RAYMOND JAMES & ASSOCIATES - Q4 2022 holdings

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$109 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 4044 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 0.0% .

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Unchanged
 Value Shares↓ Weighting
ADM  ARCHER DANIELS MIDLAND COcall$1,852,764
+61.8%
198,0000.0%0.00%
+100.0%
DKL  DELEK LOGISTICS PARTNERS LP$1,848,417
-11.2%
40,8490.0%0.00%0.0%
LGOV  FIRST TR EXCHANGE-TRADED FDlng dur oprtun$2,188,828
-1.3%
100,0150.0%0.00%0.0%
VMI  VALMONT INDS INC$2,019,470
+23.1%
6,1070.0%0.00%0.0%
FFBW  FFBW INC MD$704,692
-2.4%
60,6970.0%0.00%0.0%
CHRW  C H ROBINSON WORLDWIDE INCcall$629,625
-61.0%
889,5000.0%0.00%
-50.0%
EXC  EXELON CORPcall$565,160
+23.4%
19,9000.0%0.00%–
MLP  MAUI LD & PINEAPPLE INC$708,855
+2.3%
75,2500.0%0.00%0.0%
 LYFT INCnote 1.500% 5/1$607,517
+3.3%
690,0000.0%0.00%0.0%
MKCV  MCCORMICK & CO INC$566,562
+12.2%
6,8950.0%0.00%0.0%
UJAN  INNOVATOR ETFS TRus eqt ultra bf$582,019
+1.8%
19,5900.0%0.00%0.0%
 BENEFITFOCUS INCnote 1.250%12/1$606,500
+0.7%
625,0000.0%0.00%0.0%
 GRANITE PT MTG TR INCnote 6.375%10/0$771,200
-1.1%
800,0000.0%0.00%0.0%
DEW  WISDOMTREE TRglb high div fd$870,716
+13.8%
18,6050.0%0.00%0.0%
MYFW  FIRST WESTN FINL INC$703,750
+14.2%
25,0000.0%0.00%0.0%
WBND  LEGG MASON ETF INVTwestn aset ttl$748,876
+3.9%
37,2390.0%0.00%0.0%
GSEW  GOLDMAN SACHS ETF TRequal weight us$629,344
+8.7%
10,8620.0%0.00%0.0%
 IMAGO BIOSCIENCES INC$938,187
+138.7%
26,0970.0%0.00%–
CSM  PROSHARES TRlarge cap cre$618,770
+6.3%
13,7780.0%0.00%0.0%
MTW  MANITOWOC CO INC$936,134
+18.2%
102,1980.0%0.00%0.0%
QCRH  QCR HOLDINGS INC$629,187
-2.6%
12,6750.0%0.00%0.0%
BAPR  INNOVATOR ETFS TRus eqt bufr apr$761,294
+6.8%
24,5350.0%0.00%0.0%
TCBK  TRICO BANCSHARES$885,084
+14.2%
17,3580.0%0.00%0.0%
CNTY  CENTURY CASINOS INC$178,112
+7.3%
25,3360.0%0.00%–
TAC  TRANSALTA CORP$170,430
+1.4%
19,0000.0%0.00%–
CGAU  CENTERRA GOLD INC$142,403
+17.7%
27,4910.0%0.00%–
TZOO  TRAVELZOO$58,473
+0.8%
13,1400.0%0.00%–
TMQ  TRILOGY METALS INC NEW$9,895
-10.0%
17,9900.0%0.00%–
CSTR  CAPSTAR FINL HLDGS INC$297,288
-4.7%
16,8340.0%0.00%–
CFFN  CAPITOL FED FINL INC$126,982
+4.1%
14,6800.0%0.00%–
UUU  UNIVERSAL SEC INSTRS INC$149,231
-47.5%
73,5130.0%0.00%–
VEON  VEON LTDsponsored adr$5,268
+75.6%
10,7500.0%0.00%–
EVX  VANECK ETF TRUSTenvironmental sr$221,735
+4.1%
1,6280.0%0.00%–
 BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1$73,547
-0.6%
75,0000.0%0.00%–
BKN  BLACKROCK INVT QUALITY MUN T$184,188
-7.0%
15,7970.0%0.00%–
 BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0$15,920
+6.1%
15,0000.0%0.00%–
 BERKSHIRE GREY INC$18,117
-64.5%
30,0000.0%0.00%–
VGR  VECTOR GROUP LTD$125,916
+34.0%
10,6170.0%0.00%–
BODYWS  THE BEACHBODY COMPANY INC*w exp 12/31/202$465
-76.8%
11,1990.0%0.00%–
MPV  BARINGS PARTN INVSsh ben int$329,633
+8.8%
26,7560.0%0.00%–
BMRC  BANK MARIN BANCORP$266,558
+9.7%
8,1070.0%0.00%–
CBH  VIRTUS CONVERTIBLE & INC 202$223,206
+1.9%
25,8340.0%0.00%–
AVT  AVNET INCcall$25,000
+177.8%
12,5000.0%0.00%–
CDMO  AVID BIOSERVICES INC$198,026
-28.0%
14,3810.0%0.00%–
ARTNA  ARTESIAN RES CORPcl a$433,375
+21.7%
7,3980.0%0.00%–
WEA  WESTERN ASSET PREMIER BD FD$156,110
+8.4%
14,6720.0%0.00%–
 APOLLO COML REAL ESTATE FINnote 5.375%10/1$63,213
+0.3%
65,0000.0%0.00%–
WMPN  WILLIAM PENN BANCORPORATION$329,203
+6.5%
27,1620.0%0.00%–
APA  APA CORPORATIONcall$7,182
-20.2%
34,2000.0%0.00%–
ANGN  ANGION BIOMEDICA CORP$48,696
-11.5%
60,0000.0%0.00%–
AMRX  AMNEAL PHARMACEUTICALS INC$321,160
-1.5%
161,3870.0%0.00%–
PUTW  WISDOMTREE TR$351,281
+0.7%
11,6970.0%0.00%–
QVAL  EA SERIES TRUSTus quan value$340,016
+10.0%
10,5710.0%0.00%–
 AKAMAI TECHNOLOGIES INCnote 0.125% 5/0$15,750
+5.0%
15,0000.0%0.00%–
 AIR TRANS SVCS GROUP INCnote 1.125%10/1$33,162
+3.6%
32,0000.0%0.00%–
 INFINITE ACQUISITION CORPunit 99/99/9999$127,625
+2.1%
12,5000.0%0.00%–
AXDX  ACCELERATE DIAGNOSTICS INC$12,354
-54.2%
17,4990.0%0.00%–
ACTG  ACACIA RESH CORP$91,357
+3.8%
21,7000.0%0.00%–
ABST  ABSOLUTE SOFTWARE CORP$105,966
-10.2%
10,1500.0%0.00%–
POWW  AMMO INC$130,823
-41.1%
75,6200.0%0.00%–
PLYA  PLAYA HOTELS & RESORTS NV$429,811
+12.2%
65,8210.0%0.00%–
KEN  KENON HLDGS LTD$239,580
-3.8%
7,2600.0%0.00%–
GNMA  ISHARES TRgnma bond etf$496,088
+1.2%
11,4030.0%0.00%–
ENZL  ISHARES TRnew zealand etf$300,427
+17.8%
6,1880.0%0.00%–
MXI  ISHARES TRglobal mater etf$234,407
+16.0%
2,9800.0%0.00%–
PBS  INVESCO EXCHANGE TRADED FD Tdynmc media$223,132
+1.4%
6,9490.0%0.00%–
 LIGAND PHARMACEUTICALS INCnote 0.750% 5/1$14,597
-2.7%
15,0000.0%0.00%–
EQWL  INVESCO EXCHANGE TRADED FD Ts&p 100 eql wigh$254,525
+12.6%
3,4000.0%0.00%–
 MFA FINL INCnote 6.250% 6/1$98,450
+3.6%
110,0000.0%0.00%–
MEIP  MEI PHARMA INC$5,446
-39.5%
22,3550.0%0.00%–
MMMB  MAMAMANCINI S HLDGS INC$110,393
+64.8%
61,5000.0%0.00%–
 INTERDIGITAL INCnote 2.000% 6/0$20,068
+0.3%
21,0000.0%0.00%–
MRKR  MARKER THERAPEUTICS INC$24,995
-28.6%
94,0000.0%0.00%–
 MARKETWISE INC$28,521
-26.9%
16,9770.0%0.00%–
BAUG  INNOVATOR ETFS TRus equt bufr aug$242,619
+5.9%
8,1000.0%0.00%–
MFIN  MEDALLION FINL CORP$112,277
+2.1%
15,7250.0%0.00%–
MCHP  MICROCHIP TECHNOLOGY INC.call$2,640
-76.0%
13,2000.0%0.00%–
MLSS  MILESTONE SCIENTIFIC INC$9,600
-40.0%
20,0000.0%0.00%–
IMMR  IMMERSION CORP$104,093
+28.5%
14,8070.0%0.00%–
 ILLUMINA INCnote 8/1$14,490
+3.5%
15,0000.0%0.00%–
MOGO  MOGO INC$6,907
-42.4%
13,0500.0%0.00%–
MTEM  MOLECULAR TEMPLATES INC$3,786
-57.9%
11,5440.0%0.00%–
HWM  HOWMET AEROSPACE INCcall$111,240
+258.8%
10,3000.0%0.00%–
MOVE  MOVANO INC$17,468
-52.8%
13,4370.0%0.00%–
 HOPE BANCORP INCnote 2.000% 5/1$22,471
+2.1%
23,0000.0%0.00%–
NEN  NEW ENGLAND RLTY ASSOC LTD Pdepositry rcpt$213,000
-7.8%
3,0000.0%0.00%–
NEXI  NEXIMMUNE INC$7,444
-56.2%
30,6220.0%0.00%–
 GUIDEWIRE SOFTWARE INCnote 1.250% 3/1$13,883
+6.8%
15,0000.0%0.00%–
 NOGIN INC*w exp 08/26/202$279
-72.1%
14,2870.0%0.00%–
 GREENBRIER COS INCnote 2.875% 2/0$23,588
+7.2%
25,0000.0%0.00%–
NAK  NORTHERN DYNASTY MINERALS LT$4,007
+0.2%
18,1490.0%0.00%–
AJXA  GREAT AJAX CORP7.25 cv sr nt 24$325,584
+0.5%
13,6000.0%0.00%–
NCA  NUVEEN CALIFORNIA MUNI VLU F$147,571
+2.5%
17,4640.0%0.00%–
 ON SEMICONDUCTOR CORPnote 1.625%10/1$45,023
+0.1%
15,0000.0%0.00%–
FLWS  1 800 FLOWERS COM INCcl a$203,724
+47.6%
21,3100.0%0.00%–
GNUS  GENIUS BRANDS INTL INC$174,145
-22.6%
374,5060.0%0.00%–
GANX  GAIN THERAPEUTICS INC$75,120
-3.7%
24,0000.0%0.00%–
 PRA GROUP INCnote 3.500% 6/0$14,768
-1.5%
15,0000.0%0.00%–
JOB  GEE GROUP INC$8,820
-19.8%
18,0000.0%0.00%–
TRND  PACER FDS TRtrendpilot fd$504,617
-1.4%
19,3340.0%0.00%
-100.0%
 PARSONS CORP DELnote 0.250% 8/1$18,184
+13.6%
16,0000.0%0.00%–
PATI  PATRIOT TRANSN HLDG INC$93,984
-10.5%
13,3690.0%0.00%–
FBIO  FORTRESS BIOTECH INC$29,134
-23.3%
44,4800.0%0.00%–
FRSX  FORESIGHT AUTONOMOUS HLDGS Lsponsored ads$7,416
-17.6%
17,4870.0%0.00%–
PXLW  PIXELWORKS INC$197,178
+10.2%
111,4000.0%0.00%–
 PONCE FINANCIAL GROUP INC$349,006
+1.8%
37,4470.0%0.00%–
HDMV  FIRST TR EXCH TRADED FD IIIhorizon mngd etf$404,141
+10.7%
14,8800.0%0.00%–
PFS  PROVIDENT FINL SVCS INC$395,160
+9.5%
18,5000.0%0.00%–
PRU  PRUDENTIAL FINL INCcall$4,140
-82.0%
41,4000.0%0.00%–
PIM  PUTNAM MASTER INTER INCOME Tsh ben int$130,166
-1.4%
40,6770.0%0.00%–
QUOT  QUOTIENT TECHNOLOGY INC$37,569
+50.3%
10,9530.0%0.00%–
 REDWOOD TRUST INCnote 4.750% 8/1$39,0000.0%40,0000.0%0.00%–
FNLC  FIRST BANCORP INC ME$429,879
+8.6%
14,3580.0%0.00%–
 RINGCENTRAL INCnote 3/0$107,344
+2.2%
125,0000.0%0.00%–
 RINGCENTRAL INCnote 3/1$321,850
+2.2%
410,0000.0%0.00%–
EZPW  EZCORP INCcl a non vtg$458,030
+5.8%
56,2000.0%0.00%–
EQX  EQUINOX GOLD CORPcall$2
-99.9%
79,6000.0%0.00%–
EGLX  ENTHUSIAST GAMING HLDGS INC$21,388
-35.2%
38,4810.0%0.00%–
ESOA  ENERGY SVCS ACQUISITION CORP$47,600
-10.2%
18,4970.0%0.00%–
EMAN  EMAGIN CORP$28,333
+41.7%
33,3330.0%0.00%–
ELVT  ELEVATE CREDIT INC$30,597
+61.0%
17,4840.0%0.00%–
GOED  POLISHED COM INC$9,133
+14.2%
15,8100.0%0.00%–
SENS  SENSEONICS HLDGS INC$14,868
-21.7%
14,4350.0%0.00%–
SNSE  SENSEI BIOTHERAPEUTICS INC$28,310
-2.4%
19,0000.0%0.00%–
DNN  DENISON MINES CORP$69,161
-3.9%
60,1400.0%0.00%–
DWSN  DAWSON GEOPHYSICAL CO NEW$28,602
+24.4%
14,5930.0%0.00%–
SIEN  SIENTRA INC$2,120
-69.7%
10,4500.0%0.00%–
CEQP  CRESTWOOD EQUITY PARTNERS LPcall$940
-86.6%
18,8000.0%0.00%–
DHY  CREDIT SUISSE HIGH YIELD BDsh ben int$21,120
+0.6%
12,0000.0%0.00%–
CRMD  CORMEDIX INC$141,906
+49.4%
33,6270.0%0.00%–
 STRIDE INCnote 1.125% 9/0$11,578
-10.9%
13,0000.0%0.00%–
MSC  STUDIO CITY INTL HLDGS LTDspon ads$77,397
+176.4%
12,9860.0%0.00%–
 SUMMIT HOTEL PPTYSnote 1.500% 2/1$12,810
+6.8%
15,0000.0%0.00%–
 SUPERNUS PHARMACEUTICALSnote 0.625% 4/0$30,458
+1.5%
31,0000.0%0.00%–
SYBX  SYNLOGIC INC$9,120
-17.1%
12,0000.0%0.00%–
 DIGITALBRIDGE GROUP INCnote 5.000% 4/1$108,350
+0.3%
110,0000.0%0.00%–
TGB  TASEKO MINES LTDcall$2,335
+16.8%
46,7000.0%0.00%–
JHML  JOHN HANCOCK EXCHANGE TRADEDmltfctr lrg cap$371,542
+8.3%
7,5440.0%0.00%–
 KKR REAL ESTATE FIN TR INCnote 6.125% 5/1$147,213
-0.5%
150,0000.0%0.00%–
KGC  KINROSS GOLD CORPcall$301
-94.0%
30,1000.0%0.00%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2023-02-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR45Q2 20245.1%
APPLE INC45Q2 20243.0%
MICROSOFT CORP45Q2 20243.3%
ISHARES TR45Q2 20242.6%
ISHARES TR45Q2 20242.5%
ISHARES TR45Q2 20242.2%
AMAZON COM INC45Q2 20241.9%
SPDR S&P 500 ETF TR45Q2 20241.5%
JPMORGAN CHASE & CO.45Q2 20241.3%
VERIZON COMMUNICATIONS INC45Q2 20241.3%

View RAYMOND JAMES & ASSOCIATES's complete holdings history.

Latest significant ownerships (13-D/G)
RAYMOND JAMES & ASSOCIATES Q4 2022 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ROCKY BRANDS, INC.January 26, 2024474,8526.4%
EUROPEAN EQUITY FUND, INC / MDFebruary 09, 202351,6120.7%
Kayne Anderson NextGen Energy & Infrastructure, Inc.February 09, 20233,150,4726.7%
LMP CAPITAL & INCOME FUND INC.February 09, 2023877,2235.0%
NXG NextGen Infrastructure Income FundFebruary 09, 2023140,3185.4%
Voya Asia Pacific High Dividend Equity Income FundFebruary 09, 2023795,4376.8%
TORTOISE ENERGY INDEPENDENCE FUND, INC.February 08, 2023161,4988.8%
Cushing Energy Income FundSold outFebruary 12, 202100.0%
LAZARD GLOBAL TOTAL RETURN & INCOME FUND INCFebruary 12, 2021534,2164.1%
ROYCE GLOBAL VALUE TRUST, INC.February 12, 202179,2440.8%

View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.

Latest filings
TypeFiled
SC 13G2024-09-10
SC 13G2024-09-10
N-PX2024-08-16
13F-HR2024-07-19
13F-HR2024-04-22
SC 13G/A2024-01-29
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26

View RAYMOND JAMES & ASSOCIATES's complete filings history.

All filings

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