$280 Million is the total value of SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's 69 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 28.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DLS | Buy | WISDOMTREE TRintl smcap div | $30,943,000 | +5.1% | 522,860 | +15.0% | 11.05% | +6.7% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $16,236,000 | +13.1% | 700,737 | +11.0% | 5.80% | +14.9% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $15,780,000 | +12.8% | 236,612 | +12.9% | 5.64% | +14.6% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $15,772,000 | +10.6% | 296,747 | +12.4% | 5.63% | +12.3% |
| BSCH | Buy | CLAYMORE EXCHANGE TR FD TRgugg crp bd 2017 | $11,199,000 | +20.3% | 492,067 | +21.1% | 4.00% | +22.2% |
| DWM | Buy | WISDOMTREE TRdefa fd | $10,471,000 | +6.1% | 200,358 | +13.6% | 3.74% | +7.7% |
| AVGO | Buy | AVAGO TECHNOLOGIES LTD | $8,416,000 | +28.8% | 96,730 | +6.7% | 3.01% | +30.8% |
| VOT | Buy | VANGUARD INDEX FDSmcap gr idxvip | $8,254,000 | +9.4% | 85,727 | +9.5% | 2.95% | +11.1% |
| VOE | Buy | VANGUARD INDEX FDSmcap vl idxvip | $8,243,000 | +6.8% | 97,089 | +9.3% | 2.94% | +8.5% |
| AAPL | Buy | APPLE INC | $8,115,000 | +19.5% | 80,544 | +10.3% | 2.90% | +21.4% |
| MLPI | Buy | UBS AG JERSEY BRHalerian infrst | $8,002,000 | +23.2% | 175,019 | +20.1% | 2.86% | +25.1% |
| KYN | Buy | KAYNE ANDERSON MLP INVSMT CO | $7,855,000 | +9.0% | 192,324 | +5.1% | 2.81% | +10.7% |
| DFS | Buy | DISCOVER FINL SVCS | $7,353,000 | +12.7% | 114,201 | +8.5% | 2.63% | +14.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $7,148,000 | +15.2% | 82,880 | +9.2% | 2.55% | +16.9% |
| MCK | Buy | MCKESSON CORP | $7,103,000 | +13.5% | 36,485 | +8.6% | 2.54% | +15.3% |
| CVS | Buy | CVS CAREMARK CORPORATION | $7,057,000 | +15.5% | 88,661 | +9.4% | 2.52% | +17.3% |
| UAL | Buy | UNITED CONTL HLDGS INC | $6,806,000 | +27.4% | 145,463 | +11.8% | 2.43% | +29.4% |
| EOG | Buy | EOG RES INC | $6,665,000 | -7.7% | 67,312 | +8.9% | 2.38% | -6.3% |
| IVW | Buy | ISHARESs&p 500 grwt etf | $6,523,000 | +13.1% | 61,067 | +11.4% | 2.33% | +14.9% |
| NKE | New | NIKE INCcl b | $6,397,000 | – | 71,719 | +100.0% | 2.28% | – |
| HAL | New | HALLIBURTON CO | $6,086,000 | – | 94,335 | +100.0% | 2.17% | – |
| MS | New | MORGAN STANLEY | $5,709,000 | – | 165,145 | +100.0% | 2.04% | – |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $4,475,000 | +3.6% | 142,803 | +13.3% | 1.60% | +5.2% |
| PVI | Sell | POWERSHARES GLOBAL ETF TRUSTwk vrdo tx fr | $4,297,000 | -41.1% | 172,072 | -41.1% | 1.54% | -40.2% |
| URI | New | UNITED RENTALS INC | $4,227,000 | – | 38,047 | +100.0% | 1.51% | – |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $3,737,000 | +20.4% | 94,009 | +29.0% | 1.34% | +22.3% |
| IVE | Buy | ISHARESs&p 500 val etf | $3,477,000 | +15.2% | 38,599 | +15.5% | 1.24% | +17.1% |
| IBME | Buy | ISHARES16 amt-free etf | $3,091,000 | +11.8% | 57,825 | +12.0% | 1.10% | +13.6% |
| AMJ | Sell | JPMORGAN CHASE & COalerian ml etn | $2,795,000 | -0.5% | 52,663 | -1.8% | 1.00% | +1.0% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $2,762,000 | +4.4% | 38,440 | +8.7% | 0.99% | +6.0% |
| DON | New | WISDOMTREE TRmidcap divi fd | $2,450,000 | – | 31,299 | +100.0% | 0.88% | – |
| RPG | Buy | RYDEX ETF TRUSTgug s&p 500 pu gr | $2,270,000 | +52.2% | 29,400 | +52.4% | 0.81% | +54.8% |
| VEU | Sell | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $2,098,000 | -10.1% | 42,611 | -4.5% | 0.75% | -8.8% |
| IDV | Buy | ISHARESintl sel div etf | $2,097,000 | +61.1% | 58,583 | +79.5% | 0.75% | +63.5% |
| IGSB | Sell | ISHARESbarclys 1-3yr cr | $2,040,000 | -13.0% | 19,375 | -12.7% | 0.73% | -11.6% |
| DEM | Sell | WISDOMTREE TRemerg mkts etf | $1,933,000 | -25.5% | 40,451 | -19.2% | 0.69% | -24.3% |
| IBMF | Buy | ISHARES17 amt-free etf | $1,803,000 | +22.8% | 32,660 | +23.0% | 0.64% | +24.8% |
| BSJG | Sell | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $1,738,000 | -3.8% | 65,257 | -0.9% | 0.62% | -2.4% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $1,704,000 | +15.3% | 14,160 | +22.0% | 0.61% | +17.1% |
| IGF | Buy | ISHARESglb infrastr etf | $1,612,000 | +5.8% | 37,990 | +10.5% | 0.58% | +7.5% |
| VBR | Sell | VANGUARD INDEX FDSsm cap val etf | $1,546,000 | -9.2% | 15,503 | -4.0% | 0.55% | -7.8% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $1,319,000 | +22.2% | 28,069 | +21.8% | 0.47% | +24.3% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $1,207,000 | +8.6% | 10,286 | +9.8% | 0.43% | +10.2% |
| FLTR | Buy | MARKET VECTORS ETF TRinvt grd fl rt | $1,125,000 | +28.9% | 44,671 | +28.2% | 0.40% | +30.9% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $993,000 | +2.4% | 15,288 | +10.4% | 0.36% | +4.1% |
| DTN | Buy | WISDOMTREE TRdiv ex-finl fd | $984,000 | +8.4% | 13,403 | +9.1% | 0.35% | +10.3% |
| CII | Buy | BLACKROCK ENH CAP & INC FD | $970,000 | +7.4% | 65,337 | +6.6% | 0.35% | +9.1% |
| SLYV | Buy | SPDR SERIES TRUSTs&p 600 smcp val | $915,000 | +5.2% | 8,947 | +13.4% | 0.33% | +6.9% |
| CWI | Buy | SPDR INDEX SHS FDSmsci acwi exus | $765,000 | +21.4% | 21,821 | +28.5% | 0.27% | +23.0% |
| VIG | Buy | VANGUARD SPECIALIZED PORTFOLdiv app etf | $695,000 | +13.7% | 9,035 | +15.3% | 0.25% | +15.3% |
| VCLT | Buy | VANGUARD SCOTTSDALE FDSlg-term cor bd | $589,000 | +12.8% | 6,580 | +13.7% | 0.21% | +14.1% |
| SCHA | Buy | SCHWAB STRATEGIC TRus brd mkt etf | $527,000 | +16.6% | 10,251 | +24.4% | 0.19% | +18.2% |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $520,000 | – | 2,741 | +100.0% | 0.19% | – |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $486,000 | +2.7% | 4,392 | +8.7% | 0.17% | +4.8% |
| FLOT | Sell | ISHARES TRfltg rate bd etf | $315,000 | -56.1% | 6,191 | -56.1% | 0.11% | -55.2% |
| JNJ | Buy | JOHNSON & JOHNSON | $255,000 | +18.1% | 2,392 | +16.0% | 0.09% | +19.7% |
| VWO | New | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $233,000 | – | 5,586 | +100.0% | 0.08% | – |
| BSCG | Sell | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2016 | $233,000 | -99.1% | 10,417 | -99.1% | 0.08% | -99.1% |
| CMF | Sell | ISHARESs&p cal amtfr mn | $229,000 | -9.8% | 1,960 | -10.5% | 0.08% | -7.9% |
| STI | Sell | SUNTRUST BKS INC | $161,000 | -97.4% | 4,223 | -97.2% | 0.06% | -97.3% |
| PRF | New | POWERSHARES ETF TRUSTftse rafi 1000 | $159,000 | – | 1,814 | +100.0% | 0.06% | – |
| KYTH | New | KYTHERA BIOPHARMACEUTICALS I | $144,000 | – | 4,388 | +100.0% | 0.05% | – |
| CXA | New | SPDR SERIES TRUSTnuvn cali muni | $141,000 | – | 5,943 | +100.0% | 0.05% | – |
| PPG | Sell | PPG INDS INC | $136,000 | -97.9% | 693 | -97.7% | 0.05% | -97.8% |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $136,000 | – | 1,699 | +100.0% | 0.05% | – |
| FOX | Sell | TWENTY FIRST CENTY FOX INCcl a | $131,000 | -97.8% | 3,933 | -97.8% | 0.05% | -97.8% |
| T104PS | New | AMERICAN RLTY CAP PPTYS INC | $132,000 | – | 10,929 | +100.0% | 0.05% | – |
| TOWN | New | TOWNEBANK PORTSMOUTH VA | $113,000 | – | 8,317 | +100.0% | 0.04% | – |
| 4305PS | ALCATEL-LUCENTspondored adr | $41,000 | -14.6% | 13,375 | 0.0% | 0.02% | -11.8% | |
| PPHM | Exit | PEREGRINE PHARMACEUTICALS IN | $0 | – | -11,200 | -100.0% | -0.01% | – |
| BAC | Exit | BANK OF AMERICA CORPORATION | $0 | – | -11,242 | -100.0% | -0.06% | – |
| DWX | Exit | SPDR INDEX SHS FDSs&p intl etf | $0 | – | -15,931 | -100.0% | -0.29% | – |
| SWN | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -129,781 | -100.0% | -2.08% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| WISDOMTREE TRUST | 42 | Q3 2023 | 3.9% |
| APPLE INC | 42 | Q3 2023 | 2.9% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.9% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.9% |
| ISHARES TR | 42 | Q3 2023 | 2.8% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 1.2% |
| WISDOMTREE TRUST | 42 | Q3 2023 | 0.6% |
| UNITEDHEALTH GROUP INC | 41 | Q3 2023 | 2.9% |
| VANGUARD INDEX FDS | 41 | Q3 2023 | 0.2% |
| ISHARES TR | 40 | Q3 2023 | 1.6% |
View SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-26 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-01-11 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-13 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-01-20 |
| 13F-HR | 2021-10-12 |
View SIGNATURE ESTATE & INVESTMENT ADVISORS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.