RAYMOND JAMES & ASSOCIATES - Q3 2023 holdings

$119 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 3788 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .

 Value Shares↓ Weighting
ETN  EATON CORP PLCput$3,728,0000.0%23,3000.0%0.00%0.0%
IBM  INTERNATIONAL BUSINESS MACHSput$1,875,0000.0%15,0000.0%0.00%0.0%
NEE  NEXTERA ENERGY INCput$1,995,0000.0%26,6000.0%0.00%0.0%
 PORTMAN RIDGE FIN CORP$2,006,120
-3.7%
104,2140.0%0.00%0.0%
CBLS  LISTED FD TRchangebridge lng$951,390
-3.7%
50,0000.0%0.00%0.0%
 LYFT INCnote 1.500% 5/1$666,275
+2.6%
725,0000.0%0.00%0.0%
NUBD  NUSHARES ETF TRnuveen esg us$758,693
-4.0%
35,9570.0%0.00%0.0%
 GRANITE PT MTG TR INCnote 6.375%10/0$800,024
+3.6%
800,0000.0%0.00%0.0%
GINN  GOLDMAN SACHS ETF TRinnovat eq etf$848,854
-4.9%
18,1750.0%0.00%0.0%
 PHILLIPS EDISON & CO INC$893,416
-1.6%
26,6370.0%0.00%0.0%
QCRH  QCR HOLDINGS INC$614,991
+18.3%
12,6750.0%0.00%
ERO  ERO COPPER CORP$848,294
-14.8%
49,2050.0%0.00%0.0%
UFCS  UNITED FIRE GROUP INC$657,636
-12.8%
33,2980.0%0.00%0.0%
WASH  WASHINGTON TR BANCORP INC$868,021
-1.8%
32,9670.0%0.00%0.0%
SUSL  ISHARES TResg msci leadr$666,851
-2.6%
8,8430.0%0.00%0.0%
JPIB  J P MORGAN EXCHANGE TRADED Fintl bd opp etf$876,137
-2.4%
19,2600.0%0.00%0.0%
AIV  APARTMENT INVT & MGMT COcall$25,0000.0%5,0000.0%0.00%
 APPLIED DNA SCIENCES INC$60,354
-6.2%
49,8790.0%0.00%
WMPN  WILLIAM PENN BANCORPORATION$338,982
+23.0%
27,1620.0%0.00%
 APOLLO COML REAL ESTATE FINnote 5.375%10/1$89,549
+0.4%
90,0000.0%0.00%
 RINGCENTRAL INCnote 3/0$110,628
+0.3%
120,0000.0%0.00%
 RINGCENTRAL INCnote 3/1$344,933
+1.4%
410,0000.0%0.00%
DOO  WISDOMTREE TRinterntnl ai enh$270,080
-3.7%
7,1900.0%0.00%
XNTK  SPDR SER TRnyse tech etf$211,158
-2.1%
1,5460.0%0.00%
AMRS  AMYRIS INCcall$8,0000.0%1,0000.0%0.00%
PUTW  WISDOMTREE TR$290,365
-5.2%
9,4520.0%0.00%
DVYE  ISHARES INCem mkts div etf$252,706
-2.8%
10,6090.0%0.00%
 FAZE HOLDINGS INC$2,373
-66.4%
14,3110.0%0.00%
FRPH  FRP HLDGS INC$377,790
-6.3%
7,0000.0%0.00%
 EXSCIENTIA PLCads$94,143
-23.6%
20,8280.0%0.00%
QUS  SPDR SER TRmsci usa strtgic$203,225
-1.9%
1,6840.0%0.00%
 EURONET WORLDWIDE INCnote 0.750% 3/1$20,213
-5.3%
22,0000.0%0.00%
ETWO  E2OPEN PARENT HOLDINGS INC$84,680
-18.9%
18,6520.0%0.00%
SQFL  SKYX PLATFORMS CORP$14,200
-46.6%
10,0000.0%0.00%
 SSR MINING INnote 2.500% 4/0$10,380
-2.9%
10,0000.0%0.00%
ETON  ETON PHARMACEUTICALS INC$41,700
+19.5%
10,0000.0%0.00%
 ALTERYX INCnote 1.000% 8/0$8,812
+5.5%
10,0000.0%0.00%
EGLX  ENTHUSIAST GAMING HLDGS INC$12,731
-34.7%
38,2310.0%0.00%
EPD  ENTERPRISE PRODS PARTNERS Lput$115,0000.0%5,0000.0%0.00%
ET  ENERGY TRANSFER L Pput$30,0000.0%2,5000.0%0.00%
ESOA  ENERGY SVCS ACQUISITION CORP$74,820
+39.5%
18,4970.0%0.00%
GOED  POLISHED COM INC$1,276
-82.5%
15,8100.0%0.00%
VMAR  VISION MARINE TECHNOLOGIES I$34,833
-35.1%
14,3940.0%0.00%
 ETF SER SOLUTIONSaptus enhanced$581,280
-0.6%
24,0000.0%0.00%
OSCV  ETF SER SOLUTIONSopus sml cp vl$453,979
-5.1%
14,9680.0%0.00%
SLQT  SELECTQUOTE INC$30,420
-40.0%
26,0000.0%0.00%
SNSE  SENSEI BIOTHERAPEUTICS INC$11,200
-29.8%
14,0000.0%0.00%
 SEVEN HILLS REALTY TRUST$159,104
+6.4%
14,5700.0%0.00%
 DURECT CORP$51,917
-49.7%
20,8500.0%0.00%
 DISH NETWORK CORPORATIONnote 3.375% 8/1$15,025
+18.4%
25,0000.0%0.00%
 ALARM COM HLDGS INCnote 1/1$21,600
+1.4%
25,0000.0%0.00%
 AKAMAI TECHNOLOGIES INCnote 0.125% 5/0$17,691
+10.5%
15,0000.0%0.00%
ESTA  ESTABLISHMENT LABS HLDGS INC$208,548
-28.5%
4,2500.0%0.00%
ILCB  ISHARES TRmorningstr us eq$329,293
-3.6%
5,5910.0%0.00%
 AIR TRANS SVCS GROUP INCnote 1.125%10/1$30,451
+0.7%
32,0000.0%0.00%
SGDM  SPROTT ETF TRUSTgold miners etf$267,698
-11.6%
11,7050.0%0.00%
SBUX  STARBUCKS CORPput$323,7500.0%3,5000.0%0.00%
STEM  STEM INCput$204,0000.0%40,8000.0%0.00%
 STRIDE INCnote 1.125% 9/0$13,657
+9.9%
13,0000.0%0.00%
MSC  STUDIO CITY INTL HLDGS LTDspon ads$65,320
-27.5%
12,9860.0%0.00%
SNCR  SYNCHRONOSS TECHNOLOGIES INC$14,606
+3.3%
15,2150.0%0.00%
IWL  ISHARES TRrus top 200 etf$267,928
-3.1%
2,5920.0%0.00%
DHY  CREDIT SUISSE HIGH YIELD BDsh ben int$22,560
-0.5%
12,0000.0%0.00%
ENZL  ISHARES TRnew zealand etf$254,003
-9.6%
5,7350.0%0.00%
TGB  TASEKO MINES LTD$217,733
-11.2%
171,4430.0%0.00%
EMF  TEMPLETON EMERGING MKTS FD$265,200
-4.5%
23,4480.0%0.00%
PANL  PANGAEA LOGISTICS SOLUTION L$114,572
-13.1%
19,4850.0%0.00%
CIVB  CIVISTA BANCSHARES INC$198,416
-10.9%
12,8010.0%0.00%
WBIY  ABSOLUTE SHS TRwbi pwr fctr etf$480,602
-2.0%
18,9000.0%0.00%
TAC  TRANSALTA CORP$139,200
-7.1%
16,0000.0%0.00%
 CHEESECAKE FACTORY INCnote 0.375% 6/1$10,741
-1.5%
13,0000.0%0.00%
TZOO  TRAVELZOO$76,023
-26.1%
13,0400.0%0.00%
KGC  KINROSS GOLD CORPcall$8,8000.0%2,2000.0%0.00%
TCBK  TRICO BANCSHARES$473,756
-3.5%
14,7910.0%0.00%
 UBS AG LONDON BRANCHen lg cp grwth$413,003
-8.1%
7520.0%0.00%
 KAMAN CORPnote 3.250% 5/0$14,561
+0.8%
15,0000.0%0.00%
CVM  CEL-SCI CORP$22,981
-48.1%
18,3850.0%0.00%
CBIO  CATALYST BIOSCIENCES INC$6,222
+37.2%
12,9000.0%0.00%
PRTS  CARPARTS COM INC$147,150
-3.1%
35,7160.0%0.00%
 A2Z SMART TECHNOLOGIES CORP$16,500
-34.8%
10,0000.0%0.00%
UHT  UNIVERSAL HEALTH RLTY INCOMEsh ben int$236,920
-15.0%
5,8600.0%0.00%
UUU  UNIVERSAL SEC INSTRS INC$176,064
+1.5%
73,5130.0%0.00%
CGEN  COMPUGEN LTDord$95,441
-18.4%
102,6250.0%0.00%
LYTS  LSI INDS INC OHIO$403,701
+26.4%
25,4220.0%0.00%
MORT  VANECK ETF TRUSTmortgage reit$315,643
-5.3%
27,7610.0%0.00%
PXF  INVESCO EXCH TRADED FD TR IIftse rafi dev$271,801
-3.2%
6,2440.0%0.00%
LX  LEXINFINTECH HLDGS LTDadr$26,299
-3.5%
11,9000.0%0.00%
LCTX  LINEAGE CELL THERAPEUTICS IN$28,047
-16.3%
23,7690.0%0.00%
VCEB  VANGUARD WORLD FDesg us corp bd$330,743
-4.2%
5,5690.0%0.00%
BTG  B2GOLD CORPcall$300,0000.0%120,0000.0%0.00%
 MFA FINL INCnote 6.250% 6/1$109,175
+0.6%
110,0000.0%0.00%
T  AT&T INCput$94,5000.0%6,3000.0%0.00%
 BRIDGE INVT GROUP HLDGS INC$124,080
-18.9%
13,4870.0%0.00%
BHR  BRAEMAR HOTELS & RESORTS INC$177,003
-31.1%
63,9000.0%0.00%
VYM  VANGUARD WHITEHALL FDSput$250,0000.0%2,5000.0%0.00%
 INTERDIGITAL INCnote 2.000% 6/0$22,299
-12.0%
21,0000.0%0.00%
UOCT  INNOVATOR ETFS TRus eqty ultra b$218,981
+2.2%
7,1750.0%0.00%
MFIN  MEDALLION FINL CORP$110,390
-11.3%
15,7250.0%0.00%
MDNA  MEDICENNA THERAPEUTICS CORP$3,067
-38.8%
10,4000.0%0.00%
BE  BLOOM ENERGY CORPput$165,0000.0%11,0000.0%0.00%
 MICROCHIP TECHNOLOGY INC.note 1.625% 2/1$22,013
-13.0%
10,0000.0%0.00%
MIRO  MIROMATRIX MED INC$84,233
-25.1%
64,3000.0%0.00%
INSI  INSIGHT SELECT INCOME FD$325,384
-3.9%
21,6490.0%0.00%
PLYA  PLAYA HOTELS & RESORTS NV$465,684
-11.1%
64,3210.0%0.00%
MOGB  MOOG INCcl b$404,327
+4.1%
3,5870.0%0.00%
MSD  MORGAN STANLEY EMKT DBT FD I$362,064
+0.8%
55,7880.0%0.00%
BKCC  BLACKROCK CAP INVT CORP$110,239
+13.1%
29,7140.0%0.00%
IMPL  IMPEL PHARMACEUTICALS INC$6,235
-66.1%
14,5000.0%0.00%
 I3 VERTICALS LLCnote 1.000% 2/1$68,954
+0.5%
75,0000.0%0.00%
NHS  NEUBERGER BERMAN HIGH YIELD$90,955
+0.5%
12,0790.0%0.00%
 HOPE BANCORP INCnote 2.000% 5/1$22,747
-0.1%
23,0000.0%0.00%
BKN  BLACKROCK INVT QUALITY MUN T$119,631
-13.0%
11,8210.0%0.00%
FIXX  HOMOLOGY MEDICINES INC$18,625
+32.2%
15,9190.0%0.00%
NWS  NEWS CORP NEWcl b$274,650
+5.8%
13,1600.0%0.00%
NEXI  NEXIMMUNE INC$67,299
-25.5%
320,6220.0%0.00%
 BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0$14,550
-1.2%
15,0000.0%0.00%
 NOGIN INC*w exp 08/26/202$284
+56.9%
14,2870.0%0.00%
 NOGIN INC$292,817
-59.5%
551,4440.0%0.00%
-100.0%
VZ  VERIZON COMMUNICATIONS INCput$121,5000.0%2,7000.0%0.00%
BODYWS  THE BEACHBODY COMPANY INC*w exp 12/31/202$213
-58.7%
11,1990.0%0.00%
NIM  NUVEEN SELECT MAT MUN FDsh ben int$189,110
-5.9%
22,3270.0%0.00%
NAN  NUVEEN NEW YORK QLT MUN INC$306,336
-10.0%
31,6790.0%0.00%
VICI  VICI PPTYS INCput$44,0000.0%1,6000.0%0.00%
 GUIDEWIRE SOFTWARE INCnote 1.250% 3/1$17,221
+5.2%
17,0000.0%0.00%
ATMP  BARCLAYS BANK PLCipath selct mlp$226,769
+5.2%
10,8240.0%0.00%
SB  SAFE BULKERS INC$134,599
-0.6%
41,5430.0%0.00%
 GREENBRIER COS INCnote 2.875% 2/0$24,500
+0.3%
25,0000.0%0.00%
OSBC  OLD SECOND BANCORP INC ILL$307,913
+4.2%
22,6240.0%0.00%
AJXA  GREAT AJAX CORP7.25 cv sr nt 24$279,792
-0.9%
11,6000.0%0.00%
 ON SEMICONDUCTOR CORPnote 1.625%10/1$67,185
-1.8%
15,0000.0%0.00%
FLWS  1 800 FLOWERS COM INCcl a$149,100
-10.3%
21,3000.0%0.00%
 VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1$31,136
-8.2%
31,0000.0%0.00%
VIRI  VIRIOS THERAPEUTICS INC$27,744
-33.0%
30,0000.0%0.00%
CBH  VIRTUS CONVERTIBLE & INC 202$197,550
+1.9%
22,5000.0%0.00%
OXSQ  OXFORD SQUARE CAP CORP$55,450
+13.6%
18,4220.0%0.00%
BOKF  BOK FINL CORP$219,225
-1.0%
2,7410.0%0.00%
 PARSONS CORP DELnote 0.250% 8/1$20,312
+10.9%
16,0000.0%0.00%
PATI  PATRIOT TRANSN HLDG INC$117,115
-3.3%
14,3260.0%0.00%
GIS  GENERAL MLS INCput$22,0000.0%4000.0%0.00%
JOB  GEE GROUP INC$10,651
+15.5%
18,0000.0%0.00%
PIRS  PIERIS PHARMACEUTICALS INC$8,940
+80.1%
30,0000.0%0.00%
BCEL  ATRECA INC$20,228
-73.4%
77,5000.0%0.00%
EOD  ALLSPRING GLOBAL DIVIDEND OP$84,598
-7.4%
20,9920.0%0.00%
PXLW  PIXELWORKS INC$128,142
-34.7%
113,4000.0%0.00%
 POLESTAR AUTOMOTIVE HLDG UKads a$57,108
-30.9%
21,6320.0%0.00%
PGEN  PRECIGEN INC$248,300
+23.5%
174,8590.0%0.00%
FSM  FORTUNA SILVER MINES INC$67,464
-16.0%
24,8030.0%0.00%
WEA  WESTERN ASSET PREMIER BD FD$117,770
-1.0%
11,6720.0%0.00%
EQRR  PROSHARES TReqts for risin$238,319
+2.8%
4,7080.0%0.00%
SSO  PROSHARES TR$213,520
-8.2%
4,0000.0%0.00%
 PROSPECT CAP CORPnote 6.375% 3/0$99,157
+0.7%
100,0000.0%0.00%
MYFW  FIRST WESTN FINL INC$453,750
-2.4%
25,0000.0%0.00%
PPBT  PURPLE BIOTECH LTDsponsored ads$13,090
-14.7%
11,0000.0%0.00%
DDEC  FIRST TR EXCHNG TRADED FD VIft cboe deep bfr$330,497
-0.6%
9,8450.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-10-24
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR42Q3 20235.1%
APPLE INC42Q3 20233.0%
MICROSOFT CORP42Q3 20233.0%
ISHARES TR42Q3 20232.6%
ISHARES TR42Q3 20232.5%
ISHARES TR42Q3 20232.2%
SPDR S&P 500 ETF TR42Q3 20231.5%
VERIZON COMMUNICATIONS INC42Q3 20231.3%
JPMORGAN CHASE & CO42Q3 20231.1%
AMAZON COM INC42Q3 20231.9%

View RAYMOND JAMES & ASSOCIATES's complete holdings history.

Latest significant ownerships (13-D/G)

View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-04-22
SC 13G/A2024-01-29
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
13F-HR2024-01-16
13F-HR2023-10-24
13F-HR2023-07-25

View RAYMOND JAMES & ASSOCIATES's complete filings history.

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