$339 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 113 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 23.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ACG | Sell | ALLIANCEBERNSTEIN INCOME FUN | $30,564,000 | -14.4% | 4,075,188 | -14.2% | 9.01% | -11.7% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP | $26,304,000 | -16.9% | 2,269,544 | -11.7% | 7.75% | -14.2% |
| PDT | Sell | HANCOCK JOHN PREMUIM DIV FD | $13,825,000 | -17.2% | 1,051,353 | -14.5% | 4.07% | -14.6% |
| GAIA | Sell | GAIAM INCcl a | $13,002,000 | -4.8% | 1,771,355 | -0.4% | 3.83% | -1.7% |
| BCF | Sell | BLACKROCK REAL ASSET EQUITY | $9,721,000 | -27.0% | 1,147,674 | -19.1% | 2.86% | -24.7% |
| MTS | Sell | MONTGOMERY STR INCOME SECS I | $7,341,000 | -3.2% | 449,843 | -1.0% | 2.16% | -0.1% |
| ERC | Sell | WELLS FARGO ADVANTAGE MULTI | $5,257,000 | -6.6% | 376,601 | -0.3% | 1.55% | -3.7% |
| MPW | Sell | MEDICAL PPTYS TRUST INC | $5,062,000 | -15.9% | 412,881 | -9.1% | 1.49% | -13.2% |
| HTD | Sell | HANCOCK JOHN TAX-ADV DIV INC | $3,396,000 | -54.4% | 164,762 | -53.7% | 1.00% | -53.0% |
| FPF | Sell | FIRST TR INTER DUR PFD & IN | $3,298,000 | -5.2% | 151,844 | -0.2% | 0.97% | -2.2% |
| FTT | Sell | FEDERATED ENHANC TREAS INCM | $3,051,000 | -6.0% | 226,478 | -5.9% | 0.90% | -3.1% |
| FDI | Sell | FORT DEARBORN INCOME SECS IN | $2,496,000 | -4.2% | 172,507 | -1.4% | 0.74% | -1.1% |
| VBF | Sell | INVESCO BD FD | $2,269,000 | -3.7% | 122,137 | -0.6% | 0.67% | -0.6% |
| JGG | Sell | NUVEEN GBL INCOME OPPORTUN F | $2,211,000 | -4.2% | 178,851 | -1.2% | 0.65% | -1.1% |
| CSI | Sell | CUTWATER SELECT INCOME FD | $2,160,000 | -2.7% | 109,361 | -0.8% | 0.64% | +0.5% |
| NIQ | Sell | NUVEEN INT DUR QUAL MUN TRM | $1,859,000 | -0.7% | 145,460 | -0.3% | 0.55% | +2.4% |
| DLR | Sell | DIGITAL RLTY TR INC | $1,488,000 | -39.7% | 23,855 | -43.6% | 0.44% | -37.6% |
| BWG | Sell | LEGG MASON BW GLB INC OPP FD | $1,455,000 | -8.5% | 85,971 | -0.8% | 0.43% | -5.5% |
| ICB | Sell | MORGAN STANLEY TRUSTS | $1,326,000 | -1.2% | 74,272 | -0.1% | 0.39% | +2.1% |
| DCA | Sell | VIRTUS TOTAL RETURN FD | $1,266,000 | -66.0% | 272,268 | -64.9% | 0.37% | -64.9% |
| BNA | Sell | BLACKROCK INCOME OPP TRUST I | $1,180,000 | -5.2% | 113,889 | -0.7% | 0.35% | -2.2% |
| FAST | Sell | FASTENAL CO | $1,160,000 | -66.6% | 25,837 | -63.1% | 0.34% | -65.5% |
| BCV | Sell | BANCROFT FUND LTD | $1,041,000 | -3.3% | 52,686 | -1.3% | 0.31% | -0.3% |
| CMK | Sell | MFS INTERMARKET INCOME TRUSTsh ben int | $1,026,000 | -2.7% | 122,833 | -0.6% | 0.30% | +0.3% |
| SPE | Sell | SPECIAL OPPORTUNITIES FD INC | $985,000 | -0.9% | 59,070 | -0.8% | 0.29% | +2.1% |
| SBW | Sell | WESTERN ASSET WORLDWIDE INCO | $951,000 | -7.6% | 77,704 | -0.7% | 0.28% | -4.8% |
| TDF | Sell | TEMPLETON DRAGON FD INC | $929,000 | -2.2% | 36,022 | -2.0% | 0.27% | +1.1% |
| DOVR | Sell | DOVER SADDLERY INC | $834,000 | -40.0% | 162,333 | -36.5% | 0.25% | -38.0% |
| LODE | Sell | COMSTOCK MNG INC | $817,000 | -27.8% | 675,164 | -0.3% | 0.24% | -25.4% |
| MCN | Sell | MADISON CVRED CALL & EQ STR | $725,000 | -5.1% | 86,357 | -0.6% | 0.21% | -1.8% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC | $678,000 | -7.1% | 48,946 | -3.5% | 0.20% | -4.3% |
| BTF | Sell | BOULDER TOTAL RETURN FD INC | $584,000 | +1.7% | 22,181 | -0.8% | 0.17% | +4.9% |
| BUI | Sell | BLACKROCK UTIL & INFRASTRCTU | $552,000 | -6.8% | 27,599 | -2.3% | 0.16% | -3.6% |
| JVA | Sell | COFFEE HLDGS INC | $515,000 | -22.7% | 93,807 | -0.5% | 0.15% | -20.0% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $370,000 | -3.9% | 46,587 | -0.1% | 0.11% | -0.9% |
| MSF | Sell | MORGAN STANLEY EMER MKTS FD | $347,000 | -6.5% | 22,408 | -3.0% | 0.10% | -3.8% |
| FFNM | Sell | FIRST FED NORTHN MICH BANCOR | $340,000 | -64.8% | 63,730 | -59.7% | 0.10% | -63.8% |
| PIM | Sell | PUTNAM MASTER INTER INCOME Tsh ben int | $337,000 | -4.5% | 66,971 | -2.4% | 0.10% | -2.0% |
| ZF | Sell | ZWEIG FD | $333,000 | -4.0% | 21,936 | -1.1% | 0.10% | -1.0% |
| MMD | Sell | MAINSTAY DEFINEDTERM MN OPP | $264,000 | -28.8% | 14,800 | -28.8% | 0.08% | -26.4% |
| CSQ | Sell | CALAMOS STRATEGIC TOTL RETN | $176,000 | -32.0% | 15,067 | -30.1% | 0.05% | -29.7% |
| RGSE | Sell | REAL GOODS SOLAR INCcl a | $85,000 | -84.4% | 49,178 | -73.1% | 0.02% | -84.0% |
| VIAS | Exit | VIASYSTEMS GROUP INC | $0 | – | -11,190 | -100.0% | -0.04% | – |
| PFE | Exit | PFIZER INC | $0 | – | -7,851 | -100.0% | -0.07% | – |
| UPS | Exit | UNITED PARCEL SERVICE INCcl b | $0 | – | -2,405 | -100.0% | -0.07% | – |
| APA | Exit | APACHE CORP | $0 | – | -2,464 | -100.0% | -0.07% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -4,480 | -100.0% | -0.10% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC | $0 | – | -44,150 | -100.0% | -0.17% | – |
| BSP | Exit | AMERN STRATEGIC INCOME PTFL | $0 | – | -110,243 | -100.0% | -0.28% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -70,300 | -100.0% | -0.36% | – |
| 8107SC | Exit | AMERICAN STRATEGIC INCM PTFL | $0 | – | -150,980 | -100.0% | -0.44% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $0 | – | -126,271 | -100.0% | -0.75% | – |
| 0295SC | Exit | AMERICAN SELECT PORTFOLIO IN | $0 | – | -427,263 | -100.0% | -1.31% | – |
| Exit | ROYAL GOLD INCnote 2.875% 6/1 | $0 | – | -4,294,000 | -100.0% | -1.32% | – | |
| MBT | Exit | MOBILE TELESYSTEMS OJSCsponsored adr | $0 | – | -239,625 | -100.0% | -1.35% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.