$439 Million is the total value of SANDERS MORRIS HARRIS LLC's 293 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,179,000 | +10.8% | 9 | 0.0% | 0.72% | -7.2% | |
| NVDA | NVIDIA CORPORATION | $2,702,000 | -4.5% | 5,020 | 0.0% | 0.62% | -20.0% | |
| ABBV | ABBVIE INC | $2,514,000 | +27.7% | 22,498 | 0.0% | 0.57% | +6.9% | |
| LRCX | LAM RESEARCH CORP | $2,233,000 | +40.4% | 4,242 | 0.0% | 0.51% | +17.6% | |
| GOOG | ALPHABET INCcap stk cl c | $1,874,000 | +12.1% | 1,068 | 0.0% | 0.43% | -5.9% | |
| GS | GOLDMAN SACHS GROUP INC | $1,804,000 | +44.3% | 5,960 | 0.0% | 0.41% | +20.9% | |
| MRK | MERCK & CO. INC | $1,730,000 | +2.3% | 21,020 | 0.0% | 0.39% | -14.3% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $1,674,000 | +3.4% | 13,300 | 0.0% | 0.38% | -13.4% | |
| RCKT | ROCKET PHARMACEUTICALS INC | $1,538,000 | +99.2% | 27,709 | 0.0% | 0.35% | +66.7% | |
| MDLZ | MONDELEZ INTL INCcl a | $1,503,000 | -1.6% | 26,126 | 0.0% | 0.34% | -17.6% | |
| CHL | CHINA MOBILE LIMITEDsponsored adr | $1,433,000 | -11.2% | 50,205 | 0.0% | 0.33% | -25.7% | |
| VZ | VERIZON COMMUNICATIONS INC | $1,402,000 | -2.5% | 24,233 | 0.0% | 0.32% | -18.4% | |
| JNJ | JOHNSON & JOHNSON | $1,366,000 | +6.1% | 8,670 | 0.0% | 0.31% | -11.1% | |
| GSK | GLAXOSMITHKLINE PLCsponsored adr | $1,339,000 | -0.6% | 36,000 | 0.0% | 0.30% | -16.7% | |
| PG | PROCTER AND GAMBLE CO | $1,265,000 | -2.6% | 9,170 | 0.0% | 0.29% | -18.4% | |
| ECL | ECOLAB INC | $1,214,000 | +7.8% | 5,597 | 0.0% | 0.28% | -9.8% | |
| SHV | ISHARES TRshort treas bd | $1,208,000 | -0.1% | 10,925 | 0.0% | 0.28% | -16.4% | |
| WBA | WALGREENS BOOTS ALLIANCE INC | $1,202,000 | +34.6% | 24,748 | 0.0% | 0.27% | +12.8% | |
| ORCL | ORACLE CORP | $1,146,000 | +1.8% | 18,460 | 0.0% | 0.26% | -14.7% | |
| KSU | KANSAS CITY SOUTHERN | $1,138,000 | +17.7% | 5,324 | 0.0% | 0.26% | -1.5% | |
| LULU | LULULEMON ATHLETICA INC | $1,109,000 | -0.9% | 3,150 | 0.0% | 0.25% | -17.1% | |
| ZBRA | ZEBRA TECHNOLOGIES CORPORATIcl a | $1,104,000 | +43.6% | 2,677 | 0.0% | 0.25% | +20.1% | |
| TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $1,069,000 | +18.4% | 5,360 | 0.0% | 0.24% | -0.8% | |
| AMGN | AMGEN INC | $1,020,000 | -0.8% | 4,292 | 0.0% | 0.23% | -16.8% | |
| CI | CIGNA CORP NEW | $1,006,000 | +28.3% | 4,493 | 0.0% | 0.23% | +7.5% | |
| RMD | RESMED INC | $996,000 | +22.7% | 4,600 | 0.0% | 0.23% | +2.7% | |
| BIDU | BAIDU INCspon adr rep a | $995,000 | +86.7% | 4,200 | 0.0% | 0.23% | +55.9% | |
| TWLO | TWILIO INCcl a | $957,000 | +10.6% | 2,600 | 0.0% | 0.22% | -7.2% | |
| LOW | LOWES COS INC | $935,000 | -2.8% | 5,506 | 0.0% | 0.21% | -18.4% | |
| TWTR | TWITTER INC | $930,000 | +0.1% | 19,700 | 0.0% | 0.21% | -15.9% | |
| ABT | ABBOTT LABS | $897,000 | +2.7% | 8,025 | 0.0% | 0.20% | -13.9% | |
| BHC | BAUSCH HEALTH COS INC | $891,000 | +52.6% | 35,013 | 0.0% | 0.20% | +27.7% | |
| WM | WASTE MGMT INC DEL | $890,000 | +4.3% | 7,542 | 0.0% | 0.20% | -12.5% | |
| AVGO | BROADCOM INC | $886,000 | +18.3% | 1,964 | 0.0% | 0.20% | -1.0% | |
| INTC | INTEL CORP | $859,000 | +5.9% | 15,095 | 0.0% | 0.20% | -10.9% | |
| CVX | CHEVRON CORP NEW | $860,000 | +17.3% | 10,175 | 0.0% | 0.20% | -1.5% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $853,000 | +7.3% | 1,700 | 0.0% | 0.19% | -10.2% | |
| BGNE | BEIGENE LTDsponsored adr | $837,000 | +1.5% | 2,700 | 0.0% | 0.19% | -14.7% | |
| ATVI | ACTIVISION BLIZZARD INC | $831,000 | +10.1% | 9,255 | 0.0% | 0.19% | -7.8% | |
| MSI | MOTOROLA SOLUTIONS INC | $824,000 | +5.0% | 4,735 | 0.0% | 0.19% | -11.7% | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $820,000 | +58.3% | 16,200 | 0.0% | 0.19% | +32.6% | |
| FDX | FEDEX CORP | $807,000 | -7.8% | 3,200 | 0.0% | 0.18% | -22.7% | |
| XLNX | XILINX INC | $773,000 | +19.8% | 5,475 | 0.0% | 0.18% | +0.6% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncl a | $766,000 | -4.5% | 1,239 | 0.0% | 0.17% | -20.2% | |
| SEB | SEABOARD CORP DEL | $758,000 | +6.9% | 250 | 0.0% | 0.17% | -10.4% | |
| SWTX | SPRINGWORKS THERAPEUTICS INC | $752,000 | +14.8% | 11,200 | 0.0% | 0.17% | -3.9% | |
| QSR | RESTAURANT BRANDS INTL INC | $747,000 | +7.8% | 11,824 | 0.0% | 0.17% | -9.6% | |
| EA | ELECTRONIC ARTS INC | $729,000 | +2.8% | 5,350 | 0.0% | 0.17% | -14.0% | |
| LIN | LINDE PLC | $711,000 | +10.6% | 2,700 | 0.0% | 0.16% | -7.4% | |
| CSX | CSX CORP | $710,000 | +19.7% | 7,500 | 0.0% | 0.16% | +0.6% | |
| EXAS | EXACT SCIENCES CORP | $698,000 | +34.5% | 4,800 | 0.0% | 0.16% | +12.8% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $691,000 | +4.5% | 148,490 | 0.0% | 0.16% | -12.8% | |
| CE | CELANESE CORP DEL | $684,000 | +18.3% | 5,000 | 0.0% | 0.16% | -0.6% | |
| AZN | ASTRAZENECA PLCsponsored adr | $684,000 | -8.1% | 13,600 | 0.0% | 0.16% | -22.8% | |
| BLK | BLACKROCK INC | $649,000 | +28.0% | 900 | 0.0% | 0.15% | +7.2% | |
| KNSL | KINSALE CAP GROUP INC | $643,000 | +1.9% | 3,000 | 0.0% | 0.15% | -14.6% | |
| BHK | BLACKROCK CORE BD TR | $635,000 | +4.1% | 38,955 | 0.0% | 0.14% | -12.7% | |
| NTES | NETEASE INCsponsored ads | $634,000 | +18.3% | 5,925 | 0.0% | 0.14% | -1.4% | |
| TEAM | ATLASSIAN CORP PLCcl a | $628,000 | +18.9% | 2,730 | 0.0% | 0.14% | 0.0% | |
| ANTM | ANTHEM INC | $628,000 | +11.5% | 1,900 | 0.0% | 0.14% | -6.5% | |
| MDT | MEDTRONIC PLC | $622,000 | +11.5% | 5,244 | 0.0% | 0.14% | -6.6% | |
| MCK | MCKESSON CORP | $618,000 | +21.7% | 3,370 | 0.0% | 0.14% | +2.2% | |
| HCA | HCA HEALTHCARE INC | $618,000 | +28.5% | 3,631 | 0.0% | 0.14% | +7.6% | |
| GLP | GLOBAL PARTNERS LP | $614,000 | +26.9% | 36,950 | 0.0% | 0.14% | +6.1% | |
| JAZZ | JAZZ PHARMACEUTICALS PLC | $603,000 | +7.3% | 3,700 | 0.0% | 0.14% | -10.5% | |
| ALNY | ALNYLAM PHARMACEUTICALS INC | $598,000 | +16.3% | 3,500 | 0.0% | 0.14% | -2.9% | |
| PNC | PNC FINL SVCS GROUP INC | $585,000 | +42.0% | 3,676 | 0.0% | 0.13% | +18.8% | |
| NKE | NIKE INCcl b | $576,000 | +11.0% | 4,030 | 0.0% | 0.13% | -7.1% | |
| TGT | TARGET CORP | $575,000 | +19.0% | 2,922 | 0.0% | 0.13% | 0.0% | |
| APD | AIR PRODS & CHEMS INC | $567,000 | -8.3% | 2,075 | 0.0% | 0.13% | -23.2% | |
| DOX | AMDOCS LTD | $563,000 | +20.8% | 8,000 | 0.0% | 0.13% | +0.8% | |
| MINT | PIMCO ETF TRenhan shrt ma ac | $559,000 | 0.0% | 5,480 | 0.0% | 0.13% | -16.4% | |
| LFUS | LITTELFUSE INC | $558,000 | +48.4% | 2,000 | 0.0% | 0.13% | +24.5% | |
| MRUS | MERUS N V | $549,000 | +64.9% | 24,870 | 0.0% | 0.12% | +38.9% | |
| SYK | STRYKER CORPORATION | $551,000 | +10.4% | 2,266 | 0.0% | 0.12% | -8.1% | |
| MOH | MOLINA HEALTHCARE INC | $542,000 | +11.8% | 2,370 | 0.0% | 0.12% | -6.8% | |
| ALXN | ALEXION PHARMACEUTICALS INC | $532,000 | +26.4% | 3,400 | 0.0% | 0.12% | +6.1% | |
| VUG | VANGUARD INDEX FDSgrowth etf | $527,000 | +11.2% | 2,082 | 0.0% | 0.12% | -7.0% | |
| NSC | NORFOLK SOUTHN CORP | $517,000 | +11.2% | 2,175 | 0.0% | 0.12% | -6.3% | |
| KLAC | KLA CORP | $508,000 | +32.3% | 1,750 | 0.0% | 0.12% | +11.5% | |
| KURA | KURA ONCOLOGY INC | $505,000 | -1.0% | 14,900 | 0.0% | 0.12% | -17.3% | |
| OKE | ONEOK INC NEW | $507,000 | +47.8% | 13,199 | 0.0% | 0.12% | +23.7% | |
| ARGX | ARGENX SEsponsored adr | $502,000 | -1.4% | 1,830 | 0.0% | 0.11% | -17.4% | |
| UNH | UNITEDHEALTH GROUP INC | $497,000 | +7.8% | 1,400 | 0.0% | 0.11% | -9.6% | |
| EZPW | EZCORP INCcl a non vtg | $491,000 | -4.8% | 102,500 | 0.0% | 0.11% | -20.0% | |
| PRAA | PRA GROUP INC | $482,000 | -9.6% | 13,421 | 0.0% | 0.11% | -24.1% | |
| LMT | LOCKHEED MARTIN CORP | $483,000 | -10.2% | 1,389 | 0.0% | 0.11% | -24.7% | |
| KR | KROGER CO | $480,000 | -7.5% | 15,000 | 0.0% | 0.11% | -22.7% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $478,000 | +8.9% | 6,000 | 0.0% | 0.11% | -8.4% | |
| INCY | INCYTE CORP | $464,000 | -4.7% | 5,000 | 0.0% | 0.11% | -19.7% | |
| GD | GENERAL DYNAMICS CORP | $458,000 | +6.8% | 3,000 | 0.0% | 0.10% | -11.1% | |
| UNP | UNION PAC CORP | $454,000 | +6.6% | 2,100 | 0.0% | 0.10% | -11.2% | |
| PHG | KONINKLIJKE PHILIPS N Vny reg sh new | $441,000 | +11.9% | 8,162 | 0.0% | 0.10% | -6.5% | |
| TYL | TYLER TECHNOLOGIES INC | $437,000 | +25.2% | 1,000 | 0.0% | 0.10% | +4.2% | |
| MPW | MEDICAL PPTYS TRUST INC | $431,000 | +23.1% | 19,800 | 0.0% | 0.10% | +3.2% | |
| MGNX | MACROGENICS INC | $426,000 | -21.1% | 20,915 | 0.0% | 0.10% | -34.0% | |
| CLX | CLOROX CO DEL | $423,000 | -11.9% | 2,183 | 0.0% | 0.10% | -26.2% | |
| INSI | INSIGHT SELECT INCOME FD | $421,000 | +5.2% | 19,734 | 0.0% | 0.10% | -11.9% | |
| EW | EDWARDS LIFESCIENCES CORP | $414,000 | +7.8% | 4,620 | 0.0% | 0.09% | -9.6% | |
| VGT | VANGUARD WORLD FDSinf tech etf | $409,000 | +13.6% | 1,155 | 0.0% | 0.09% | -5.1% | |
| CL | COLGATE PALMOLIVE CO | $406,000 | +3.3% | 4,920 | 0.0% | 0.09% | -14.0% | |
| EFX | EQUIFAX INC | $405,000 | +23.1% | 2,100 | 0.0% | 0.09% | +3.4% | |
| BAX | BAXTER INTL INC | $402,000 | +2.8% | 4,900 | 0.0% | 0.09% | -13.2% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $405,000 | +11.3% | 2,450 | 0.0% | 0.09% | -7.1% | |
| TFFP | TFF PHARMACEUTICALS INC | $394,000 | +15.9% | 21,326 | 0.0% | 0.09% | -2.2% | |
| UHS | UNIVERSAL HLTH SVCS INCcl b | $392,000 | +24.1% | 2,890 | 0.0% | 0.09% | +3.5% | |
| SCI | SERVICE CORP INTL | $393,000 | +16.6% | 8,000 | 0.0% | 0.09% | -3.3% | |
| CXO | CONCHO RES INC | $388,000 | +32.0% | 6,656 | 0.0% | 0.09% | +10.0% | |
| VTN | INVESCO TR INVT GRADE NEW YO | $375,000 | +5.3% | 29,000 | 0.0% | 0.08% | -12.4% | |
| XENE | XENON PHARMACEUTICALS INC | $374,000 | +29.9% | 24,500 | 0.0% | 0.08% | +9.0% | |
| MRO | MARATHON OIL CORP | $367,000 | +63.1% | 55,000 | 0.0% | 0.08% | +37.7% | |
| MUJ | BLACKROCK MUNIHLDGS NJ QLTY | $370,000 | +4.8% | 25,730 | 0.0% | 0.08% | -12.5% | |
| CERN | CERNER CORP | $371,000 | +10.1% | 4,600 | 0.0% | 0.08% | -8.7% | |
| DXCM | DEXCOM INC | $363,000 | -8.3% | 1,000 | 0.0% | 0.08% | -23.1% | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $356,000 | +5.6% | 25,500 | 0.0% | 0.08% | -12.0% | |
| DBX | DROPBOX INCcl a | $353,000 | +9.0% | 15,970 | 0.0% | 0.08% | -9.1% | |
| AN | AUTONATION INC | $349,000 | +31.7% | 5,000 | 0.0% | 0.08% | +9.7% | |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $339,000 | +9.4% | 2,108 | 0.0% | 0.08% | -8.3% | |
| NUE | NUCOR CORP | $340,000 | +16.8% | 6,000 | 0.0% | 0.08% | -2.5% | |
| LADR | LADDER CAP CORPcl a | $333,000 | +37.6% | 34,100 | 0.0% | 0.08% | +15.2% | |
| AVT | AVNET INC | $336,000 | +36.0% | 9,570 | 0.0% | 0.08% | +13.4% | |
| GBT | GLOBAL BLOOD THERAPEUTICS IN | $330,000 | -19.1% | 6,750 | 0.0% | 0.08% | -32.4% | |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $328,000 | +2.5% | 4,000 | 0.0% | 0.08% | -13.8% | |
| NPA | NEW PROVIDENCE ACQUISITION | $326,000 | +32.0% | 24,450 | 0.0% | 0.07% | +10.4% | |
| XLC | SELECT SECTOR SPDR TR | $304,000 | +13.9% | 4,500 | 0.0% | 0.07% | -5.5% | |
| CRNX | CRINETICS PHARMACEUTICALS IN | $263,000 | -15.4% | 18,600 | 0.0% | 0.06% | -29.4% | |
| CMI | CUMMINS INC | $264,000 | +7.8% | 1,161 | 0.0% | 0.06% | -10.4% | |
| SGMA | SIGMATRON INTL INC | $258,000 | +50.0% | 55,100 | 0.0% | 0.06% | +25.5% | |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $256,000 | +26.1% | 5,550 | 0.0% | 0.06% | +5.5% | |
| CCI | CROWN CASTLE INTL CORP NEW | $253,000 | -4.5% | 1,588 | 0.0% | 0.06% | -19.4% | |
| CAT | CATERPILLAR INC | $250,000 | +22.0% | 1,375 | 0.0% | 0.06% | +1.8% | |
| MUSA | MURPHY USA INC | $245,000 | -5.8% | 2,000 | 0.0% | 0.06% | -21.1% | |
| NMFC | NEW MTN FIN CORP | $248,000 | +18.7% | 21,875 | 0.0% | 0.06% | -1.8% | |
| FLEX | FLEX LTDord | $241,000 | +60.7% | 13,400 | 0.0% | 0.06% | +34.1% | |
| ZGNX | ZOGENIX INC | $236,000 | +1.7% | 12,420 | 0.0% | 0.05% | -14.3% | |
| MMM | 3M CO | $230,000 | +8.5% | 1,319 | 0.0% | 0.05% | -10.3% | |
| GEL | GENESIS ENERGY L Punit ltd partn | $223,000 | +38.5% | 35,700 | 0.0% | 0.05% | +15.9% | |
| PUMP | PROPETRO HLDG CORP | $222,000 | +82.0% | 30,000 | 0.0% | 0.05% | +54.5% | |
| AR | ANTERO RESOURCES CORP | $213,000 | +99.1% | 39,000 | 0.0% | 0.05% | +65.5% | |
| BOND | PIMCO ETF TRactive bd etf | $204,000 | +1.0% | 1,800 | 0.0% | 0.05% | -16.4% | |
| RMM | RIVERNORTH MANAGED DUR MUN I | $189,000 | +8.6% | 10,300 | 0.0% | 0.04% | -8.5% | |
| CTT | CATCHMARK TIMBER TR INCcl a | $182,000 | +5.2% | 19,400 | 0.0% | 0.04% | -12.8% | |
| BYM | BLACKROCK MUN INCOME QUALITY | $165,000 | +5.1% | 11,000 | 0.0% | 0.04% | -11.6% | |
| IPV | INTERPRIVATE ACQUISITION COR | $165,000 | +65.0% | 10,000 | 0.0% | 0.04% | +40.7% | |
| NYCB | NEW YORK CMNTY BANCORP INC | $164,000 | +28.1% | 15,500 | 0.0% | 0.04% | +5.7% | |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $162,000 | +8.7% | 14,150 | 0.0% | 0.04% | -7.5% | |
| CADE | CADENCE BANCORPORATIONcl a | $164,000 | +90.7% | 10,000 | 0.0% | 0.04% | +60.9% | |
| GNRS | GREENROSE ACQUISITION CORP | $159,000 | +8.2% | 15,000 | 0.0% | 0.04% | -10.0% | |
| MCMJ | MERIDA MERGER CORP I | $159,000 | +8.2% | 15,000 | 0.0% | 0.04% | -10.0% | |
| LATN | UNION ACQUISITION CORP II | $129,000 | +4.0% | 12,500 | 0.0% | 0.03% | -14.7% | |
| CIICW | CIIG MERGER CORP*w exp 12/31/202 | $100,000 | +809.1% | 12,500 | 0.0% | 0.02% | +666.7% | |
| ESSC | EAST STONE ACQUISITION CORP | $101,000 | +3.1% | 10,000 | 0.0% | 0.02% | -14.8% | |
| WTRH | WAITR HLDGS INC | $56,000 | -12.5% | 20,000 | 0.0% | 0.01% | -23.5% | |
| NPAWW | NEW PROVIDENCE ACQUISITION*w exp 09/11/202 | $47,000 | +261.5% | 12,225 | 0.0% | 0.01% | +175.0% | |
| GLEOWS | GALILEO ACQUISITION CORP*w exp 10/31/202 | $42,000 | +55.6% | 46,255 | 0.0% | 0.01% | +42.9% | |
| GTE | GRAN TIERRA ENERGY INC | $45,000 | +60.7% | 124,667 | 0.0% | 0.01% | +25.0% | |
| HNRG | HALLADOR ENERGY COMPANY | $39,000 | +129.4% | 26,330 | 0.0% | 0.01% | +80.0% | |
| NERV | MINERVA NEUROSCIENCES INC | $32,000 | -22.0% | 12,000 | 0.0% | 0.01% | -36.4% | |
| MCMJW | MERIDA MERGER CORP I*w exp 11/07/202 | $24,000 | +200.0% | 15,000 | 0.0% | 0.01% | +150.0% | |
| GNRSW | GREENROSE ACQUISITION CORP*w exp 08/11/202 | $21,000 | +320.0% | 15,000 | 0.0% | 0.01% | +400.0% | |
| LATNW | UNION ACQUISITION CORP II*w exp 04/01/202 | $13,000 | +85.7% | 12,500 | 0.0% | 0.00% | +50.0% | |
| ESSCW | EAST STONE ACQUISITION CORP*w exp 12/31/202 | $9,000 | +800.0% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-01-26
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.