$286 Million is the total value of SANDERS MORRIS HARRIS LLC's 142 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 611.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | New | INVESCO QQQ TRunit ser 1 | $85,662,316 | – | 266,919 | +100.0% | 29.93% | – |
| CSWC | Buy | CAPITAL SOUTHWEST CORP | $12,856,530 | +4.7% | 723,089 | +0.7% | 4.49% | -3.4% |
| ELAN | Buy | ELANCO ANIMAL HEALTH INC | $10,198,906 | +4.9% | 1,084,990 | +36.3% | 3.56% | -3.2% |
| ARKK | New | ARK ETF TRinnovation etf | $9,994,558 | – | 247,758 | +100.0% | 3.49% | – |
| MAIN | Buy | MAIN STR CAP CORP | $8,624,248 | +7.4% | 218,556 | +0.6% | 3.01% | -0.9% |
| New | VOX ROYALTY CORP | $6,644,083 | – | 2,150,903 | +100.0% | 2.32% | – | |
| GEL | New | GENESIS ENERGY L Punit ltd partn | $3,392,638 | – | 301,300 | +100.0% | 1.18% | – |
| LUV | New | SOUTHWEST AIRLS CO | $2,964,394 | – | 91,100 | +100.0% | 1.04% | – |
| ESTE | New | EARTHSTONE ENERGY INCcl a | $1,981,423 | – | 152,300 | +100.0% | 0.69% | – |
| New | SERA PROGNOSTICS INC | $1,671,573 | – | 436,442 | +100.0% | 0.58% | – | |
| CRK | Buy | COMSTOCK RES INC | $1,251,640 | +1.4% | 116,000 | +28.9% | 0.44% | -6.4% |
| New | LINDE PLC | $915,382 | – | 2,600 | +100.0% | 0.32% | – | |
| FIGS | New | FIGS INCcl a | $789,225 | – | 127,500 | +100.0% | 0.28% | – |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $715,260 | – | 7,000 | +100.0% | 0.25% | – |
| SWN | Buy | SOUTHWESTERN ENERGY CO | $705,040 | -11.4% | 141,008 | +3.7% | 0.25% | -18.3% |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $616,850 | – | 73,000 | +100.0% | 0.22% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $595,933 | – | 1,300 | +100.0% | 0.21% | – |
| TH | New | TARGET HOSPITALITY CORP | $584,152 | – | 44,456 | +100.0% | 0.20% | – |
| F | Buy | FORD MTR CO DEL | $550,620 | +13.0% | 43,700 | +4.3% | 0.19% | +4.3% |
| KYN | New | KAYNE ANDERSON ENERGY INFRST | $528,768 | – | 61,200 | +100.0% | 0.18% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $520,587 | – | 1,686 | +100.0% | 0.18% | – |
| New | DIREXION SHS ETF TRdl ftse bull 3x | $513,108 | – | 10,800 | +100.0% | 0.18% | – | |
| GOOGL | New | ALPHABET INCcap stk cl a | $495,829 | – | 4,780 | +100.0% | 0.17% | – |
| CNQ | New | CANADIAN NAT RES LTD | $453,870 | – | 8,200 | +100.0% | 0.16% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHS | $445,706 | – | 3,400 | +100.0% | 0.16% | – |
| BHK | New | BLACKROCK CORE BD TR | $435,280 | – | 40,155 | +100.0% | 0.15% | – |
| GVI | New | ISHARES TRintrm gov cr etf | $417,960 | – | 4,000 | +100.0% | 0.15% | – |
| New | ROTH CH ACQUISITION IV COunit 07/01/2026 | $416,400 | – | 40,000 | +100.0% | 0.14% | – | |
| ETN | New | EATON CORP PLC | $411,216 | – | 2,400 | +100.0% | 0.14% | – |
| New | RESERVOIR MEDIA INC*w exp 08/26/202 | $400,327 | – | 248,650 | +100.0% | 0.14% | – | |
| IEF | New | ISHARES TR7-10 yr trsy bd | $398,562 | – | 4,021 | +100.0% | 0.14% | – |
| NET | New | CLOUDFLARE INC | $376,126 | – | 6,100 | +100.0% | 0.13% | – |
| PPT | New | PUTNAM PREMIER INCOME TRsh ben int | $364,864 | – | 102,490 | +100.0% | 0.13% | – |
| IVV | New | ISHARES TRcore s&p500 etf | $325,987 | – | 793 | +100.0% | 0.11% | – |
| OMAB | New | GRUPO AEROPORTUARIO DEL CENTspon adr | $304,334 | – | 3,400 | +100.0% | 0.11% | – |
| MQ | New | MARQETA INC | $297,050 | – | 65,000 | +100.0% | 0.10% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $298,412 | – | 11,970 | +100.0% | 0.10% | – |
| SPY | New | SPDR S&P 500 ETF TRtr unit | $289,439 | – | 707 | +100.0% | 0.10% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $285,166 | – | 1,470 | +100.0% | 0.10% | – |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $283,320 | – | 735 | +100.0% | 0.10% | – |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $277,347 | +14.4% | 30,680 | +8.9% | 0.10% | +5.4% |
| LADR | New | LADDER CAP CORPcl a | $274,995 | – | 29,100 | +100.0% | 0.10% | – |
| ETWO | New | E2OPEN PARENT HOLDINGS INC | $273,540 | – | 47,000 | +100.0% | 0.10% | – |
| PAC | New | GRUPO AEROPUERTO DEL PACIFICspon adr b | $273,154 | – | 1,400 | +100.0% | 0.10% | – |
| PGEN | Buy | PRECIGEN INC | $270,300 | +97.6% | 255,000 | +183.3% | 0.09% | +80.8% |
| New | DRAFTKINGS INC NEW | $266,994 | – | 13,791 | +100.0% | 0.09% | – | |
| STX | New | SEAGATE TECHNOLOGY HLDNGS PL | $264,480 | – | 4,000 | +100.0% | 0.09% | – |
| XOP | New | SPDR SER TRs&p oilgas exp | $255,180 | – | 2,000 | +100.0% | 0.09% | – |
| RDFI | New | COLLABORATIVE INVESTMNT SERrareview dynamic | $250,512 | – | 11,025 | +100.0% | 0.09% | – |
| VRM | Buy | VROOM INC | $248,940 | -8.6% | 277,000 | +3.7% | 0.09% | -15.5% |
| DEO | New | DIAGEO PLCspon adr new | $240,064 | – | 1,325 | +100.0% | 0.08% | – |
| New | GREYSTONE HOUSING IMPACT INVben unit ctf | $232,430 | – | 13,443 | +100.0% | 0.08% | – | |
| IJR | New | ISHARES TRcore s&p scp etf | $222,991 | – | 2,306 | +100.0% | 0.08% | – |
| New | ARDAGH METAL PACKAGING S A | $220,157 | – | 53,960 | +100.0% | 0.08% | – | |
| FIX | New | COMFORT SYS USA INC | $218,940 | – | 1,500 | +100.0% | 0.08% | – |
| PFF | New | ISHARES TRpfd and incm sec | $218,540 | – | 7,000 | +100.0% | 0.08% | – |
| IAU | New | ISHARES GOLD TRishares new | $205,460 | – | 5,498 | +100.0% | 0.07% | – |
| GM | New | GENERAL MTRS CO | $205,041 | – | 5,590 | +100.0% | 0.07% | – |
| RIOT | New | RIOT PLATFORMS INC | $199,800 | – | 20,000 | +100.0% | 0.07% | – |
| BCO | New | BRINKS CO | $200,400 | – | 3,000 | +100.0% | 0.07% | – |
| New | ORCHARD THERAPEUTICS PLCspon ads new | $55,043 | – | 10,250 | +100.0% | 0.02% | – | |
| New | QUALTEK SERVICES INC | $19,745 | – | 50,000 | +100.0% | 0.01% | – | |
| New | BOQII HLDG LTDsponsored ads | $11,957 | – | 10,535 | +100.0% | 0.00% | – | |
| New | QUALTEK SERVICES INC*w exp 02/14/202 | $5,561 | – | 200,050 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-04-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.