$115 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 3869 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| UJAN | INNOVATOR ETFS TRus eqt ultra bf | $609,092 | +4.7% | 19,590 | 0.0% | 0.00% | 0.0% | |
| ERO | ERO COPPER CORP | $867,976 | +28.3% | 49,205 | 0.0% | 0.00% | 0.0% | |
| FMN | FEDERATED HERMES PREM MUNI I | $818,609 | +3.0% | 75,657 | 0.0% | 0.00% | 0.0% | |
| GSEW | GOLDMAN SACHS ETF TRequal weight us | $653,567 | +3.8% | 10,862 | 0.0% | 0.00% | 0.0% | |
| GRANITE PT MTG TR INCnote 6.375%10/0 | $753,272 | -2.3% | 800,000 | 0.0% | 0.00% | 0.0% | ||
| PNOV | INNOVATOR ETFS TRus eqty pwr buf | $808,865 | +5.3% | 25,436 | 0.0% | 0.00% | 0.0% | |
| BNOV | INNOVATOR ETFS TRus eqty buf nov | $695,658 | +6.1% | 22,011 | 0.0% | 0.00% | 0.0% | |
| BAPR | INNOVATOR ETFS TRus eqt bufr apr | $823,395 | +8.2% | 24,535 | 0.0% | 0.00% | 0.0% | |
| JPIB | J P MORGAN EXCHANGE TRADED Fintl bd opp etf | $912,154 | +3.0% | 19,260 | 0.0% | 0.00% | 0.0% | |
| SPEU | SPDR INDEX SHS FDSportflo eurp etf | $1,318,994 | +9.6% | 34,683 | 0.0% | 0.00% | 0.0% | |
| VFVA | VANGUARD WELLINGTON FDus value factr | $731,639 | -1.7% | 7,545 | 0.0% | 0.00% | 0.0% | |
| MEIP | MEI PHARMA INC | $5,117 | -6.0% | 22,355 | 0.0% | 0.00% | – | |
| MFA FINL INCnote 6.250% 6/1 | $104,525 | +6.2% | 110,000 | 0.0% | 0.00% | – | ||
| LIGAND PHARMACEUTICALS INCnote 0.750% 5/1 | $14,854 | +1.8% | 15,000 | 0.0% | 0.00% | – | ||
| MDXG | MIMEDX GROUP INC | $188,962 | +22.7% | 55,414 | 0.0% | 0.00% | – | |
| MLSS | MILESTONE SCIENTIFIC INC | $18,000 | +87.5% | 20,000 | 0.0% | 0.00% | – | |
| QUOT | QUOTIENT TECHNOLOGY INC | $35,926 | -4.4% | 10,953 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $36,642 | +2.6% | 11,415 | 0.0% | 0.00% | – | |
| MFIN | MEDALLION FINL CORP | $120,611 | +7.4% | 15,725 | 0.0% | 0.00% | – | |
| MCLOUD TECHNOLOGIES CORP | $8,250 | -63.6% | 25,677 | 0.0% | 0.00% | – | ||
| MKCV | MCCORMICK & CO INC | $569,527 | +0.5% | 6,895 | 0.0% | 0.00% | -100.0% | |
| RRBI | RED RIVER BANCSHARES INC | $209,519 | -5.8% | 4,355 | 0.0% | 0.00% | – | |
| REDWOOD TRUST INCnote 4.750% 8/1 | $38,900 | -0.3% | 40,000 | 0.0% | 0.00% | – | ||
| REDWOOD TRUST INCnote 5.625% 7/1 | $103,486 | +4.0% | 110,000 | 0.0% | 0.00% | – | ||
| MARKETWISE INC | $31,407 | +10.1% | 16,977 | 0.0% | 0.00% | – | ||
| RINGCENTRAL INCnote 3/1 | $331,608 | +3.0% | 410,000 | 0.0% | 0.00% | – | ||
| XNTK | SPDR SER TRnyse tech etf | $256,004 | +25.1% | 2,112 | 0.0% | 0.00% | – | |
| KAMAN CORPnote 3.250% 5/0 | $14,145 | +1.4% | 15,000 | 0.0% | 0.00% | – | ||
| KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $148,500 | +0.9% | 150,000 | 0.0% | 0.00% | – | ||
| HEEM | ISHARES INCcur hd msci em | $361,249 | +4.8% | 15,027 | 0.0% | 0.00% | – | |
| MEAR | ISHARES U S ETF TRblackrock short | $327,388 | +0.5% | 6,553 | 0.0% | 0.00% | – | |
| ENZL | ISHARES TRnew zealand etf | $308,967 | +2.8% | 6,188 | 0.0% | 0.00% | – | |
| WOOD | ISHARES TRgl timb fore etf | $275,327 | -1.6% | 3,846 | 0.0% | 0.00% | – | |
| SARCOS TECHN AND ROBOTICS CO | $16,615 | -15.4% | 35,000 | 0.0% | 0.00% | – | ||
| EQWL | INVESCO EXCHANGE TRADED FD Ts&p 100 eql wigh | $265,347 | +4.3% | 3,400 | 0.0% | 0.00% | – | |
| CSD | INVESCO EXCHANGE TRADED FD Ts&p spin off | $283,148 | +8.1% | 5,002 | 0.0% | 0.00% | – | |
| SENS | SENSEONICS HLDGS INC | $10,249 | -31.1% | 14,435 | 0.0% | 0.00% | – | |
| INTERDIGITAL INCnote 2.000% 6/0 | $21,656 | +7.9% | 21,000 | 0.0% | 0.00% | – | ||
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $138,625 | +1.0% | 140,000 | 0.0% | 0.00% | – | ||
| BJUL | INNOVATOR ETFS TRus eqty bufr jul | $310,430 | +5.7% | 9,502 | 0.0% | 0.00% | – | |
| IMPL | IMPEL PHARMACEUTICALS INC | $20,300 | -62.7% | 14,500 | 0.0% | 0.00% | – | |
| ILLUMINA INCnote 8/1 | $14,624 | +0.9% | 15,000 | 0.0% | 0.00% | – | ||
| SPE | SPECIAL OPPORTUNITIES FD INC | $459,185 | -4.0% | 41,973 | 0.0% | 0.00% | – | |
| HOPE BANCORP INCnote 2.000% 5/1 | $22,253 | -1.0% | 23,000 | 0.0% | 0.00% | – | ||
| FIXX | HOMOLOGY MEDICINES INC | $16,397 | -18.3% | 15,919 | 0.0% | 0.00% | – | |
| GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $14,618 | +5.3% | 15,000 | 0.0% | 0.00% | – | ||
| STRIDE INCnote 1.125% 9/0 | $12,880 | +11.2% | 13,000 | 0.0% | 0.00% | – | ||
| MSC | STUDIO CITY INTL HLDGS LTDspon ads | $86,443 | +11.7% | 12,986 | 0.0% | 0.00% | – | |
| SUMMIT HOTEL PPTYSnote 1.500% 2/1 | $12,836 | +0.2% | 15,000 | 0.0% | 0.00% | – | ||
| GREENBRIER COS INCnote 2.875% 2/0 | $24,531 | +4.0% | 25,000 | 0.0% | 0.00% | – | ||
| SUPERNUS PHARMACEUTICALSnote 0.625% 4/0 | $30,996 | +1.8% | 31,000 | 0.0% | 0.00% | – | ||
| XOUT | GRANITESHARES ETF TRxout us lrg cp | $388,091 | +11.9% | 10,703 | 0.0% | 0.00% | – | |
| GLAD | GLADSTONE CAPITAL CORP | $120,129 | -2.3% | 12,780 | 0.0% | 0.00% | – | |
| JOB | GEE GROUP INC | $7,470 | -15.3% | 18,000 | 0.0% | 0.00% | – | |
| FOSL | FOSSIL GROUP INC | $66,890 | -25.8% | 20,903 | 0.0% | 0.00% | – | |
| FBIO | FORTRESS BIOTECH INC | $36,474 | +25.2% | 44,480 | 0.0% | 0.00% | – | |
| FRSX | FORESIGHT AUTONOMOUS HLDGS Lsponsored ads | $7,170 | -3.3% | 17,487 | 0.0% | 0.00% | – | |
| MYFW | FIRST WESTN FINL INC | $495,000 | -29.7% | 25,000 | 0.0% | 0.00% | -100.0% | |
| HDMV | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $423,930 | +4.9% | 14,880 | 0.0% | 0.00% | – | |
| TPC | TUTOR PERINI CORP | $116,385 | -18.3% | 18,863 | 0.0% | 0.00% | – | |
| FINV | FINVOLUTION GROUPsponsored ads | $103,733 | -15.9% | 24,876 | 0.0% | 0.00% | – | |
| UIHC | UNITED INS HLDGS CORP | $138,857 | +166.0% | 49,240 | 0.0% | 0.00% | – | |
| FRPH | FRP HLDGS INC | $405,160 | +7.5% | 7,000 | 0.0% | 0.00% | – | |
| UUU | UNIVERSAL SEC INSTRS INC | $170,550 | +14.3% | 73,513 | 0.0% | 0.00% | – | |
| EZPW | EZCORP INCcl a non vtg | $483,320 | +5.5% | 56,200 | 0.0% | 0.00% | – | |
| VHI | VALHI INC NEW | $219,453 | -20.9% | 12,605 | 0.0% | 0.00% | – | |
| EVX | VANECK ETF TRUSTenvironmental sr | $236,915 | +6.8% | 1,628 | 0.0% | 0.00% | – | |
| MORT | VANECK ETF TRUSTmortgage reit | $313,699 | -3.2% | 27,761 | 0.0% | 0.00% | – | |
| WATT | ENERGOUS CORP | $8,465 | -35.4% | 15,675 | 0.0% | 0.00% | – | |
| ESOA | ENERGY SVCS ACQUISITION CORP | $42,358 | -11.0% | 18,497 | 0.0% | 0.00% | – | |
| GOED | POLISHED COM INC | $8,223 | -10.0% | 15,810 | 0.0% | 0.00% | – | |
| CEV | EATON VANCE CALIF MUN INCOMsh ben int | $165,726 | +2.5% | 16,200 | 0.0% | 0.00% | – | |
| DNN | DENISON MINES CORP | $65,553 | -5.2% | 60,140 | 0.0% | 0.00% | – | |
| DWSN | DAWSON GEOPHYSICAL CO NEW | $23,641 | -17.3% | 14,593 | 0.0% | 0.00% | – | |
| DEUS | DBX ETF TRxtrackers russel | $265,815 | +2.4% | 6,157 | 0.0% | 0.00% | – | |
| DHY | CREDIT SUISSE HIGH YIELD BDsh ben int | $22,680 | +7.4% | 12,000 | 0.0% | 0.00% | – | |
| DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $110,000 | +1.5% | 110,000 | 0.0% | 0.00% | – | ||
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | $35,880 | +14.3% | 29,900 | 0.0% | 0.00% | – | |
| PLCE | CHILDRENS PL INC NEW | $243,191 | +10.5% | 6,042 | 0.0% | 0.00% | – | |
| CHEESECAKE FACTORY INCnote 0.375% 6/1 | $10,758 | +1.0% | 13,000 | 0.0% | 0.00% | – | ||
| CNTY | CENTURY CASINOS INC | $185,713 | +4.3% | 25,336 | 0.0% | 0.00% | – | |
| CGAU | CENTERRA GOLD INC | $177,867 | +24.9% | 27,491 | 0.0% | 0.00% | – | |
| CVM | CEL-SCI CORP | $42,653 | -1.3% | 18,385 | 0.0% | 0.00% | – | |
| CSTR | CAPSTAR FINL HLDGS INC | $255,035 | -14.2% | 16,834 | 0.0% | 0.00% | – | |
| VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1 | $30,770 | +2.8% | 31,000 | 0.0% | 0.00% | – | ||
| VIRI | VIRIOS THERAPEUTICS INC | $11,025 | +55.7% | 30,000 | 0.0% | 0.00% | – | |
| CBH | VIRTUS CONVERTIBLE & INC 202 | $222,689 | -0.2% | 25,834 | 0.0% | 0.00% | – | |
| CGO | CALAMOS GLOBAL TOTAL RETURN | $180,743 | +6.5% | 19,228 | 0.0% | 0.00% | – | |
| MYN | BLACKROCK MUNIYIELD N Y QUAL | $142,498 | +3.6% | 14,039 | 0.0% | 0.00% | – | |
| WEA | WESTERN ASSET PREMIER BD FD | $149,654 | -4.1% | 14,672 | 0.0% | 0.00% | – | |
| BTA | BLACKROCK LONG-TERM MUN ADVA | $108,694 | +5.9% | 10,924 | 0.0% | 0.00% | – | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $287,156 | +1.5% | 28,125 | 0.0% | 0.00% | – | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $148,590 | +8.0% | 12,700 | 0.0% | 0.00% | – | |
| WMPN | WILLIAM PENN BANCORPORATION | $307,745 | -6.5% | 27,162 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $15,390 | -3.3% | 15,000 | 0.0% | 0.00% | – | ||
| BODYWS | THE BEACHBODY COMPANY INC*w exp 12/31/202 | $581 | +24.9% | 11,199 | 0.0% | 0.00% | – | |
| CDMO | AVID BIOSERVICES INC | $269,788 | +36.2% | 14,381 | 0.0% | 0.00% | – | |
| WRAP | WRAP TECHNOLOGIES INC | $38,012 | +1.8% | 22,100 | 0.0% | 0.00% | – | |
| BCEL | ATRECA INC | $88,377 | +42.4% | 77,524 | 0.0% | 0.00% | – | |
| APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $62,969 | -0.4% | 65,000 | 0.0% | 0.00% | – | ||
| ANGN | ANGION BIOMEDICA CORP | $34,800 | -28.5% | 60,000 | 0.0% | 0.00% | – | |
| ESTA | ESTABLISHMENT LABS HLDGS INC | $287,895 | +3.2% | 4,250 | 0.0% | 0.00% | – | |
| AMRX | AMNEAL PHARMACEUTICALS INC | $224,328 | -30.2% | 161,387 | 0.0% | 0.00% | – | |
| AMERICAN REBEL HOLDINGS INC | $6,796 | -26.4% | 47,823 | 0.0% | 0.00% | – | ||
| PANL | PANGAEA LOGISTICS SOLUTION L | $114,377 | +14.0% | 19,485 | 0.0% | 0.00% | – | |
| QVAL | EA SERIES TRUSTus quan value | $357,617 | +5.2% | 10,571 | 0.0% | 0.00% | – | |
| AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $15,080 | -4.3% | 15,000 | 0.0% | 0.00% | – | ||
| AIR TRANS SVCS GROUP INCnote 1.125%10/1 | $30,339 | -8.5% | 32,000 | 0.0% | 0.00% | – | ||
| AXDX | ACCELERATE DIAGNOSTICS INC | $12,249 | -0.8% | 17,499 | 0.0% | 0.00% | – | |
| CGEN | COMPUGEN LTDord | $72,745 | -1.9% | 103,625 | 0.0% | 0.00% | – | |
| ACTG | ACACIA RESH CORP | $83,762 | -8.3% | 21,700 | 0.0% | 0.00% | – | |
| GLMD | GALMED PHARMACEUTICALS LTD | $58,874 | -14.7% | 138,040 | 0.0% | 0.00% | – | |
| SB | SAFE BULKERS INC | $153,294 | +26.8% | 41,543 | 0.0% | 0.00% | – | |
| TRND | PACER FDS TRtrendpilot fd | $530,544 | +5.1% | 19,334 | 0.0% | 0.00% | – | |
| PRA GROUP INCnote 3.500% 6/0 | $14,850 | +0.6% | 15,000 | 0.0% | 0.00% | – | ||
| PARSONS CORP DELnote 0.250% 8/1 | $17,632 | -3.0% | 16,000 | 0.0% | 0.00% | – | ||
| PAVM | PAVMED INC | $12,342 | -22.2% | 33,043 | 0.0% | 0.00% | – | |
| OXSQ | OXFORD SQUARE CAP CORP | $73,066 | +1.3% | 23,122 | 0.0% | 0.00% | – | |
| ON SEMICONDUCTOR CORPnote 1.625%10/1 | $59,490 | +32.1% | 15,000 | 0.0% | 0.00% | – | ||
| PHR | PHREESIA INC | $352,671 | -0.2% | 10,922 | 0.0% | 0.00% | – | |
| PIRS | PIERIS PHARMACEUTICALS INC | $29,280 | -6.2% | 30,000 | 0.0% | 0.00% | – | |
| PONCE FINANCIAL GROUP INC | $293,959 | -15.8% | 37,447 | 0.0% | 0.00% | – | ||
| PRAX | PRAXIS PRECISION MEDICINES I | $93,472 | -66.0% | 115,540 | 0.0% | 0.00% | – | |
| NOGIN INC*w exp 08/26/202 | $401 | +43.7% | 14,287 | 0.0% | 0.00% | – | ||
| EQRR | PROSHARES TReqts for risin | $232,217 | -2.8% | 4,708 | 0.0% | 0.00% | – | |
| NEN | NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt | $213,060 | +0.0% | 3,000 | 0.0% | 0.00% | – | |
| MSD | MORGAN STANLEY EMKT DBT FD I | $359,275 | -1.5% | 55,788 | 0.0% | 0.00% | – | |
| QCRH | QCR HOLDINGS INC | $556,559 | -11.5% | 12,675 | 0.0% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-04-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 5.1% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.2% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| AMAZON COM INC | 42 | Q3 2023 | 1.9% |
View RAYMOND JAMES & ASSOCIATES's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| EUROPEAN EQUITY FUND, INC / MD | February 09, 2023 | 51,612 | 0.7% |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. | February 09, 2023 | 3,150,472 | 6.7% |
| LMP CAPITAL & INCOME FUND INC. | February 09, 2023 | 877,223 | 5.0% |
| NXG NextGen Infrastructure Income Fund | February 09, 2023 | 140,318 | 5.4% |
| Voya Asia Pacific High Dividend Equity Income Fund | February 09, 2023 | 795,437 | 6.8% |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | February 08, 2023 | 161,498 | 8.8% |
| Cushing Energy Income FundSold out | February 12, 2021 | 0 | 0.0% |
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | February 12, 2021 | 534,216 | 4.1% |
| ROYCE GLOBAL VALUE TRUST, INC. | February 12, 2021 | 79,244 | 0.8% |
| Eagle Growth & Income Opportunities FundSold out | September 03, 2020 | 0 | 0.0% |
View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-22 |
| SC 13G/A | 2024-01-29 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| 13F-HR | 2024-01-16 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-25 |
View RAYMOND JAMES & ASSOCIATES's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.