RAYMOND JAMES & ASSOCIATES - Q4 2021 holdings

$124 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 4248 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was 0.0% .

 Value Shares↓ Weighting
PRAX  PRAXIS PRECISION MEDICINES I$2,330,000
+6.5%
118,2940.0%0.00%0.0%
LGOV  FIRST TR EXCHANGE-TRADED FDlng dur oprtun$2,776,000
+0.7%
100,0000.0%0.00%0.0%
MYFW  FIRST WESTN FINL INC$759,000
+5.3%
25,0000.0%0.00%0.0%
CZA  INVESCO EXCHANGE TRADED FD Tzacks mid cap$1,822,000
+6.9%
18,9620.0%0.00%
-50.0%
FFBW  FFBW INC MD$657,000
-2.1%
55,6970.0%0.00%0.0%
IBDW  ISHARES TRibonds dec 2031$727,000
-0.5%
29,2500.0%0.00%0.0%
IBDV  ISHARES TRibonds dec 2030$730,000
-0.9%
29,1150.0%0.00%0.0%
NXUU  NOVUS CAPITAL CORPORATION IIunit 99/99/9999$785,000
+0.3%
76,2450.0%0.00%0.0%
CSM  PROSHARES TRlarge cap cre$895,000
+11.2%
8,0390.0%0.00%0.0%
QCRH  QCR HOLDINGS INC$710,000
+8.9%
12,6750.0%0.00%0.0%
MYJ  BLACKROCK MUNIYIELD N J FD I$889,000
+1.9%
56,1960.0%0.00%0.0%
TCBK  TRICO BANCSHARES$712,000
-1.1%
16,5830.0%0.00%0.0%
UFCS  UNITED FIRE GROUP INC$759,000
+0.4%
32,7470.0%0.00%0.0%
MYPSW  PLAYSTUDIOS INC*w exp 06/17/202$8,000
-27.3%
14,1980.0%0.00%
 GOLDMAN SACHS BDC INCnote 4.500% 4/0$85,000
-1.2%
85,0000.0%0.00%
ARD  ARDAGH GROUP S Acl a$1,000
-99.7%
12,1690.0%0.00%
 MFA FINL INCnote 6.250% 6/1$268,000
+1.1%
260,0000.0%0.00%
DWSN  DAWSON GEOPHYSICAL CO NEW$55,000
-6.8%
23,5500.0%0.00%
SSO  PROSHARES TR$293,000
+22.1%
2,0000.0%0.00%
 PROSPECT CAP CORPnote 6.375% 3/0$99,000
+2.1%
90,0000.0%0.00%
QCOM  QUALCOMM INCcall$275,000
+1618.8%
18,3000.0%0.00%
LCTX  LINEAGE CELL THERAPEUTICS IN$41,000
-2.4%
16,8130.0%0.00%
 REDWOOD TRUST INCnote 4.750% 8/1$41,0000.0%40,0000.0%0.00%
 REDWOOD TRUST INCnote 5.625% 7/1$261,000
-2.2%
260,0000.0%0.00%
MARK  REMARK HLDGS INC$12,0000.0%11,7000.0%0.00%
 LIGAND PHARMACEUTICALS INCnote 0.750% 5/1$15,0000.0%15,0000.0%0.00%
LGND  LIGAND PHARMACEUTICALS INC$540,000
+10.9%
3,4980.0%0.00%
CZR  CAESARS ENTERTAINMENT INC NEcall$283,000
-43.7%
18,5000.0%0.00%
 CSG SYS INTL INCnote 4.250% 3/1$16,000
+6.7%
15,0000.0%0.00%
HUGE  FSD PHARMA INCcl b sub vtg$16,000
-33.3%
15,0000.0%0.00%
 DIMENSIONAL ETF TRUSTworld ex us core$443,000
+0.7%
16,9840.0%0.00%
STBA  S & T BANCORP INC$456,000
+7.0%
14,4530.0%0.00%
SPXC  SPX CORP$302,000
+11.9%
5,0560.0%0.00%
QEFA  SPDR INDEX SHS FDSmsci eafe strtgc$208,000
+2.5%
2,7050.0%0.00%
 DISH NETWORK CORPORATIONnote 3.375% 8/1$24,000
-7.7%
25,0000.0%0.00%
XNTK  SPDR SER TRnyse tech etf$456,000
+5.8%
2,7530.0%0.00%
LCNB  LCNB CORP$219,000
+11.7%
11,1920.0%0.00%
KEN  KENON HLDGS LTD$318,000
+22.8%
6,2600.0%0.00%
BTI  BRITISH AMERN TOB PLCcall$40,000
+185.7%
59,4000.0%0.00%
BCOV  BRIGHTCOVE INC$146,000
-11.5%
14,3000.0%0.00%
KTRA  KINTARA THERAPEUTICS INC$8,000
-42.9%
15,7400.0%0.00%
QUS  SPDR SER TRmsci usa strtgic$319,000
+9.6%
2,4420.0%0.00%
BKEP  BLUEKNIGHT ENERGY PARTNERS L$66,000
+8.2%
20,0000.0%0.00%
DOYU  DOUYU INTL HLDGS LTDsponsored ads$53,000
-19.7%
20,0000.0%0.00%
 KAMAN CORPnote 3.250% 5/0$51,000
+2.0%
49,0000.0%0.00%
 KKR REAL ESTATE FIN TR INCnote 6.125% 5/1$237,000
-0.8%
225,0000.0%0.00%
SCHK  SCHWAB STRATEGIC TR1000 index etf$311,000
+9.5%
6,6700.0%0.00%
 BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1$77,000
+1.3%
75,0000.0%0.00%
 BLACKSTONE MORTGAGE TRUST INnote 4.375% 5/0$317,000
-0.6%
315,0000.0%0.00%
MYC  BLACKROCK MUNIYIELD CALIF FD$160,000
-1.2%
10,6440.0%0.00%
MUC  BLACKROCK MUNIHLDNGS CALI QL$225,000
-1.7%
14,6010.0%0.00%
JHML  JOHN HANCOCK EXCHANGE TRADEDmltfctr lrg cap$471,000
+9.3%
7,9150.0%0.00%
SBNY  SIGNATURE BK NEW YORK N Ycall$586,000
+46.9%
5,3000.0%0.00%
 BLACKROCK CAP INVT CORPnote 5.000% 6/1$131,0000.0%130,0000.0%0.00%
SGOV  ISHARES TR0-3 mnth treasry$325,0000.0%3,2510.0%0.00%
BNY  BLACKROCK N Y MUN INCOME TRUsh ben int$535,000
-3.6%
36,1640.0%0.00%
BFZ  BLACKROCK CALIF MUN INCOME Tsh ben int$500,000
-1.4%
34,3660.0%0.00%
 SPIRIT AIRLS INCnote 1.000% 5/1$14,000
-6.7%
16,0000.0%0.00%
BKN  BLACKROCK INVT QUALITY MUN T$264,000
+0.8%
15,1970.0%0.00%
BLKB  BLACKBAUD INC$310,000
+12.3%
3,9220.0%0.00%
 BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0$16,000
+6.7%
15,0000.0%0.00%
 STARWOOD PPTY TR INCnote 4.375% 4/0$272,000
-0.4%
260,0000.0%0.00%
BANX  STONECASTLE FINL CORP$563,000
-0.4%
25,6130.0%0.00%
-100.0%
MSC  STUDIO CITY INTL HLDGS LTDspon ads$69,000
-34.9%
12,9860.0%0.00%
IBDD  ISHARES TRibonds mar23 etf$218,000
-0.5%
8,1290.0%0.00%
 SUMMIT HOTEL PPTYSnote 1.500% 2/1$16,0000.0%15,0000.0%0.00%
 BENEFITFOCUS INCnote 1.250%12/1$600,000
+2.9%
625,0000.0%0.00%
-100.0%
 SUPERNUS PHARMACEUTICALSnote 0.625% 4/0$31,000
+3.3%
31,0000.0%0.00%
LQDH  ISHARES U S ETF TRint rt hdg c b$301,0000.0%3,1410.0%0.00%
SWZ  SWISS HELVETIA FD INC$274,000
+8.3%
27,5520.0%0.00%
SYBX  SYNLOGIC INC$27,000
-20.6%
11,0000.0%0.00%
 BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0$251,000
-0.8%
250,0000.0%0.00%
BHC  BAUSCH HEALTH COS INCcall$441,000
-6.2%
58,0000.0%0.00%
BMRC  BANK MARIN BANCORP$300,000
-1.3%
8,0600.0%0.00%
RXI  ISHARES TRglb cns disc etf$611,000
+8.7%
3,4090.0%0.00%
-100.0%
ERO  ERO COPPER CORP$459,000
-13.7%
30,0350.0%0.00%
 EURONET WORLDWIDE INCnote 0.750% 3/1$24,0000.0%22,0000.0%0.00%
XCUR  EXICURE INC$15,000
-83.5%
75,5000.0%0.00%
 FTI CONSULTING INCnote 2.000% 8/1$23,000
+9.5%
15,0000.0%0.00%
 TWO HARBORS INVENTMENT CORPOnote 6.250% 1/1$332,000
-0.6%
331,0000.0%0.00%
FENY  FIDELITY COVINGTON TRUSTmsci energy idx$429,000
+5.4%
28,2500.0%0.00%
UGP  ULTRAPAR PARTICIPACOES SA$37,000
-2.6%
13,9680.0%0.00%
X  UNITED STATES STL CORP NEWcall$1,000
-93.3%
19,3000.0%0.00%
UUU  UNIVERSAL SEC INSTRS INC$250,000
-38.6%
73,5130.0%0.00%
UONEK  URBAN ONE INCcl d non vtg$47,000
-50.5%
14,0000.0%0.00%
ACBI  ATLANTIC CAP BANCSHARES INC$307,000
+8.5%
10,6670.0%0.00%
ARTNA  ARTESIAN RES CORPcl a$415,000
+21.3%
8,9650.0%0.00%
 APOLLO COML REAL ESTATE FINnote 5.375%10/1$147,000
+1.4%
145,0000.0%0.00%
 APOLLO COML REAL ESTATE FINnote 4.750% 8/2$261,0000.0%260,0000.0%0.00%
ANNX  ANNEXON INC$253,000
-38.3%
22,0480.0%0.00%
FXF  INVESCO CURRENCYSHARES SWISSswiss franc$412,000
+2.0%
4,1730.0%0.00%
 VISHAY INTERTECHNOLOGY INCnote 2.250% 6/1$39,0000.0%38,0000.0%0.00%
CBH  VIRTUS ALLIANZGI CONVERTIBLE$255,000
-4.5%
25,8340.0%0.00%
 AKAMAI TECHNOLOGIES INCnote 0.375% 9/0$20,000
+5.3%
17,0000.0%0.00%
VCV  INVESCO CALIF VALUE MUN INCO$420,000
+0.7%
30,2100.0%0.00%
 AKAMAI TECHNOLOGIES INCnote 0.125% 5/0$20,000
+11.1%
15,0000.0%0.00%
 AIR TRANS SVCS GROUP INCnote 1.125%10/1$36,000
+5.9%
32,0000.0%0.00%
A  AGILENT TECHNOLOGIES INCcall$44,000
-57.3%
13,4000.0%0.00%
QQQ  INVESCO QQQ TRput$7,000
-98.8%
98,5000.0%0.00%
-100.0%
QQQ  INVESCO QQQ TRcall$305,000
+1933.3%
25,5000.0%0.00%
 INTERDIGITAL INCnote 2.000% 6/0$19,000
+5.6%
17,0000.0%0.00%
GFXU  GOLDEN FALCON ACQUISITION COunit 99/99/9999$221,000
+0.5%
22,0000.0%0.00%
ACER  ACER THERAPEUTICS INC$37,000
-9.8%
16,2000.0%0.00%
JOB  GEE GROUP INC$16,000
+23.1%
28,0000.0%0.00%
 GREENBRIER COS INCnote 2.875% 2/0$27,000
+3.8%
25,0000.0%0.00%
 ILLUMINA INCnote 8/1$17,0000.0%15,0000.0%0.00%
APSGU  APOLLO STRATEGIC GROWTH CAPTunit 99/99/9999$123,000
+0.8%
12,1050.0%0.00%
JEQ  ABERDEEN JAPAN EQUITY FD INC$202,000
-16.5%
24,8180.0%0.00%
CRHC  COHN ROBBINS HOLDINGS CORP$123,0000.0%12,5000.0%0.00%
NBO  NEUBERGER BERMAN N Y MUN FD$176,000
-1.1%
13,5320.0%0.00%
NHS  NEUBERGER BERMAN HIGH YIELD$281,000
-1.7%
22,5850.0%0.00%
IRL  NEW IRELAND FD INC$534,000
-9.5%
47,8520.0%0.00%
-100.0%
 NEW MTN FIN CORPnote 5.750% 8/1$95,0000.0%90,0000.0%0.00%
 NEW YORK MTG TRUSTnote 6.250% 1/1$365,0000.0%365,0000.0%0.00%
FPACU  FAR PEAK ACQUISITION CORPunit 99/99/9999$148,000
-0.7%
13,9000.0%0.00%
NXE  NEXGEN ENERGY LTDcall$13,000
-45.8%
16,0000.0%0.00%
NMTR  9 METERS BIOPHARMA INC$13,000
-23.5%
13,0000.0%0.00%
 DIGITALBRIDGE GROUP INCnote 5.000% 4/1$268,000
+1.1%
260,0000.0%0.00%
NAK  NORTHERN DYNASTY MINERALS LT$8,000
-27.3%
23,1490.0%0.00%
LCG  NORTHERN LTS FD TR IVsterling capital$500,000
+4.0%
16,3400.0%0.00%
HWM  HOWMET AEROSPACE INCcall$53,000
+8.2%
10,9000.0%0.00%
CWBR  COHBAR INC$9,000
-60.9%
24,4200.0%0.00%
NMT  NUVEEN MASSACHUSETS QLT MUN$460,000
+2.7%
29,1000.0%0.00%
NIM  NUVEEN SELECT MAT MUN FDsh ben int$129,000
-1.5%
12,0340.0%0.00%
NPV  NUVEEN VIRGINIA QLTY MUNCPL$201,000
+2.6%
11,7960.0%0.00%
MU  MICRON TECHNOLOGY INCcall$1,0000.0%18,0000.0%0.00%
 HOPE BANCORP INCnote 2.000% 5/1$22,000
-4.3%
23,0000.0%0.00%
CMU  MFS HIGH YIELD MUN TRsh ben int$106,000
-0.9%
23,4150.0%0.00%
JVA  COFFEE HLDG CO INC$118,000
-3.3%
26,8000.0%0.00%
JWSM  JAWS MUSTANG ACQUISITION COR$146,0000.0%15,0000.0%0.00%
DHY  CREDIT SUISSE HIGH YIELD BDsh ben int$140,0000.0%56,5850.0%0.00%
 MERITOR INCnote 3.250%10/1$44,000
+4.8%
40,0000.0%0.00%
NUBD  NUSHARES ETF TRnuveen esg us$225,000
-0.4%
8,7470.0%0.00%
 OSI SYSTEMS INCnote 1.250% 9/0$32,0000.0%31,0000.0%0.00%
OMQS  OMNIQ CORP$74,000
-39.3%
12,0000.0%0.00%
 ON SEMICONDUCTOR CORPnote 1.625%10/1$49,000
+44.1%
15,0000.0%0.00%
 OPPFI INC*w exp 07/20/202$8,000
-57.9%
12,2370.0%0.00%
CLAR  CLARUS CORP NEWcall$128,000
+91.0%
29,7000.0%0.00%
PSFEWS  PAYSAFE LIMITED*w exp 03/30/202$25,000
-64.8%
38,1250.0%0.00%
PRTA  PROTHENA CORP PLC$232,000
-30.7%
4,7000.0%0.00%
SCVXWS  SCVX CORP*w exp 01/24/202$4,000
-50.0%
10,5000.0%0.00%
MKCV  MCCORMICK & CO INC$518,000
+15.9%
5,4280.0%0.00%
 TRIP COM GROUP LTDdbcv 1.250% 9/1$14,0000.0%15,0000.0%0.00%
PPL  PPL CORPcall$113,000
+130.6%
64,8000.0%0.00%
 PRA GROUP INCnote 3.500% 6/0$17,0000.0%15,0000.0%0.00%
CHN  CHINA FD INC$355,000
-28.1%
19,4240.0%0.00%
 GUIDEWIRE SOFTWARE INCnote 1.250% 3/1$17,000
-5.6%
15,0000.0%0.00%
TRND  PACER FDS TRtrendpilot fd$312,000
+4.0%
9,9370.0%0.00%
CTSO  CYTOSORBENTS CORP$362,000
-48.4%
86,5000.0%0.00%
-100.0%
HUGE  FSD PHARMA INCcall$1,000
-80.0%
15,0000.0%0.00%
 CHEESECAKE FACTORY INCnote 0.375% 6/1$12,0000.0%13,0000.0%0.00%
FBIO  FORTRESS BIOTECH INC$95,000
-22.1%
37,8140.0%0.00%
RVNU  DBX ETF TRxtrack mun infra$434,000
+0.7%
14,8400.0%0.00%
 HELIX ENERGY SOLUTIONS GRP Inote 4.250% 5/0$15,0000.0%15,0000.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2022-02-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
ISHARES TR42Q3 20235.1%
APPLE INC42Q3 20233.0%
MICROSOFT CORP42Q3 20233.0%
ISHARES TR42Q3 20232.6%
ISHARES TR42Q3 20232.5%
ISHARES TR42Q3 20232.2%
SPDR S&P 500 ETF TR42Q3 20231.5%
VERIZON COMMUNICATIONS INC42Q3 20231.3%
JPMORGAN CHASE & CO42Q3 20231.1%
AMAZON COM INC42Q3 20231.9%

View RAYMOND JAMES & ASSOCIATES's complete holdings history.

Latest significant ownerships (13-D/G)

View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-04-22
SC 13G/A2024-01-29
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
SC 13G/A2024-01-26
13F-HR2024-01-16
13F-HR2023-10-24
13F-HR2023-07-25

View RAYMOND JAMES & ASSOCIATES's complete filings history.

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