$377 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 117 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BCX | New | BLACKROCK RES & COMM STRAT T | $17,449,000 | – | 1,796,997 | +100.0% | 4.62% | – |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $9,772,000 | – | 1,395,932 | +100.0% | 2.59% | – |
| RCAPQ | New | RCS CAP CORP | $6,912,000 | – | 564,700 | +100.0% | 1.83% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $6,069,000 | – | 1,269,700 | +100.0% | 1.61% | – |
| SSL | New | SASOL LTDsponsored adr | $4,751,000 | – | 125,130 | +100.0% | 1.26% | – |
| New | ROYAL GOLD INCnote 2.875% 6/1 | $4,355,000 | – | 4,214,000 | +100.0% | 1.15% | – | |
| FTF | New | FRANKLIN LTD DURATION INC TR | $2,625,000 | – | 215,304 | +100.0% | 0.70% | – |
| VTA | New | INVESCO DYNAMIC CR OPP FD | $2,084,000 | – | 175,888 | +100.0% | 0.55% | – |
| JGH | New | NUVEEN GLOBAL HIGH INCOME FD | $1,689,000 | – | 97,919 | +100.0% | 0.45% | – |
| PHD | New | PIONEER FLOATING RATE TR | $1,681,000 | – | 147,729 | +100.0% | 0.44% | – |
| EVG | New | EATON VANCE SH TM DR DIVR IN | $1,590,000 | – | 112,389 | +100.0% | 0.42% | – |
| KST | New | DEUTSCHE STRATEGIC INCOME TR | $1,287,000 | – | 111,367 | +100.0% | 0.34% | – |
| BHK | New | BLACKROCK CORE BD TR | $1,166,000 | – | 88,332 | +100.0% | 0.31% | – |
| BGT | New | BLACKROCK FLOATING RATE INCO | $1,150,000 | – | 89,490 | +100.0% | 0.30% | – |
| BKT | New | BLACKROCK INCOME TR INC | $968,000 | – | 151,281 | +100.0% | 0.26% | – |
| LF | New | LEAPFROG ENTERPRISES INCcl a | $907,000 | – | 192,100 | +100.0% | 0.24% | – |
| WAIR | New | WESCO AIRCRAFT HLDGS INC | $820,000 | – | 58,625 | +100.0% | 0.22% | – |
| NXP | New | NUVEEN SELECT TAX FREE INCMsh ben int | $770,000 | – | 54,014 | +100.0% | 0.20% | – |
| ZTR | New | ZWEIG TOTAL RETURN FD INC | $743,000 | – | 53,013 | +100.0% | 0.20% | – |
| FPT | New | FEDERATED PREM INTR MUN INC | $676,000 | – | 53,000 | +100.0% | 0.18% | – |
| PPR | New | VOYA PRIME RATE TRsh ben int | $666,000 | – | 125,463 | +100.0% | 0.18% | – |
| BLW | New | BLACKROCK LTD DURATION INC T | $462,000 | – | 29,393 | +100.0% | 0.12% | – |
| EMI | New | EATON VANCE MI MUNI INCOME Tsh ben int | $431,000 | – | 33,900 | +100.0% | 0.11% | – |
| WBA | New | WALGREENS BOOTS ALLIANCE INC | $403,000 | – | 5,287 | +100.0% | 0.11% | – |
| BOE | New | BLACKROCK GLOBAL OPP EQTY TR | $313,000 | – | 23,810 | +100.0% | 0.08% | – |
| PFE | New | PFIZER INC | $249,000 | – | 7,984 | +100.0% | 0.07% | – |
| F | New | FORD MTR CO DEL | $175,000 | – | 11,279 | +100.0% | 0.05% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-01-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.