$206 Million is the total value of SANDERS MORRIS HARRIS LLC's 129 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 116.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| YUMAQ | Exit | YUMA ENERGY INC NEW | $0 | – | -21,667 | -100.0% | 0.00% | – |
| TALO | Exit | TALOS ENERGY INC | $0 | – | -15,000 | -100.0% | 0.00% | – |
| DGLY | Exit | DIGITAL ALLY INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| BATL | Exit | BATTALION OIL CORP | $0 | – | -11,684 | -100.0% | 0.00% | – |
| PUMP | Exit | PROPETRO HLDG CORP | $0 | – | -30,000 | -100.0% | 0.00% | – |
| CRTO | Exit | CRITEO S Aspons ads | $0 | – | -54,500 | -100.0% | 0.00% | – |
| GTE | Exit | GRAN TIERRA ENERGY INC | $0 | – | -131,587 | -100.0% | 0.00% | – |
| ESGC | Exit | EROS INTL PLC | $0 | – | -248,133 | -100.0% | 0.00% | – |
| GEL | Exit | GENESIS ENERGY L Punit ltd partn | $0 | – | -46,200 | -100.0% | 0.00% | – |
| Exit | PDL BIOPHARMA INCnote 2.750%12/0 | $0 | – | -13,000 | -100.0% | 0.00% | – | |
| GLP | Exit | GLOBAL PARTNERS LP | $0 | – | -36,950 | -100.0% | 0.00% | – |
| PGEN | Exit | PRECIGEN INC | $0 | – | -110,809 | -100.0% | 0.00% | – |
| MCEP | Exit | MID CON ENERGY PARTNERS LP | $0 | – | -14,720 | -100.0% | 0.00% | – |
| SNSS | Exit | SUNESIS PHARMACEUTICALS INC | $0 | – | -20,000 | -100.0% | 0.00% | – |
| UCO | Exit | PROSHARES TR IIulta blmbg 2017 | $0 | – | -49,000 | -100.0% | 0.00% | – |
| LMRK | Exit | LANDMARK INFRASTRUCTURE LP | $0 | – | -15,960 | -100.0% | 0.00% | – |
| DELL | Exit | DELL TECHNOLOGIES INCcl c | $0 | – | -17,300 | -100.0% | -0.00% | – |
| PPT | Exit | PUTNAM PREMIER INCOME TRsh ben int | $0 | – | -130,490 | -100.0% | -0.00% | – |
| TLGT | Exit | TELIGENT INC NEW | $0 | – | -4,980,742 | -100.0% | -0.00% | – |
| PFNX | Exit | PFENEX INC | $0 | – | -77,581 | -100.0% | -0.00% | – |
| UBER | Exit | UBER TECHNOLOGIES INC | $0 | – | -43,400 | -100.0% | -0.00% | – |
| LGFA | Exit | LIONS GATE ENTMNT CORPcl a vtg | $0 | – | -372,576 | -100.0% | -0.00% | – |
| CNP | Exit | CENTERPOINT ENERGY INC | $0 | – | -117,000 | -100.0% | -0.00% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOG | $0 | – | -298,350 | -100.0% | -0.00% | – |
| MCMJW | Exit | MERIDA MERGER CORP I*w exp 11/07/202 | $0 | – | -15,000 | -100.0% | -0.01% | – |
| JPM | Exit | JPMORGAN CHASE & CO | $0 | – | -15,087 | -100.0% | -0.02% | – |
| PIRS | Exit | PIERIS PHARMACEUTICALS INC | $0 | – | -19,450 | -100.0% | -0.04% | – |
| Exit | APTOSE BIOSCIENCES INC | $0 | – | -11,240 | -100.0% | -0.04% | – | |
| QRTEA | Exit | QURATE RETAIL INC | $0 | – | -10,000 | -100.0% | -0.08% | – |
| ET | Exit | ENERGY TRANSFER LP | $0 | – | -202,603 | -100.0% | -0.09% | – |
| TFFP | Exit | TFF PHARMACEUTICALS INC | $0 | – | -18,900 | -100.0% | -0.10% | – |
| NAN | Exit | NUVEEN NEW YORK QLT MUN INC | $0 | – | -10,600 | -100.0% | -0.11% | – |
| MGNX | Exit | MACROGENICS INC | $0 | – | -23,845 | -100.0% | -0.12% | – |
| CYTK | Exit | CYTOKINETICS INC | $0 | – | -12,155 | -100.0% | -0.14% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -17,670 | -100.0% | -0.15% | – |
| NAD | Exit | NUVEEN QUALITY MUNCP INCOME | $0 | – | -16,994 | -100.0% | -0.16% | – |
| CACI | Exit | CACI INTL INCcl a | $0 | – | -1,000 | -100.0% | -0.20% | – |
| TDY | Exit | TELEDYNE TECHNOLOGIES INC | $0 | – | -600 | -100.0% | -0.21% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -1,340 | -100.0% | -0.21% | – |
| KLAC | Exit | KLA CORPORATION | $0 | – | -1,750 | -100.0% | -0.22% | – |
| RSG | Exit | REPUBLIC SVCS INC | $0 | – | -2,550 | -100.0% | -0.22% | – |
| NLOK | Exit | NORTONLIFELOCK INC | $0 | – | -8,993 | -100.0% | -0.23% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -4,370 | -100.0% | -0.24% | – |
| KR | Exit | KROGER CO | $0 | – | -10,500 | -100.0% | -0.24% | – |
| S | Exit | SPRINT CORPORATION | $0 | – | -48,915 | -100.0% | -0.25% | – |
| PAYX | Exit | PAYCHEX INC | $0 | – | -3,000 | -100.0% | -0.25% | – |
| LFUS | Exit | LITTELFUSE INC | $0 | – | -2,000 | -100.0% | -0.25% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -9,000 | -100.0% | -0.25% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -6,000 | -100.0% | -0.25% | – |
| DXCM | Exit | DEXCOM INC | $0 | – | -1,000 | -100.0% | -0.26% | – |
| OXY | Exit | OCCIDENTAL PETE CORP | $0 | – | -6,652 | -100.0% | -0.26% | – |
| EA | Exit | ELECTRONIC ARTS INC | $0 | – | -2,580 | -100.0% | -0.26% | – |
| NMT | Exit | NUVEEN MASSACHUSETS QLT MUN | $0 | – | -19,000 | -100.0% | -0.26% | – |
| RDHL | Exit | REDHILL BIOPHARMA LTDsponsored ads | $0 | – | -64,167 | -100.0% | -0.28% | – |
| MCMJ | Exit | MERIDA MERGER CORP I | $0 | – | -30,000 | -100.0% | -0.28% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -2,000 | -100.0% | -0.29% | – |
| RGNX | Exit | REGENXBIO INC | $0 | – | -7,700 | -100.0% | -0.29% | – |
| QCOM | Exit | QUALCOMM INC | $0 | – | -4,700 | -100.0% | -0.31% | – |
| VNOM | Exit | VIPER ENERGY PARTNERS LP | $0 | – | -12,678 | -100.0% | -0.32% | – |
| SONY | Exit | SONY CORPsponsored adr | $0 | – | -4,840 | -100.0% | -0.33% | – |
| CE | Exit | CELANESE CORP DEL | $0 | – | -5,000 | -100.0% | -0.33% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -2,000 | -100.0% | -0.33% | – |
| POST | Exit | POST HLDGS INC | $0 | – | -3,295 | -100.0% | -0.33% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -2,824 | -100.0% | -0.34% | – |
| NBL | Exit | NOBLE ENERGY INC | $0 | – | -14,540 | -100.0% | -0.34% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INC | $0 | – | -6,800 | -100.0% | -0.35% | – |
| UL | Exit | UNILEVER PLCspon adr new | $0 | – | -7,197 | -100.0% | -0.36% | – |
| MUB | Exit | ISHARES TRnational mun etf | $0 | – | -3,500 | -100.0% | -0.38% | – |
| MKL | Exit | MARKEL CORP | $0 | – | -350 | -100.0% | -0.38% | – |
| MUSA | Exit | MURPHY USA INC | $0 | – | -3,500 | -100.0% | -0.39% | – |
| ECL | Exit | ECOLAB INC | $0 | – | -2,750 | -100.0% | -0.40% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -3,800 | -100.0% | -0.40% | – |
| SAP | Exit | SAP SEspon adr | $0 | – | -3,000 | -100.0% | -0.40% | – |
| WH | Exit | WYNDHAM HOTELS & RESORTS INC | $0 | – | -6,800 | -100.0% | -0.42% | – |
| CSX | Exit | CSX CORP | $0 | – | -7,500 | -100.0% | -0.42% | – |
| WEC | Exit | WEC ENERGY GROUP INC | $0 | – | -4,722 | -100.0% | -0.42% | – |
| MCK | Exit | MCKESSON CORP | $0 | – | -3,140 | -100.0% | -0.42% | – |
| NEA | Exit | NUVEEN AMT FREE QLTY MUN INC | $0 | – | -38,655 | -100.0% | -0.43% | – |
| MAR | Exit | MARRIOTT INTL INC NEWcl a | $0 | – | -3,200 | -100.0% | -0.47% | – |
| ORCL | Exit | ORACLE CORP | $0 | – | -9,784 | -100.0% | -0.51% | – |
| PFE | Exit | PFIZER INC | $0 | – | -31,823 | -100.0% | -0.57% | – |
| NUE | Exit | NUCOR CORP | $0 | – | -11,100 | -100.0% | -0.57% | – |
| UN | Exit | UNILEVER N V | $0 | – | -10,713 | -100.0% | -0.60% | – |
| STLD | Exit | STEEL DYNAMICS INC | $0 | – | -19,000 | -100.0% | -0.63% | – |
| SYK | Exit | STRYKER CORP | $0 | – | -3,300 | -100.0% | -0.66% | – |
| TEL | Exit | TE CONNECTIVITY LTD | $0 | – | -8,366 | -100.0% | -0.68% | – |
| PRAA | Exit | PRA GROUP INC | $0 | – | -20,208 | -100.0% | -0.71% | – |
| UNP | Exit | UNION PAC CORP | $0 | – | -4,100 | -100.0% | -0.71% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -3,562 | -100.0% | -0.76% | – |
| WDC | Exit | WESTERN DIGITAL CORP. | $0 | – | -12,965 | -100.0% | -0.82% | – |
| PSX | Exit | PHILLIPS 66 | $0 | – | -8,478 | -100.0% | -0.82% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -10,644 | -100.0% | -0.87% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORP | $0 | – | -6,675 | -100.0% | -0.90% | – |
| ZIOP | Exit | ZIOPHARM ONCOLOGY INC | $0 | – | -201,200 | -100.0% | -0.91% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -3,717 | -100.0% | -0.94% | – |
| MDT | Exit | MEDTRONIC PLC | $0 | – | -9,495 | -100.0% | -1.01% | – |
| USB | Exit | US BANCORP DEL | $0 | – | -17,560 | -100.0% | -1.02% | – |
| SCHW | Exit | SCHWAB CHARLES CORP | $0 | – | -21,900 | -100.0% | -1.03% | – |
| INTU | Exit | INTUIT | $0 | – | -5,000 | -100.0% | -1.07% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INC | $0 | – | -20,020 | -100.0% | -1.16% | – |
| TFC | Exit | TRUIST FINL CORP | $0 | – | -26,269 | -100.0% | -1.46% | – |
| NOW | Exit | SERVICENOW INC | $0 | – | -5,500 | -100.0% | -1.54% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -10,030 | -100.0% | -1.55% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -57,000 | -100.0% | -1.80% | – |
| VRSN | Exit | VERISIGN INC | $0 | – | -9,671 | -100.0% | -1.83% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -12,062 | -100.0% | -1.85% | – |
| STT | Exit | STATE STR CORP | $0 | – | -30,418 | -100.0% | -2.40% | – |
| PEP | Exit | PEPSICO INC | $0 | – | -18,540 | -100.0% | -2.42% | – |
| NTRS | Exit | NORTHERN TR CORP | $0 | – | -25,000 | -100.0% | -2.63% | – |
| RMD | Exit | RESMED INC | $0 | – | -18,758 | -100.0% | -2.86% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INC | $0 | – | -10,000 | -100.0% | -3.10% | – |
| WFC | Exit | WELLS FARGO CO NEW | $0 | – | -62,259 | -100.0% | -3.18% | – |
| PM | Exit | PHILIP MORRIS INTL INC | $0 | – | -77,756 | -100.0% | -3.34% | – |
| QURE | Exit | UNIQURE NV | $0 | – | -71,000 | -100.0% | -4.20% | – |
| TXN | Exit | TEXAS INSTRS INC | $0 | – | -37,425 | -100.0% | -4.66% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -44,271 | -100.0% | -4.74% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-07-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MAIN STREET CAPITAL CORP | 31 | Q3 2023 | 23.4% |
| ENTERPRISE PRODS PARTNERS L | 31 | Q3 2023 | 12.1% |
| APPLE INC | 31 | Q3 2023 | 6.3% |
| EXXON MOBIL CORP | 31 | Q3 2023 | 9.6% |
| AT&T INC | 31 | Q3 2023 | 3.8% |
| ALTRIA GROUP INC | 31 | Q3 2023 | 1.6% |
| VERIZON COMMUNICATIONS INC | 31 | Q3 2023 | 5.5% |
| WASTE MGMT INC DEL | 31 | Q3 2023 | 0.9% |
| KINDER MORGAN INC DEL | 31 | Q3 2023 | 0.9% |
| TARGA RES CORP | 31 | Q3 2023 | 0.3% |
View SANDERS MORRIS HARRIS LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| GEN Restaurant Group, Inc. | June 29, 2023 | 443,875 | 14.8% |
| Roth CH Acquisition V Co. | December 09, 2021 | 10 | 12.0% |
| Roth CH Acquisition IV Co. | September 08, 2021 | 1,348,000 | 11.3% |
| Roth CH Acquisition III Co | March 10, 2021 | 787,440 | 6.6% |
| TELIGENT INC | May 02, 2019 | 2,742,459 | 5.2% |
| CAPITAL SOUTHWEST CORP | May 01, 2019 | 864,317 | 5.0% |
| Pfenex Inc. | January 11, 2018 | 1,634,806 | 6.9% |
| JOINT Corp | January 02, 2018 | 2,357,426 | 17.4% |
| Yuma Energy, Inc. | October 27, 2017 | 5,299,686 | 23.9% |
| Yuma Energy, Inc. | December 05, 2016 | 10 | 12.0% |
View SANDERS MORRIS HARRIS LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-10 |
| 13F-HR/A | 2023-10-13 |
| 13F-HR | 2023-10-05 |
| 13F-HR | 2023-07-11 |
| SC 13G | 2023-06-29 |
| 13F-HR | 2023-04-07 |
| 13F-HR | 2023-01-13 |
| 13F-HR | 2022-10-07 |
| 13F-HR | 2022-07-11 |
View SANDERS MORRIS HARRIS LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.