FIRST FOUNDATION ADVISORS - Q3 2016 holdings

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$1.45 Billion is the total value of FIRST FOUNDATION ADVISORS's 332 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 27.4% .

All

			Value		Shares		↓ Weighting
MSFT	Sell	Microsoft Corp	$77,796,000	+3.6%	1,350,632	-7.9%	5.38%	-0.1%
VER	Sell	Vereit, Inc.	$72,760,000	+0.7%	7,016,364	-1.6%	5.03%	-3.0%
BRKB	Buy	Berkshire Hathaway Inc Cl Bcl b new	$54,128,000	+16.2%	374,667	+16.5%	3.74%	+12.0%
PFE	Sell	Pfizer Inc	$46,846,000	-6.9%	1,383,105	-3.2%	3.24%	-10.3%
PM	Sell	Philip Morris International In	$40,426,000	-5.7%	415,815	-1.4%	2.80%	-9.2%
UPS	Sell	United Parcel Service Inccl b	$32,843,000	-0.8%	300,324	-2.2%	2.27%	-4.4%
GPT	Sell	Gramercy Property Trust Inc	$32,012,000	+2.5%	3,320,733	-2.0%	2.21%	-1.2%
DEO	Sell	Diageo PLCspon adr new	$31,782,000	-3.1%	273,888	-5.7%	2.20%	-6.6%
MINT	Buy	Pimco Enhanced Short Maturityenhan shrt ma ac	$28,929,000	+2065.3%	285,268	+2060.6%	2.00%	+1983.3%
JNJ	Sell	Johnson & Johnson Com	$28,276,000	-4.6%	239,362	-2.0%	1.96%	-8.0%
MNKKQ	New	Mallinckrodt Inc/NY	$28,042,000	–	401,860	+100.0%	1.94%	–
MO	Sell	Altria Group Inc	$27,007,000	-9.3%	427,131	-1.1%	1.87%	-12.6%
BK	Sell	Bank of New York Mellon Co	$26,459,000	-0.0%	663,467	-2.6%	1.83%	-3.6%
MRK	Sell	Merck & Co Inc New Com	$26,425,000	+6.2%	423,408	-2.0%	1.83%	+2.3%
MDT	Sell	Medtronic PLC	$26,173,000	-2.3%	302,931	-1.9%	1.81%	-5.9%
ORCL	Sell	Oracle Corp	$25,855,000	-9.8%	658,235	-6.0%	1.79%	-13.0%
BLK	Sell	BlackRock Inc Co	$25,742,000	+3.9%	71,021	-1.8%	1.78%	+0.1%
AGN	Buy	Allergan PLC	$25,586,000	+3.8%	111,095	+4.1%	1.77%	0.0%
WFC	Sell	Wells Fargo & Co	$25,019,000	-8.0%	565,021	-1.7%	1.73%	-11.4%
REXR	Sell	Rexford Industrial Realty Inc	$24,700,000	-32.7%	1,079,058	-38.0%	1.71%	-35.1%
LVLT	Buy	Level 3 Communications Inc	$23,070,000	-8.4%	497,426	+1.6%	1.60%	-11.8%
GOOG	Sell	Alphabet Inc Class Ccap stk ck c	$22,719,000	+11.9%	29,227	-0.3%	1.57%	+7.8%
CMCSA	Sell	Comcast Corpcl a	$22,466,000	-0.2%	338,653	-1.9%	1.55%	-3.8%
GS	Buy	Goldman Sachs Group Inc	$21,649,000	+74.9%	134,238	+61.1%	1.50%	+68.6%
LVS	Sell	Las Vegas Sands Corp	$21,553,000	+23.3%	374,568	-6.8%	1.49%	+18.7%
STWD	Buy	Starwood Property Trust Inc	$21,052,000	+10.5%	934,828	+1.7%	1.46%	+6.5%
BUD	Sell	Anheuser-Busch InBev NVsponsored adr	$18,623,000	-0.5%	141,716	-0.3%	1.29%	-4.1%
BTI	Sell	British American Tobacco PLCsponsored adr	$18,534,000	-3.1%	145,196	-1.7%	1.28%	-6.6%
QCOM	Sell	QUALCOMM Inc	$18,272,000	+13.5%	266,742	-11.3%	1.26%	+9.3%
MDLZ	Sell	Mondelez International Inccl a	$18,027,000	-8.5%	410,648	-5.2%	1.25%	-11.8%
IBM	Sell	International Business Machine	$17,756,000	+4.2%	111,779	-0.4%	1.23%	+0.5%
RSG	Sell	Republic Services Inc	$17,342,000	-3.3%	343,740	-1.7%	1.20%	-6.8%
LYV	Sell	Live Nation Entertainment Inc	$16,782,000	+8.7%	610,702	-7.1%	1.16%	+4.7%
FOXA	Buy	Twenty First Centy Fox Cl Acl a	$16,119,000	+72.2%	665,537	+92.3%	1.12%	+65.9%
NLSN	Sell	Nielsen Holdings PLC	$15,118,000	+1.4%	282,209	-1.6%	1.04%	-2.3%
DOW	Buy	Dow Chemical Co	$14,805,000	+37.2%	285,650	+31.6%	1.02%	+32.3%
DIS	Sell	Walt Disney Co	$14,068,000	-8.1%	151,498	-3.2%	0.97%	-11.5%
MON	Buy	Monsanto Co	$13,706,000	+3.4%	134,110	+4.6%	0.95%	-0.3%
OXY	Buy	Occidental Petroleum Corp	$12,208,000	+5.3%	167,414	+9.1%	0.84%	+1.4%
OAK	Sell	Oaktree Capital Group LLCunit cl a	$11,772,000	-6.6%	277,638	-1.4%	0.81%	-10.0%
PICO	Sell	PICO Holdings Inc	$11,230,000	+23.5%	952,520	-0.9%	0.78%	+19.2%
PCI	Sell	PIMCO Dynamic Credit Income Fu	$10,678,000	-6.4%	523,687	-12.2%	0.74%	-9.9%
GILD	Buy	Gilead Sciences Inc	$10,116,000	+17.1%	127,854	+23.5%	0.70%	+12.9%
JQC	Sell	Nuveen Credit Strategies Incom	$9,632,000	-7.8%	1,135,851	-12.1%	0.67%	-11.1%
DSL	Sell	Doubleline Income Solutions Cl	$9,278,000	-4.9%	484,492	-8.9%	0.64%	-8.3%
PFN	Sell	Pimco Income Strategy Fund II	$8,833,000	-10.1%	926,882	-13.2%	0.61%	-13.3%
SBUX	Buy	Starbucks Corp	$8,089,000	-4.8%	149,404	+0.4%	0.56%	-8.4%
PCM	Sell	PCM Fund Inc	$8,044,000	-10.1%	804,452	-12.6%	0.56%	-13.4%
AAPL	Sell	Apple Inc	$7,745,000	+4.0%	68,507	-12.0%	0.54%	+0.4%
LDP	Sell	Cohen & Steers Limited Duratio	$7,546,000	-4.9%	300,273	-8.1%	0.52%	-8.3%
JPC	Sell	Nuveen Preferred Income Opport	$5,810,000	-4.8%	579,823	-4.8%	0.40%	-8.2%
BTZ	Sell	BlackRock Credit Allocation In	$5,456,000	-8.1%	408,673	-10.4%	0.38%	-11.5%
TEVA	Buy	Teva Pharmaceutical Industriesadr	$5,367,000	-5.9%	116,655	+2.7%	0.37%	-9.3%
NBB	Sell	Nuveen Build America Bond Fund	$5,288,000	-15.6%	233,133	-15.1%	0.37%	-18.5%
HYG	Buy	iShares Iboxx High Yield Corpoibox hi yd etf	$5,214,000	+61.5%	59,756	+56.8%	0.36%	+55.6%
NZF	Buy	Nuveen Enhanced Municipal Cred	$5,044,000	+14.0%	320,474	+15.3%	0.35%	+9.7%
DRA	Buy	Diversified Real Asset Income	$5,020,000	+8.0%	291,189	+3.7%	0.35%	+4.2%
AGNPRA	Buy	Allergan plc, 5.50%pfd conv ser a	$4,975,000	+64.0%	6,056	+66.5%	0.34%	+57.8%
NVG	Buy	Nuveen Enhanced AMT-Free Muni	$4,871,000	+8.6%	303,090	+9.9%	0.34%	+4.7%
EVV	Buy	Eaton Vance Limited Duration I	$4,830,000	+2.2%	352,319	+0.1%	0.33%	-1.5%
FRA	Buy	Blackrock Floating Rate Income	$4,776,000	+5.8%	344,559	+0.3%	0.33%	+1.9%
XOM	Buy	Exxon Mobil Corp	$4,726,000	+15.6%	54,152	+24.1%	0.33%	+11.6%
BLW	Buy	Blackrock Ltd Duration	$4,644,000	+3.7%	299,243	+1.9%	0.32%	0.0%
PTY	Sell	Pimco Corporate Opportunity Fu	$4,585,000	-24.4%	313,808	-27.1%	0.32%	-27.1%
STRZA	New	Starz	$4,491,000	–	144,012	+100.0%	0.31%	–
BHK	Buy	BlackRock Core Bond Trust	$4,462,000	+5.2%	313,997	+3.4%	0.31%	+1.6%
ROIC	Sell	Retail Opportunity Investments	$4,119,000	-32.8%	187,555	-33.7%	0.28%	-35.2%
BIIB	Sell	Biogen Idec Inc	$4,113,000	-11.1%	13,140	-31.3%	0.28%	-14.5%
VOO		Vanguard S&P 500 ETF	$3,942,000	+3.4%	19,841	0.0%	0.27%	-0.4%
SPY	Sell	Spdr S&P 500 Etf Tr Tr Unittr unit	$3,753,000	-1.5%	17,353	-4.6%	0.26%	-5.1%
KO	Sell	Coca Cola Inc	$3,755,000	-8.7%	88,738	-2.2%	0.26%	-11.9%
BRKA	Sell	Berkshire Hathaway CL Acl a	$3,676,000	-10.8%	17	-10.5%	0.25%	-14.2%
BBN	Buy	Blackrock Build America Bond T	$3,351,000	+12.8%	139,780	+14.7%	0.23%	+8.9%
WYNN	Buy	Wynn Resorts Ltd	$3,119,000	+18.4%	32,019	+10.1%	0.22%	+14.3%
PDI	Sell	PIMCO Dynamic Income Fund	$3,114,000	-21.6%	109,330	-24.1%	0.22%	-24.6%
FTDCQ	Buy	FTD Companies, Inc	$3,036,000	-12.5%	147,601	+6.2%	0.21%	-15.7%
JPS	Buy	Nuveen Quality Preferred Incom	$2,987,000	+27.1%	311,435	+22.5%	0.21%	+22.5%
MMT	Buy	MFS Multi-Marketsh ben int	$2,866,000	+55.5%	470,679	+54.5%	0.20%	+50.0%
ERC	Buy	Wells Fargo Multi-Sector Incomwf mlt sectr inc	$2,866,000	+44.0%	221,004	+40.5%	0.20%	+38.5%
HYB	Buy	New America High Income Fund	$2,852,000	+56.4%	309,648	+45.1%	0.20%	+50.4%
VO		Vanguard Mid Cap ETFmid cap etf	$2,824,000	+4.7%	21,819	0.0%	0.20%	+0.5%
JRO	Buy	Nuveen Floating Rate Income Op	$2,747,000	+64.0%	248,372	+52.1%	0.19%	+58.3%
FCT	New	First Trust Senior Floating Ra	$2,725,000	–	199,354	+100.0%	0.19%	–
ITOT	Buy	iShares Core S&P Total US Stoccore s&p ttl stl	$2,688,000	+2.7%	54,271	+97.5%	0.19%	-1.1%
BOI	Buy	Brookfield Mortgage Opportunit	$2,657,000	+56.1%	177,165	+54.8%	0.18%	+50.8%
BIT	Buy	Blackrock Multi-Sector Income	$2,664,000	+135.8%	156,091	+128.5%	0.18%	+127.2%
CELG	Buy	Celgene Corp	$2,596,000	+7.6%	24,838	+1.6%	0.18%	+4.0%
VNQ	Buy	Vanguard REIT ETFreit etf	$2,569,000	-2.0%	29,620	+0.2%	0.18%	-5.3%
SJNK		SPDR BarCap ST High Yield Bondsht trm hgh yld	$2,521,000	+2.6%	91,053	0.0%	0.17%	-1.1%
NCA	Sell	Nuveen CA Muni Value Fund	$2,463,000	-21.8%	218,371	-22.4%	0.17%	-24.8%
AREPRD	Sell	Alexandria Real Est Pfd Conv Series D 7%pfd conv ser d	$2,290,000	-5.6%	64,958	-8.7%	0.16%	-9.2%
FB	Buy	Facebook Inccl a	$2,243,000	+36.9%	17,489	+22.0%	0.16%	+31.4%
AON	Sell	Aon plc	$2,143,000	+2.5%	19,047	-0.5%	0.15%	-1.3%
ARE	Sell	Alexandria Real Estate Equitie	$2,131,000	-23.8%	19,590	-27.5%	0.15%	-26.9%
PEP	Sell	PepsiCo Inc	$2,104,000	-5.6%	19,340	-8.1%	0.14%	-9.4%
LBTYA	Buy	Liberty Global Inc	$2,041,000	+43.9%	59,738	+22.4%	0.14%	+38.2%
BTT	Buy	Blackrock Target Trm Tr	$1,983,000	+38.9%	81,740	+38.5%	0.14%	+34.3%
AVGO	Buy	Broadcom Ltd	$1,961,000	+41.2%	11,369	+27.2%	0.14%	+36.0%
GOOGL	Sell	Alphabet Inc Class Acap stk cl a	$1,899,000	+4.8%	2,362	-8.3%	0.13%	+0.8%
AMZN	Buy	Amazon.com Inc	$1,898,000	+28.8%	2,267	+10.0%	0.13%	+23.6%
BFB	Buy	Brown Forman Corp Class B Withcl b	$1,897,000	-8.0%	39,997	+93.4%	0.13%	-11.5%
LOW	New	Lowe's Cos Inc	$1,858,000	–	25,727	+100.0%	0.13%	–
CSCO	Buy	Cisco Systems Inc	$1,826,000	+12.3%	57,566	+1.6%	0.13%	+7.7%
CVX	Buy	Chevron Corp	$1,798,000	+8.9%	17,470	+10.9%	0.12%	+5.1%
BMY	Buy	Bristol Myers Squibb Co	$1,783,000	-24.9%	33,071	+2.4%	0.12%	-27.6%
MJN	Sell	Mead Johnson Nutrition Co	$1,722,000	-31.4%	21,798	-21.3%	0.12%	-33.9%
PG	Sell	Procter & Gamble Co	$1,711,000	-8.5%	19,068	-13.6%	0.12%	-11.9%
EOT	Buy	Eaton Vance National Muni	$1,686,000	+4.3%	72,283	+3.1%	0.12%	+0.9%
	Sell	Flaherty and Crumrine Dynamic	$1,656,000	+0.9%	65,801	-2.8%	0.12%	-2.5%
LGF	Sell	Lions Gate Entertainment Corp	$1,643,000	-52.0%	82,218	-51.4%	0.11%	-53.7%
FOX	Buy	Fox Entertainment Group Inccl b	$1,635,000	+5.3%	66,102	+16.0%	0.11%	+1.8%
TWX	Sell	Time Warner Inc	$1,552,000	+1.9%	19,492	-5.9%	0.11%	-1.8%
AJX	Sell	Great AJAX Corp	$1,539,000	-17.1%	112,734	-15.7%	0.11%	-20.3%
PYPL	Sell	PayPal Holdings Inc	$1,515,000	-13.2%	36,972	-22.6%	0.10%	-16.0%
UNH	Buy	UnitedHealth Group Inc	$1,508,000	0.0%	10,769	+0.9%	0.10%	-3.7%
TWLO	Buy	Twilio Inccl a	$1,450,000	+278.6%	22,534	+114.6%	0.10%	+270.4%
SCHW	Sell	Charles Schwab Corp/The	$1,419,000	+24.4%	44,953	-0.3%	0.10%	+19.5%
VIOO		Vanguard S&P Small-Cap 600 ETFsmllcp 600 idx	$1,409,000	+7.3%	12,480	0.0%	0.10%	+3.2%
INTC	Sell	Intel Corp	$1,285,000	+14.8%	34,035	-0.2%	0.09%	+11.2%
UN	Buy	Unilever NV	$1,282,000	+82.1%	27,814	+85.4%	0.09%	+74.5%
T	Buy	AT&T Inc	$1,294,000	+34.8%	31,873	+43.4%	0.09%	+29.0%
CCEP		Coca-Cola European Partners PL	$1,202,000	+11.8%	30,115	0.0%	0.08%	+7.8%
TOTL	Buy	DoubleLine Total Return Tacticspdr tr tactic	$1,205,000	+14.9%	24,016	+14.3%	0.08%	+10.7%
IVV	Sell	iShares S&P 500 Index Fundcore s&p500 etf	$1,181,000	-3.0%	5,428	-6.1%	0.08%	-5.7%
GE	Buy	General Electric Co	$1,171,000	+18.2%	39,522	+25.6%	0.08%	+14.1%
LUK	Sell	Leucadia National Corp	$1,178,000	+8.6%	61,862	-1.2%	0.08%	+3.8%
GM	Buy	General Motors Co	$1,150,000	+123.3%	36,203	+98.9%	0.08%	+116.2%
IQI	Buy	Invesco Quality Municipal Inco	$1,132,000	+161.4%	82,001	+161.7%	0.08%	+151.6%
BA	Buy	Boeing Co	$1,090,000	+5.2%	8,277	+3.7%	0.08%	+1.4%
ETX	Buy	Eaton Vance Municipal Incm 202	$1,075,000	+174.9%	50,775	+176.2%	0.07%	+164.3%
BOFI		Bofi Holding Inc	$1,075,000	+26.5%	48,000	0.0%	0.07%	+21.3%
MCD	Buy	McDonald's Corp	$1,062,000	+5.7%	9,209	+10.3%	0.07%	+1.4%
MUC	Buy	Blackrock Muniholdings CA Insu	$1,027,000	+4.8%	64,058	+6.5%	0.07%	+1.4%
PRU		Prudential Financial Inc	$1,014,000	+14.4%	12,419	0.0%	0.07%	+9.4%
EVG	Sell	Eaton Vance Short Duration	$1,007,000	-75.3%	73,455	-75.7%	0.07%	-76.1%
O	Buy	Realty Income Corp	$1,007,000	+16.4%	15,047	+20.7%	0.07%	+12.9%
SLB	Buy	Schlumberger Ltd	$996,000	+15.0%	12,667	+15.6%	0.07%	+11.3%
UCP	Sell	UCP Inc CL Acl a	$996,000	-22.1%	113,043	-29.1%	0.07%	-25.0%
WBA	Buy	Walgreens Boots Alliance Inc	$990,000	+204.6%	12,274	+214.7%	0.07%	+195.7%
COST	Buy	Costco Wholesale Corp	$988,000	+19.5%	6,480	+23.1%	0.07%	+15.3%
NTES	Buy	NetEase Incsponsored adr	$979,000	+65.1%	4,068	+32.6%	0.07%	+58.1%
GNL		Global Net Lease, Inc.	$936,000	+2.7%	114,647	0.0%	0.06%	0.0%
VGR	Buy	Vector Group Ltd	$928,000	+1.2%	43,117	+5.4%	0.06%	-3.0%
PFL	Sell	Pimco Income Strategy Fund	$891,000	-1.0%	83,357	-4.9%	0.06%	-4.6%
ILMN	Sell	Illumina Inc	$895,000	+21.8%	4,927	-5.9%	0.06%	+17.0%
TEI	Sell	Templeton Emerging Markets Inc	$899,000	-32.8%	81,687	-36.0%	0.06%	-35.4%
ATVI	Buy	Activision Blizzard Inc	$873,000	+16.6%	19,715	+4.3%	0.06%	+11.1%
DBL	Sell	Doubleline Opportunistic Credi	$871,000	-4.7%	33,906	-0.7%	0.06%	-9.1%
ABBV	Buy	AbbVie Inc.	$824,000	+6.2%	13,062	+4.3%	0.06%	+1.8%
AYI	Buy	Acuity Brands Inc	$824,000	+67.8%	3,114	+57.3%	0.06%	+62.9%
NEA	Buy	Nuveen Amt-Free Municipal Inco	$817,000	+117.3%	55,976	+123.5%	0.06%	+107.4%
TJX	Sell	TJX Cos Inc	$805,000	-96.4%	10,763	-96.3%	0.06%	-96.5%
HD	Sell	Home Depot Inc/The	$789,000	-7.4%	6,134	-8.1%	0.06%	-9.8%
EBAY	Buy	eBay Inc	$769,000	+54.4%	23,374	+9.9%	0.05%	+47.2%
MNST	Buy	Monster Beverage Corp	$757,000	-5.6%	5,156	+3.3%	0.05%	-10.3%
MMM	Buy	3M Co Com	$733,000	+1.8%	4,161	+1.2%	0.05%	-1.9%
NVDA	New	NVIDIA Corp	$736,000	–	10,739	+100.0%	0.05%	–
AMGN	Sell	Amgen Inc	$724,000	-35.0%	4,340	-40.7%	0.05%	-37.5%
COR	Buy	Coresite Realty Corp	$698,000	-16.4%	9,428	+0.2%	0.05%	-20.0%
LUMN	Buy	CenturyLink Inc	$675,000	+31.3%	24,600	+38.9%	0.05%	+27.0%
JMBA	Buy	Jamba Inc	$665,000	+39.1%	60,900	+31.0%	0.05%	+35.3%
EIX	Buy	Edison International	$654,000	+51.7%	9,058	+63.3%	0.04%	+45.2%
PSA	Sell	Public Storage	$647,000	-13.6%	2,901	-1.0%	0.04%	-16.7%
RIV	Buy	Rivernorth Opportunities Fund	$650,000	+9.8%	32,748	+5.0%	0.04%	+7.1%
D	Sell	Dominion Resources Inc/VA	$650,000	-13.8%	8,746	-9.6%	0.04%	-16.7%
CPRT	Buy	Copart Inc	$639,000	+22.2%	11,931	+11.8%	0.04%	+15.8%
SWKS	Sell	Skyworks Solutions Inc	$642,000	+5.1%	8,435	-12.6%	0.04%	0.0%
WMT	Buy	Wal-Mart Stores Inc	$634,000	+51.0%	8,791	+52.8%	0.04%	+46.7%
TOL	Buy	Toll Brothers Inc	$640,000	+83.4%	21,440	+65.5%	0.04%	+76.0%
MSI	New	Motorola Solutions Inc	$636,000	–	8,335	+100.0%	0.04%	–
ZTS	Sell	Zoetis Inc.cl a	$640,000	-15.1%	12,311	-22.5%	0.04%	-18.5%
QTS		QTS Realty Trust Inc	$620,000	-5.6%	11,736	0.0%	0.04%	-8.5%
CMRE	Buy	Costamare Inc Shs	$607,000	+216.1%	66,460	+165.8%	0.04%	+200.0%
ALEX	Sell	Alexander & Baldwin Inc	$614,000	-21.0%	15,993	-25.6%	0.04%	-25.0%
BMRN		BioMarin Pharmaceutical Inc	$606,000	+18.8%	6,550	0.0%	0.04%	+13.5%
LOCK		Lifelock Inc Com	$612,000	+7.0%	36,187	0.0%	0.04%	+2.4%
VMC	New	Vulcan Materials Co	$603,000	–	5,300	+100.0%	0.04%	–
TAP	Buy	Molson Coors Brewing Cocl b	$587,000	+26.2%	5,350	+16.4%	0.04%	+24.2%
EMR	Buy	Emerson Electric Co	$588,000	+42.7%	10,796	+36.7%	0.04%	+36.7%
LLY	Buy	Eli Lilly & Co	$580,000	+3.2%	7,232	+1.4%	0.04%	0.0%
ACN	New	Accenture PLC	$574,000	–	4,701	+100.0%	0.04%	–
DVY	Sell	iShares DJ Select Dividend Indselect divid etf	$578,000	-47.5%	6,747	-47.8%	0.04%	-49.4%
CCK	Buy	Crown Holdings Inc	$560,000	+26.1%	9,801	+11.8%	0.04%	+21.9%
VZ	Sell	Verizon Communications Inc	$560,000	-7.6%	10,777	-0.7%	0.04%	-9.3%
ABC		AmerisourceBergen Corp	$551,000	+1.8%	6,821	0.0%	0.04%	-2.6%
LGIH	New	LGI Homes Inc	$553,000	–	15,000	+100.0%	0.04%	–
GLD	Buy	SPDR Gold Trust	$545,000	+0.2%	4,336	+0.8%	0.04%	-2.6%
F	Buy	Ford Motor Co	$545,000	+124.3%	45,129	+133.5%	0.04%	+123.5%
EDU	New	New Oriental Education & Technspon adr	$529,000	–	11,400	+100.0%	0.04%	–
OKE	Sell	ONEOK Inc	$530,000	-53.1%	10,315	-56.7%	0.04%	-54.3%
DLR	Sell	Digital Realty Trust Inc	$534,000	-15.5%	5,495	-5.2%	0.04%	-17.8%
PML		Pimco Municipal Income Fund II	$525,000	-2.2%	38,445	0.0%	0.04%	-7.7%
EFA	Buy	iShares MSCI Eafe Index Fundmsci eafe etf	$518,000	+78.0%	8,765	+68.0%	0.04%	+71.4%
NFLX	New	Netflix Inc	$525,000	–	5,329	+100.0%	0.04%	–
EQIX		Equinix Inc	$506,000	-7.2%	1,405	0.0%	0.04%	-10.3%
DFT		DuPont Fabros Technology, Inc.	$507,000	-13.2%	12,290	0.0%	0.04%	-16.7%
VEEV	New	Veeva Systems Inc	$495,000	–	12,000	+100.0%	0.03%	–
LN	New	Line Corpsponsored adr	$484,000	–	10,000	+100.0%	0.03%	–
MSGS	Buy	Madison Square Garden Co/Thecl a	$463,000	+9.7%	2,733	+11.8%	0.03%	+6.7%
ABT	Buy	Abbott Laboratories	$459,000	+14.2%	10,844	+6.0%	0.03%	+10.3%
LEN	Buy	Lennar Corpcl a	$463,000	+46.1%	10,943	+59.2%	0.03%	+39.1%
KHC	Buy	Kraft Heinz Co.	$458,000	+1.6%	5,113	+0.3%	0.03%	0.0%
CL	Buy	Colgate-Palmolive Co	$469,000	+118.1%	6,326	+115.0%	0.03%	+113.3%
JPM	Buy	JPMorgan Chase & Co	$470,000	+15.5%	7,052	+7.7%	0.03%	+10.3%
LYTS	New	LSI Industries Inc	$449,000	–	40,000	+100.0%	0.03%	–
MBBYF	New	Mobileye	$454,000	–	10,670	+100.0%	0.03%	–
LILA	New	Liberty Global LiLAC Group - C	$452,000	–	16,390	+100.0%	0.03%	–
STZ	New	Constellation Brands Inccl a	$432,000	–	2,595	+100.0%	0.03%	–
YHOO		Yahoo! Inc	$436,000	+14.7%	10,106	0.0%	0.03%	+11.1%
AAP	Sell	Advance Auto Parts Inc	$439,000	-13.1%	2,942	-5.8%	0.03%	-16.7%
GBCI		Glacier Bancorp Inc	$437,000	+7.4%	15,306	0.0%	0.03%	+3.4%
LMT	Sell	Lockheed Martin Corp	$415,000	-46.9%	1,730	-45.1%	0.03%	-48.2%
UTX	Buy	United Technologies Corp	$421,000	+54.8%	4,139	+56.2%	0.03%	+45.0%
SYY	Sell	Sysco Corp	$399,000	-4.5%	8,148	-1.2%	0.03%	-6.7%
MMP		Magellan Midstream Partners LP	$400,000	-7.0%	5,655	0.0%	0.03%	-9.7%
HON	Buy	Honeywell International Inc	$393,000	+19.8%	3,369	+19.3%	0.03%	+12.5%
NOV	Sell	National Oilwell Varco Inc	$392,000	+8.6%	10,658	-0.8%	0.03%	+3.8%
PSEC	Sell	Prospect Capital Corp	$388,000	+3.2%	47,888	-0.5%	0.03%	0.0%
EFAV		iShares MSCI EAFE Minimum Volaeafe min vol etf	$396,000	+1.8%	5,861	0.0%	0.03%	-3.6%
WFCPRL	New	Wells Fargo & Co New Pfdperp pfd cnv a	$390,000	–	300	+100.0%	0.03%	–
IEFA	Sell	ishares Core MSCI EAFE ETFcore msci eafe	$379,000	-4.8%	6,876	-10.4%	0.03%	-10.3%
FCAU	New	Fiat Chrysler Automobiles NV	$371,000	–	58,000	+100.0%	0.03%	–
ROK	Sell	Rockwell Automation Inc	$371,000	-0.5%	3,033	-6.6%	0.03%	-3.7%
COL		Rockwell Collins Inc	$380,000	-0.8%	4,500	0.0%	0.03%	-3.7%
DTD		WisdomTree Total Dividend Fundtotal divid fd	$375,000	+1.9%	4,800	0.0%	0.03%	0.0%
MU	New	Micron Technology Inc	$356,000	–	20,000	+100.0%	0.02%	–
ECL	Sell	Ecolab Inc	$349,000	-43.0%	2,870	-44.4%	0.02%	-45.5%
TRV		Travelers Cos Inc/The	$345,000	-3.9%	3,015	0.0%	0.02%	-7.7%
PCY		Powershares Emerging Markets Dsovereign debt	$326,000	+3.8%	10,628	0.0%	0.02%	0.0%
EPD		Enterprise Prods Partners L P	$311,000	-5.8%	11,273	0.0%	0.02%	-8.3%
NVS	Buy	Novartis AGsponsored adr	$312,000	-2.8%	3,954	+1.7%	0.02%	-4.3%
VCSH		Vanguard Short Term Corporateshtrm gvt bd etf	$301,000	-0.3%	3,741	0.0%	0.02%	-4.5%
SRE	Sell	Sempra Energy	$302,000	-20.1%	2,816	-15.1%	0.02%	-22.2%
PMX	Sell	Pimco Municipal Income Fund II	$307,000	-51.1%	23,979	-50.8%	0.02%	-53.3%
RTN	Sell	Raytheon Co	$302,000	-4.7%	2,217	-4.8%	0.02%	-8.7%
NAD	New	Nuveen Dividend Advantage Muni	$296,000	–	19,646	+100.0%	0.02%	–
TYG	Buy	Tortoise Energy Infrastructure	$296,000	+32.1%	9,622	+32.4%	0.02%	+25.0%
BAC	Buy	Bank of America Corp	$287,000	+20.6%	18,320	+2.0%	0.02%	+17.6%
IWF		iShares Russell 1000 Growth Inrus 1000 grw etf	$272,000	+3.8%	2,607	0.0%	0.02%	0.0%
DSI	Buy	iShares MSCI KLD 400 Social Idmsci kld400 soc	$278,000	+31.1%	3,450	+25.9%	0.02%	+26.7%
FLOT		iShares Floating Rate Note Funfltg rate bd etf	$271,000	0.0%	5,346	0.0%	0.02%	0.0%
IBDB	Buy	iShares iBonds Mar 2018 Corp2018 cp tm etf	$269,000	-0.4%	10,480	+300.0%	0.02%	0.0%
RLI		RLI Corp	$277,000	-0.7%	4,051	0.0%	0.02%	-5.0%
3106PS	New	Delphi Automotive PLC	$279,000	–	3,911	+100.0%	0.02%	–
BOND		PIMCO Total Return ETFttl rtn actv etf	$273,000	+0.7%	2,525	0.0%	0.02%	0.0%
NEE	Sell	NextEra Energy Inc	$270,000	-23.1%	2,207	-18.1%	0.02%	-24.0%
CVS	Buy	CVS Caremark Corp	$261,000	0.0%	2,930	+7.6%	0.02%	-5.3%
NBD	Sell	Nuveen Build America Bond Oppo	$264,000	-63.0%	11,591	-63.2%	0.02%	-64.7%
AGG	Sell	Ishares Lehman Aggregatecore us aggbd et	$265,000	-7.3%	2,359	-7.1%	0.02%	-14.3%
CI	Sell	Cigna Corp	$257,000	-25.1%	1,973	-26.3%	0.02%	-28.0%
SIMO	New	Silicon Motion Technology Corpsponsored adr	$259,000	–	5,000	+100.0%	0.02%	–
PCG	Buy	PG&E Corp	$258,000	-4.1%	4,225	+0.4%	0.02%	-5.3%
EIM	New	Eaton Vance Municipal Bond Fun	$251,000	–	18,450	+100.0%	0.02%	–
SPE		Special Opportunities Fund Inc	$250,000	+8.7%	16,744	0.0%	0.02%	0.0%
ENLK		Enlink Midstream Partners LP	$248,000	+6.4%	14,000	0.0%	0.02%	0.0%
CEV	New	Eaton Vance California Municipsh ben int	$239,000	–	17,283	+100.0%	0.02%	–
CAT	New	Caterpillar Inc	$244,000	–	2,747	+100.0%	0.02%	–
WOR	New	Worthington Industries Inc	$241,000	–	5,017	+100.0%	0.02%	–
AEP	Buy	American Electric Power Co Inc	$251,000	+15.7%	3,907	+26.2%	0.02%	+6.2%
TTE		Total SAsponsored adr	$229,000	-0.9%	4,800	0.0%	0.02%	-5.9%
PCAR		PACCAR Inc	$235,000	+13.5%	4,000	0.0%	0.02%	+6.7%
KIM	New	Kimco Realty Corp	$234,000	–	8,100	+100.0%	0.02%	–
GPS	New	Gap Inc/The	$227,000	–	10,200	+100.0%	0.02%	–
ICF	Buy	iShares Cohen & Steers Realtycohen&steer reit	$217,000	-1.4%	2,067	+1.5%	0.02%	-6.2%
CYS	New	Cys Invts Inc Com	$218,000	–	25,000	+100.0%	0.02%	–
IPCI	New	Intellipharmaceutics Internati	$212,000	–	100,900	+100.0%	0.02%	–
VCV	Sell	Invesco Van Kampen CA Value Mu	$217,000	-16.9%	15,760	-11.9%	0.02%	-21.1%
IWM	New	iShares Russell 2000 Index Funrussell 2000 etf	$214,000	–	1,726	+100.0%	0.02%	–
MCA		Blackrock Muniyield CA Insured	$215,000	-1.8%	13,165	0.0%	0.02%	-6.2%
ED	New	Consolidated Edison Inc	$215,000	–	2,850	+100.0%	0.02%	–
J	New	Jacobs Engineering Group Inc	$212,000	–	4,100	+100.0%	0.02%	–
BP	Sell	Bp Plcsponsored adr	$219,000	-67.2%	6,219	-66.9%	0.02%	-68.8%
KMF		Kayne Anderson Mdstm Com	$221,000	+10.0%	13,965	0.0%	0.02%	+7.1%
KED		Kayne Anderson Energy Developm	$196,000	-2.5%	10,352	0.0%	0.01%	0.0%
NKE	Buy	NIKE Inccl b	$205,000	-1.0%	3,887	+3.8%	0.01%	-6.7%
SRCL	New	Stericycle Inc	$206,000	–	2,575	+100.0%	0.01%	–
BGT		Blackrock Floating Rate Income	$175,000	+4.8%	12,908	0.0%	0.01%	0.0%
TRHC	New	Tabula Rasa Healthcare Inc	$159,000	–	11,100	+100.0%	0.01%	–
TICC		Ticc Capital Corp Com	$146,000	+10.6%	25,126	0.0%	0.01%	+11.1%
GLAD		Gladstone Capital Corp	$103,000	+12.0%	12,701	0.0%	0.01%	0.0%
FSC		Fifth Street Finance Corp	$87,000	+19.2%	15,000	0.0%	0.01%	+20.0%
TRX		Tanzanian Royalty Exploration	$94,000	+14.6%	117,371	0.0%	0.01%	0.0%
PWE		Penn West Petroleum Ltd	$83,000	+29.7%	46,000	0.0%	0.01%	+20.0%
NCZ	New	Allianzgi Convertible & Income	$70,000	–	11,760	+100.0%	0.01%	–
KCAP	New	Kcap Finl Inc Com	$56,000	–	12,000	+100.0%	0.00%	–
NRO	New	Neuberger Berman Real Estate S	$64,000	–	11,209	+100.0%	0.00%	–
EGO		Eldorado Gold Corp	$45,000	-11.8%	11,330	0.0%	0.00%	-25.0%
LODE	Exit	Comstock Mining Inc	$0	–	-14,163	-100.0%	0.00%	–
CWSA		Citi A Warrants Exp 01/04/19*w exp 01/04/201	$1,000	0.0%	18,985	0.0%	0.00%	–
BACWSB		Bank Amer Corp Wt Exp 10/28/2018 Strike 30.79*w exp 10/28/201	$1,000	0.0%	10,000	0.0%	0.00%	–
RBYCF		Rubicon Minerals Corp	$1,000	0.0%	14,000	0.0%	0.00%	–
MIFI	Exit	Novatel Wireless Inc	$0	–	-10,000	-100.0%	-0.00%	–
FOMX	Exit	Foamix Pharmaceuticals Ltd	$0	–	-11,819	-100.0%	-0.01%	–
MORE	Exit	Monogram Residential Trust, Inc.	$0	–	-11,540	-100.0%	-0.01%	–
NCB	Exit	Nuveen CA Municipal Value Fund	$0	–	-11,340	-100.0%	-0.01%	–
V	Exit	Visa Inc	$0	–	-2,722	-100.0%	-0.01%	–
AMBA	Exit	Ambarella Inc.	$0	–	-4,000	-100.0%	-0.02%	–
NCLH	Exit	Norwegion Cruis Line Holdings	$0	–	-5,425	-100.0%	-0.02%	–
CLX	Exit	Clorox Co/The	$0	–	-1,495	-100.0%	-0.02%	–
JGV	Exit	Nuveen Global Value Opportunit	$0	–	-20,000	-100.0%	-0.02%	–
ES	Exit	Eversource Energy	$0	–	-3,846	-100.0%	-0.02%	–
DHI	Exit	DR Horton Inc	$0	–	-8,067	-100.0%	-0.02%	–
QLTC	Exit	iShares Tr B-CA Rt Corp Bondb ca rt cp etf	$0	–	-6,671	-100.0%	-0.02%	–
CMF	Exit	iShares S&P California Municipcali amt-fre etf	$0	–	-2,553	-100.0%	-0.02%	–
LCI	Exit	Lannett Company Inc	$0	–	-12,844	-100.0%	-0.02%	–
SDY	Exit	SPDR S&P Dividend ETFs&p divid etf	$0	–	-3,792	-100.0%	-0.02%	–
PPBI	Exit	Pacific Premier Bancorp Inc.	$0	–	-13,317	-100.0%	-0.02%	–
UNP	Exit	Union Pacific Corp	$0	–	-4,133	-100.0%	-0.03%	–
EMD	Exit	Western Asset Emerging Markets	$0	–	-25,933	-100.0%	-0.03%	–
MA	Exit	Mastercard Inccl a	$0	–	-5,121	-100.0%	-0.03%	–
M	Exit	Macy's Inc	$0	–	-13,618	-100.0%	-0.03%	–
PANW	Exit	Palo Alto Networks Inc	$0	–	-3,780	-100.0%	-0.03%	–
ITW	Exit	Illinois Tool Works Inc	$0	–	-4,400	-100.0%	-0.03%	–
K	Exit	Kellogg Co	$0	–	-5,799	-100.0%	-0.03%	–
ESRX	Exit	Express Scripts Holding Co	$0	–	-6,186	-100.0%	-0.03%	–
MYL	Exit	Mylan Inc/PA	$0	–	-13,500	-100.0%	-0.04%	–
FDX	Exit	FedEx Corp	$0	–	-3,896	-100.0%	-0.04%	–
NAC	Exit	Nuveen CA Muni Advantage Fd	$0	–	-34,781	-100.0%	-0.04%	–
BABA	Exit	Alibaba Group Holding Incsponsored ads	$0	–	-7,473	-100.0%	-0.04%	–
DSU	Exit	Blackrock Debt Strategies Fund	$0	–	-180,000	-100.0%	-0.05%	–
RDSA	Exit	Royal Dutch Shell PLC - ADR Aspons adr a	$0	–	-12,752	-100.0%	-0.05%	–
MEAR	Exit	iShares Short Maturity Municipsht mat mun etf	$0	–	-15,950	-100.0%	-0.06%	–
FLTR	Exit	VanEck Vectors Investment Gradinvt grade fltg	$0	–	-32,350	-100.0%	-0.06%	–
SMB	Exit	VanEck Vectors AMT-Free Shortamt free short m	$0	–	-45,450	-100.0%	-0.06%	–
SHM	Exit	SPDR Nuveen Barclays Capital Snuvn br sht muni	$0	–	-16,370	-100.0%	-0.06%	–
JGH	Exit	Nuveen Global High Income Fund	$0	–	-58,546	-100.0%	-0.06%	–
SPSB	Exit	SPDR Barclays Capital Short Tebarc sht tr cp	$0	–	-31,510	-100.0%	-0.07%	–
NAT	Exit	Nordic American Tankers LTD	$0	–	-72,210	-100.0%	-0.07%	–
GAM	Exit	General American Investors	$0	–	-34,029	-100.0%	-0.08%	–
ARDC	Exit	Ares Dynamic Credit Allocation	$0	–	-165,960	-100.0%	-0.16%	–
DWA	Exit	DreamWorks Animation SKG Inccl a	$0	–	-74,855	-100.0%	-0.22%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

HIGHLAND CAPITAL MANAGEMENT LP #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2016-11-14

Signatures

The EDGAR filing(s) were signed by:

GREGORY S. BRUCE — CHIEF COMPLIANCE OFFICER

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
MICROSOFT CORP	42	Q3 2023	17.2%
BERKSHIRE HATHAWAY INC DEL	42	Q3 2023	3.9%
UNITED PARCEL SERVICE INC	42	Q3 2023	3.9%
PHILIP MORRIS INTL INC	42	Q3 2023	3.8%
Walt Disney Co/The	42	Q3 2023	3.0%
Johnson & Johnson Com	42	Q3 2023	4.6%
PFIZER INC	42	Q3 2023	3.6%
APPLE INC	42	Q3 2023	3.2%
BlackRock Inc Co	42	Q3 2023	2.5%
QUALCOMM INC	42	Q3 2023	3.7%

View FIRST FOUNDATION ADVISORS's complete holdings history.

Latest significant ownerships (13-D/G)

FIRST FOUNDATION ADVISORS Q3 2016 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
TANDY LEATHER FACTORY INC	August 04, 2023	826,712	10.0%
VIDLER WATER RESOURCES, INC.	August 16, 2021	914,315	5.0%
PICO HOLDINGS INC /NEW	November 12, 2020	933,765	5.0%
PCM FUND, INC.	February 14, 2018	571,013	4.9%
Rexford Industrial Realty, Inc.	June 13, 2016	2,588,423	4.7%

View FIRST FOUNDATION ADVISORS's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-15
13F-HR	2023-08-14
SC 13D	2023-08-04
SC 13D	2023-05-25
13F-HR	2023-05-12
SC 13G/A	2023-02-14
13F-HR	2023-02-14
13F-HR	2022-11-14
SC 13G/A	2022-08-19

View FIRST FOUNDATION ADVISORS's complete filings history.

All filings

View complete filings history.

Compare quarters

Export FIRST FOUNDATION ADVISORS's holdings