$1.85 Billion is the total value of FIRST FOUNDATION ADVISORS's 365 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 19.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FB | Sell | Facebook Inccl a | $114,876,000 | +0.8% | 651,005 | -2.4% | 6.20% | -4.1% |
| MSFT | Buy | Microsoft Corp | $110,955,000 | +15.0% | 1,297,107 | +0.1% | 5.99% | +9.4% |
| UPS | Sell | United Parcel Service Inccl b | $65,977,000 | -4.5% | 553,725 | -3.7% | 3.56% | -9.1% |
| BRKB | Buy | Berkshire Hathaway Inc Cl Bcl b new | $64,282,000 | +13.8% | 324,297 | +5.3% | 3.47% | +8.2% |
| VER | Sell | Vereit, Inc. | $48,219,000 | -29.4% | 6,189,848 | -24.9% | 2.60% | -32.9% |
| GOOG | Buy | Alphabet Inc Class Ccap stk ck c | $47,038,000 | +10.9% | 44,951 | +1.6% | 2.54% | +5.5% |
| PNK | Buy | Pinnacle Entertainment Inc | $46,568,000 | +54.4% | 1,422,800 | +0.5% | 2.51% | +46.8% |
| PM | Buy | Philip Morris International In | $44,979,000 | +2.4% | 425,736 | +7.6% | 2.43% | -2.6% |
| BK | Buy | Bank of New York Mellon Co | $38,659,000 | +3.1% | 717,763 | +1.5% | 2.09% | -1.9% |
| ROIC | Buy | Retail Opportunity Investments | $38,225,000 | +8.3% | 1,916,033 | +3.2% | 2.06% | +3.0% |
| JNJ | Buy | Johnson & Johnson | $36,947,000 | +10.3% | 264,437 | +2.6% | 1.99% | +4.9% |
| PFE | Buy | Pfizer Inc | $36,228,000 | +3.0% | 1,000,214 | +1.5% | 1.96% | -2.1% |
| GPT | Buy | Gramercy Property Trust Inc | $36,188,000 | -9.2% | 1,357,369 | +3.0% | 1.95% | -13.7% |
| REXR | Buy | Rexford Industrial Realty Inc | $35,597,000 | +3.3% | 1,220,754 | +1.4% | 1.92% | -1.8% |
| ORCL | Sell | Oracle Corp | $34,287,000 | -6.3% | 725,199 | -4.2% | 1.85% | -10.9% |
| MO | Buy | Altria Group Inc | $33,685,000 | +14.4% | 471,715 | +1.6% | 1.82% | +8.8% |
| DIS | Buy | Walt Disney Co | $32,131,000 | +10.7% | 298,865 | +1.5% | 1.73% | +5.3% |
| MDT | Buy | Medtronic PLC | $29,470,000 | +8.0% | 364,950 | +4.0% | 1.59% | +2.8% |
| GS | Buy | Goldman Sachs Group Inc | $29,051,000 | +9.6% | 114,033 | +2.0% | 1.57% | +4.3% |
| SPY | Buy | SPDR S&P 500 ETF Unit Trusttr unit | $27,322,000 | +460.2% | 102,383 | +427.4% | 1.48% | +432.5% |
| FOXA | Buy | Twenty-First Century Fox Inc Ccl a | $27,113,000 | +32.7% | 785,201 | +1.3% | 1.46% | +26.1% |
| MAC | Sell | Macerich Co | $27,095,000 | +13.7% | 412,537 | -4.9% | 1.46% | +8.1% |
| BTI | Buy | British American Tobacco PLC Asponsored adr | $25,688,000 | +10.0% | 383,468 | +2.6% | 1.39% | +4.6% |
| DEO | Buy | Diageo PLC ADRspon adr new | $25,568,000 | +11.0% | 175,091 | +0.4% | 1.38% | +5.6% |
| MAGA | Buy | Point Bridge GOP Stock Trackerpoint bridge gop | $25,506,000 | +34.9% | 913,865 | +26.2% | 1.38% | +28.5% |
| BLK | Buy | BlackRock Inc Co | $25,416,000 | +16.5% | 49,476 | +1.4% | 1.37% | +10.8% |
| STWD | Buy | Starwood Property Trust Inc | $23,605,000 | +1.8% | 1,105,605 | +3.5% | 1.27% | -3.2% |
| WFC | Buy | Wells Fargo & Co | $23,094,000 | +10.2% | 380,653 | +0.2% | 1.25% | +4.8% |
| WBA | Buy | Walgreens Boots Alliance Inc | $21,503,000 | -1.7% | 296,104 | +4.5% | 1.16% | -6.5% |
| AGN | Sell | Allergan PLC | $21,143,000 | -51.0% | 129,248 | -38.6% | 1.14% | -53.4% |
| MDLZ | Buy | Mondelez International Inccl a | $20,426,000 | +8.1% | 477,232 | +2.7% | 1.10% | +2.8% |
| LUMN | Buy | CenturyLink Inc | $18,646,000 | +381.6% | 1,117,900 | +445.6% | 1.01% | +357.3% |
| MLM | Buy | Martin Marietta Materials Inc | $18,311,000 | +20.9% | 82,841 | +12.8% | 0.99% | +14.9% |
| BUD | Sell | Anheuser-Busch InBev NV ADRsponsored adr | $17,813,000 | -7.8% | 159,676 | -1.4% | 0.96% | -12.3% |
| GLPI | Buy | Gaming & Leisure Properties | $16,414,000 | +76.8% | 443,626 | +76.3% | 0.89% | +68.1% |
| AAPL | Sell | Apple Inc | $16,116,000 | -9.5% | 95,229 | -17.6% | 0.87% | -13.9% |
| QCOM | Sell | QUALCOMM Inc | $15,991,000 | +3.4% | 249,774 | -16.3% | 0.86% | -1.7% |
| SLB | Buy | Schlumberger Ltd | $14,752,000 | +1668.8% | 218,903 | +1730.4% | 0.80% | +1593.6% |
| DWDP | Sell | DowDuPont Inc | $14,260,000 | -8.6% | 200,230 | -11.2% | 0.77% | -13.1% |
| OXY | Sell | Occidental Petroleum Corp | $14,133,000 | +12.0% | 191,871 | -2.3% | 0.76% | +6.6% |
| RSG | Buy | Republic Services Inc | $13,802,000 | +2.6% | 204,136 | +0.2% | 0.74% | -2.4% |
| BLL | New | Ball Corp | $13,085,000 | – | 345,706 | +100.0% | 0.71% | – |
| JPM | Sell | JPMorgan Chase & Co | $11,831,000 | +11.9% | 110,635 | -0.0% | 0.64% | +6.5% |
| PICO | Buy | PICO Holdings Inc | $11,372,000 | -23.3% | 888,453 | +0.1% | 0.61% | -27.0% |
| SCHV | New | Schwab U.S. Large-Cap Value Fuus lcap va etf | $11,371,000 | – | 207,995 | +100.0% | 0.61% | – |
| PCI | Buy | PIMCO Dynamic Credit Income Fu | $10,210,000 | +8.1% | 454,997 | +11.1% | 0.55% | +2.8% |
| NLSN | Sell | Nielsen Holdings PLC | $9,560,000 | -28.7% | 262,626 | -18.8% | 0.52% | -32.2% |
| BABA | Buy | Alibaba Group Holding Incsponsored adr | $9,343,000 | +14.9% | 54,185 | +15.1% | 0.50% | +9.3% |
| JQC | Sell | Nuveen Credit Strategies Incom | $8,914,000 | -12.4% | 1,084,393 | -9.5% | 0.48% | -16.6% |
| PFN | Buy | Pimco Income Strategy Fund II | $6,777,000 | -0.5% | 649,805 | +2.0% | 0.37% | -5.4% |
| AMZN | Sell | Amazon.com Inc | $6,517,000 | -11.3% | 5,573 | -27.1% | 0.35% | -15.6% |
| MINT | Sell | Pimco Enhanced Short Maturityenhan shrt ma ac | $6,517,000 | -28.6% | 64,170 | -28.4% | 0.35% | -32.0% |
| XOM | Sell | Exxon Mobil Corp | $6,418,000 | +1.4% | 76,733 | -0.6% | 0.35% | -3.6% |
| TSI | Buy | TCW Strategic Income Fund Inc | $6,299,000 | +5.9% | 1,073,142 | +4.6% | 0.34% | +0.6% |
| FRA | Buy | Blackrock Floating Rate Income | $5,906,000 | +16.2% | 428,292 | +21.0% | 0.32% | +10.8% |
| BRKA | Berkshire Hathaway CL Acl a | $5,654,000 | +8.3% | 19 | 0.0% | 0.30% | +3.0% | |
| VTA | Buy | Invesco Dynamic Credit Opportu | $5,608,000 | +46.7% | 478,921 | +49.4% | 0.30% | +39.6% |
| BLW | Buy | Blackrock Ltd Duration | $5,593,000 | +5.0% | 351,980 | +6.4% | 0.30% | 0.0% |
| EDU | New Oriental Education & Technspon adr | $5,114,000 | +6.5% | 54,400 | 0.0% | 0.28% | +1.5% | |
| JPC | Buy | Nuveen Preferred Income Opport | $5,080,000 | -0.6% | 491,260 | +1.6% | 0.27% | -5.5% |
| VNQ | Buy | Vanguard REIT ETFreit etf | $5,043,000 | +180.5% | 60,772 | +180.8% | 0.27% | +166.7% |
| VOO | Vanguard S&P 500 ETF | $4,901,000 | +6.3% | 19,980 | 0.0% | 0.26% | +1.1% | |
| LVS | Sell | Las Vegas Sands Corp | $4,885,000 | -41.6% | 70,297 | -46.1% | 0.26% | -44.3% |
| GOOGL | Sell | Alphabet Inc Class Acap stk cl a | $4,855,000 | +4.0% | 4,609 | -3.8% | 0.26% | -1.1% |
| GILD | Sell | Gilead Sciences Inc | $4,800,000 | -37.2% | 67,006 | -29.0% | 0.26% | -40.3% |
| NVDA | Buy | NVIDIA Corp | $4,506,000 | +189.4% | 23,286 | +167.4% | 0.24% | +176.1% |
| HYB | Buy | New America High Income Fund | $4,480,000 | -0.3% | 476,589 | +5.4% | 0.24% | -5.1% |
| WFCPRL | Sell | Wells Fargo & Co New Perp Pfdperp pfd cnv a | $4,393,000 | -0.8% | 3,354 | -0.4% | 0.24% | -5.6% |
| FCT | Sell | First Trust Senior Floating Ra | $4,306,000 | -6.2% | 333,832 | -2.0% | 0.23% | -11.1% |
| TWX | Buy | Time Warner Inc | $4,236,000 | +80.8% | 46,314 | +102.5% | 0.23% | +72.2% |
| BTZ | Buy | BlackRock Credit Allocation In | $4,208,000 | +7.4% | 315,925 | +9.5% | 0.23% | +2.3% |
| AGNPRA | Sell | Allergan PLC 5.505.5% cnv pfd a | $4,107,000 | -28.0% | 7,006 | -9.4% | 0.22% | -31.5% |
| MON | Sell | Monsanto Co | $3,841,000 | -34.7% | 32,892 | -33.0% | 0.21% | -38.0% |
| CSCO | Buy | Cisco Systems Inc | $3,799,000 | +18.4% | 99,188 | +3.9% | 0.20% | +12.6% |
| JRI | Buy | Nuveen Real Asset Income and G | $3,713,000 | +4.9% | 208,596 | +6.1% | 0.20% | -0.5% |
| PCM | Sell | PCM Fund Inc | $3,678,000 | -17.1% | 317,848 | -16.6% | 0.20% | -21.0% |
| MMT | Buy | MFS Multi-Marketsh ben int | $3,685,000 | +2.3% | 607,118 | +5.2% | 0.20% | -2.5% |
| NFLX | Buy | Netflix Inc | $3,662,000 | +175.3% | 19,079 | +160.1% | 0.20% | +164.0% |
| ITOT | Buy | iShares Core S&P Total US Stoccore s&p ttl stk | $3,553,000 | +30.0% | 58,113 | +22.5% | 0.19% | +23.9% |
| OAK | Buy | Oaktree Capital Group LLCunit cl a | $3,488,000 | -10.5% | 82,839 | +0.0% | 0.19% | -14.9% |
| VO | Vanguard Mid Cap ETFmid cap etf | $3,463,000 | +5.3% | 22,372 | 0.0% | 0.19% | 0.0% | |
| BIT | Buy | Blackrock Multi-Sector Income | $3,377,000 | +10.8% | 186,075 | +14.1% | 0.18% | +5.2% |
| LDP | Buy | Cohen & Steers Limited Duratio | $3,367,000 | +2.9% | 129,168 | +5.7% | 0.18% | -2.2% |
| AVGO | Sell | Broadcom Ltd | $3,221,000 | -23.7% | 12,539 | -27.9% | 0.17% | -27.2% |
| JMBA | Buy | Jamba Inc | $3,192,000 | +26.3% | 396,091 | +35.4% | 0.17% | +20.3% |
| ERC | Buy | Wells Fargo Multi-Sector Incom | $3,004,000 | +9.2% | 230,037 | +12.2% | 0.16% | +3.8% |
| ARE | Buy | Alexandria Real Estate Equitie | $2,989,000 | +11.2% | 22,890 | +1.3% | 0.16% | +5.2% |
| BFB | Buy | Brown Forman Corp Class B Withcl b | $2,947,000 | +28.1% | 42,912 | +1.3% | 0.16% | +21.4% |
| WYNN | Sell | Wynn Resorts Ltd | $2,909,000 | -8.9% | 17,254 | -19.5% | 0.16% | -13.3% |
| KO | Buy | Coca-Cola Co | $2,912,000 | +26.2% | 63,479 | +23.9% | 0.16% | +19.8% |
| HTHT | New | China Lodging Group Ltd ADRsponsored adr | $2,889,000 | – | 20,000 | +100.0% | 0.16% | – |
| BHK | Buy | BlackRock Core Bond Trust | $2,832,000 | +17.0% | 201,722 | +17.1% | 0.15% | +11.7% |
| CVX | Buy | Chevron Corp | $2,839,000 | +10.0% | 22,677 | +3.2% | 0.15% | +4.1% |
| BTT | Buy | Blackrock Target Trm Tr | $2,765,000 | +30.8% | 123,759 | +32.7% | 0.15% | +24.2% |
| CELG | Sell | Celgene Corp | $2,622,000 | -28.6% | 25,127 | -0.2% | 0.14% | -31.7% |
| KMF | Buy | Kayne Anderson Mdstm Com | $2,637,000 | +1126.5% | 191,100 | +1207.8% | 0.14% | +1083.3% |
| SCHW | Buy | Charles Schwab Corp | $2,530,000 | +17.5% | 49,249 | +0.1% | 0.14% | +12.3% |
| UNH | Sell | UnitedHealth Group Inc | $2,512,000 | +9.5% | 11,396 | -2.7% | 0.14% | +4.6% |
| AREPRD | Buy | Alexandria Real Est Pfd Conv Series D 7pfd conv ser d | $2,506,000 | +8.3% | 67,747 | +4.7% | 0.14% | +3.1% |
| T | Buy | AT&T Inc | $2,468,000 | +41.8% | 63,489 | +42.9% | 0.13% | +34.3% |
| DHXM | Buy | DHX Media Ltd (Variable Voting | $2,441,000 | +1009.5% | 682,074 | +1213.5% | 0.13% | +1000.0% |
| WB | New | Weibo Corpsponsored adr | $2,380,000 | – | 23,000 | +100.0% | 0.13% | – |
| NCA | Buy | Nuveen CA Muni Value Fund | $2,339,000 | +1.0% | 229,519 | +4.5% | 0.13% | -3.8% |
| JOE | Buy | The St Joe Co | $2,306,000 | +77.7% | 127,806 | +85.6% | 0.12% | +67.6% |
| ATVI | Buy | Activision Blizzard Inc | $2,279,000 | +67.1% | 35,993 | +70.3% | 0.12% | +59.7% |
| Buy | Flaherty and Crumrine Dynamic | $2,271,000 | +7.6% | 85,157 | +6.9% | 0.12% | +2.5% | |
| NKE | Buy | NIKE Inccl b | $2,253,000 | +21.5% | 36,013 | +0.7% | 0.12% | +16.2% |
| WIW | Buy | Western Asset/Claymore US Trea | $2,228,000 | +11.6% | 195,094 | +10.2% | 0.12% | +6.2% |
| BBN | Sell | Blackrock Taxable Municipal Bo | $2,185,000 | -6.7% | 94,223 | -5.9% | 0.12% | -11.3% |
| NEA | Buy | Nuveen Amt-Free Municipal Inco | $2,168,000 | +40.8% | 157,700 | +41.8% | 0.12% | +34.5% |
| CLGX | New | CoreLogic Inc/United States | $2,104,000 | – | 45,521 | +100.0% | 0.11% | – |
| LRGF | Buy | iShares Edge MSCI Multifactormultifactor usa | $2,052,000 | +19.7% | 64,558 | +12.7% | 0.11% | +14.4% |
| IVV | Buy | iShares S&P 500 Index Fundcore s&p500 etf | $2,053,000 | +59.0% | 7,635 | +49.6% | 0.11% | +52.1% |
| MNKKQ | Sell | Mallinckrodt Inc/NY | $2,030,000 | -61.2% | 90,000 | -35.7% | 0.11% | -63.0% |
| BA | Buy | Boeing Co | $2,033,000 | +23.4% | 6,893 | +6.4% | 0.11% | +17.0% |
| RNG | New | Ringcentral Inccl a | $2,009,000 | – | 41,500 | +100.0% | 0.11% | – |
| YY | Buy | YY Inc | $1,979,000 | +185.2% | 17,500 | +118.8% | 0.11% | +174.4% |
| TAP | Buy | Molson Coors Brewing Cocl b | $1,968,000 | +18.8% | 23,980 | +18.1% | 0.11% | +12.8% |
| DSL | Sell | Doubleline Income Solutions Cl | $1,966,000 | -7.7% | 97,410 | -2.8% | 0.11% | -12.4% |
| BMY | Buy | Bristol Myers Squibb Co | $1,922,000 | -1.1% | 31,369 | +2.9% | 0.10% | -5.5% |
| VIOO | Vanguard S&P Small-Cap 600 ETFsmllcp 600 idx | $1,826,000 | +2.8% | 13,106 | 0.0% | 0.10% | -2.0% | |
| PG | Sell | Procter & Gamble Co | $1,828,000 | +0.3% | 19,892 | -0.7% | 0.10% | -3.9% |
| EBAY | Buy | eBay Inc | $1,808,000 | +23.6% | 47,904 | +25.9% | 0.10% | +18.1% |
| FFC | Buy | Flaherty And Crumine/Claymore | $1,790,000 | +1.9% | 87,481 | +6.5% | 0.10% | -3.0% |
| RSP | Sell | Guggenheim S&P 500 Equal Weighgug s&p500 eq wt | $1,742,000 | +4.0% | 17,245 | -1.6% | 0.09% | -1.1% |
| NBB | Sell | Nuveen Build America Bond Fund | $1,724,000 | -4.9% | 78,402 | -7.1% | 0.09% | -9.7% |
| LBTYA | Buy | Liberty Global Inc | $1,704,000 | +15.6% | 47,547 | +9.4% | 0.09% | +9.5% |
| HD | Sell | Home Depot Inc | $1,707,000 | +14.7% | 9,005 | -1.0% | 0.09% | +9.5% |
| BACPRL | Sell | Bank of America Non-Cumulative7.25%cnv pfd l | $1,711,000 | -10.2% | 1,298 | -11.3% | 0.09% | -14.8% |
| IWN | iShares Russell 2000 Value Indrus 2000 val etf | $1,601,000 | +1.3% | 12,730 | 0.0% | 0.09% | -4.4% | |
| ETX | Buy | Eaton Vance Municipal Incm 202 | $1,586,000 | +4.2% | 76,549 | +3.0% | 0.09% | 0.0% |
| MU | Buy | Micron Technology Inc | $1,594,000 | +61.8% | 38,770 | +54.9% | 0.09% | +53.6% |
| NAD | Buy | Nuveen Quality Municipal Incom | $1,576,000 | +72.2% | 112,063 | +73.8% | 0.08% | +63.5% |
| RMT | Buy | Royce Micro Capital Trust Inc | $1,492,000 | +14.6% | 158,094 | +13.9% | 0.08% | +9.5% |
| TYG | Buy | Tortoise Energy Infrastructure | $1,497,000 | +366.4% | 51,489 | +364.7% | 0.08% | +350.0% |
| HYG | New | iShares Iboxx High Yield Corpoiboxx hi yd etf | $1,479,000 | – | 16,952 | +100.0% | 0.08% | – |
| EOT | Buy | Eaton Vance National Muni | $1,475,000 | +2.4% | 65,475 | +3.1% | 0.08% | -2.4% |
| MCD | Sell | McDonald's Corp | $1,465,000 | +9.4% | 8,509 | -0.4% | 0.08% | +3.9% |
| MSI | Sell | Motorola Solutions Inc | $1,453,000 | +1.0% | 16,083 | -5.2% | 0.08% | -4.9% |
| PEP | Sell | PepsiCo Inc | $1,436,000 | +5.0% | 11,974 | -2.4% | 0.08% | 0.0% |
| NAC | Buy | Nuveen California Quality Muni | $1,424,000 | +129.7% | 99,539 | +139.6% | 0.08% | +120.0% |
| BOFI | Bofi Holding Inc | $1,435,000 | +5.0% | 48,000 | 0.0% | 0.08% | -1.3% | |
| MUC | Buy | Blackrock Muniholdings CA Insu | $1,417,000 | -3.9% | 99,758 | +0.3% | 0.08% | -9.5% |
| SBUX | Sell | Starbucks Corp | $1,395,000 | +6.5% | 24,296 | -0.4% | 0.08% | +1.4% |
| IQI | Sell | Invesco Quality Municipal Inco | $1,394,000 | -6.3% | 111,395 | -4.1% | 0.08% | -10.7% |
| DXC | Buy | DXC Technology Co | $1,371,000 | +25.0% | 14,444 | +13.0% | 0.07% | +19.4% |
| SPYV | New | SPDR S&P 500 Value ETFprtflo s&p500 vl | $1,371,000 | – | 44,689 | +100.0% | 0.07% | – |
| RCII | Buy | Rent-A-Center Inc | $1,372,000 | +159.4% | 123,620 | +168.3% | 0.07% | +146.7% |
| KYN | Buy | Kayne Anderson MLP Investment | $1,350,000 | +226.1% | 70,875 | +211.2% | 0.07% | +217.4% |
| BAC | Buy | Bank of America Corp | $1,346,000 | +18.6% | 45,606 | +1.8% | 0.07% | +14.1% |
| KED | Buy | Kayne Anderson Energy Developm | $1,360,000 | +659.8% | 78,111 | +654.5% | 0.07% | +630.0% |
| SCHZ | New | Schwab US Aggregate Bond - ETFus aggregate b | $1,260,000 | – | 24,212 | +100.0% | 0.07% | – |
| TOTL | New | DoubleLine Total Return Tacticspdr tr tactic | $1,267,000 | – | 26,048 | +100.0% | 0.07% | – |
| RA | Buy | Brookfield Real Assets Income | $1,260,000 | +234.2% | 53,899 | +240.1% | 0.07% | +223.8% |
| INTC | Sell | Intel Corp | $1,264,000 | +7.7% | 27,379 | -11.2% | 0.07% | +1.5% |
| BIDU | Buy | Baidu Incspon adr rep a | $1,218,000 | +17.1% | 5,200 | +23.8% | 0.07% | +11.9% |
| IJH | Buy | Ishares Core S&P Mcp Etfcore s&p mcp etf | $1,223,000 | +55.0% | 6,446 | +46.2% | 0.07% | +46.7% |
| RLJPRA | New | RLJ Lodging Trust Pfd Convertacum conv pfd a | $1,205,000 | – | 44,631 | +100.0% | 0.06% | – |
| COST | Sell | Costco Wholesale Corp | $1,188,000 | -1.0% | 6,381 | -12.6% | 0.06% | -5.9% |
| ABBV | Sell | AbbVie Inc | $1,189,000 | +5.3% | 12,291 | -3.3% | 0.06% | 0.0% |
| BAM | Buy | Brookfield Asset Management Incl a ltd vt sh | $1,170,000 | +6.0% | 26,873 | +0.5% | 0.06% | 0.0% |
| GMZ | New | Goldman Sachs MLP Income Oppor | $1,168,000 | – | 130,630 | +100.0% | 0.06% | – |
| MMM | 3M Co Com | $1,138,000 | +12.1% | 4,834 | 0.0% | 0.06% | +5.2% | |
| VZ | Buy | Verizon Communications Inc | $1,127,000 | +88.5% | 21,296 | +76.2% | 0.06% | +79.4% |
| LGFA | Sell | Lions Gate Entertainment Classcl a vtg | $1,105,000 | -60.3% | 32,693 | -60.7% | 0.06% | -62.0% |
| PDI | Sell | PIMCO Dynamic Income Fund | $1,078,000 | -17.0% | 35,863 | -14.8% | 0.06% | -21.6% |
| PHB | New | Powershares Fundamental HY Corfdm hg yld rafi | $1,058,000 | – | 55,846 | +100.0% | 0.06% | – |
| VCV | Buy | Invesco Van Kampen CA Value Mu | $1,065,000 | +16.5% | 84,677 | +21.6% | 0.06% | +9.6% |
| SCHH | New | Schwab US REIT - ETFus reit etf | $1,043,000 | – | 25,068 | +100.0% | 0.06% | – |
| SNLN | Buy | Highland/iBoxx Senior Loan ETFhi ld iboxx srln | $1,043,000 | +22.7% | 57,314 | +23.5% | 0.06% | +16.7% |
| MRK | Sell | Merck & Co Inc | $1,038,000 | -27.2% | 18,454 | -17.1% | 0.06% | -30.9% |
| PPG | Sell | PPG Industries Inc | $1,046,000 | -95.5% | 8,956 | -95.9% | 0.06% | -95.8% |
| NOW | Sell | Service Now Inc | $1,043,000 | -11.2% | 8,000 | -20.0% | 0.06% | -16.4% |
| EIM | Sell | Eaton Vance Municipal Bond Fun | $1,012,000 | -1.8% | 80,919 | -0.5% | 0.06% | -6.8% |
| IBM | Buy | International Business Machine | $1,017,000 | +10.1% | 6,628 | +4.1% | 0.06% | +5.8% |
| FWONA | New | Liberty Media Corp-Liberty For | $975,000 | – | 29,789 | +100.0% | 0.05% | – |
| SWKS | Buy | Skyworks Solutions Inc | $976,000 | +20.2% | 10,284 | +29.1% | 0.05% | +15.2% |
| NZF | Buy | Nuveen Enhanced Municipal Cred | $959,000 | +11.0% | 62,959 | +10.8% | 0.05% | +6.1% |
| BIP | New | Brookfield Infrastructure Partlp int unit | $941,000 | – | 21,000 | +100.0% | 0.05% | – |
| NTES | Buy | NetEase Incsponsored adr | $932,000 | +31.1% | 2,700 | +0.2% | 0.05% | +25.0% |
| ISRG | Buy | Intuitive Surgical Inc | $913,000 | -14.5% | 2,503 | +145.2% | 0.05% | -19.7% |
| GSIE | Buy | Goldman Sachs ActiveBeta Interactivebeta int | $892,000 | +6.1% | 29,735 | +2.6% | 0.05% | 0.0% |
| EVC | Entravision Communications Corcl a | $894,000 | +25.6% | 125,000 | 0.0% | 0.05% | +20.0% | |
| CMF | Buy | iShares S&P California Municipcal mun bd etf | $873,000 | +53.2% | 14,758 | +206.8% | 0.05% | +46.9% |
| CCK | Sell | Crown Holdings Inc | $849,000 | -28.8% | 15,090 | -24.4% | 0.05% | -32.4% |
| CMCSA | Sell | Comcast Corpcl a | $813,000 | 0.0% | 20,308 | -3.9% | 0.04% | -4.3% |
| EIX | Buy | Edison International | $788,000 | +37.5% | 12,458 | +67.7% | 0.04% | +30.3% |
| KTF | New | Deutsche Municipal Income Trus | $792,000 | – | 66,524 | +100.0% | 0.04% | – |
| ACN | Buy | Accenture PLC | $802,000 | +17.8% | 5,238 | +3.8% | 0.04% | +10.3% |
| GNL | Global Net Lease, Inc. | $786,000 | -6.1% | 38,215 | 0.0% | 0.04% | -10.6% | |
| IIM | Buy | Invesco Value Municipal Income | $751,000 | +10.6% | 50,430 | +11.0% | 0.04% | +5.1% |
| AMGN | Buy | Amgen Inc | $738,000 | -4.8% | 4,244 | +2.1% | 0.04% | -9.1% |
| LOW | Sell | Lowe's Companies Inc | $749,000 | -0.8% | 8,058 | -14.7% | 0.04% | -7.0% |
| BPL | New | Buckeye Partners LPunit ltd partn | $743,000 | – | 15,000 | +100.0% | 0.04% | – |
| BOND | Buy | PIMCO Active Bond ETFactive bd etf | $741,000 | +72.3% | 6,994 | +73.8% | 0.04% | +66.7% |
| PTY | Sell | Pimco Corporate Opportunity Fu | $738,000 | -8.7% | 44,840 | -6.9% | 0.04% | -13.0% |
| V | Buy | Visa Inc | $748,000 | +8.4% | 6,557 | +0.0% | 0.04% | +2.6% |
| AGG | Buy | iShares Core U.S. Aggregate Bocore us aggbd et | $723,000 | +239.4% | 6,616 | +239.6% | 0.04% | +225.0% |
| GE | Sell | General Electric Co | $724,000 | -77.6% | 41,482 | -68.9% | 0.04% | -78.7% |
| VMO | New | Invesco Municipal Opportunity | $728,000 | – | 58,680 | +100.0% | 0.04% | – |
| CEV | Sell | Eaton Vance California Municipsh ben int | $685,000 | -3.0% | 56,339 | -0.4% | 0.04% | -7.5% |
| IEFA | Sell | iShares Core MSCI EAFE ETFcore msci eafe | $678,000 | -3.0% | 10,258 | -5.8% | 0.04% | -7.5% |
| LMT | Buy | Lockheed Martin Corp | $678,000 | +5.0% | 2,111 | +1.3% | 0.04% | 0.0% |
| APTV | New | Aptiv PLC | $692,000 | – | 8,162 | +100.0% | 0.04% | – |
| AZO | Sell | AutoZone Inc | $674,000 | +6.5% | 948 | -10.8% | 0.04% | 0.0% |
| DBL | Doubleline Opportunistic Credi | $645,000 | -7.7% | 29,078 | 0.0% | 0.04% | -12.5% | |
| FISV | Sell | Fiserv Inc | $656,000 | +1.5% | 5,000 | -0.2% | 0.04% | -5.4% |
| DSI | Buy | iShares MSCI KLD 400 Social Idmsci kld400 soc | $649,000 | +74.9% | 6,608 | +65.4% | 0.04% | +66.7% |
| EPP | Buy | iShares MSCI Pacific Ex Japanmsci pac jp etf | $648,000 | +7.5% | 13,558 | +4.0% | 0.04% | +2.9% |
| WAB | New | Wabtec Corp/DE | $632,000 | – | 7,767 | +100.0% | 0.03% | – |
| EMR | Sell | Emerson Electric Co | $615,000 | -0.3% | 8,823 | -10.1% | 0.03% | -5.7% |
| COL | Buy | Rockwell Collins Inc | $615,000 | +4.2% | 4,537 | +0.6% | 0.03% | 0.0% |
| ROK | Rockwell Automation Inc | $602,000 | +10.1% | 3,067 | 0.0% | 0.03% | +3.2% | |
| PNC | Sell | PNC Financial Services Group I | $598,000 | +5.5% | 4,147 | -1.4% | 0.03% | 0.0% |
| CVS | Sell | CVS Health Corp | $581,000 | -12.8% | 8,013 | -2.1% | 0.03% | -18.4% |
| WMT | Buy | Wal-Mart Stores Inc | $553,000 | +55.8% | 5,602 | +23.4% | 0.03% | +50.0% |
| UNP | Buy | Union Pacific Corp | $560,000 | +17.6% | 4,173 | +1.7% | 0.03% | +11.1% |
| D | Dominion Resources Inc/VA | $556,000 | +5.3% | 6,863 | 0.0% | 0.03% | 0.0% | |
| HON | Sell | Honeywell International Inc | $547,000 | +5.8% | 3,570 | -2.1% | 0.03% | +3.4% |
| ABT | Sell | Abbott Laboratories | $556,000 | +2.8% | 9,748 | -3.9% | 0.03% | -3.2% |
| NVG | Sell | Nuveen Enhanced AMT-Free Muni | $529,000 | -0.2% | 34,254 | -0.6% | 0.03% | -3.3% |
| SIRI | New | Sirius XM Radio Inc | $536,000 | – | 100,000 | +100.0% | 0.03% | – |
| GBCI | Sell | Glacier Bancorp Inc | $541,000 | +2.5% | 13,735 | -1.9% | 0.03% | -3.3% |
| NEE | Sell | NextEra Energy Inc | $527,000 | +4.4% | 3,373 | -2.1% | 0.03% | -3.4% |
| XLI | Buy | Industrial Select Sector SPDRsbi int-inds | $521,000 | +10.4% | 6,879 | +3.4% | 0.03% | +3.7% |
| EFA | Buy | iShares MSCI Eafe Index Fundmsci eafe etf | $504,000 | +6.6% | 7,172 | +3.8% | 0.03% | 0.0% |
| PML | Pimco Municipal Income Fund II | $486,000 | +0.2% | 36,851 | 0.0% | 0.03% | -7.1% | |
| TEI | Buy | Templeton Emerging Markets Inc | $487,000 | -2.6% | 43,609 | +0.8% | 0.03% | -7.1% |
| STLD | New | Steel Dynamics Inc | $482,000 | – | 11,181 | +100.0% | 0.03% | – |
| VTI | Buy | Vanguard Total Stock Market ETtotal stk mkt | $466,000 | +9.1% | 3,398 | +3.1% | 0.02% | +4.2% |
| C | Sell | Citigroup Inc | $454,000 | -12.2% | 6,107 | -14.1% | 0.02% | -13.8% |
| COP | Sell | ConocoPhillips | $468,000 | -18.6% | 8,526 | -25.8% | 0.02% | -24.2% |
| PSA | Sell | Public Storage | $466,000 | -4.3% | 2,231 | -2.1% | 0.02% | -10.7% |
| CI | Sell | Cigna Corp | $444,000 | +8.0% | 2,187 | -0.4% | 0.02% | +4.3% |
| LLY | Eli Lilly & Co | $450,000 | -1.3% | 5,330 | 0.0% | 0.02% | -7.7% | |
| EFAV | Sell | iShares MSCI EAFE Minimum Volaeafe min vol etf | $441,000 | -3.9% | 6,040 | -6.5% | 0.02% | -7.7% |
| RTN | Buy | Raytheon Co | $431,000 | +3.4% | 2,295 | +2.7% | 0.02% | -4.2% |
| GSK | Sell | GlaxoSmithKline PLCsponsored adr | $425,000 | -46.8% | 11,994 | -39.1% | 0.02% | -48.9% |
| EWJ | Buy | iShares MSCI Japan ETFmsci jpn etf new | $428,000 | +22.3% | 7,146 | +13.7% | 0.02% | +15.0% |
| PSX | Sell | Phillips 66 | $423,000 | +6.5% | 4,180 | -3.5% | 0.02% | 0.0% |
| AMAT | New | Applied Materials Inc | $403,000 | – | 7,874 | +100.0% | 0.02% | – |
| FOX | New | Twenty-First Century Fox Inccl a | $410,000 | – | 12,017 | +100.0% | 0.02% | – |
| IPCI | Sell | Intellipharmaceutics Internati | $391,000 | -33.6% | 489,172 | -17.8% | 0.02% | -36.4% |
| EVV | Buy | Eaton Vance Limited Duration I | $397,000 | +62.7% | 29,063 | +67.1% | 0.02% | +50.0% |
| NOV | National Oilwell Varco Inc | $384,000 | +0.8% | 10,658 | 0.0% | 0.02% | -4.5% | |
| CSII | Cardiovascular Systems Inc | $383,000 | -15.8% | 16,175 | 0.0% | 0.02% | -19.2% | |
| CRI | Sell | Carter's Inc | $372,000 | -48.0% | 3,168 | -56.3% | 0.02% | -51.2% |
| PSEC | Buy | Prospect Capital Corp | $364,000 | +23.0% | 53,947 | +22.3% | 0.02% | +17.6% |
| MMP | Buy | Magellan Midstream Partners LP | $362,000 | +0.6% | 5,101 | +0.8% | 0.02% | 0.0% |
| GM | New | General Motors Co | $360,000 | – | 8,789 | +100.0% | 0.02% | – |
| IWD | iShares Russell 1000 Value Indrus 1000 val etf | $358,000 | +5.0% | 2,881 | 0.0% | 0.02% | 0.0% | |
| LQD | Buy | iShares Iboxx $ Invest Grade Ciboxx inv cp etf | $357,000 | +4.7% | 2,937 | +4.4% | 0.02% | 0.0% |
| PFL | Pimco Income Strategy Fund | $354,000 | -3.8% | 30,346 | 0.0% | 0.02% | -9.5% | |
| SYY | Sell | Sysco Corp | $346,000 | +11.6% | 5,699 | -0.7% | 0.02% | +5.6% |
| DBEU | Sell | Deutsche X Trackers MSCI Europdb xtr msci eur | $354,000 | -13.4% | 12,468 | -13.6% | 0.02% | -17.4% |
| FAST | Fastenal Co | $343,000 | +19.9% | 6,273 | 0.0% | 0.02% | +18.8% | |
| LYV | Sell | Live Nation Entertainment Inc | $359,000 | -9.1% | 8,431 | -7.1% | 0.02% | -13.6% |
| GPS | Sell | Gap Inc | $352,000 | +1.1% | 10,326 | -12.3% | 0.02% | -5.0% |
| K | Sell | Kellogg Co | $346,000 | -57.6% | 5,091 | -61.1% | 0.02% | -58.7% |
| GLD | Sell | SPDR Gold Trust | $354,000 | -50.6% | 2,862 | -51.5% | 0.02% | -53.7% |
| IWF | iShares Russell 1000 Growth Inrus 1000 grw etf | $351,000 | +7.7% | 2,607 | 0.0% | 0.02% | +5.6% | |
| DE | Deere & Co | $329,000 | +24.6% | 2,101 | 0.0% | 0.02% | +20.0% | |
| RDSA | Buy | Royal Dutch Shell PLC ADRspons adr a | $336,000 | +10.9% | 5,039 | +0.7% | 0.02% | +5.9% |
| J | Buy | Jacobs Engineering Group Inc | $328,000 | +21.0% | 4,980 | +6.9% | 0.02% | +20.0% |
| IVE | New | iShares S&P 500 Value ETFs&p 500 val etf | $333,000 | – | 2,918 | +100.0% | 0.02% | – |
| IWM | New | iShares Russell 2000 Index Funrussell 2000 etf | $325,000 | – | 2,134 | +100.0% | 0.02% | – |
| DVY | iShares DJ Select Dividend Indselect divid etf | $311,000 | +5.1% | 3,159 | 0.0% | 0.02% | 0.0% | |
| FLOT | Buy | iShares Floating Rate Bond Funfltg rate bd etf | $308,000 | +0.3% | 6,059 | +0.5% | 0.02% | 0.0% |
| EPD | Buy | Enterprise Products Partners L | $322,000 | +22.0% | 12,163 | +19.9% | 0.02% | +13.3% |
| ELLI | Ellie Mae Inc | $315,000 | +8.6% | 3,527 | 0.0% | 0.02% | +6.2% | |
| KHC | Kraft Heinz Co | $310,000 | +0.3% | 3,985 | 0.0% | 0.02% | -5.6% | |
| DUK | Buy | Duke Energy Corp | $320,000 | +2.2% | 3,806 | +2.1% | 0.02% | -5.6% |
| GIS | Sell | General Mills Inc | $320,000 | +8.8% | 5,401 | -4.8% | 0.02% | 0.0% |
| PCY | Powershares Emerging Markets Dsovereign debt | $318,000 | -0.6% | 10,752 | 0.0% | 0.02% | -5.6% | |
| CL | Sell | Colgate-Palmolive Co | $314,000 | -14.7% | 4,159 | -17.7% | 0.02% | -19.0% |
| UTX | Sell | United Technologies Corp | $296,000 | -2.0% | 2,320 | -10.8% | 0.02% | -5.9% |
| TRV | Buy | Travelers Cos Inc/The | $285,000 | +12.6% | 2,100 | +1.9% | 0.02% | +7.1% |
| PCAR | PACCAR Inc | $285,000 | -1.7% | 4,013 | 0.0% | 0.02% | -6.2% | |
| JPS | Buy | Nuveen Quality Preferred Incom | $286,000 | -1.7% | 28,080 | +0.5% | 0.02% | -11.8% |
| QQQ | Buy | PowerShares QQQ Trust ETFunit ser 1 | $273,000 | +12.3% | 1,754 | +5.0% | 0.02% | +7.1% |
| NSC | Buy | Norfolk Southern Corp | $281,000 | +10.2% | 1,937 | +0.4% | 0.02% | +7.1% |
| LRCX | Buy | Lam Research Corp | $280,000 | -0.4% | 1,523 | +0.4% | 0.02% | -6.2% |
| IBDB | iShares iBonds Mar 2018 Corpibonds mar18 etf | $270,000 | -0.4% | 10,566 | 0.0% | 0.02% | 0.0% | |
| IJR | Buy | iShares Core S&P Small-Cap ETFcore s&p scp etf | $273,000 | +10.5% | 3,558 | +6.8% | 0.02% | +7.1% |
| EEM | New | iShares MSCI Emerging Marketsmsci emg mkt etf | $275,000 | – | 5,837 | +100.0% | 0.02% | – |
| USB | US Bancorp | $284,000 | 0.0% | 5,293 | 0.0% | 0.02% | -6.2% | |
| PMX | Pimco Municipal Income Fund II | $278,000 | -2.1% | 23,979 | 0.0% | 0.02% | -6.2% | |
| GD | General Dynamics Corp | $266,000 | -1.1% | 1,309 | 0.0% | 0.01% | -6.7% | |
| MCK | Sell | McKesson Corp | $260,000 | -12.2% | 1,670 | -13.2% | 0.01% | -17.6% |
| O | Buy | Realty Income Corp | $243,000 | -0.4% | 4,263 | +0.0% | 0.01% | -7.1% |
| ANTM | Buy | Anthem Inc | $250,000 | +24.4% | 1,110 | +5.1% | 0.01% | +18.2% |
| BAX | Baxter International Inc | $236,000 | +3.1% | 3,648 | 0.0% | 0.01% | 0.0% | |
| RLI | RLI Corp | $246,000 | +6.0% | 4,051 | 0.0% | 0.01% | 0.0% | |
| KMB | Buy | Kimberly-Clark Corp | $232,000 | +12.6% | 1,926 | +9.9% | 0.01% | +8.3% |
| VRIG | Buy | PowerShares Variable Rate Invevar rat inv gr | $240,000 | +0.8% | 9,511 | +0.7% | 0.01% | -7.1% |
| IWO | New | iShares Russell 2000 Growth Inrus 2000 grw etf | $234,000 | – | 1,251 | +100.0% | 0.01% | – |
| FDX | New | FedEx Corp | $244,000 | – | 977 | +100.0% | 0.01% | – |
| NLY | Buy | Annaly Capital Management Inc | $247,000 | +10.8% | 20,736 | +13.2% | 0.01% | 0.0% |
| FTLS | First Trust Long/Short Equitylng/sht equity | $227,000 | +5.6% | 5,783 | 0.0% | 0.01% | 0.0% | |
| XLV | New | Health Care Select Sector SPDRsbi healthcare | $219,000 | – | 2,644 | +100.0% | 0.01% | – |
| ED | New | Consolidated Edison Inc | $200,000 | – | 2,355 | +100.0% | 0.01% | – |
| CYS | CYS Investments Inc | $201,000 | -6.9% | 25,000 | 0.0% | 0.01% | -8.3% | |
| VCSH | Vanguard Short Term Corporateshrt trm corp bd | $207,000 | -1.0% | 2,606 | 0.0% | 0.01% | -8.3% | |
| LUV | New | Southwest Airlines Co | $201,000 | – | 3,067 | +100.0% | 0.01% | – |
| CAT | Sell | Caterpillar Inc | $211,000 | -1.4% | 1,341 | -21.7% | 0.01% | -8.3% |
| AMLP | New | ALPS Alerian MLP ETFalerian mlp | $204,000 | – | 18,948 | +100.0% | 0.01% | – |
| EW | New | Edwards Lifesciences Corp | $211,000 | – | 1,873 | +100.0% | 0.01% | – |
| PBP | Powershares S&P 500 Buywrite Ps&p 500 buywrt | $207,000 | -3.3% | 9,641 | 0.0% | 0.01% | -8.3% | |
| BGT | Blackrock Floating Rate Income | $180,000 | -1.1% | 12,908 | 0.0% | 0.01% | 0.0% | |
| MCA | Blackrock Muniyield CA Insured | $193,000 | -4.9% | 13,165 | 0.0% | 0.01% | -16.7% | |
| JRO | Sell | Nuveen Floating Rate Income Op | $157,000 | -40.8% | 13,805 | -38.4% | 0.01% | -46.7% |
| NIQ | New | Nuveen Intermediate Duration Q | $145,000 | – | 11,228 | +100.0% | 0.01% | – |
| TICC | TICC Capital Corp | $144,000 | -16.3% | 25,126 | 0.0% | 0.01% | -20.0% | |
| ETJ | New | Eaton Vance Risk-Managed Diver | $116,000 | – | 12,000 | +100.0% | 0.01% | – |
| PMBC | Pacific Mercantile Bancorp | $110,000 | -4.3% | 12,568 | 0.0% | 0.01% | -14.3% | |
| NRO | Neuberger Berman Real Estate S | $87,000 | -1.1% | 15,771 | 0.0% | 0.01% | 0.0% | |
| CHW | Calamos Global Dynamic Income | $91,000 | +1.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| NCZ | Allianzgi Convertible & Income | $73,000 | 0.0% | 11,760 | 0.0% | 0.00% | 0.0% | |
| OCSL | New | Oaktree Specialty Lending Corp | $73,000 | – | 15,000 | +100.0% | 0.00% | – |
| MYND | MYnd Analytics Inc | $54,000 | -11.5% | 16,000 | 0.0% | 0.00% | 0.0% | |
| MCC | Medley Capital Corp | $52,000 | -13.3% | 10,000 | 0.0% | 0.00% | 0.0% | |
| JE | New | Just Energy Group Inc Com | $64,000 | – | 15,000 | +100.0% | 0.00% | – |
| UEC | Uranium Energy Corp | $34,000 | +30.8% | 19,000 | 0.0% | 0.00% | +100.0% | |
| TRX | Tanzanian Royalty Exploration | $33,000 | -13.2% | 117,371 | 0.0% | 0.00% | 0.0% | |
| KCAP | KCAP Financial Inc | $41,000 | -6.8% | 12,000 | 0.0% | 0.00% | 0.0% | |
| GNUS | Genius Brands International | $42,000 | -34.4% | 15,525 | 0.0% | 0.00% | -50.0% | |
| EGO | Eldorado Gold Corp | $16,000 | -36.0% | 11,330 | 0.0% | 0.00% | 0.0% | |
| CWSA | Citi A Warrants Exp 01/04/19*w exp 01/04/201 | $19,000 | +850.0% | 18,985 | 0.0% | 0.00% | – | |
| CTRV | Contravir Pharmaceuticals Inc | $4,000 | -20.0% | 10,000 | 0.0% | 0.00% | – | |
| OBE | Exit | Obsidian Energy Ltd | $0 | – | -46,000 | -100.0% | -0.00% | – |
| FSC | Exit | Fifth Street Finance Corp | $0 | – | -15,000 | -100.0% | -0.01% | – |
| TRVG | Exit | Trivago NV ADR | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ESNT | Exit | Essent Group Ltd | $0 | – | -5,000 | -100.0% | -0.01% | – |
| ARR | Exit | Armour Residential REIT Inc | $0 | – | -7,500 | -100.0% | -0.01% | – |
| HEDJ | Exit | WisdomTree Europe Hedged Equiteurope hedged eq | $0 | – | -3,280 | -100.0% | -0.01% | – |
| DHR | Exit | Danaher Corp | $0 | – | -2,450 | -100.0% | -0.01% | – |
| ALK | Exit | Alaska Air Group | $0 | – | -3,000 | -100.0% | -0.01% | – |
| NVS | Exit | Novartis AGsponsored adr | $0 | – | -2,757 | -100.0% | -0.01% | – |
| PCG | Exit | PG&E Corp | $0 | – | -4,302 | -100.0% | -0.02% | – |
| BX | Exit | Blackstone Group LP | $0 | – | -10,347 | -100.0% | -0.02% | – |
| MSGS | Exit | Madison Square Garden Co/Thecl a | $0 | – | -1,835 | -100.0% | -0.02% | – |
| P | Exit | Pandora Media Inc | $0 | – | -53,400 | -100.0% | -0.02% | – |
| 3106PS | Exit | Delphi Automotive PLC | $0 | – | -4,335 | -100.0% | -0.02% | – |
| TRIP | Exit | TripAdvisor Inc | $0 | – | -12,688 | -100.0% | -0.03% | – |
| LGFB | Exit | Lions Gate Entertainment Classcl b non vtg | $0 | – | -17,909 | -100.0% | -0.03% | – |
| SINA | Exit | SINA Corp Chinaord | $0 | – | -5,000 | -100.0% | -0.03% | – |
| DFS | Exit | Discover Financial Services | $0 | – | -10,770 | -100.0% | -0.04% | – |
| GRUB | Exit | Grubhub Inc | $0 | – | -40,178 | -100.0% | -0.12% | – |
| LVLT | Exit | Level 3 Communications Inc | $0 | – | -972,291 | -100.0% | -2.94% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 42 | Q3 2023 | 17.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 3.9% |
| UNITED PARCEL SERVICE INC | 42 | Q3 2023 | 3.9% |
| PHILIP MORRIS INTL INC | 42 | Q3 2023 | 3.8% |
| Walt Disney Co/The | 42 | Q3 2023 | 3.0% |
| Johnson & Johnson Com | 42 | Q3 2023 | 4.6% |
| PFIZER INC | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 3.2% |
| BlackRock Inc Co | 42 | Q3 2023 | 2.5% |
| QUALCOMM INC | 42 | Q3 2023 | 3.7% |
View FIRST FOUNDATION ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| TANDY LEATHER FACTORY INC | August 04, 2023 | 826,712 | 10.0% |
| VIDLER WATER RESOURCES, INC. | August 16, 2021 | 914,315 | 5.0% |
| PICO HOLDINGS INC /NEW | November 12, 2020 | 933,765 | 5.0% |
| PCM FUND, INC. | February 14, 2018 | 571,013 | 4.9% |
| Rexford Industrial Realty, Inc. | June 13, 2016 | 2,588,423 | 4.7% |
View FIRST FOUNDATION ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-15 |
| 13F-HR | 2023-08-14 |
| SC 13D | 2023-08-04 |
| SC 13D | 2023-05-25 |
| 13F-HR | 2023-05-12 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| SC 13G/A | 2022-08-19 |
View FIRST FOUNDATION ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.