This page lists the SEC filings reported by CARLSON CAPITAL L P.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2021-05-18 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.4% | EDGAR |
| SC 13D/A | 2021-04-06 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.4% | EDGAR |
| SC 13G/A | 2019-02-14 | CARLSON CAPITAL L P | WILLIAM LYON HOMES | 808,198 | 2.4% | EDGAR |
| SC 13G/A | 2019-02-12 | CARLSON CAPITAL L P | Archrock, Inc. | 0 | 0.0% | EDGAR |
| SC 13G | 2019-01-04 | CARLSON CAPITAL L P | WILLIAM LYON HOMES | 1,062,514 | 3.2% | EDGAR |
| SC 13D/A | 2018-04-19 | CARLSON CAPITAL L P | Renewable Energy Group, Inc. | 1,327,993 | - | EDGAR |
| SC 13D/A | 2018-03-30 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 65.1% | EDGAR |
| SC 13G | 2018-02-26 | CARLSON CAPITAL L P | Archrock, Inc. | 3,562,622 | 5.0% | EDGAR |
| SC 13G/A | 2018-02-14 | CARLSON CAPITAL L P | MPM Holdings Inc. | 1,085,491 | 2.2% | EDGAR |
| SC 13G/A | 2018-02-14 | CARLSON CAPITAL L P | Cobalt International Energy, Inc. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2018-02-14 | CARLSON CAPITAL L P | NRG ENERGY, INC. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2018-02-14 | CARLSON CAPITAL L P | Exterran Corp | 0 | 0.0% | EDGAR |
| SC 13G/A | 2018-02-13 | CARLSON CAPITAL L P | DYNEGY INC. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2018-02-13 | CARLSON CAPITAL L P | BlueLinx Holdings Inc. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2018-02-13 | CARLSON CAPITAL L P | ProPetro Holding Corp. | 0 | 0.0% | EDGAR |
| SC 13D/A | 2017-08-11 | CARLSON CAPITAL L P | Vitamin Shoppe, Inc. | 753,917 | - | EDGAR |
| SC 13D/A | 2017-07-06 | CARLSON CAPITAL L P | Renewable Energy Group, Inc. | 3,575,000 | - | EDGAR |
| SC 13G | 2017-03-31 | CARLSON CAPITAL L P | ProPetro Holding Corp. | 7,749,998 | 9.3% | EDGAR |
| SC 13D/A | 2017-02-21 | CARLSON CAPITAL L P | Vitamin Shoppe, Inc. | 1,630,576 | - | EDGAR |
| SC 13D/A | 2017-02-14 | CARLSON CAPITAL L P | Archrock, Inc. | 3,475,972 | - | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.