$339 Million is the total value of FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's 113 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 54.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR | $15,844,000 | -0.1% | 1,190,385 | +3.2% | 4.67% | +3.1% |
| T104PS | Buy | AMERICAN RLTY CAP PPTYS INC | $15,436,000 | +7.2% | 1,279,934 | +11.4% | 4.55% | +10.6% |
| GROW | Buy | U S GLOBAL INVS INCcl a | $9,144,000 | +3.7% | 2,575,652 | +2.8% | 2.70% | +7.0% |
| FT | Buy | FRANKLIN UNVL TRsh ben int | $7,689,000 | -3.0% | 1,095,324 | +4.0% | 2.27% | +0.0% |
| JHP | Buy | NUVEEN QUALITY PFD INC FD 3 | $7,519,000 | -1.0% | 898,373 | +2.7% | 2.22% | +2.1% |
| JNS | New | JANUS CAP GROUP INC | $7,028,000 | – | 483,350 | +100.0% | 2.07% | – |
| DDC | Buy | DOMINION DIAMOND CORP | $6,377,000 | -0.6% | 447,800 | +0.9% | 1.88% | +2.6% |
| LTM | New | LIFE TIME FITNESS INC | $5,830,000 | – | 115,575 | +100.0% | 1.72% | – |
| SLW | Buy | SILVER WHEATON CORP | $5,725,000 | -23.7% | 287,265 | +0.5% | 1.69% | -21.4% |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr no par | $5,644,000 | – | 171,608 | +100.0% | 1.66% | – |
| SGL | Buy | STRATEGIC GLOBAL INCOME FD | $4,948,000 | -2.6% | 560,384 | +3.1% | 1.46% | +0.5% |
| MMT | Buy | MFS MULTIMARKET INCOME TRsh ben int | $4,911,000 | +65.4% | 765,010 | +71.3% | 1.45% | +70.6% |
| FOF | Buy | COHEN & STEERS CLOSED END OP | $4,889,000 | +4.5% | 375,244 | +8.4% | 1.44% | +7.8% |
| COT | Buy | COTT CORP QUE | $4,630,000 | +5.3% | 673,911 | +8.3% | 1.36% | +8.7% |
| JQC | New | NUVEEN CR STRATEGIES INCM FD | $4,201,000 | – | 470,415 | +100.0% | 1.24% | – |
| KGC | New | KINROSS GOLD CORP | $3,942,000 | – | 1,194,468 | +100.0% | 1.16% | – |
| CDE | Buy | COEUR MNG INC | $3,924,000 | -45.1% | 791,158 | +1.6% | 1.16% | -43.4% |
| T | Buy | AT&T INC | $3,848,000 | +1.9% | 109,191 | +2.3% | 1.13% | +5.1% |
| BTG | Buy | B2GOLD CORP | $3,479,000 | +27.0% | 1,713,810 | +82.7% | 1.02% | +30.9% |
| NID | Buy | NUVEEN INTER DURATION MN TMF | $3,398,000 | -0.2% | 272,478 | +0.7% | 1.00% | +2.9% |
| GDO | Buy | WESTERN ASSET GLOBAL CP DEFI | $3,026,000 | +1.4% | 166,352 | +4.2% | 0.89% | +4.7% |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TRsh ben int | $2,824,000 | +11.8% | 241,345 | +12.3% | 0.83% | +15.4% |
| BTT | Buy | BLACKROCK MUN TARGET TERM TR | $2,762,000 | +10.6% | 139,000 | +13.0% | 0.81% | +14.0% |
| LXP | New | LEXINGTON REALTY TRUST | $2,741,000 | – | 274,392 | +100.0% | 0.81% | – |
| WIA | Buy | WESTERN ASSET CLYM INFL SEC | $2,658,000 | +21.6% | 230,337 | +28.9% | 0.78% | +25.5% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $2,625,000 | +13.6% | 181,386 | +14.6% | 0.77% | +17.3% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRS | $2,478,000 | +1.5% | 204,432 | +2.8% | 0.73% | +4.7% |
| GG | Buy | GOLDCORP INC NEW | $2,291,000 | +5.4% | 99,483 | +27.8% | 0.68% | +8.7% |
| TINY | Buy | HARRIS & HARRIS GROUP INC | $2,220,000 | +10.4% | 745,077 | +17.9% | 0.65% | +13.9% |
| VGM | Buy | INVESCO TR INVT GRADE MUNS | $2,112,000 | +11.5% | 161,100 | +10.8% | 0.62% | +15.0% |
| TDC | New | TERADATA CORP DEL | $2,104,000 | – | 50,187 | +100.0% | 0.62% | – |
| GDL | New | GDL FUND | $1,660,000 | – | 157,450 | +100.0% | 0.49% | – |
| UTF | Buy | COHEN & STEERS INFRASTRUCTUR | $1,611,000 | +13.7% | 69,597 | +20.3% | 0.48% | +17.3% |
| TIVO | New | TIVO INC | $1,602,000 | – | 125,210 | +100.0% | 0.47% | – |
| TZOO | New | TRAVELZOO INC | $1,529,000 | – | 98,650 | +100.0% | 0.45% | – |
| LWAY | Buy | LIFEWAY FOODS INC | $1,518,000 | +5.9% | 109,434 | +6.7% | 0.45% | +9.3% |
| CIDM | New | CINEDIGM CORP | $1,478,000 | – | 953,531 | +100.0% | 0.44% | – |
| CSG | New | CHAMBERS STR PPTYS | $1,247,000 | – | 165,540 | +100.0% | 0.37% | – |
| DMB | Buy | DREYFUS MUN BD INFRSTRCTR FD | $1,038,000 | +56.6% | 88,228 | +57.6% | 0.31% | +61.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,024,000 | +10.6% | 7,410 | +1.2% | 0.30% | +14.0% |
| VFL | Buy | DELAWARE INVT NAT MUNI INC Fsh ben int | $997,000 | +0.5% | 78,138 | +1.6% | 0.29% | +3.9% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $898,000 | +112.8% | 98,250 | +115.9% | 0.26% | +119.0% |
| CL | Buy | COLGATE PALMOLIVE CO | $805,000 | -3.2% | 12,350 | +1.2% | 0.24% | -0.4% |
| GGZ | New | GABELLI GLB SML & MD CP VAL | $747,000 | – | 72,981 | +100.0% | 0.22% | – |
| PG | Buy | PROCTER & GAMBLE CO | $683,000 | +9.6% | 8,160 | +3.0% | 0.20% | +12.9% |
| NOAH | Buy | NOAH HLDGS LTDsponsored ads | $593,000 | -2.0% | 44,185 | +3.2% | 0.18% | +1.2% |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $571,000 | – | 65,599 | +100.0% | 0.17% | – |
| RMT | Buy | ROYCE MICRO-CAP TR INC | $532,000 | -6.5% | 45,158 | +0.1% | 0.16% | -3.7% |
| BDMS | New | BIRNER DENTAL MGMT SERVICES | $495,000 | – | 29,151 | +100.0% | 0.15% | – |
| AAPL | New | APPLE INC | $331,000 | – | 3,283 | +100.0% | 0.10% | – |
| APF | Buy | MORGAN STANLEY ASIA PAC FD I | $295,000 | +54.5% | 18,049 | +58.0% | 0.09% | +58.2% |
| PFE | New | PFIZER INC | $242,000 | – | 8,181 | +100.0% | 0.07% | – |
| JTP | Buy | NUVEEN QUALITY PFD INCOME FD | $233,000 | -4.1% | 28,549 | +0.0% | 0.07% | 0.0% |
| TRF | New | TEMPLETON RUS AND EAST EUR F | $185,000 | – | 14,705 | +100.0% | 0.06% | – |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $110,000 | – | 13,093 | +100.0% | 0.03% | – |
| AEG | Buy | AEGON N Vny registry sh | $104,000 | -4.6% | 12,623 | +1.4% | 0.03% | 0.0% |
| ELNK | New | EARTHLINK HLDGS CORP | $52,000 | – | 15,346 | +100.0% | 0.02% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-10-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FRANKLIN UNVL TR | 23 | Q4 2018 | 4.1% |
| U S GLOBAL INVS INC | 23 | Q4 2018 | 2.7% |
| FASTENAL CO | 23 | Q4 2018 | 1.8% |
| BERKSHIRE HATHAWAY INC DEL | 23 | Q4 2018 | 0.5% |
| COLGATE PALMOLIVE CO | 23 | Q4 2018 | 0.4% |
| PROCTER & GAMBLE CO | 23 | Q4 2018 | 0.3% |
| DTE ENERGY CO | 23 | Q4 2018 | 0.3% |
| CONSOLIDATED EDISON INC | 23 | Q4 2018 | 0.3% |
| TEMPLETON DRAGON FD INC | 22 | Q4 2018 | 0.5% |
| MORGAN STANLEY EMER MKTS FD | 21 | Q3 2018 | 0.1% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ALPS ETF Trust | March 15, 2019 | 193,137 | 6.4% |
| ETF Series Solutions | February 11, 2019 | 46,867 | 4.5% |
| FRANKLIN UNIVERSAL TRUST | February 11, 2019 | 1,707,821 | 6.8% |
| Global Self Storage, Inc. | October 12, 2018 | 369,452 | 4.8% |
| U S GLOBAL INVESTORS INC | August 09, 2018 | 639,919 | 4.9% |
| 180 DEGREE CAPITAL CORP. /NY/ | October 06, 2017 | 1,534,111 | 4.9% |
| WESTERN ASSET/CLAYMORE INFLATION-LINKED OPPORTUNITIES & INCOME FUND | March 07, 2017 | 2,692,816 | 4.4% |
| HARRIS & HARRIS GROUP INC /NY/ | January 18, 2017 | 1,777,181 | 5.8% |
| Kennedy-Wilson Holdings, Inc. | January 18, 2017 | 112,736 | 5.1% |
| Eaton Vance Floating-Rate Income Plus Fund | December 12, 2016 | 370,180 | 4.9% |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G | 2019-03-15 |
| SC 13G | 2019-02-11 |
| SC 13G | 2019-02-11 |
| 13F-HR | 2019-01-30 |
| SC 13G | 2019-01-14 |
| SC 13G | 2019-01-14 |
| 13F-HR | 2018-10-18 |
| SC 13G/A | 2018-10-12 |
| SC 13G | 2018-10-12 |
| SC 13G | 2018-08-09 |
View FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.