMX | New | CarMax Inc | $445,000 | – | 7,101 | +100.0% | 0.03% | – |
| NEE | Sell | NextEra Energy Inc | $451,000 | +2.5% | 2,594 | -1.3% | 0.03% | +16.7% |
| GWRE | New | Guidewire Software Inc | $441,000 | – | 5,500 | +100.0% | 0.03% | – |
| BTT | Sell | Blackrock Target Trm Tr | $444,000 | -80.9% | 21,667 | -80.7% | 0.03% | -78.3% |
| DSI | Sell | iShares MSCI KLD 400 Social Idmsci kld400 soc | $448,000 | -13.7% | 4,817 | -0.9% | 0.03% | -3.4% |
| EPD | Sell | Enterprise Products Partners L | $432,000 | -16.6% | 17,554 | -2.6% | 0.03% | -6.9% |
| GRUB | Sell | Grubhub Inc | $425,000 | -60.2% | 5,539 | -28.0% | 0.03% | -54.2% |
| INXN | New | Interxion Holding NV | $433,000 | – | 8,000 | +100.0% | 0.03% | – |
| ANTM | New | Anthem Inc | $420,000 | – | 1,600 | +100.0% | 0.03% | – |
| NVG | Buy | Nuveen Enhanced AMT-Free Muni | $404,000 | +0.5% | 28,933 | +4.9% | 0.03% | +18.2% |
| CI | New | Cigna Corp | $411,000 | – | 2,162 | +100.0% | 0.03% | – |
| ABT | Sell | Abbott Laboratories | $416,000 | -3.5% | 5,754 | -2.1% | 0.03% | +8.3% |
| MDLZ | Sell | Mondelez International Inccl a | $411,000 | -7.0% | 10,275 | -0.1% | 0.03% | +8.3% |
| PML | PIMCO Municipal Income Fund II | $407,000 | +0.5% | 30,591 | 0.0% | 0.03% | +18.2% | |
| ROK | Rockwell Automation Inc | $419,000 | -19.7% | 2,783 | 0.0% | 0.03% | -10.3% | |
| IQ | Sell | iQIYI Inc ADRsponsored ads | $415,000 | -54.9% | 27,880 | -18.0% | 0.03% | -49.0% |
| EQM | EQT Midstream Partners LPunit ltd partn | $389,000 | -18.1% | 9,000 | 0.0% | 0.02% | -3.8% | |
| BIDU | Buy | Baidu Incspon adr rep a | $397,000 | +97.5% | 2,505 | +185.6% | 0.02% | +127.3% |
| GBCI | Glacier Bancorp Inc | $397,000 | -7.9% | 10,009 | 0.0% | 0.02% | +4.2% | |
| EFAV | iShares Edge MSCI Min Vol EAFEmin vol eafe etf | $397,000 | -8.5% | 5,963 | 0.0% | 0.02% | +4.2% | |
| TEVA | New | Teva Pharmaceutical Industriessponsored adr | $378,000 | – | 24,510 | +100.0% | 0.02% | – |
| MYC | Buy | Blackrock Muniyield CA Fund In | $376,000 | +162.9% | 29,152 | +159.4% | 0.02% | +200.0% |
| SYY | Buy | Sysco Corp | $357,000 | -14.2% | 5,702 | +0.4% | 0.02% | 0.0% |
| WBA | Sell | Walgreens Boots Alliance Inc | $370,000 | -35.2% | 5,416 | -30.9% | 0.02% | -28.1% |
| RTN | Buy | Raytheon Co | $363,000 | -18.4% | 2,370 | +10.1% | 0.02% | -8.0% |
| TLRY | New | Tilray Inc | $363,000 | – | 5,142 | +100.0% | 0.02% | – |
| CSII | Cardiovascular Systems Inc | $370,000 | -27.2% | 12,978 | 0.0% | 0.02% | -17.9% | |
| LLY | Buy | Eli Lilly & Co | $356,000 | +9.9% | 3,079 | +2.1% | 0.02% | +22.2% |
| EOT | Sell | Eaton Vance National Muni | $325,000 | -66.9% | 17,486 | -61.7% | 0.02% | -61.1% |
| BX | Buy | Blackstone Group LP | $338,000 | +10.8% | 11,339 | +41.7% | 0.02% | +23.5% |
| ALEX | New | Alexander & Baldwin Inc | $340,000 | – | 18,488 | +100.0% | 0.02% | – |
| BOND | PIMCO Active Bond ETFactive bd etf | $340,000 | +0.3% | 3,309 | 0.0% | 0.02% | +10.5% | |
| FLOT | Sell | iShares Floating Rate Bond Funfltg rate nt etf | $321,000 | -5.9% | 6,377 | -4.7% | 0.02% | +5.3% |
| NXRT | Nextpoint Residential Trust | $309,000 | +5.5% | 8,820 | 0.0% | 0.02% | +25.0% | |
| TPYP | New | Tortoise North American Pipelitortoise nram pi | $322,000 | – | 16,160 | +100.0% | 0.02% | – |
| J | Sell | Jacobs Engineering Group Inc | $314,000 | -23.6% | 5,364 | -0.1% | 0.02% | -13.0% |
| SUB | Buy | iShares S&P S/T Nationall AMT-shrt nat mun etf | $320,000 | +0.9% | 3,039 | +0.3% | 0.02% | +11.1% |
| GE | Sell | General Electric Co | $313,000 | -38.9% | 41,321 | -8.9% | 0.02% | -28.6% |
| DE | Buy | Deere & Co | $321,000 | +0.6% | 2,154 | +1.7% | 0.02% | +11.1% |
| EPP | Sell | iShares MSCI Pacific ex Japanmsci pac jp etf | $299,000 | -35.0% | 7,338 | -27.6% | 0.02% | -24.0% |
| DUK | Sell | Duke Energy Corp | $308,000 | -2.8% | 3,564 | -10.1% | 0.02% | +5.6% |
| BFA | New | Brown-Forman Corp Class A Sharcl a | $283,000 | – | 5,958 | +100.0% | 0.02% | – |
| RDSA | Sell | Royal Dutch Shell PLC ADRspons adr a | $285,000 | -21.1% | 4,894 | -7.6% | 0.02% | -10.0% |
| CLM | Buy | Cornerstone Strategic Value Fu | $279,000 | +53.3% | 25,000 | +92.3% | 0.02% | +80.0% |
| RLI | RLI Corp | $279,000 | -12.3% | 4,051 | 0.0% | 0.02% | 0.0% | |
| KMB | Sell | Kimberly-Clark Corp | $278,000 | -6.7% | 2,439 | -6.9% | 0.02% | +12.5% |
| L | Buy | Loews Corp | $288,000 | -5.0% | 6,320 | +4.7% | 0.02% | +5.9% |
| MMP | Sell | Magellan Midstream Partners LP | $291,000 | -17.6% | 5,106 | -2.1% | 0.02% | -10.0% |
| UNP | Sell | Union Pacific Corp | $271,000 | -57.4% | 1,959 | -49.9% | 0.02% | -51.4% |
| PMX | PIMCO Municipal Income Fund II | $267,000 | -4.0% | 23,979 | 0.0% | 0.02% | +13.3% | |
| GM | Sell | General Motors Co | $277,000 | -22.0% | 8,291 | -21.5% | 0.02% | -15.0% |
| NOV | Buy | National Oilwell Varco Inc | $275,000 | -40.2% | 10,711 | +0.3% | 0.02% | -32.0% |
| GPS | Buy | Gap Inc | $267,000 | -10.4% | 10,347 | +0.1% | 0.02% | +6.2% |
| BMY | Sell | Bristol Myers Squibb Co | $263,000 | -61.2% | 5,066 | -53.6% | 0.02% | -55.3% |
| O | Buy | Realty Income Corp | $272,000 | +11.5% | 4,316 | +0.5% | 0.02% | +21.4% |
| PCAR | Buy | PACCAR Inc | $275,000 | -14.9% | 4,815 | +1.7% | 0.02% | -5.6% |
| VUZI | New | Vuzix Corp | $250,000 | – | 52,000 | +100.0% | 0.02% | – |
| PNC | Sell | PNC Financial Services Group I | $260,000 | -25.1% | 2,225 | -12.6% | 0.02% | -15.8% |
| PSA | Buy | Public Storage | $250,000 | +2.9% | 1,236 | +2.7% | 0.02% | +23.1% |
| RDSB | Royal Dutch Shell PLCspon adr b | $255,000 | -15.3% | 4,250 | 0.0% | 0.02% | -5.9% | |
| DVY | Buy | iShares DJ Select Dividend Indselect divid etf | $261,000 | +5.7% | 2,922 | +18.1% | 0.02% | +14.3% |
| WB | Buy | Weibo Corpsponsored adr | $257,000 | -19.2% | 4,399 | +1.1% | 0.02% | -11.1% |
| ET | New | Energy Transfer LP | $235,000 | – | 17,777 | +100.0% | 0.02% | – |
| MOMO | New | Momo Inc ADRadr | $237,000 | – | 10,000 | +100.0% | 0.02% | – |
| RSP | New | Invesco S&P 500 Equal Weight Es&p500 eql wgt | $233,000 | – | 2,550 | +100.0% | 0.02% | – |
| GLD | SPDR Gold Trust | $241,000 | +7.6% | 1,985 | 0.0% | 0.02% | +25.0% | |
| CL | Buy | Colgate-Palmolive Co | $245,000 | -9.6% | 4,115 | +1.8% | 0.02% | 0.0% |
| SCHZ | New | Schwab US Aggregate Bond - ETFus aggregate b | $245,000 | – | 4,835 | +100.0% | 0.02% | – |
| WWE | World Wrestling Entertainmentcl a | $216,000 | -22.9% | 2,893 | 0.0% | 0.01% | -6.7% | |
| DAL | New | Delta Air Lines Inc | $215,000 | – | 4,315 | +100.0% | 0.01% | – |
| GSK | Sell | GlaxoSmithKline PLCsponsored adr | $214,000 | -54.1% | 5,608 | -51.7% | 0.01% | -46.2% |
| CMBS | Sell | iShares Barclays CMBS Bondcmbs etf | $215,000 | -14.3% | 4,271 | -15.3% | 0.01% | 0.0% |
| LRCX | Buy | Lam Research Corp | $217,000 | -7.3% | 1,595 | +3.3% | 0.01% | +7.7% |
| BP | Buy | BP PLCsponsored adr | $224,000 | -3.4% | 5,902 | +17.4% | 0.01% | +7.7% |
| GD | Buy | General Dynamics Corp | $211,000 | -21.3% | 1,339 | +2.3% | 0.01% | -13.3% |
| NLY | Sell | Annaly Capital Management Inc | $199,000 | -3.9% | 20,248 | -0.1% | 0.01% | +18.2% |
| ADP | Buy | Automatic Data Processing Inc | $205,000 | -12.4% | 1,566 | +0.9% | 0.01% | 0.0% |
| SCZ | Sell | iShares MSCI EAFE Small-Cap ETeafe sml cp etf | $204,000 | -33.3% | 3,938 | -19.8% | 0.01% | -23.5% |
| MRO | New | Marathon Oil Corp | $194,000 | – | 13,502 | +100.0% | 0.01% | – |
| KTF | Sell | DWS Municipal Income Trust | $190,000 | -63.0% | 18,401 | -62.4% | 0.01% | -57.1% |
| PSEC | Sell | Prospect Capital Corp | $191,000 | -23.3% | 30,281 | -10.8% | 0.01% | -14.3% |
| NXC | Buy | Nuveen CA Sel Tax Free Incomesh ben int | $184,000 | +22.7% | 13,810 | +28.7% | 0.01% | +50.0% |
| BE | New | Bloom Energy Corp | $180,000 | – | 18,000 | +100.0% | 0.01% | – |
| EVM | New | Eaton Vance Insured CA Municip | $171,000 | – | 17,232 | +100.0% | 0.01% | – |
| PFL | PIMCO Income Strategy Fund | $154,000 | -7.8% | 14,151 | 0.0% | 0.01% | +11.1% | |
| USAC | New | USA Compression Partners LP | $143,000 | – | 11,000 | +100.0% | 0.01% | – |
| BGT | Blackrock Floating Rate Income | $149,000 | -12.4% | 12,908 | 0.0% | 0.01% | 0.0% | |
| JPS | Nuveen Quality Preferred Incom | $148,000 | -5.7% | 17,843 | 0.0% | 0.01% | 0.0% | |
| NIQ | Nuveen Intermediate Duration Q | $144,000 | +0.7% | 11,628 | 0.0% | 0.01% | +12.5% | |
| SRV | Cushing MLP Total Return Fund | $106,000 | -28.4% | 12,468 | 0.0% | 0.01% | -12.5% | |
| PMBC | Pacific Mercantile Bancorp | $90,000 | -23.7% | 12,568 | 0.0% | 0.01% | -14.3% | |
| PCK | New | PIMCO CA Municipal Income Fund | $92,000 | – | 11,766 | +100.0% | 0.01% | – |
| CMCL | Caledonia Mining Corp PLC | $89,000 | -22.6% | 16,900 | 0.0% | 0.01% | 0.0% | |
| OXSQ | Buy | Oxford Square Capital Corp | $98,000 | +8.9% | 15,126 | +19.8% | 0.01% | +20.0% |
| WMC | Western Asset Mortgage Capital | $83,000 | -17.0% | 10,000 | 0.0% | 0.01% | -16.7% | |
| GALT | Sell | Galectin Therapeutics Inc | $63,000 | -95.7% | 18,240 | -92.6% | 0.00% | -95.1% |
| CHW | Calamos Global Dynamic Income | $65,000 | -28.6% | 10,000 | 0.0% | 0.00% | -20.0% | |
| FTFT | New | Future FinTech Group Inc | $60,000 | – | 100,000 | +100.0% | 0.00% | – |
| NRO | Neuberger Berman Real Estate S | $61,000 | -15.3% | 14,589 | 0.0% | 0.00% | 0.0% | |
| NCZ | Allianzgi Convertible & Income | $53,000 | -26.4% | 11,760 | 0.0% | 0.00% | -25.0% | |
| TRX | Tanzanian Royalty Exploration | $41,000 | -2.4% | 117,371 | 0.0% | 0.00% | +50.0% | |
| NSL | New | Nuveen Senior Income Fund | $55,000 | – | 10,069 | +100.0% | 0.00% | – |
| SENS | Senseonics Holdings Inc | $45,000 | -46.4% | 17,506 | 0.0% | 0.00% | -40.0% | |
| MYND | MYnd Analytics Inc | $12,000 | -52.0% | 16,000 | 0.0% | 0.00% | 0.0% | |
| JCPNQ | JC Penney Inc | $13,000 | -38.1% | 12,700 | 0.0% | 0.00% | 0.0% | |
| EGO | Exit | Eldorado Gold Corp | $0 | – | -11,330 | -100.0% | -0.00% | – |
| KCAP | Exit | KCAP Financial Inc | $0 | – | -12,000 | -100.0% | -0.00% | – |
| MCC | Exit | Medley Capital Corp | $0 | – | -15,000 | -100.0% | -0.00% | – |
| JE | Exit | Just Energy Group Inc Com | $0 | – | -15,000 | -100.0% | -0.00% | – |
| ORC | Exit | Orchid Island Capital Inc | $0 | – | -15,000 | -100.0% | -0.01% | – |
| ETJ | Exit | Eaton Vance Risk-Managed Diver | $0 | – | -19,925 | -100.0% | -0.01% | – |
| LUV | Exit | Southwest Airlines Co | $0 | – | -3,289 | -100.0% | -0.01% | – |
| PCG | Exit | PG&E Corp | $0 | – | -4,500 | -100.0% | -0.01% | – |
| ESRX | Exit | Express Scripts Holding Co | $0 | – | -2,167 | -100.0% | -0.01% | – |
| PBF | Exit | PBF Energy Inccl a | $0 | – | -4,145 | -100.0% | -0.01% | – |
| IWO | Exit | iShares Russell 2000 Growth Inrus 2000 grw etf | $0 | – | -1,036 | -100.0% | -0.01% | – |
| ALL | Exit | Allstate Corp | $0 | – | -2,210 | -100.0% | -0.01% | – |
| AMAT | Exit | Applied Materials Inc | $0 | – | -5,644 | -100.0% | -0.01% | – |
| MCK | Exit | McKesson Corp | $0 | – | -1,644 | -100.0% | -0.01% | – |
| IJR | Exit | iShares Core S&P Small-Cap ETFcore s&p scp etf | $0 | – | -2,678 | -100.0% | -0.01% | – |
| FDX | Exit | FedEx Corp | $0 | – | -963 | -100.0% | -0.01% | – |
| CERN | Exit | Cerner Corp | $0 | – | -3,632 | -100.0% | -0.01% | – |
| KHC | Exit | Kraft Heinz Co | $0 | – | -4,129 | -100.0% | -0.01% | – |
| NID | Exit | Nuveen Intermediate Duration M | $0 | – | -19,788 | -100.0% | -0.01% | – |
| SD | Exit | SandRidge Energy Inc | $0 | – | -23,800 | -100.0% | -0.01% | – |
| ETP | Exit | Energy Transfer Operating LPunit ltd prt int | $0 | – | -11,814 | -100.0% | -0.02% | – |
| IWM | Exit | iShares Russell 2000 Index Funrussell 2000 etf | $0 | – | -1,570 | -100.0% | -0.02% | – |
| ELLI | Exit | Ellie Mae Inc | $0 | – | -3,527 | -100.0% | -0.02% | – |
| HAIN | Exit | Hain Celestial Group Inc/The | $0 | – | -12,500 | -100.0% | -0.02% | – |
| YY | Exit | YY Inc | $0 | – | -5,100 | -100.0% | -0.02% | – |
| IJH | Exit | Ishares Core S&P Mcp Etfcore s&p mcp etf | $0 | – | -1,974 | -100.0% | -0.02% | – |
| CI | Exit | Cigna Corp | $0 | – | -1,966 | -100.0% | -0.02% | – |
| ENTG | Exit | Entegris Inc | $0 | – | -15,300 | -100.0% | -0.02% | – |
| STLD | Exit | Steel Dynamics Inc | $0 | – | -11,619 | -100.0% | -0.03% | – |
| RHT | Exit | Red Hat Inc | $0 | – | -4,174 | -100.0% | -0.03% | – |
| SXT | Exit | Sensient Technologies Corp | $0 | – | -7,442 | -100.0% | -0.03% | – |
| COL | Exit | Rockwell Collins Inc | $0 | – | -4,172 | -100.0% | -0.03% | – |
| TIIAY | Exit | Telecom Italia SpA ADRspon adr ord | $0 | – | -139,174 | -100.0% | -0.05% | – |
| AZO | Exit | AutoZone Inc | $0 | – | -1,082 | -100.0% | -0.05% | – |
| DXC | Exit | DXC Technology Co | $0 | – | -9,152 | -100.0% | -0.05% | – |
| HUYA | Exit | HUYA Inc ADR | $0 | – | -39,500 | -100.0% | -0.05% | – |
| ZAYO | Exit | Zayo Group Holdings Inc | $0 | – | -30,669 | -100.0% | -0.06% | – |
| MU | Exit | Micron Technology Inc | $0 | – | -50,197 | -100.0% | -0.13% | – |
| PX | Exit | Praxair Inc | $0 | – | -75,193 | -100.0% | -0.67% | – |
| PNK | Exit | Pinnacle Entertainment Inc | $0 | – | -1,352,177 | -100.0% | -2.52% | – |
| GPT | Exit | Gramercy Property Trust Inc | $0 | – | -2,013,740 | -100.0% | -3.06% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.