$457 Million is the total value of SANDERS MORRIS HARRIS LLC's 288 reported holdings in Q2 2022. The portfolio turnover from Q1 2022 to Q2 2022 was 52.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CSWC | Sell | CAPITAL SOUTHWEST CORP | $13,174,000 | -24.7% | 715,239 | -3.0% | 2.88% | -15.5% |
| Sell | ROTH CH ACQUISITION V COunit 12/10/2026 | $9,859,000 | -13.0% | 1,000,910 | -12.0% | 2.16% | -2.3% | |
| MAIN | Sell | MAIN STR CAP CORP | $9,730,000 | -13.0% | 252,520 | -3.8% | 2.13% | -2.3% |
| ELAN | Sell | ELANCO ANIMAL HEALTH INC | $8,647,000 | -26.2% | 440,500 | -1.9% | 1.89% | -17.1% |
| Sell | ROTH CH ACQUISITION IV COunit 07/01/2026 | $8,142,000 | -32.0% | 808,518 | -32.3% | 1.78% | -23.7% | |
| PAVE | Sell | GLOBAL X FDSus infr dev etf | $7,390,000 | -35.0% | 322,445 | -19.8% | 1.62% | -27.0% |
| Sell | RESERVOIR MEDIA INC | $6,307,000 | -39.3% | 967,327 | -8.6% | 1.38% | -31.9% | |
| IWR | Sell | ISHARES TRrus mid cap etf | $6,205,000 | -29.0% | 94,632 | -15.5% | 1.36% | -20.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $5,988,000 | -22.9% | 52,659 | -7.5% | 1.31% | -13.4% |
| LLY | Sell | LILLY ELI & CO | $3,244,000 | +13.1% | 10,000 | -0.1% | 0.71% | +27.0% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $3,040,000 | +2.8% | 39,501 | -2.5% | 0.66% | +15.5% |
| NVDA | Sell | NVIDIA CORPORATION | $2,789,000 | -49.0% | 19,054 | -5.0% | 0.61% | -42.8% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $2,224,000 | -16.3% | 58,248 | -1.9% | 0.49% | -6.0% |
| LTRN | Sell | LANTERN PHARMA INC | $2,057,000 | -25.1% | 366,030 | -4.7% | 0.45% | -15.9% |
| CUE | Sell | CUE BIOPHARMA INC | $1,803,000 | -57.7% | 736,212 | -15.7% | 0.39% | -52.5% |
| DIS | Sell | DISNEY WALT CO | $1,775,000 | -33.4% | 18,538 | -4.6% | 0.39% | -25.2% |
| XOM | Sell | EXXON MOBIL CORP | $1,472,000 | -15.1% | 17,186 | -18.1% | 0.32% | -4.7% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $1,469,000 | -76.9% | 4,621 | -74.1% | 0.32% | -74.1% |
| INCY | Sell | INCYTE CORP | $1,072,000 | -28.9% | 14,000 | -26.3% | 0.24% | -20.1% |
| SMED | Sell | SHARPS COMPLIANCE CORP | $987,000 | -51.4% | 338,053 | -1.7% | 0.22% | -45.3% |
| WM | Sell | WASTE MGMT INC DEL | $924,000 | -22.7% | 6,042 | -19.9% | 0.20% | -13.3% |
| Sell | APTOSE BIOSCIENCES INC | $812,000 | -74.5% | 1,024,215 | -56.3% | 0.18% | -71.3% | |
| TELA | Sell | TELA BIO INC | $674,000 | -44.9% | 96,168 | -8.6% | 0.15% | -38.2% |
| PYPL | Sell | PAYPAL HLDGS INC | $575,000 | -52.3% | 8,070 | -22.6% | 0.13% | -46.4% |
| BA | Sell | BOEING CO | $483,000 | -43.6% | 3,475 | -22.3% | 0.11% | -36.5% |
| FTAI | Sell | FORTRESS TRANS INFRST INVS L | $425,000 | -31.2% | 22,000 | -8.3% | 0.09% | -22.5% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $338,000 | -24.6% | 1,035 | -3.7% | 0.07% | -14.9% |
| VGSH | Sell | VANGUARD SCOTTSDALE FDSshort term treas | $328,000 | -15.5% | 5,567 | -15.0% | 0.07% | -5.3% |
| Sell | RESERVOIR MEDIA INC*w exp 08/26/202 | $298,000 | -49.8% | 261,900 | -0.8% | 0.06% | -44.0% | |
| XOP | Sell | SPDR SER TRs&p oilgas exp | $239,000 | -52.7% | 2,000 | -46.7% | 0.05% | -46.9% |
| GBT | Sell | GLOBAL BLOOD THERAPEUTICS IN | $213,000 | -52.7% | 6,500 | -50.0% | 0.05% | -46.6% |
| IOVA | Sell | IOVANCE BIOTHERAPEUTICS INC | $186,000 | -65.5% | 16,200 | -50.0% | 0.04% | -61.0% |
| ESPR | Sell | ESPERION THERAPEUTICS INC NE | $79,000 | -30.1% | 12,200 | -50.0% | 0.02% | -22.7% |
| Sell | QUALTEK SERVICES INC*w exp 02/14/202 | $34,000 | -72.4% | 210,050 | -1.0% | 0.01% | -70.8% | |
| CRKN | Sell | CROWN ELECTROKINETICS CORP | $27,000 | -56.5% | 29,124 | -14.7% | 0.01% | -50.0% |
| SVA | Exit | SINOVAC BIOTECH LTD | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NERV | Exit | MINERVA NEUROSCIENCES INC | $0 | – | -24,000 | -100.0% | -0.00% | – |
| BLUE | Exit | BLUEBIRD BIO INC | $0 | – | -12,800 | -100.0% | -0.01% | – |
| FUBO | Exit | FUBOTV INC | $0 | – | -12,790 | -100.0% | -0.02% | – |
| EIGR | Exit | EIGER BIOPHARMACEUTICALS INC | $0 | – | -13,800 | -100.0% | -0.02% | – |
| Exit | ERASCA INC | $0 | – | -13,435 | -100.0% | -0.02% | – | |
| OCA | Exit | OMNICHANNEL ACQUISITION CORP | $0 | – | -14,000 | -100.0% | -0.03% | – |
| RTLR | Exit | RATTLER MIDSTREAM LP | $0 | – | -12,000 | -100.0% | -0.03% | – |
| TXMD | Exit | THERAPEUTICSMD INC | $0 | – | -512,633 | -100.0% | -0.04% | – |
| Exit | CENAQ ENERGY CORPunit 02/04/2026 | $0 | – | -20,000 | -100.0% | -0.04% | – | |
| IAU | Exit | ISHARES GOLD TRishares new | $0 | – | -5,498 | -100.0% | -0.04% | – |
| DKNG | Exit | DRAFTKINGS INC | $0 | – | -10,400 | -100.0% | -0.04% | – |
| OMAB | Exit | GRUPO AEROPORTUARIO DEL CENTspon adr | $0 | – | -3,400 | -100.0% | -0.04% | – |
| CLF | Exit | CLEVELAND-CLIFFS INC NEW | $0 | – | -6,312 | -100.0% | -0.04% | – |
| BCO | Exit | BRINKS CO | $0 | – | -3,000 | -100.0% | -0.04% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -4,289 | -100.0% | -0.04% | – |
| PAC | Exit | GRUPO AEROPUERTO DEL PACIFICspon adr b | $0 | – | -1,400 | -100.0% | -0.04% | – |
| GOLD | Exit | BARRICK GOLD CORP | $0 | – | -9,500 | -100.0% | -0.04% | – |
| SCM | Exit | STELLUS CAP INVT CORP | $0 | – | -16,465 | -100.0% | -0.04% | – |
| AEO | Exit | AMERICAN EAGLE OUTFITTERS IN | $0 | – | -14,000 | -100.0% | -0.05% | – |
| BQ | Exit | BOQII HLDG LTDsponsored ads | $0 | – | -538,737 | -100.0% | -0.05% | – |
| ATAX | Exit | AMERICA FIRST MULTIFAMILY INben unit ctf | $0 | – | -39,500 | -100.0% | -0.05% | – |
| UYG | Exit | PROSHARES TRultra fncls new | $0 | – | -4,076 | -100.0% | -0.05% | – |
| AEP | Exit | AMERICAN ELEC PWR CO INC | $0 | – | -2,563 | -100.0% | -0.05% | – |
| VIRT | Exit | VIRTU FINL INCcl a | $0 | – | -7,050 | -100.0% | -0.05% | – |
| IUSG | Exit | ISHARES TRcore s&p us gwt | $0 | – | -2,511 | -100.0% | -0.05% | – |
| RDFN | Exit | REDFIN CORP | $0 | – | -15,900 | -100.0% | -0.06% | – |
| VUG | Exit | VANGUARD INDEX FDSgrowth etf | $0 | – | -1,069 | -100.0% | -0.06% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -2,864 | -100.0% | -0.06% | – |
| EXAS | Exit | EXACT SCIENCES CORP | $0 | – | -4,800 | -100.0% | -0.06% | – |
| CERN | Exit | CERNER CORP | $0 | – | -4,600 | -100.0% | -0.08% | – |
| ARGX | Exit | ARGENX SEsponsored adr | $0 | – | -1,830 | -100.0% | -0.11% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -102,500 | -100.0% | -0.12% | – |
| CCLP | Exit | CSI COMPRESSCO LP | $0 | – | -760,411 | -100.0% | -0.21% | – |
| SV | Exit | SPRING VY ACQUISITION CORPcl a | $0 | – | -183,213 | -100.0% | -0.37% | – |
| SVFA | Exit | SVF INVESTMENT CORP | $0 | – | -294,698 | -100.0% | -0.56% | – |
| Exit | SCHULTZE SPL PURP ACQ CORP I | $0 | – | -303,874 | -100.0% | -0.58% | – | |
| Exit | HAWKS ACQUISITION CORPcl a | $0 | – | -614,194 | -100.0% | -1.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-07-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.