This page lists the SEC filings reported by CARLSON CAPITAL L P.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D/A | 2023-10-13 | CARLSON CAPITAL L P | Glatfelter Corp | 7,026,000 | - | EDGAR |
| SC 13D/A | 2023-09-08 | CARLSON CAPITAL L P | Glatfelter Corp | 6,465,000 | - | EDGAR |
| SC 13D/A | 2023-03-31 | CARLSON CAPITAL L P | Glatfelter Corp | 5,915,000 | - | EDGAR |
| SC 13G | 2023-02-24 | CARLSON CAPITAL L P | ALBIREO PHARMA, INC. | 178,146 | 1.0% | EDGAR |
| SC 13G/A | 2023-02-09 | CARLSON CAPITAL L P | EXICURE, INC. | 212,283 | 4.3% | EDGAR |
| SC 13G/A | 2023-02-09 | CARLSON CAPITAL L P | TFF Pharmaceuticals, Inc. | 1,842,000 | 5.1% | EDGAR |
| SC 13G | 2022-12-06 | CARLSON CAPITAL L P | EXICURE, INC. | 250,000 | 5.0% | EDGAR |
| SC 13G | 2022-11-28 | CARLSON CAPITAL L P | TFF Pharmaceuticals, Inc. | 2,194,000 | 6.2% | EDGAR |
| SC 13D | 2022-10-17 | CARLSON CAPITAL L P | Glatfelter Corp | 5,415,000 | - | EDGAR |
| SC 13G | 2022-03-14 | CARLSON CAPITAL L P | ZOGENIX, INC. | 746,927 | 1.3% | EDGAR |
| SC 13G/A | 2022-02-25 | CARLSON CAPITAL L P | Glatfelter Corp | 1,139,092 | 2.6% | EDGAR |
| SC 13G/A | 2022-02-14 | CARLSON CAPITAL L P | Glatfelter Corp | 1,098,412 | 2.5% | EDGAR |
| SC 13G/A | 2022-02-14 | CARLSON CAPITAL L P | Cosan Ltd. | 0 | 0.0% | EDGAR |
| SC 13G/A | 2022-02-14 | CARLSON CAPITAL L P | MONEYGRAM INTERNATIONAL INC | 0 | 0.0% | EDGAR |
| SC 13D/A | 2022-01-10 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.3% | EDGAR |
| SC 13D/A | 2021-12-28 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.3% | EDGAR |
| SC 13D/A | 2021-11-23 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.3% | EDGAR |
| SC 13D/A | 2021-11-12 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.4% | EDGAR |
| SC 13G | 2021-09-20 | CARLSON CAPITAL L P | Glatfelter Corp | 1,175,367 | 2.6% | EDGAR |
| SC 13D/A | 2021-05-18 | CARLSON CAPITAL L P | SWK Holdings Corp | 8,493,088 | 66.4% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.