$119 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 3788 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 0.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
ETN | EATON CORP PLCput | $3,728,000 | 0.0% | 23,300 | 0.0% | 0.00% | 0.0% | |
IBM | INTERNATIONAL BUSINESS MACHSput | $1,875,000 | 0.0% | 15,000 | 0.0% | 0.00% | 0.0% | |
NEE | NEXTERA ENERGY INCput | $1,995,000 | 0.0% | 26,600 | 0.0% | 0.00% | 0.0% | |
PORTMAN RIDGE FIN CORP | $2,006,120 | -3.7% | 104,214 | 0.0% | 0.00% | 0.0% | ||
CBLS | LISTED FD TRchangebridge lng | $951,390 | -3.7% | 50,000 | 0.0% | 0.00% | 0.0% | |
LYFT INCnote 1.500% 5/1 | $666,275 | +2.6% | 725,000 | 0.0% | 0.00% | 0.0% | ||
NUBD | NUSHARES ETF TRnuveen esg us | $758,693 | -4.0% | 35,957 | 0.0% | 0.00% | 0.0% | |
GRANITE PT MTG TR INCnote 6.375%10/0 | $800,024 | +3.6% | 800,000 | 0.0% | 0.00% | 0.0% | ||
GINN | GOLDMAN SACHS ETF TRinnovat eq etf | $848,854 | -4.9% | 18,175 | 0.0% | 0.00% | 0.0% | |
PHILLIPS EDISON & CO INC | $893,416 | -1.6% | 26,637 | 0.0% | 0.00% | 0.0% | ||
QCRH | QCR HOLDINGS INC | $614,991 | +18.3% | 12,675 | 0.0% | 0.00% | – | |
ERO | ERO COPPER CORP | $848,294 | -14.8% | 49,205 | 0.0% | 0.00% | 0.0% | |
UFCS | UNITED FIRE GROUP INC | $657,636 | -12.8% | 33,298 | 0.0% | 0.00% | 0.0% | |
WASH | WASHINGTON TR BANCORP INC | $868,021 | -1.8% | 32,967 | 0.0% | 0.00% | 0.0% | |
SUSL | ISHARES TResg msci leadr | $666,851 | -2.6% | 8,843 | 0.0% | 0.00% | 0.0% | |
JPIB | J P MORGAN EXCHANGE TRADED Fintl bd opp etf | $876,137 | -2.4% | 19,260 | 0.0% | 0.00% | 0.0% | |
AIV | APARTMENT INVT & MGMT COcall | $25,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
APPLIED DNA SCIENCES INC | $60,354 | -6.2% | 49,879 | 0.0% | 0.00% | – | ||
WMPN | WILLIAM PENN BANCORPORATION | $338,982 | +23.0% | 27,162 | 0.0% | 0.00% | – | |
APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $89,549 | +0.4% | 90,000 | 0.0% | 0.00% | – | ||
RINGCENTRAL INCnote 3/0 | $110,628 | +0.3% | 120,000 | 0.0% | 0.00% | – | ||
RINGCENTRAL INCnote 3/1 | $344,933 | +1.4% | 410,000 | 0.0% | 0.00% | – | ||
DOO | WISDOMTREE TRinterntnl ai enh | $270,080 | -3.7% | 7,190 | 0.0% | 0.00% | – | |
XNTK | SPDR SER TRnyse tech etf | $211,158 | -2.1% | 1,546 | 0.0% | 0.00% | – | |
AMRS | AMYRIS INCcall | $8,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
PUTW | WISDOMTREE TR | $290,365 | -5.2% | 9,452 | 0.0% | 0.00% | – | |
DVYE | ISHARES INCem mkts div etf | $252,706 | -2.8% | 10,609 | 0.0% | 0.00% | – | |
FAZE HOLDINGS INC | $2,373 | -66.4% | 14,311 | 0.0% | 0.00% | – | ||
FRPH | FRP HLDGS INC | $377,790 | -6.3% | 7,000 | 0.0% | 0.00% | – | |
EXSCIENTIA PLCads | $94,143 | -23.6% | 20,828 | 0.0% | 0.00% | – | ||
QUS | SPDR SER TRmsci usa strtgic | $203,225 | -1.9% | 1,684 | 0.0% | 0.00% | – | |
EURONET WORLDWIDE INCnote 0.750% 3/1 | $20,213 | -5.3% | 22,000 | 0.0% | 0.00% | – | ||
ETWO | E2OPEN PARENT HOLDINGS INC | $84,680 | -18.9% | 18,652 | 0.0% | 0.00% | – | |
SQFL | SKYX PLATFORMS CORP | $14,200 | -46.6% | 10,000 | 0.0% | 0.00% | – | |
SSR MINING INnote 2.500% 4/0 | $10,380 | -2.9% | 10,000 | 0.0% | 0.00% | – | ||
ETON | ETON PHARMACEUTICALS INC | $41,700 | +19.5% | 10,000 | 0.0% | 0.00% | – | |
ALTERYX INCnote 1.000% 8/0 | $8,812 | +5.5% | 10,000 | 0.0% | 0.00% | – | ||
EGLX | ENTHUSIAST GAMING HLDGS INC | $12,731 | -34.7% | 38,231 | 0.0% | 0.00% | – | |
EPD | ENTERPRISE PRODS PARTNERS Lput | $115,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
ET | ENERGY TRANSFER L Pput | $30,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
ESOA | ENERGY SVCS ACQUISITION CORP | $74,820 | +39.5% | 18,497 | 0.0% | 0.00% | – | |
GOED | POLISHED COM INC | $1,276 | -82.5% | 15,810 | 0.0% | 0.00% | – | |
VMAR | VISION MARINE TECHNOLOGIES I | $34,833 | -35.1% | 14,394 | 0.0% | 0.00% | – | |
ETF SER SOLUTIONSaptus enhanced | $581,280 | -0.6% | 24,000 | 0.0% | 0.00% | – | ||
OSCV | ETF SER SOLUTIONSopus sml cp vl | $453,979 | -5.1% | 14,968 | 0.0% | 0.00% | – | |
SLQT | SELECTQUOTE INC | $30,420 | -40.0% | 26,000 | 0.0% | 0.00% | – | |
SNSE | SENSEI BIOTHERAPEUTICS INC | $11,200 | -29.8% | 14,000 | 0.0% | 0.00% | – | |
SEVEN HILLS REALTY TRUST | $159,104 | +6.4% | 14,570 | 0.0% | 0.00% | – | ||
DURECT CORP | $51,917 | -49.7% | 20,850 | 0.0% | 0.00% | – | ||
DISH NETWORK CORPORATIONnote 3.375% 8/1 | $15,025 | +18.4% | 25,000 | 0.0% | 0.00% | – | ||
ALARM COM HLDGS INCnote 1/1 | $21,600 | +1.4% | 25,000 | 0.0% | 0.00% | – | ||
AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $17,691 | +10.5% | 15,000 | 0.0% | 0.00% | – | ||
ESTA | ESTABLISHMENT LABS HLDGS INC | $208,548 | -28.5% | 4,250 | 0.0% | 0.00% | – | |
ILCB | ISHARES TRmorningstr us eq | $329,293 | -3.6% | 5,591 | 0.0% | 0.00% | – | |
AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $30,451 | +0.7% | 32,000 | 0.0% | 0.00% | – | ||
SGDM | SPROTT ETF TRUSTgold miners etf | $267,698 | -11.6% | 11,705 | 0.0% | 0.00% | – | |
SBUX | STARBUCKS CORPput | $323,750 | 0.0% | 3,500 | 0.0% | 0.00% | – | |
STEM | STEM INCput | $204,000 | 0.0% | 40,800 | 0.0% | 0.00% | – | |
STRIDE INCnote 1.125% 9/0 | $13,657 | +9.9% | 13,000 | 0.0% | 0.00% | – | ||
MSC | STUDIO CITY INTL HLDGS LTDspon ads | $65,320 | -27.5% | 12,986 | 0.0% | 0.00% | – | |
SNCR | SYNCHRONOSS TECHNOLOGIES INC | $14,606 | +3.3% | 15,215 | 0.0% | 0.00% | – | |
IWL | ISHARES TRrus top 200 etf | $267,928 | -3.1% | 2,592 | 0.0% | 0.00% | – | |
DHY | CREDIT SUISSE HIGH YIELD BDsh ben int | $22,560 | -0.5% | 12,000 | 0.0% | 0.00% | – | |
ENZL | ISHARES TRnew zealand etf | $254,003 | -9.6% | 5,735 | 0.0% | 0.00% | – | |
TGB | TASEKO MINES LTD | $217,733 | -11.2% | 171,443 | 0.0% | 0.00% | – | |
EMF | TEMPLETON EMERGING MKTS FD | $265,200 | -4.5% | 23,448 | 0.0% | 0.00% | – | |
PANL | PANGAEA LOGISTICS SOLUTION L | $114,572 | -13.1% | 19,485 | 0.0% | 0.00% | – | |
CIVB | CIVISTA BANCSHARES INC | $198,416 | -10.9% | 12,801 | 0.0% | 0.00% | – | |
WBIY | ABSOLUTE SHS TRwbi pwr fctr etf | $480,602 | -2.0% | 18,900 | 0.0% | 0.00% | – | |
TAC | TRANSALTA CORP | $139,200 | -7.1% | 16,000 | 0.0% | 0.00% | – | |
CHEESECAKE FACTORY INCnote 0.375% 6/1 | $10,741 | -1.5% | 13,000 | 0.0% | 0.00% | – | ||
TZOO | TRAVELZOO | $76,023 | -26.1% | 13,040 | 0.0% | 0.00% | – | |
KGC | KINROSS GOLD CORPcall | $8,800 | 0.0% | 2,200 | 0.0% | 0.00% | – | |
TCBK | TRICO BANCSHARES | $473,756 | -3.5% | 14,791 | 0.0% | 0.00% | – | |
UBS AG LONDON BRANCHen lg cp grwth | $413,003 | -8.1% | 752 | 0.0% | 0.00% | – | ||
KAMAN CORPnote 3.250% 5/0 | $14,561 | +0.8% | 15,000 | 0.0% | 0.00% | – | ||
CVM | CEL-SCI CORP | $22,981 | -48.1% | 18,385 | 0.0% | 0.00% | – | |
CBIO | CATALYST BIOSCIENCES INC | $6,222 | +37.2% | 12,900 | 0.0% | 0.00% | – | |
PRTS | CARPARTS COM INC | $147,150 | -3.1% | 35,716 | 0.0% | 0.00% | – | |
A2Z SMART TECHNOLOGIES CORP | $16,500 | -34.8% | 10,000 | 0.0% | 0.00% | – | ||
UHT | UNIVERSAL HEALTH RLTY INCOMEsh ben int | $236,920 | -15.0% | 5,860 | 0.0% | 0.00% | – | |
UUU | UNIVERSAL SEC INSTRS INC | $176,064 | +1.5% | 73,513 | 0.0% | 0.00% | – | |
CGEN | COMPUGEN LTDord | $95,441 | -18.4% | 102,625 | 0.0% | 0.00% | – | |
LYTS | LSI INDS INC OHIO | $403,701 | +26.4% | 25,422 | 0.0% | 0.00% | – | |
MORT | VANECK ETF TRUSTmortgage reit | $315,643 | -5.3% | 27,761 | 0.0% | 0.00% | – | |
PXF | INVESCO EXCH TRADED FD TR IIftse rafi dev | $271,801 | -3.2% | 6,244 | 0.0% | 0.00% | – | |
LX | LEXINFINTECH HLDGS LTDadr | $26,299 | -3.5% | 11,900 | 0.0% | 0.00% | – | |
LCTX | LINEAGE CELL THERAPEUTICS IN | $28,047 | -16.3% | 23,769 | 0.0% | 0.00% | – | |
VCEB | VANGUARD WORLD FDesg us corp bd | $330,743 | -4.2% | 5,569 | 0.0% | 0.00% | – | |
BTG | B2GOLD CORPcall | $300,000 | 0.0% | 120,000 | 0.0% | 0.00% | – | |
MFA FINL INCnote 6.250% 6/1 | $109,175 | +0.6% | 110,000 | 0.0% | 0.00% | – | ||
T | AT&T INCput | $94,500 | 0.0% | 6,300 | 0.0% | 0.00% | – | |
BRIDGE INVT GROUP HLDGS INC | $124,080 | -18.9% | 13,487 | 0.0% | 0.00% | – | ||
BHR | BRAEMAR HOTELS & RESORTS INC | $177,003 | -31.1% | 63,900 | 0.0% | 0.00% | – | |
VYM | VANGUARD WHITEHALL FDSput | $250,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
INTERDIGITAL INCnote 2.000% 6/0 | $22,299 | -12.0% | 21,000 | 0.0% | 0.00% | – | ||
UOCT | INNOVATOR ETFS TRus eqty ultra b | $218,981 | +2.2% | 7,175 | 0.0% | 0.00% | – | |
MFIN | MEDALLION FINL CORP | $110,390 | -11.3% | 15,725 | 0.0% | 0.00% | – | |
MDNA | MEDICENNA THERAPEUTICS CORP | $3,067 | -38.8% | 10,400 | 0.0% | 0.00% | – | |
BE | BLOOM ENERGY CORPput | $165,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | |
MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $22,013 | -13.0% | 10,000 | 0.0% | 0.00% | – | ||
MIRO | MIROMATRIX MED INC | $84,233 | -25.1% | 64,300 | 0.0% | 0.00% | – | |
INSI | INSIGHT SELECT INCOME FD | $325,384 | -3.9% | 21,649 | 0.0% | 0.00% | – | |
PLYA | PLAYA HOTELS & RESORTS NV | $465,684 | -11.1% | 64,321 | 0.0% | 0.00% | – | |
MOGB | MOOG INCcl b | $404,327 | +4.1% | 3,587 | 0.0% | 0.00% | – | |
MSD | MORGAN STANLEY EMKT DBT FD I | $362,064 | +0.8% | 55,788 | 0.0% | 0.00% | – | |
BKCC | BLACKROCK CAP INVT CORP | $110,239 | +13.1% | 29,714 | 0.0% | 0.00% | – | |
IMPL | IMPEL PHARMACEUTICALS INC | $6,235 | -66.1% | 14,500 | 0.0% | 0.00% | – | |
I3 VERTICALS LLCnote 1.000% 2/1 | $68,954 | +0.5% | 75,000 | 0.0% | 0.00% | – | ||
NHS | NEUBERGER BERMAN HIGH YIELD | $90,955 | +0.5% | 12,079 | 0.0% | 0.00% | – | |
HOPE BANCORP INCnote 2.000% 5/1 | $22,747 | -0.1% | 23,000 | 0.0% | 0.00% | – | ||
BKN | BLACKROCK INVT QUALITY MUN T | $119,631 | -13.0% | 11,821 | 0.0% | 0.00% | – | |
FIXX | HOMOLOGY MEDICINES INC | $18,625 | +32.2% | 15,919 | 0.0% | 0.00% | – | |
NWS | NEWS CORP NEWcl b | $274,650 | +5.8% | 13,160 | 0.0% | 0.00% | – | |
NEXI | NEXIMMUNE INC | $67,299 | -25.5% | 320,622 | 0.0% | 0.00% | – | |
BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $14,550 | -1.2% | 15,000 | 0.0% | 0.00% | – | ||
NOGIN INC*w exp 08/26/202 | $284 | +56.9% | 14,287 | 0.0% | 0.00% | – | ||
NOGIN INC | $292,817 | -59.5% | 551,444 | 0.0% | 0.00% | -100.0% | ||
VZ | VERIZON COMMUNICATIONS INCput | $121,500 | 0.0% | 2,700 | 0.0% | 0.00% | – | |
BODYWS | THE BEACHBODY COMPANY INC*w exp 12/31/202 | $213 | -58.7% | 11,199 | 0.0% | 0.00% | – | |
NIM | NUVEEN SELECT MAT MUN FDsh ben int | $189,110 | -5.9% | 22,327 | 0.0% | 0.00% | – | |
NAN | NUVEEN NEW YORK QLT MUN INC | $306,336 | -10.0% | 31,679 | 0.0% | 0.00% | – | |
VICI | VICI PPTYS INCput | $44,000 | 0.0% | 1,600 | 0.0% | 0.00% | – | |
GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $17,221 | +5.2% | 17,000 | 0.0% | 0.00% | – | ||
ATMP | BARCLAYS BANK PLCipath selct mlp | $226,769 | +5.2% | 10,824 | 0.0% | 0.00% | – | |
SB | SAFE BULKERS INC | $134,599 | -0.6% | 41,543 | 0.0% | 0.00% | – | |
GREENBRIER COS INCnote 2.875% 2/0 | $24,500 | +0.3% | 25,000 | 0.0% | 0.00% | – | ||
OSBC | OLD SECOND BANCORP INC ILL | $307,913 | +4.2% | 22,624 | 0.0% | 0.00% | – | |
AJXA | GREAT AJAX CORP7.25 cv sr nt 24 | $279,792 | -0.9% | 11,600 | 0.0% | 0.00% | – | |
ON SEMICONDUCTOR CORPnote 1.625%10/1 | $67,185 | -1.8% | 15,000 | 0.0% | 0.00% | – | ||
FLWS | 1 800 FLOWERS COM INCcl a | $149,100 | -10.3% | 21,300 | 0.0% | 0.00% | – | |
VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $31,136 | -8.2% | 31,000 | 0.0% | 0.00% | – | ||
VIRI | VIRIOS THERAPEUTICS INC | $27,744 | -33.0% | 30,000 | 0.0% | 0.00% | – | |
CBH | VIRTUS CONVERTIBLE & INC 202 | $197,550 | +1.9% | 22,500 | 0.0% | 0.00% | – | |
OXSQ | OXFORD SQUARE CAP CORP | $55,450 | +13.6% | 18,422 | 0.0% | 0.00% | – | |
BOKF | BOK FINL CORP | $219,225 | -1.0% | 2,741 | 0.0% | 0.00% | – | |
PARSONS CORP DELnote 0.250% 8/1 | $20,312 | +10.9% | 16,000 | 0.0% | 0.00% | – | ||
PATI | PATRIOT TRANSN HLDG INC | $117,115 | -3.3% | 14,326 | 0.0% | 0.00% | – | |
GIS | GENERAL MLS INCput | $22,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
JOB | GEE GROUP INC | $10,651 | +15.5% | 18,000 | 0.0% | 0.00% | – | |
PIRS | PIERIS PHARMACEUTICALS INC | $8,940 | +80.1% | 30,000 | 0.0% | 0.00% | – | |
BCEL | ATRECA INC | $20,228 | -73.4% | 77,500 | 0.0% | 0.00% | – | |
EOD | ALLSPRING GLOBAL DIVIDEND OP | $84,598 | -7.4% | 20,992 | 0.0% | 0.00% | – | |
PXLW | PIXELWORKS INC | $128,142 | -34.7% | 113,400 | 0.0% | 0.00% | – | |
POLESTAR AUTOMOTIVE HLDG UKads a | $57,108 | -30.9% | 21,632 | 0.0% | 0.00% | – | ||
PGEN | PRECIGEN INC | $248,300 | +23.5% | 174,859 | 0.0% | 0.00% | – | |
FSM | FORTUNA SILVER MINES INC | $67,464 | -16.0% | 24,803 | 0.0% | 0.00% | – | |
WEA | WESTERN ASSET PREMIER BD FD | $117,770 | -1.0% | 11,672 | 0.0% | 0.00% | – | |
EQRR | PROSHARES TReqts for risin | $238,319 | +2.8% | 4,708 | 0.0% | 0.00% | – | |
SSO | PROSHARES TR | $213,520 | -8.2% | 4,000 | 0.0% | 0.00% | – | |
PROSPECT CAP CORPnote 6.375% 3/0 | $99,157 | +0.7% | 100,000 | 0.0% | 0.00% | – | ||
MYFW | FIRST WESTN FINL INC | $453,750 | -2.4% | 25,000 | 0.0% | 0.00% | – | |
PPBT | PURPLE BIOTECH LTDsponsored ads | $13,090 | -14.7% | 11,000 | 0.0% | 0.00% | – | |
DDEC | FIRST TR EXCHNG TRADED FD VIft cboe deep bfr | $330,497 | -0.6% | 9,845 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-24
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
ISHARES TR | 42 | Q3 2023 | 5.1% |
APPLE INC | 42 | Q3 2023 | 3.0% |
MICROSOFT CORP | 42 | Q3 2023 | 3.0% |
ISHARES TR | 42 | Q3 2023 | 2.6% |
ISHARES TR | 42 | Q3 2023 | 2.5% |
ISHARES TR | 42 | Q3 2023 | 2.2% |
SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.3% |
JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
AMAZON COM INC | 42 | Q3 2023 | 1.9% |
View RAYMOND JAMES & ASSOCIATES's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
EUROPEAN EQUITY FUND, INC / MD | February 09, 2023 | 51,612 | 0.7% |
Kayne Anderson NextGen Energy & Infrastructure, Inc. | February 09, 2023 | 3,150,472 | 6.7% |
LMP CAPITAL & INCOME FUND INC. | February 09, 2023 | 877,223 | 5.0% |
NXG NextGen Infrastructure Income Fund | February 09, 2023 | 140,318 | 5.4% |
Voya Asia Pacific High Dividend Equity Income Fund | February 09, 2023 | 795,437 | 6.8% |
TORTOISE ENERGY INDEPENDENCE FUND, INC. | February 08, 2023 | 161,498 | 8.8% |
Cushing Energy Income FundSold out | February 12, 2021 | 0 | 0.0% |
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | February 12, 2021 | 534,216 | 4.1% |
ROYCE GLOBAL VALUE TRUST, INC. | February 12, 2021 | 79,244 | 0.8% |
Eagle Growth & Income Opportunities FundSold out | September 03, 2020 | 0 | 0.0% |
View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-22 |
SC 13G/A | 2024-01-29 |
SC 13G/A | 2024-01-26 |
SC 13G/A | 2024-01-26 |
SC 13G/A | 2024-01-26 |
SC 13G/A | 2024-01-26 |
SC 13G/A | 2024-01-26 |
13F-HR | 2024-01-16 |
13F-HR | 2023-10-24 |
13F-HR | 2023-07-25 |
View RAYMOND JAMES & ASSOCIATES's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.