$11.6 Billion is the total value of RAYMOND JAMES & ASSOCIATES's 1901 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SURG | SYNERGETICS USA INC | $4,015,000 | +15.5% | 882,494 | 0.0% | 0.04% | +6.1% | |
| INTEL CORPsdcv 2.950%12/1 | $2,547,000 | -0.5% | 2,353,000 | 0.0% | 0.02% | -8.3% | ||
| NEWMONT MINING CORPnote 1.625% 7/1 | $2,107,000 | +2.6% | 1,911,000 | 0.0% | 0.02% | -5.3% | ||
| GOLDCORP INC NEWnote 2.000% 8/0 | $1,816,000 | -0.1% | 1,800,000 | 0.0% | 0.02% | -5.9% | ||
| RES | RPC INC | $1,090,000 | +12.0% | 70,491 | 0.0% | 0.01% | 0.0% | |
| FNB | FNB CORP PA | $949,000 | +0.4% | 78,196 | 0.0% | 0.01% | -11.1% | |
| LEUCADIA NATL CORPnote 3.750% 4/1 | $940,000 | +2.6% | 725,000 | 0.0% | 0.01% | -11.1% | ||
| EFA | ISHAREScall | $866,000 | +111.7% | 78,700 | 0.0% | 0.01% | +75.0% | |
| LACO | LAKES ENTMNT INC | $825,000 | +17.7% | 199,162 | 0.0% | 0.01% | 0.0% | |
| PEABODY ENERGY CORPsdcv 4.750%12/1 | $726,000 | +15.6% | 905,000 | 0.0% | 0.01% | 0.0% | ||
| VOLCANO CORPORATIONnote 1.750%12/0 | $672,000 | +13.3% | 650,000 | 0.0% | 0.01% | 0.0% | ||
| CSH | CASH AMER INTL INC | $556,000 | -0.4% | 12,282 | 0.0% | 0.01% | 0.0% | |
| ROYAL GOLD INCnote 2.875% 6/1 | $623,000 | +5.8% | 650,000 | 0.0% | 0.01% | -16.7% | ||
| TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $529,000 | -0.9% | 510,000 | 0.0% | 0.01% | 0.0% | ||
| OPY | OPPENHEIMER HLDGS INCcl a non vtg | $501,000 | -6.7% | 28,200 | 0.0% | 0.00% | -20.0% | |
| NASB | NASB FINL INC | $415,000 | +4.8% | 15,122 | 0.0% | 0.00% | 0.0% | |
| ATRC | ATRICURE INC | $439,000 | +15.5% | 40,000 | 0.0% | 0.00% | 0.0% | |
| MPV | BABSON CAP PARTN INVS TRsh ben int | $463,000 | -4.7% | 33,212 | 0.0% | 0.00% | -20.0% | |
| ROCK | GIBRALTAR INDS INC | $340,000 | -2.0% | 23,833 | 0.0% | 0.00% | 0.0% | |
| UUU | UNIVERSAL SEC INSTRS INC | $392,000 | -9.3% | 79,939 | 0.0% | 0.00% | -25.0% | |
| EEA | EUROPEAN EQUITY FUND | $295,000 | +13.5% | 36,351 | 0.0% | 0.00% | +50.0% | |
| NYNY | EMPIRE RESORTS INC | $291,000 | +27.6% | 78,156 | 0.0% | 0.00% | +50.0% | |
| PDT | HANCOCK JOHN PREMUIM DIV FD | $244,000 | -9.6% | 20,387 | 0.0% | 0.00% | -33.3% | |
| HEROQ | HERCULES OFFSHORE INC | $257,000 | +4.5% | 34,935 | 0.0% | 0.00% | 0.0% | |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $223,000 | -5.5% | 16,624 | 0.0% | 0.00% | 0.0% | |
| MVF | BLACKROCK MUNIVEST FD INC | $210,000 | -7.9% | 22,477 | 0.0% | 0.00% | 0.0% | |
| MMSI | MERIT MED SYS INC | $248,000 | +8.8% | 20,457 | 0.0% | 0.00% | 0.0% | |
| M102SC | NUVEEN EQTY PRM OPPORTUNITYF | $223,000 | -2.2% | 18,463 | 0.0% | 0.00% | 0.0% | |
| NQU | NUVEEN QUALITY INCOME MUN FD | $262,000 | -6.8% | 20,776 | 0.0% | 0.00% | -33.3% | |
| ARTNA | ARTESIAN RESOURCES CORPcl a | $238,000 | 0.0% | 10,675 | 0.0% | 0.00% | 0.0% | |
| PEBK | PEOPLES BANCORP N C INC | $228,000 | -4.2% | 18,478 | 0.0% | 0.00% | 0.0% | |
| FDD | FIRST TR STOXX EURO DIV FD | $287,000 | +14.3% | 22,100 | 0.0% | 0.00% | 0.0% | |
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $234,000 | -6.4% | 12,850 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2013-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 5.1% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.0% |
| ISHARES TR | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 2.5% |
| ISHARES TR | 42 | Q3 2023 | 2.2% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 1.5% |
| VERIZON COMMUNICATIONS INC | 42 | Q3 2023 | 1.3% |
| JPMORGAN CHASE & CO | 42 | Q3 2023 | 1.1% |
| AMAZON COM INC | 42 | Q3 2023 | 1.9% |
View RAYMOND JAMES & ASSOCIATES's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| EUROPEAN EQUITY FUND, INC / MD | February 09, 2023 | 51,612 | 0.7% |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. | February 09, 2023 | 3,150,472 | 6.7% |
| LMP CAPITAL & INCOME FUND INC. | February 09, 2023 | 877,223 | 5.0% |
| NXG NextGen Infrastructure Income Fund | February 09, 2023 | 140,318 | 5.4% |
| Voya Asia Pacific High Dividend Equity Income Fund | February 09, 2023 | 795,437 | 6.8% |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | February 08, 2023 | 161,498 | 8.8% |
| Cushing Energy Income FundSold out | February 12, 2021 | 0 | 0.0% |
| LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC | February 12, 2021 | 534,216 | 4.1% |
| ROYCE GLOBAL VALUE TRUST, INC. | February 12, 2021 | 79,244 | 0.8% |
| Eagle Growth & Income Opportunities FundSold out | September 03, 2020 | 0 | 0.0% |
View RAYMOND JAMES & ASSOCIATES's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-22 |
| SC 13G/A | 2024-01-29 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| SC 13G/A | 2024-01-26 |
| 13F-HR | 2024-01-16 |
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-25 |
View RAYMOND JAMES & ASSOCIATES's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.