$311 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 97 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 63.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $17,681,000 | +3.9% | 322,177 | +4.9% | 5.68% | -3.7% |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $10,914,000 | – | 1,374,586 | +100.0% | 3.51% | – |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $10,102,000 | +24.6% | 1,494,406 | +32.2% | 3.25% | +15.6% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $8,855,000 | +1.9% | 681,185 | +8.1% | 2.85% | -5.5% |
| BTZ | New | BLACKROCK CR ALLCTN INC TR | $8,093,000 | – | 638,714 | +100.0% | 2.60% | – |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $7,556,000 | +222.9% | 1,182,398 | +226.4% | 2.43% | +199.4% |
| VER | Buy | VEREIT INC | $7,511,000 | +13.3% | 1,079,120 | +26.8% | 2.41% | +5.1% |
| PPR | Buy | VOYA PRIME RATE TRsh ben int | $6,938,000 | +23.2% | 1,331,585 | +19.9% | 2.23% | +14.2% |
| BRX | Buy | BRIXMOR PPTY GROUP INC | $6,818,000 | +18.0% | 447,096 | +44.4% | 2.19% | +9.4% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $6,275,000 | -8.4% | 808,645 | +1.2% | 2.02% | -15.1% |
| MRK | Buy | MERCK & CO INC | $5,936,000 | +19.0% | 108,986 | +22.9% | 1.91% | +10.3% |
| AC | Buy | ASSOCIATED CAP GROUP INCcl a | $5,852,000 | +14.2% | 156,270 | +4.0% | 1.88% | +5.9% |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $5,245,000 | +176.8% | 447,172 | +176.4% | 1.69% | +156.6% |
| KIM | New | KIMCO RLTY CORP | $5,228,000 | – | 363,085 | +100.0% | 1.68% | – |
| FSP | New | FRANKLIN STREET PPTYS CORP | $5,051,000 | – | 600,591 | +100.0% | 1.62% | – |
| BWG | New | BRANDYWINEGBL GLBAL INM OPRT | $5,018,000 | – | 389,261 | +100.0% | 1.61% | – |
| LXP | New | LEXINGTON REALTY TRUST | $4,666,000 | – | 592,917 | +100.0% | 1.50% | – |
| VVR | Buy | INVESCO SR INCOME TR | $4,515,000 | +21.0% | 1,026,183 | +20.7% | 1.45% | +12.1% |
| DIS | Buy | DISNEY WALT CO | $4,393,000 | -5.5% | 43,741 | +1.2% | 1.41% | -12.4% |
| HASI | Buy | HANNON ARMSTRONG SUST INFR C | $4,177,000 | +89.3% | 214,209 | +133.5% | 1.34% | +75.4% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $3,901,000 | +9.9% | 46,687 | +10.3% | 1.25% | +2.0% |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $3,547,000 | -2.0% | 34,371 | +0.2% | 1.14% | -9.2% |
| GDL | Buy | GDL FUND | $3,372,000 | -2.3% | 361,802 | +2.0% | 1.08% | -9.4% |
| OR | New | OSISKO GOLD ROYALTIES LTD | $3,257,000 | – | 336,818 | +100.0% | 1.05% | – |
| PHG | New | KONINKLIJKE PHILIPS N Vny reg sh new | $3,225,000 | – | 84,169 | +100.0% | 1.04% | – |
| OMC | New | OMNICOM GROUP INC | $3,184,000 | – | 43,815 | +100.0% | 1.02% | – |
| COT | Buy | COTT CORP QUE | $3,161,000 | -11.5% | 214,728 | +0.2% | 1.02% | -17.9% |
| HBI | New | HANESBRANDS INC | $3,122,000 | – | 169,470 | +100.0% | 1.00% | – |
| SBGL | New | SIBANYE STILLWATERsponsored adr | $2,682,000 | – | 672,056 | +100.0% | 0.86% | – |
| SQBG | Buy | SEQUENTIAL BRNDS GROUP INC N | $2,249,000 | +56.3% | 1,078,840 | +33.5% | 0.72% | +44.9% |
| LWAY | Buy | LIFEWAY FOODS INC | $1,736,000 | +331.8% | 289,773 | +476.1% | 0.56% | +301.4% |
| ES | Buy | EVERSOURCE ENERGY | $1,638,000 | -6.2% | 27,794 | +0.5% | 0.53% | -13.2% |
| NUM | Buy | NUVEEN MICHIGAN QLT MUN INC | $1,594,000 | +54.8% | 125,782 | +61.9% | 0.51% | +43.4% |
| REGN | New | REGENERON PHARMACEUTICALS | $1,200,000 | – | 3,486 | +100.0% | 0.39% | – |
| New | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $1,187,000 | – | 1,244,000 | +100.0% | 0.38% | – | |
| EMI | Buy | EATON VANCE MI MUNI INCOME Tsh ben int | $1,088,000 | +3.9% | 88,860 | +8.9% | 0.35% | -3.6% |
| AMD | New | ADVANCED MICRO DEVICES INC | $1,008,000 | – | 100,298 | +100.0% | 0.32% | – |
| IGR | Buy | CBRE CLARION GLOBAL REAL EST | $898,000 | +7.2% | 122,903 | +16.2% | 0.29% | -0.3% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $900,000 | – | 53,459 | +100.0% | 0.29% | – |
| MCD | Buy | MCDONALDS CORP | $709,000 | -5.0% | 4,536 | +4.6% | 0.23% | -12.0% |
| SPE | Buy | SPECIAL OPPORTUNITIES FD INC | $705,000 | +29.6% | 47,813 | +30.7% | 0.23% | +20.1% |
| DTE | Buy | DTE ENERGY CO | $695,000 | -4.1% | 6,658 | +0.6% | 0.22% | -11.2% |
| ED | Buy | CONSOLIDATED EDISON INC | $609,000 | -7.7% | 7,820 | +0.6% | 0.20% | -14.4% |
| TIP | New | ISHARES TRtips bd etf | $556,000 | – | 4,916 | +100.0% | 0.18% | – |
| STIP | New | ISHARES TR0-5 yr tips etf | $326,000 | – | 3,253 | +100.0% | 0.10% | – |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $320,000 | +0.9% | 2,083 | +0.7% | 0.10% | -6.4% |
| EVF | New | EATON VANCE SR INCOME TRsh ben int | $316,000 | – | 46,376 | +100.0% | 0.10% | – |
| TZOO | Buy | TRAVELZOO | $238,000 | +52.6% | 32,716 | +34.9% | 0.08% | +40.7% |
| IR | New | INGERSOLL-RAND PLC | $220,000 | – | 2,567 | +100.0% | 0.07% | – |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS | $218,000 | +101.9% | 22,988 | +118.9% | 0.07% | +89.2% |
| MGF | Buy | MFS GOVT MKTS INCOME TRsh ben int | $207,000 | +39.9% | 44,768 | +45.3% | 0.07% | +31.4% |
| RGLD | New | ROYAL GOLD INC | $201,000 | – | 2,343 | +100.0% | 0.06% | – |
| FMY | New | FIRST TRUST MORTGAGE INCM FD | $156,000 | – | 11,206 | +100.0% | 0.05% | – |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND | $140,000 | -4.1% | 24,667 | +0.0% | 0.04% | -11.8% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.