$286 Million is the total value of SANDERS MORRIS HARRIS LLC's 142 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | APTOSE BIOSCIENCES INC | $0 | – | -25,415 | -100.0% | -0.01% | – | |
| CCO | Exit | CLEAR CHANNEL OUTDOOR HLDGS | $0 | – | -15,840 | -100.0% | -0.01% | – |
| BNED | Exit | BARNES & NOBLE ED INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| Exit | PAGAYA TECHNOLOGIES LTD | $0 | – | -20,001 | -100.0% | -0.01% | – | |
| NVTA | Exit | INVITAE CORP | $0 | – | -12,560 | -100.0% | -0.01% | – |
| Exit | FTAI INFRASTRUCTURE INC | $0 | – | -21,000 | -100.0% | -0.02% | – | |
| ASTS | Exit | AST SPACEMOBILE INC | $0 | – | -17,687 | -100.0% | -0.03% | – |
| FZT | Exit | FAST ACQUISITION CORP IIcl a | $0 | – | -10,000 | -100.0% | -0.04% | – |
| PDOT | Exit | PERIDOT ACQUISITION CORP II | $0 | – | -10,000 | -100.0% | -0.04% | – |
| FTAA | Exit | FTAC ATHENA ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.04% | – |
| LOKM | Exit | LIVE OAK MOBILITY ACQUISI CO | $0 | – | -10,000 | -100.0% | -0.04% | – |
| Exit | CORNER GROWTH ACQUISITN CORP | $0 | – | -10,000 | -100.0% | -0.04% | – | |
| IOVA | Exit | IOVANCE BIOTHERAPEUTICS INC | $0 | – | -16,200 | -100.0% | -0.04% | – |
| GLBL | Exit | CARTESIAN GROWTH CORP | $0 | – | -10,000 | -100.0% | -0.04% | – |
| DISH | Exit | DISH NETWORK CORPORATIONcl a | $0 | – | -10,200 | -100.0% | -0.05% | – |
| BHC | Exit | BAUSCH HEALTH COS INC | $0 | – | -24,975 | -100.0% | -0.06% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -56,420 | -100.0% | -0.06% | – |
| KURA | Exit | KURA ONCOLOGY INC | $0 | – | -14,900 | -100.0% | -0.07% | – |
| CTVA | Exit | CORTEVA INC | $0 | – | -3,432 | -100.0% | -0.08% | – |
| Exit | P3 HEALTH PARTNERS INC | $0 | – | -122,998 | -100.0% | -0.09% | – | |
| WASH | Exit | WASHINGTON TR BANCORP INC | $0 | – | -4,885 | -100.0% | -0.09% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -5,000 | -100.0% | -0.09% | – |
| NBST | Exit | NEWBURY STREET ACQUISITN COR | $0 | – | -25,000 | -100.0% | -0.10% | – |
| BAX | Exit | BAXTER INTL INC | $0 | – | -5,100 | -100.0% | -0.10% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -700 | -100.0% | -0.10% | – |
| SQ | Exit | BLOCK INCcl a | $0 | – | -4,370 | -100.0% | -0.10% | – |
| SWTX | Exit | SPRINGWORKS THERAPEUTICS INC | $0 | – | -11,200 | -100.0% | -0.11% | – |
| DBX | Exit | DROPBOX INCcl a | $0 | – | -12,970 | -100.0% | -0.11% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -2,183 | -100.0% | -0.12% | – |
| L | Exit | LOEWS CORP | $0 | – | -5,494 | -100.0% | -0.12% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -6,775 | -100.0% | -0.12% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -6,550 | -100.0% | -0.12% | – |
| SCHW | Exit | SCHWAB CHARLES CORP | $0 | – | -4,000 | -100.0% | -0.13% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -7,760 | -100.0% | -0.13% | – |
| CRNX | Exit | CRINETICS PHARMACEUTICALS IN | $0 | – | -18,600 | -100.0% | -0.13% | – |
| Exit | ATLASSIAN CORPORATIONcl a | $0 | – | -2,650 | -100.0% | -0.13% | – | |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -6,000 | -100.0% | -0.13% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -4,620 | -100.0% | -0.13% | – |
| CMCSA | Exit | COMCAST CORP NEWcl a | $0 | – | -10,377 | -100.0% | -0.14% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -4,744 | -100.0% | -0.14% | – |
| MRUS | Exit | MERUS N V | $0 | – | -24,870 | -100.0% | -0.15% | – |
| CL | Exit | COLGATE PALMOLIVE CO | $0 | – | -4,920 | -100.0% | -0.15% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -5,000 | -100.0% | -0.15% | – |
| HPQ | Exit | HP INC | $0 | – | -15,000 | -100.0% | -0.15% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -2,890 | -100.0% | -0.15% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncl a | $0 | – | -1,213 | -100.0% | -0.16% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE C | $0 | – | -26,000 | -100.0% | -0.16% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INC | $0 | – | -4,000 | -100.0% | -0.16% | – |
| INTC | Exit | INTEL CORP | $0 | – | -15,695 | -100.0% | -0.16% | – |
| LFUS | Exit | LITTELFUSE INC | $0 | – | -2,000 | -100.0% | -0.17% | – |
| AXP | Exit | AMERICAN EXPRESS CO | $0 | – | -3,042 | -100.0% | -0.17% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -4,000 | -100.0% | -0.17% | – |
| PRAA | Exit | PRA GROUP INC | $0 | – | -13,421 | -100.0% | -0.17% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -3,900 | -100.0% | -0.17% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -2,275 | -100.0% | -0.18% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -1,700 | -100.0% | -0.18% | – |
| DOX | Exit | AMDOCS LTD | $0 | – | -5,500 | -100.0% | -0.19% | – |
| FMIV | Exit | FORUM MERGER IV CORP | $0 | – | -50,000 | -100.0% | -0.19% | – |
| TTWO | Exit | TAKE-TWO INTERACTIVE SOFTWAR | $0 | – | -4,860 | -100.0% | -0.19% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -5,000 | -100.0% | -0.19% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -5,363 | -100.0% | -0.20% | – |
| TGT | Exit | TARGET CORP | $0 | – | -3,606 | -100.0% | -0.20% | – |
| RCKT | Exit | ROCKET PHARMACEUTICALS INC | $0 | – | -27,709 | -100.0% | -0.20% | – |
| SYK | Exit | STRYKER CORPORATION | $0 | – | -2,266 | -100.0% | -0.21% | – |
| CVS | Exit | CVS HEALTH CORP | $0 | – | -5,974 | -100.0% | -0.21% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLC | $0 | – | -3,600 | -100.0% | -0.22% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -3,676 | -100.0% | -0.22% | – |
| ADP | Exit | AUTOMATIC DATA PROCESSING IN | $0 | – | -2,450 | -100.0% | -0.22% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -8,475 | -100.0% | -0.23% | – |
| MRK | Exit | MERCK & CO INC | $0 | – | -5,544 | -100.0% | -0.23% | – |
| DDOG | Exit | DATADOG INC | $0 | – | -8,361 | -100.0% | -0.23% | – |
| Exit | GENERAL ELECTRIC CO | $0 | – | -7,473 | -100.0% | -0.24% | – | |
| FDX | Exit | FEDEX CORP | $0 | – | -3,700 | -100.0% | -0.24% | – |
| EA | Exit | ELECTRONIC ARTS INC | $0 | – | -5,350 | -100.0% | -0.25% | – |
| KLAC | Exit | KLA CORP | $0 | – | -1,750 | -100.0% | -0.25% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INC | $0 | – | -10,250 | -100.0% | -0.25% | – |
| KR | Exit | KROGER CO | $0 | – | -15,000 | -100.0% | -0.25% | – |
| ZBRA | Exit | ZEBRA TECHNOLOGIES CORPORATIcl a | $0 | – | -2,677 | -100.0% | -0.26% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -3,815 | -100.0% | -0.26% | – |
| ARGX | Exit | ARGENX SEsponsored adr | $0 | – | -1,830 | -100.0% | -0.26% | – |
| CSX | Exit | CSX CORP | $0 | – | -22,500 | -100.0% | -0.26% | – |
| ATVI | Exit | ACTIVISION BLIZZARD INC | $0 | – | -9,255 | -100.0% | -0.27% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -1,400 | -100.0% | -0.28% | – |
| KNSL | Exit | KINSALE CAP GROUP INC | $0 | – | -2,850 | -100.0% | -0.28% | – |
| MOH | Exit | MOLINA HEALTHCARE INC | $0 | – | -2,370 | -100.0% | -0.30% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -6,000 | -100.0% | -0.30% | – |
| CRM | Exit | SALESFORCE INC | $0 | – | -6,061 | -100.0% | -0.30% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INC | $0 | – | -3,500 | -100.0% | -0.32% | – |
| ECL | Exit | ECOLAB INC | $0 | – | -5,752 | -100.0% | -0.32% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -3,375 | -100.0% | -0.32% | – |
| XENE | Exit | XENON PHARMACEUTICALS INC | $0 | – | -21,500 | -100.0% | -0.32% | – |
| ABT | Exit | ABBOTT LABS | $0 | – | -7,785 | -100.0% | -0.32% | – |
| HCA | Exit | HCA HEALTHCARE INC | $0 | – | -3,631 | -100.0% | -0.33% | – |
| WDAY | Exit | WORKDAY INCcl a | $0 | – | -5,250 | -100.0% | -0.33% | – |
| PCT | Exit | PURECYCLE TECHNOLOGIES INC | $0 | – | -135,715 | -100.0% | -0.35% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -1,700 | -100.0% | -0.35% | – |
| RMD | Exit | RESMED INC | $0 | – | -4,600 | -100.0% | -0.36% | – |
| LULU | Exit | LULULEMON ATHLETICA INC | $0 | – | -3,000 | -100.0% | -0.36% | – |
| ANTM | Exit | ELEVANCE HEALTH INC | $0 | – | -1,900 | -100.0% | -0.37% | – |
| RTX | Exit | RAYTHEON TECHNOLOGIES CORP | $0 | – | -9,720 | -100.0% | -0.37% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -21,505 | -100.0% | -0.37% | – |
| GXII | Exit | GX ACQUISITION CORP II | $0 | – | -100,000 | -100.0% | -0.38% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -6,267 | -100.0% | -0.39% | – |
| AVGO | Exit | BROADCOM INC | $0 | – | -1,964 | -100.0% | -0.42% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -4,292 | -100.0% | -0.43% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -5,706 | -100.0% | -0.43% | – |
| CP | Exit | CANADIAN PAC RY LTD | $0 | – | -15,479 | -100.0% | -0.44% | – |
| ADBE | Exit | ADOBE SYSTEMS INCORPORATED | $0 | – | -3,440 | -100.0% | -0.44% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -4,735 | -100.0% | -0.46% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -3,370 | -100.0% | -0.48% | – |
| CI | Exit | CIGNA CORP NEW | $0 | – | -4,493 | -100.0% | -0.56% | – |
| QURE | Exit | UNIQURE NV | $0 | – | -68,070 | -100.0% | -0.58% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -19,460 | -100.0% | -0.60% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -16,279 | -100.0% | -0.62% | – |
| INTU | Exit | INTUIT | $0 | – | -4,346 | -100.0% | -0.64% | – |
| GOOG | Exit | ALPHABET INCcap stk cl c | $0 | – | -19,250 | -100.0% | -0.65% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -4,242 | -100.0% | -0.68% | – |
| GS | Exit | GOLDMAN SACHS GROUP INC | $0 | – | -5,908 | -100.0% | -0.77% | – |
| FYBR | Exit | FRONTIER COMMUNICATIONS PARE | $0 | – | -83,177 | -100.0% | -0.80% | – |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -9 | -100.0% | -1.60% | – |
| CTAS | Exit | CINTAS CORP | $0 | – | -12,357 | -100.0% | -2.11% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-04-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.