$264 Million is the total value of SANDERS MORRIS HARRIS LLC's 208 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 69.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $16,607,392 | -9.6% | 127,818 | -2.3% | 6.29% | +39.7% |
| MAIN | Sell | MAIN STR CAP CORP | $8,026,333 | +7.5% | 217,220 | -2.1% | 3.04% | +66.2% |
| XOM | Sell | EXXON MOBIL CORP | $4,972,318 | +24.2% | 45,079 | -1.7% | 1.88% | +91.8% |
| LLY | Sell | LILLY ELI & CO | $3,654,741 | +13.3% | 9,990 | -0.1% | 1.38% | +75.2% |
| MSFT | Sell | MICROSOFT CORP | $3,533,719 | -1.0% | 14,734 | -2.0% | 1.34% | +53.1% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $3,184,865 | +11.4% | 85,248 | -5.5% | 1.21% | +72.3% |
| NVDA | Sell | NVIDIA CORPORATION | $2,784,551 | -69.0% | 19,054 | -73.4% | 1.05% | -52.1% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $2,670,352 | -4.4% | 37,114 | -5.7% | 1.01% | +47.8% |
| AMD | Sell | ADVANCED MICRO DEVICES INC | $1,904,303 | -3.2% | 29,401 | -1.7% | 0.72% | +49.6% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $1,708,053 | -21.4% | 19,250 | -12.2% | 0.65% | +21.6% |
| PM | Sell | PHILIP MORRIS INTL INC | $1,647,599 | +15.1% | 16,279 | -3.5% | 0.62% | +78.3% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,301,275 | -7.1% | 19,524 | -21.7% | 0.49% | +43.7% |
| DIS | Sell | DISNEY WALT CO | $1,265,233 | -29.4% | 14,563 | -21.4% | 0.48% | +9.1% |
| CRK | Sell | COMSTOCK RES INC | $1,233,900 | -51.8% | 90,000 | -39.2% | 0.47% | -25.5% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $1,232,007 | -9.1% | 3,543 | -24.6% | 0.47% | +40.4% |
| TELA | Sell | TELA BIO INC | $958,732 | +17.1% | 83,368 | -13.3% | 0.36% | +80.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $919,753 | -6.9% | 23,344 | -9.0% | 0.35% | +43.8% |
| PCT | Sell | PURECYCLE TECHNOLOGIES INC | $917,433 | -31.3% | 135,715 | -11.1% | 0.35% | +6.1% |
| MO | Sell | ALTRIA GROUP INC | $858,662 | +5.9% | 18,785 | -5.1% | 0.32% | +63.3% |
| WM | Sell | WASTE MGMT INC DEL | $790,988 | -18.3% | 5,042 | -16.6% | 0.30% | +26.2% |
| DDOG | Sell | DATADOG INC | $614,534 | -19.8% | 8,361 | -0.6% | 0.23% | +23.9% |
| PYPL | Sell | PAYPAL HLDGS INC | $603,590 | -18.5% | 8,475 | -0.1% | 0.23% | +26.5% |
| SCI | Sell | SERVICE CORP INTL | $549,594 | +19.2% | 7,949 | -0.6% | 0.21% | +84.1% |
| F | Sell | FORD MTR CO DEL | $487,297 | -93.8% | 41,900 | -94.0% | 0.18% | -90.4% |
| FB | Sell | META PLATFORMS INCcl a | $480,398 | -34.1% | 3,992 | -24.2% | 0.18% | +1.7% |
| MUSA | Sell | MURPHY USA INC | $475,218 | -16.3% | 1,700 | -15.0% | 0.18% | +29.5% |
| NKE | Sell | NIKE INCcl b | $456,340 | +31.9% | 3,900 | -3.2% | 0.17% | +103.5% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $411,328 | +5.7% | 1,213 | -0.3% | 0.16% | +64.2% |
| INCY | Sell | INCYTE CORP | $401,600 | -54.2% | 5,000 | -61.5% | 0.15% | -29.3% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $362,883 | +9.0% | 10,377 | -4.6% | 0.14% | +67.1% |
| NSC | Sell | NORFOLK SOUTHN CORP | $338,828 | -25.7% | 1,375 | -36.8% | 0.13% | +14.3% |
| SQ | Sell | BLOCK INCcl a | $274,611 | +1.0% | 4,370 | -10.3% | 0.10% | +55.2% |
| NOW | Sell | SERVICENOW INC | $271,789 | -92.0% | 700 | -92.0% | 0.10% | -87.6% |
| VRM | Sell | VROOM INC | $272,340 | -22.4% | 267,000 | -11.6% | 0.10% | +19.8% |
| Sell | WARNER BROS DISCOVERY INC | $221,338 | -33.9% | 23,348 | -19.2% | 0.08% | +2.4% | |
| CUE | Sell | CUE BIOPHARMA INC | $160,798 | -92.0% | 56,420 | -93.3% | 0.06% | -87.7% |
| BHC | Sell | BAUSCH HEALTH COS INC | $156,843 | -36.5% | 24,975 | -28.7% | 0.06% | -1.7% |
| PDOT | Sell | PERIDOT ACQUISITION CORP II | $100,900 | -32.3% | 10,000 | -33.3% | 0.04% | +5.6% |
| Sell | FTAI INFRASTRUCTURE INC | $61,950 | +19.1% | 21,000 | -4.5% | 0.02% | +76.9% | |
| NVTA | Sell | INVITAE CORP | $23,362 | -36.9% | 12,560 | -13.7% | 0.01% | 0.0% |
| Sell | APTOSE BIOSCIENCES INC | $14,741 | -96.3% | 25,415 | -96.1% | 0.01% | -93.8% | |
| LOGC | Exit | LOGICBIO THERAPEUTICS INC | $0 | – | -15,000 | -100.0% | -0.00% | – |
| WTRH | Exit | WAITR HLDGS INC | $0 | – | -40,000 | -100.0% | -0.00% | – |
| CRKN | Exit | CROWN ELECTROKINETICS CORP | $0 | – | -29,124 | -100.0% | -0.00% | – |
| MARK | Exit | REMARK HLDGS INC | $0 | – | -65,000 | -100.0% | -0.00% | – |
| Exit | MATTERPORT INC | $0 | – | -10,200 | -100.0% | -0.01% | – | |
| Exit | QUALTEK SERVICES INC*w exp 02/14/202 | $0 | – | -208,800 | -100.0% | -0.01% | – | |
| MGNX | Exit | MACROGENICS INC | $0 | – | -18,345 | -100.0% | -0.02% | – |
| ESPR | Exit | ESPERION THERAPEUTICS INC NE | $0 | – | -12,200 | -100.0% | -0.02% | – |
| TFFP | Exit | TFF PHARMACEUTICALS INC | $0 | – | -20,826 | -100.0% | -0.02% | – |
| JCIC | Exit | JACK CREEK INVESTMENT CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| LGV | Exit | LONGVIEW ACQUISITION CORP II | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ADER | Exit | 26 CAPITAL ACQUISITION CORP | $0 | – | -10,000 | -100.0% | -0.02% | – |
| VII | Exit | 7GC & CO HOLDINGS INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| MACA | Exit | MORINGA ACQUISITION CORP | $0 | – | -10,500 | -100.0% | -0.02% | – |
| Exit | QUALTEK SERVICES INC | $0 | – | -50,000 | -100.0% | -0.02% | – | |
| Exit | BOQII HLDG LTDsponsored ads | $0 | – | -89,780 | -100.0% | -0.03% | – | |
| FINM | Exit | MARLIN TECHNOLOGY CORP | $0 | – | -12,495 | -100.0% | -0.03% | – |
| LUMN | Exit | LUMEN TECHNOLOGIES INC | $0 | – | -19,720 | -100.0% | -0.04% | – |
| ETWO | Exit | E2OPEN PARENT HOLDINGS INC | $0 | – | -27,200 | -100.0% | -0.04% | – |
| ACII | Exit | ATLAS CREST INVESTMENT CORP | $0 | – | -17,492 | -100.0% | -0.04% | – |
| TWNI | Exit | TAILWIND INTERNATNAL ACQ COR | $0 | – | -17,500 | -100.0% | -0.04% | – |
| Exit | DRAFTKINGS INC NEW | $0 | – | -12,191 | -100.0% | -0.04% | – | |
| BITE | Exit | BITE ACQUISITION CORP | $0 | – | -19,998 | -100.0% | -0.05% | – |
| IJR | Exit | ISHARES TRcore s&p scp etf | $0 | – | -2,306 | -100.0% | -0.05% | – |
| NTR | Exit | NUTRIEN LTD | $0 | – | -2,500 | -100.0% | -0.05% | – |
| ASAX | Exit | ASTREA ACQUISITION CORP | $0 | – | -21,000 | -100.0% | -0.05% | – |
| C | Exit | CITIGROUP INC | $0 | – | -4,989 | -100.0% | -0.05% | – |
| ASO | Exit | ACADEMY SPORTS & OUTDOORS IN | $0 | – | -5,000 | -100.0% | -0.05% | – |
| ZM | Exit | ZOOM VIDEO COMMUNICATIONS INcl a | $0 | – | -2,900 | -100.0% | -0.05% | – |
| PFF | Exit | ISHARES TRpfd and incm sec | $0 | – | -7,000 | -100.0% | -0.05% | – |
| DEO | Exit | DIAGEO PLCspon adr new | $0 | – | -1,325 | -100.0% | -0.06% | – |
| Exit | AMERICA FIRST MULTIFAMILY INben unit ctf | $0 | – | -13,167 | -100.0% | -0.06% | – | |
| MPLX | Exit | MPLX LP | $0 | – | -7,823 | -100.0% | -0.06% | – |
| SHV | Exit | ISHARES TRshort treas bd | $0 | – | -2,132 | -100.0% | -0.06% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -1,470 | -100.0% | -0.06% | – |
| XLC | Exit | SELECT SECTOR SPDR TR | $0 | – | -5,000 | -100.0% | -0.06% | – |
| RDFI | Exit | COLLABORATIVE INVESTMNT SERrareview dynamic | $0 | – | -11,025 | -100.0% | -0.06% | – |
| Exit | RESERVOIR MEDIA INC*w exp 08/26/202 | $0 | – | -258,150 | -100.0% | -0.06% | – | |
| XOP | Exit | SPDR SER TRs&p oilgas exp | $0 | – | -2,000 | -100.0% | -0.06% | – |
| Exit | ARDAGH METAL PACKAGING S A | $0 | – | -52,500 | -100.0% | -0.06% | – | |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -29,100 | -100.0% | -0.06% | – |
| STX | Exit | SEAGATE TECHNOLOGY HLDNGS PL | $0 | – | -5,000 | -100.0% | -0.06% | – |
| PUCK | Exit | GOAL ACQUISITIONS CORP | $0 | – | -28,000 | -100.0% | -0.07% | – |
| IVV | Exit | ISHARES TRcore s&p500 etf | $0 | – | -800 | -100.0% | -0.07% | – |
| ADEX | Exit | ADIT EDTECH ACQUISITION CORP | $0 | – | -29,000 | -100.0% | -0.07% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -4,800 | -100.0% | -0.07% | – |
| CEQP | Exit | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $0 | – | -10,570 | -100.0% | -0.07% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -856 | -100.0% | -0.08% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -1,146 | -100.0% | -0.08% | – |
| TDOC | Exit | TELADOC HEALTH INC | $0 | – | -12,315 | -100.0% | -0.08% | – |
| PGRW | Exit | PROGRESS ACQUISITION CORP | $0 | – | -31,500 | -100.0% | -0.08% | – |
| VGT | Exit | VANGUARD WORLD FDSinf tech etf | $0 | – | -1,035 | -100.0% | -0.08% | – |
| ETN | Exit | EATON CORP PLC | $0 | – | -2,400 | -100.0% | -0.08% | – |
| GEL | Exit | GENESIS ENERGY L Punit ltd partn | $0 | – | -34,300 | -100.0% | -0.08% | – |
| FTAI | Exit | FORTRESS TRANS INFRST INVS L | $0 | – | -22,000 | -100.0% | -0.08% | – |
| OSTR | Exit | OYSTER ENTERPRISES ACQ CORP | $0 | – | -35,000 | -100.0% | -0.08% | – |
| AAC | Exit | ARES ACQUISITION CORPORATION | $0 | – | -35,000 | -100.0% | -0.08% | – |
| EFX | Exit | EQUIFAX INC | $0 | – | -2,100 | -100.0% | -0.09% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -4,740 | -100.0% | -0.09% | – |
| CNQ | Exit | CANADIAN NAT RES LTD | $0 | – | -8,200 | -100.0% | -0.09% | – |
| BHK | Exit | BLACKROCK CORE BD TR | $0 | – | -40,155 | -100.0% | -0.10% | – |
| GVI | Exit | ISHARES TRintrm gov cr etf | $0 | – | -4,000 | -100.0% | -0.10% | – |
| BIL | Exit | SPDR SER TRbloomberg 1-3 mo | $0 | – | -4,756 | -100.0% | -0.11% | – |
| PSAG | Exit | PROPERTY SOLUTIONS ACQUISITI | $0 | – | -45,000 | -100.0% | -0.11% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -6,500 | -100.0% | -0.11% | – |
| GOOGL | Exit | ALPHABET INCcap stk cl a | $0 | – | -4,780 | -100.0% | -0.11% | – |
| MQ | Exit | MARQETA INC | $0 | – | -65,000 | -100.0% | -0.11% | – |
| PMVC | Exit | PMV CONSUMER ACQUISITION COR | $0 | – | -50,000 | -100.0% | -0.12% | – |
| IPVF | Exit | INTERPRIVATE III FINANCIAL P | $0 | – | -50,000 | -100.0% | -0.12% | – |
| AAQC | Exit | ACCELERATE ACQUISITION CORP | $0 | – | -50,000 | -100.0% | -0.12% | – |
| IPVA | Exit | INTERPRIVATE II ACQUISITION | $0 | – | -50,000 | -100.0% | -0.12% | – |
| KYN | Exit | KAYNE ANDERSON ENERGY INFRST | $0 | – | -61,200 | -100.0% | -0.12% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -4,200 | -100.0% | -0.12% | – |
| MDY | Exit | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $0 | – | -1,300 | -100.0% | -0.13% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -148,490 | -100.0% | -0.13% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -5,780 | -100.0% | -0.14% | – |
| PLTR | Exit | PALANTIR TECHNOLOGIES INCcl a | $0 | – | -75,000 | -100.0% | -0.15% | – |
| LIN | Exit | LINDE PLC | $0 | – | -2,600 | -100.0% | -0.17% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -19,700 | -100.0% | -0.21% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -445,000 | -100.0% | -0.27% | – |
| FIGS | Exit | FIGS INCcl a | $0 | – | -189,600 | -100.0% | -0.38% | – |
| LTRN | Exit | LANTERN PHARMA INC | $0 | – | -365,930 | -100.0% | -0.42% | – |
| ESTE | Exit | EARTHSTONE ENERGY INCcl a | $0 | – | -152,300 | -100.0% | -0.46% | – |
| PTOC | Exit | PINE TECHNOLOGY ACQUISITN CO | $0 | – | -199,970 | -100.0% | -0.48% | – |
| Exit | SERA PROGNOSTICS INC | $0 | – | -1,389,573 | -100.0% | -0.54% | – | |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -22,454 | -100.0% | -0.84% | – |
| SUMO | Exit | SUMO LOGIC INC | $0 | – | -478,179 | -100.0% | -0.87% | – |
| ZTS | Exit | ZOETIS INCcl a | $0 | – | -27,322 | -100.0% | -1.02% | – |
| Exit | PERMIAN RESOURCES CORP | $0 | – | -606,656 | -100.0% | -1.12% | – | |
| Exit | ROTH CH ACQUISITION IV COunit 07/01/2026 | $0 | – | -804,518 | -100.0% | -1.97% | – | |
| ARKK | Exit | ARK ETF TRinnovation etf | $0 | – | -250,957 | -100.0% | -2.32% | – |
| QQQ | Exit | INVESCO QQQ TRunit ser 1 | $0 | – | -255,146 | -100.0% | -16.70% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-01-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.