This page lists the SEC filings reported by RAYMOND JAMES & ASSOCIATES.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2024-01-29 | - | - | - | - | EDGAR |
| SC 13G/A | 2024-01-26 | - | - | - | - | EDGAR |
| SC 13G/A | 2024-01-26 | RAYMOND JAMES & ASSOCIATES | ROCKY BRANDS, INC. | 474,852 | 6.4% | EDGAR |
| SC 13G/A | 2024-01-26 | - | - | - | - | EDGAR |
| SC 13G/A | 2024-01-26 | - | - | - | - | EDGAR |
| SC 13G/A | 2024-01-26 | - | - | - | - | EDGAR |
| SC 13G/A | 2023-02-09 | RAYMOND JAMES & ASSOCIATES | EUROPEAN EQUITY FUND, INC / MD | 51,612 | 0.7% | EDGAR |
| SC 13G/A | 2023-02-09 | RAYMOND JAMES & ASSOCIATES | Voya Asia Pacific High Dividend Equity Income Fund | 795,437 | 6.8% | EDGAR |
| SC 13G/A | 2023-02-09 | RAYMOND JAMES & ASSOCIATES | Kayne Anderson NextGen Energy & Infrastructure, Inc. | 3,150,472 | 6.7% | EDGAR |
| SC 13G/A | 2023-02-09 | RAYMOND JAMES & ASSOCIATES | LMP CAPITAL & INCOME FUND INC. | 877,223 | 5.0% | EDGAR |
| SC 13G | 2023-02-09 | RAYMOND JAMES & ASSOCIATES | NXG NextGen Infrastructure Income Fund | 140,318 | 5.4% | EDGAR |
| SC 13G | 2023-02-08 | RAYMOND JAMES & ASSOCIATES | TORTOISE ENERGY INDEPENDENCE FUND, INC. | 161,498 | 8.8% | EDGAR |
| SC 13G | 2023-02-08 | RAYMOND JAMES & ASSOCIATES | ROCKY BRANDS, INC. | 600,134 | 8.2% | EDGAR |
| SC 13G/A | 2022-02-08 | RAYMOND JAMES & ASSOCIATES | Kayne Anderson NextGen Energy & Infrastructure, Inc. | 3,147,449 | 6.7% | EDGAR |
| SC 13G/A | 2022-02-08 | RAYMOND JAMES & ASSOCIATES | Voya Asia Pacific High Dividend Equity Income Fund | 797,933 | 6.7% | EDGAR |
| SC 13G/A | 2022-02-08 | RAYMOND JAMES & ASSOCIATES | EUROPEAN EQUITY FUND, INC / MD | 397,166 | 5.7% | EDGAR |
| SC 13G | 2022-02-08 | RAYMOND JAMES & ASSOCIATES | LMP CAPITAL & INCOME FUND INC. | 913,011 | 5.2% | EDGAR |
| SC 13G/A | 2021-02-12 | RAYMOND JAMES & ASSOCIATES | ROYCE GLOBAL VALUE TRUST, INC. | 79,244 | 0.8% | EDGAR |
| SC 13G/A | 2021-02-12 | RAYMOND JAMES & ASSOCIATES | LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | 534,216 | 4.1% | EDGAR |
| SC 13G/A | 2021-02-12 | RAYMOND JAMES & ASSOCIATES | EUROPEAN EQUITY FUND, INC / MD | 401,519 | 5.4% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.