$111 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 4241 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XNCR | XENCOR INC | $2,799,000 | -5.3% | 85,712 | 0.0% | 0.00% | 0.0% | |
| CCB | COASTAL FINL CORP WA | $2,218,000 | +11.6% | 69,611 | 0.0% | 0.00% | 0.0% | |
| LGOV | FIRST TR EXCHANGE-TRADED FDlng dur oprtun | $2,758,000 | -0.9% | 100,000 | 0.0% | 0.00% | -33.3% | |
| MLP | MAUI LD & PINEAPPLE INC | $864,000 | -3.5% | 83,375 | 0.0% | 0.00% | 0.0% | |
| UFCS | UNITED FIRE GROUP INC | $756,000 | -16.7% | 32,747 | 0.0% | 0.00% | 0.0% | |
| BENEFITFOCUS INCnote 1.250%12/1 | $583,000 | -1.2% | 625,000 | 0.0% | 0.00% | 0.0% | ||
| VERU | VERU INC | $683,000 | +5.7% | 80,100 | 0.0% | 0.00% | 0.0% | |
| CTSO | CYTOSORBENTS CORP | $702,000 | +7.5% | 86,500 | 0.0% | 0.00% | 0.0% | |
| MYFW | FIRST WESTN FINL INC | $721,000 | +11.4% | 25,000 | 0.0% | 0.00% | 0.0% | |
| HDMV | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $574,000 | -2.0% | 18,593 | 0.0% | 0.00% | 0.0% | |
| SAH | SONIC AUTOMOTIVE INCcl a | $1,227,000 | +17.4% | 23,351 | 0.0% | 0.00% | 0.0% | |
| QQQ | INVESCO QQQ TRput | $576,000 | -30.9% | 98,500 | 0.0% | 0.00% | 0.0% | |
| CSM | PROSHARES TRlarge cap cre | $805,000 | +0.9% | 8,039 | 0.0% | 0.00% | 0.0% | |
| QCRH | QCR HOLDINGS INC | $652,000 | +6.9% | 12,675 | 0.0% | 0.00% | 0.0% | |
| IBDV | ISHARES TRibonds dec 2030 | $737,000 | -0.7% | 29,115 | 0.0% | 0.00% | 0.0% | |
| MEAR | ISHARES U S ETF TRblackrock short | $595,000 | 0.0% | 11,855 | 0.0% | 0.00% | 0.0% | |
| TD | TORONTO DOMINION BK ONTcall | $1,000 | -85.7% | 28,300 | 0.0% | 0.00% | – | |
| TTOO | T2 BIOSYSTEMS INC | $34,000 | -22.7% | 37,200 | 0.0% | 0.00% | – | |
| TWO HBRS INVT CORPnote 6.250% 1/1 | $334,000 | -0.6% | 331,000 | 0.0% | 0.00% | – | ||
| CSG SYS INTL INCnote 4.250% 3/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| X | UNITED STATES STL CORP NEWcall | $15,000 | -71.2% | 19,300 | 0.0% | 0.00% | – | |
| UONEK | URBAN ONE INCcl d non vtg | $95,000 | +35.7% | 14,000 | 0.0% | 0.00% | – | |
| EVX | VANECK ETF TRUSTenvironmental sr | $238,000 | +1.3% | 1,663 | 0.0% | 0.00% | – | |
| BKEP | BLUEKNIGHT ENERGY PARTNERS L | $61,000 | -19.7% | 20,000 | 0.0% | 0.00% | – | |
| BLACKSTONE MORTGAGE TRUST INnote 4.750% 3/1 | $76,000 | 0.0% | 75,000 | 0.0% | 0.00% | – | ||
| BLACKSTONE MORTGAGE TRUST INnote 4.375% 5/0 | $319,000 | 0.0% | 315,000 | 0.0% | 0.00% | – | ||
| MUC | BLACKROCK MUNIHLDNGS CALI QL | $229,000 | -1.7% | 14,601 | 0.0% | 0.00% | – | |
| BLACKROCK CAP INVT CORPnote 5.000% 6/1 | $131,000 | 0.0% | 130,000 | 0.0% | 0.00% | – | ||
| BNY | BLACKROCK N Y MUN INCOME TRUsh ben int | $555,000 | +1.6% | 36,164 | 0.0% | 0.00% | – | |
| BKN | BLACKROCK INVT QUALITY MUN T | $262,000 | -6.4% | 15,197 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $15,000 | -6.2% | 15,000 | 0.0% | 0.00% | – | ||
| BBBY | BED BATH & BEYOND INCcall | $4,000 | -94.8% | 13,000 | 0.0% | 0.00% | – | |
| BHC | BAUSCH HEALTH COS INCcall | $470,000 | -16.5% | 58,000 | 0.0% | 0.00% | -100.0% | |
| BMRC | BANK MARIN BANCORP | $304,000 | +18.3% | 8,060 | 0.0% | 0.00% | – | |
| CDMO | AVID BIOSERVICES INC | $225,000 | -15.7% | 10,409 | 0.0% | 0.00% | – | |
| WY | WEYERHAEUSER CO MTN BEcall | $5,000 | +400.0% | 15,600 | 0.0% | 0.00% | – | |
| DOL | WISDOMTREE TRintl lrgcap dv | $337,000 | -3.4% | 7,080 | 0.0% | 0.00% | – | |
| APOLLO COML REAL ESTATE FINnote 5.375%10/1 | $145,000 | -0.7% | 145,000 | 0.0% | 0.00% | – | ||
| APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $261,000 | 0.0% | 260,000 | 0.0% | 0.00% | – | ||
| APSGU | APOLLO STRATEGIC GROWTH CAPTunit 99/99/9999 | $122,000 | -0.8% | 12,105 | 0.0% | 0.00% | – | |
| BTAQ | BURGUNDY TECHNOLOGY ACQU CORcl a | $269,000 | +1.1% | 27,005 | 0.0% | 0.00% | – | |
| CTACU | CERBERUS TELECOM ACQUISITIONunit 99/99/9999 | $87,000 | -20.9% | 10,605 | 0.0% | 0.00% | – | |
| CRHC | COHN ROBBINS HOLDINGS CORP | $123,000 | 0.0% | 12,500 | 0.0% | 0.00% | – | |
| AKBA | AKEBIA THERAPEUTICS INC | $64,000 | -24.7% | 22,395 | 0.0% | 0.00% | – | |
| FPACU | FAR PEAK ACQUISITION CORPunit 99/99/9999 | $149,000 | +2.8% | 13,900 | 0.0% | 0.00% | – | |
| AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $18,000 | -10.0% | 15,000 | 0.0% | 0.00% | – | ||
| A | AGILENT TECHNOLOGIES INCcall | $103,000 | +83.9% | 13,400 | 0.0% | 0.00% | – | |
| DWSH | ADVISORSHARES TRdorsy shrt etf | $232,000 | +3.1% | 26,400 | 0.0% | 0.00% | – | |
| JWSM | JAWS MUSTANG ACQUISITION COR | $146,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | |
| ACER | ACER THERAPEUTICS INC | $41,000 | -10.9% | 16,200 | 0.0% | 0.00% | – | |
| PSFEWS | PAYSAFE LIMITED*w exp 03/30/202 | $71,000 | -47.8% | 38,125 | 0.0% | 0.00% | – | |
| SCVXWS | SCVX CORP*w exp 01/24/202 | $8,000 | -27.3% | 10,500 | 0.0% | 0.00% | – | |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $242,000 | +10.5% | 24,818 | 0.0% | 0.00% | – | |
| VBLT | VASCULAR BIOGENICS LTD | $26,000 | -13.3% | 12,676 | 0.0% | 0.00% | – | |
| CRESW | CRESUD S A C I F Y A*w exp 03/08/202 | $5,000 | 0.0% | 11,600 | 0.0% | 0.00% | – | |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| IBDD | ISHARES TRibonds mar23 etf | $219,000 | -0.5% | 8,129 | 0.0% | 0.00% | – | |
| RING | ISHARES INCmsci gbl gold mn | $331,000 | -12.0% | 13,441 | 0.0% | 0.00% | – | |
| IWF | ISHARES TRcall | $253,000 | +28.4% | 10,200 | 0.0% | 0.00% | – | |
| TLT | ISHARES TRput | $31,000 | -46.6% | 12,800 | 0.0% | 0.00% | – | |
| LCNB | LCNB CORP | $196,000 | +7.1% | 11,192 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORP DELdeb 3.500% 1/1 | $1,000 | -88.9% | 15,000 | 0.0% | 0.00% | – | ||
| LCTX | LINEAGE CELL THERAPEUTICS IN | $42,000 | -12.5% | 16,813 | 0.0% | 0.00% | – | |
| VTN | INVESCO TR INVT GRADE NEW YO | $285,000 | -2.7% | 21,101 | 0.0% | 0.00% | – | |
| QQQ | INVESCO QQQ TRcall | $15,000 | -95.8% | 25,500 | 0.0% | 0.00% | – | |
| PSR | INVESCO ACTIVELY MANAGED ETFactive us real | $326,000 | -0.3% | 3,162 | 0.0% | 0.00% | – | |
| MFA FINL INCnote 6.250% 6/1 | $265,000 | +0.8% | 260,000 | 0.0% | 0.00% | – | ||
| MEIP | MEI PHARMA INC | $83,000 | -2.4% | 29,913 | 0.0% | 0.00% | – | |
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $238,000 | 0.0% | 265,000 | 0.0% | 0.00% | – | ||
| MPLX | MPLX LPcall | $25,000 | -64.8% | 46,200 | 0.0% | 0.00% | – | |
| ILLUMINA INCnote 8/1 | $17,000 | -10.5% | 15,000 | 0.0% | 0.00% | – | ||
| HWM | HOWMET AEROSPACE INCcall | $49,000 | -41.0% | 10,900 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $107,000 | -3.6% | 23,415 | 0.0% | 0.00% | – | |
| MU | MICRON TECHNOLOGY INCcall | $1,000 | -99.1% | 18,000 | 0.0% | 0.00% | – | |
| MLSS | MILESTONE SCIENTIFIC INC | $30,000 | -23.1% | 16,000 | 0.0% | 0.00% | – | |
| HERCULES CAPITAL INCdbcv 4.375% 2/0 | $291,000 | -1.4% | 279,000 | 0.0% | 0.00% | – | ||
| HELIX ENERGY SOLUTIONS GRP Inote 4.250% 5/0 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| NGL | NGL ENERGY PARTNERS LP | $65,000 | -1.5% | 27,614 | 0.0% | 0.00% | – | |
| NEW MTN FIN CORPnote 5.750% 8/1 | $95,000 | -1.0% | 90,000 | 0.0% | 0.00% | – | ||
| GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $18,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| NEW YORK MTG TR INCnote 6.250% 1/1 | $365,000 | -1.6% | 365,000 | 0.0% | 0.00% | – | ||
| GPL | GREAT PANTHER MNG LTD | $9,000 | -25.0% | 20,000 | 0.0% | 0.00% | – | |
| NMTR | 9 METERS BIOPHARMA INC | $17,000 | +21.4% | 13,000 | 0.0% | 0.00% | – | |
| GRANITE PT MTG TR INCnote 6.375%10/0 | $249,000 | +2.5% | 250,000 | 0.0% | 0.00% | – | ||
| NOA | NORTH AMERN CONSTR GROUP LTD | $372,000 | -4.6% | 25,606 | 0.0% | 0.00% | – | |
| NAK | NORTHERN DYNASTY MINERALS LT | $11,000 | 0.0% | 23,149 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS BDC INCnote 4.500% 4/0 | $86,000 | -1.1% | 85,000 | 0.0% | 0.00% | – | ||
| GFXU | GOLDEN FALCON ACQUISITION COunit 99/99/9999 | $220,000 | -1.8% | 22,000 | 0.0% | 0.00% | – | |
| NMT | NUVEEN MASSACHUSETS QLT MUN | $448,000 | +1.6% | 29,100 | 0.0% | 0.00% | – | |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $131,000 | -0.8% | 12,034 | 0.0% | 0.00% | – | |
| NSL | NUVEEN SR INCOME FD | $65,000 | 0.0% | 11,048 | 0.0% | 0.00% | – | |
| NURE | NUSHARES ETF TRnuveen shrt term | $226,000 | +4.1% | 6,395 | 0.0% | 0.00% | – | |
| GERN | GERON CORP | $52,000 | -1.9% | 37,700 | 0.0% | 0.00% | – | |
| ON SEMICONDUCTOR CORPnote 1.625%10/1 | $34,000 | +17.2% | 15,000 | 0.0% | 0.00% | – | ||
| JOB | GEE GROUP INC | $13,000 | -18.8% | 28,000 | 0.0% | 0.00% | – | |
| PRA GROUP INCnote 3.500% 6/0 | $17,000 | +6.2% | 15,000 | 0.0% | 0.00% | – | ||
| HUGE | FSD PHARMA INCcall | $5,000 | +66.7% | 15,000 | 0.0% | 0.00% | – | |
| HUGE | FSD PHARMA INCcl b sub vtg | $24,000 | -7.7% | 15,000 | 0.0% | 0.00% | – | |
| FOSL | FOSSIL GROUP INC | $442,000 | -17.1% | 37,328 | 0.0% | 0.00% | – | |
| FBIO | FORTRESS BIOTECH INC | $122,000 | -9.6% | 37,814 | 0.0% | 0.00% | – | |
| PBT | PERMIAN BASIN RTY TRunit ben int | $99,000 | +1.0% | 17,350 | 0.0% | 0.00% | – | |
| FMACU | FIRSTMARK HORIZON ACQUISITIOunit 99/99/9999 | $183,000 | -2.7% | 18,000 | 0.0% | 0.00% | – | |
| MYPSW | PLAYSTUDIOS INC*w exp 06/17/202 | $11,000 | -57.7% | 14,198 | 0.0% | 0.00% | – | |
| PSTI | PLURISTEM THERAPEUTICS INC | $27,000 | -34.1% | 10,255 | 0.0% | 0.00% | – | |
| PROG | PROGENITY INC | $33,000 | -58.2% | 22,000 | 0.0% | 0.00% | – | |
| SSO | PROSHARES TR | $240,000 | +0.4% | 2,000 | 0.0% | 0.00% | – | |
| PROSPECT CAP CORPnote 6.375% 3/0 | $97,000 | 0.0% | 90,000 | 0.0% | 0.00% | – | ||
| FINISAR CORPnote 0.500%12/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| TMFC | RBB FD INCmotley fol etf | $478,000 | +0.6% | 11,994 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 4.750% 8/1 | $41,000 | +2.5% | 40,000 | 0.0% | 0.00% | – | ||
| REDWOOD TR INCnote 5.625% 7/1 | $267,000 | 0.0% | 260,000 | 0.0% | 0.00% | – | ||
| FTI CONSULTING INCnote 2.000% 8/1 | $21,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| RMO | ROMEO POWER INCput | $81,000 | +47.3% | 10,500 | 0.0% | 0.00% | – | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $264,000 | -16.5% | 26,251 | 0.0% | 0.00% | – | |
| QEFA | SPDR INDEX SHS FDSmsci eafe strtgc | $203,000 | -1.0% | 2,705 | 0.0% | 0.00% | – | |
| ETAC | E MERGE TECHNOLOGY ACQUISITI | $137,000 | +0.7% | 13,985 | 0.0% | 0.00% | – | |
| QUS | SPDR SER TRmsci usa strtgic | $291,000 | -0.3% | 2,442 | 0.0% | 0.00% | – | |
| DOMO | DOMO INC | $437,000 | +4.5% | 5,176 | 0.0% | 0.00% | – | |
| DISH NETWORK CORPORATIONnote 3.375% 8/1 | $26,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| SJT | SAN JUAN BASIN RTY TRput | $9,000 | +80.0% | 14,000 | 0.0% | 0.00% | – | |
| DFAU | DIMENSIONAL ETF TRUSTus core eqt mkt | $263,000 | -0.4% | 8,735 | 0.0% | 0.00% | – | |
| SCYX | SCYNEXIS INC | $75,000 | -27.9% | 14,193 | 0.0% | 0.00% | – | |
| SEAC | SEACHANGE INTL INC | $27,000 | -15.6% | 25,000 | 0.0% | 0.00% | – | |
| SBCF | SEACOAST BKG CORP FLA | $336,000 | -0.9% | 9,929 | 0.0% | 0.00% | – | |
| DWSN | DAWSON GEOPHYSICAL CO NEW | $59,000 | -3.3% | 23,550 | 0.0% | 0.00% | – | |
| RVNU | DBX ETF TRxtrack mun infra | $431,000 | -1.6% | 14,840 | 0.0% | 0.00% | – | |
| SHYF | SHYFT GROUP INC | $234,000 | +1.7% | 6,155 | 0.0% | 0.00% | – | |
| TRIP COM GROUP LTDdbcv 1.250% 9/1 | $14,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| DHY | CREDIT SUISSE HIGH YIELD BDsh ben int | $140,000 | -1.4% | 56,585 | 0.0% | 0.00% | – | |
| GLW | CORNING INCcall | $32,000 | -47.5% | 53,300 | 0.0% | 0.00% | – | |
| SFST | SOUTHERN FIRST BANCSHARES | $343,000 | +4.6% | 6,410 | 0.0% | 0.00% | – | |
| CFRX | CONTRAFECT CORP | $47,000 | -7.8% | 11,500 | 0.0% | 0.00% | – | |
| STARWOOD PPTY TR INCnote 4.375% 4/0 | $273,000 | -2.2% | 260,000 | 0.0% | 0.00% | – | ||
| STON | STONEMOR INC | $87,000 | -6.5% | 35,372 | 0.0% | 0.00% | – | |
| DIGITALBRIDGE GROUP INCnote 5.000% 4/1 | $265,000 | -1.1% | 260,000 | 0.0% | 0.00% | – | ||
| CWBR | COHBAR INC | $23,000 | -32.4% | 24,420 | 0.0% | 0.00% | – | |
| SWZ | SWISS HELVETIA FD INC | $253,000 | -5.6% | 27,552 | 0.0% | 0.00% | – | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | $49,000 | -32.9% | 20,358 | 0.0% | 0.00% | – | |
| CDE | COEUR MNG INC | $318,000 | -30.4% | 51,505 | 0.0% | 0.00% | – | |
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $253,000 | -0.8% | 250,000 | 0.0% | 0.00% | – | ||
| CPK | CHESAPEAKE UTILS CORP | $468,000 | -0.4% | 3,902 | 0.0% | 0.00% | – | |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $468,000 | +2.0% | 545,000 | 0.0% | 0.00% | – | ||
| CGAU | CENTERRA GOLD INC | $187,000 | -10.5% | 27,491 | 0.0% | 0.00% | – | |
| IZEA | IZEA WORLDWIDE INC | $89,000 | -24.6% | 46,140 | 0.0% | 0.00% | – | |
| FXF | INVESCO CURRENCYSHARES SWISSswiss franc | $404,000 | -1.2% | 4,173 | 0.0% | 0.00% | – | |
| KKR REAL ESTATE FIN TR INCnote 6.125% 5/1 | $239,000 | -0.8% | 225,000 | 0.0% | 0.00% | – | ||
| KTRA | KINTARA THERAPEUTICS INC | $14,000 | -61.1% | 15,740 | 0.0% | 0.00% | – | |
| KURE | KRANESHARES TRmsci all china | $242,000 | -17.7% | 6,460 | 0.0% | 0.00% | – | |
| IXP | ISHARES TR | $272,000 | -2.2% | 3,212 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 5.1% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.2% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| AMAZON COM INC | 42 | Q3 2023 | 1.9% |
View RAYMOND JAMES & ASSOCIATES's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| EUROPEAN EQUITY FUND, INC / MD | February 09, 2023 | 51,612 | 0.7% |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. | February 09, 2023 | 3,150,472 | 6.7% |
| LMP CAPITAL & INCOME FUND INC. | February 09, 2023 | 877,223 | 5.0% |
| NXG NextGen Infrastructure Income Fund | February 09, 2023 | 140,318 | 5.4% |
| Voya Asia Pacific High Dividend Equity Income Fund | February 09, 2023 | 795,437 | 6.8% |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | February 08, 2023 | 161,498 | 8.8% |
| Cushing Energy Income FundSold out | February 12, 2021 | 0 | 0.0% |
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | February 12, 2021 | 534,216 | 4.1% |
| ROYCE GLOBAL VALUE TRUST, INC. | February 12, 2021 | 79,244 | 0.8% |
| Eagle Growth & Income Opportunities FundSold out | September 03, 2020 | 0 | 0.0% |
View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-22 |
| SC 13G/A | 2024-01-29 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| 13F-HR | 2024-01-16 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-25 |
View RAYMOND JAMES & ASSOCIATES's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.