$2.15 Billion is the total value of Karpus Management, Inc.'s 205 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 19.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ACG | Buy | ALLIANCEBERNSTEIN INCOME FUND COM | $143,773,000 | +64.7% | 18,291,668 | +55.9% | 6.68% | +63.1% |
| VOO | Sell | VANGUARD INDEX FDS S&P 500 ETF SH | $142,861,000 | -37.7% | 813,049 | -33.1% | 6.63% | -38.3% |
| VGK | Sell | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | $79,779,000 | -12.8% | 1,622,191 | -4.3% | 3.70% | -13.7% |
| BKT | Buy | BLACKROCK INCOME TR INC COM | $55,879,000 | +1.0% | 8,855,645 | +1.1% | 2.60% | -0.0% |
| VB | Buy | VANGUARD INDEX FDS SMALL CP ETF | $46,041,000 | +23.7% | 426,506 | +39.2% | 2.14% | +22.5% |
| NZF | Buy | NUVEEN DIV ADV MUNI FD 3 COM SH BEN INT | $43,439,000 | +3.8% | 3,203,450 | +2.3% | 2.02% | +2.8% |
| GAM | Buy | GENERAL AMERN INVS INC COM | $43,288,000 | +5.0% | 1,397,275 | +18.0% | 2.01% | +3.9% |
| MTS | Buy | MONTGOMERY STR INCOME SECS INC COM | $41,211,000 | +17.7% | 2,368,422 | +10.9% | 1.91% | +16.6% |
| EIM | Buy | EATON VANCE MUN BD FD COM | $40,674,000 | +4.5% | 3,251,303 | +1.6% | 1.89% | +3.5% |
| VKQ | Buy | INVESCO MUN TR COM | $38,770,000 | +14.2% | 3,157,185 | +11.8% | 1.80% | +13.1% |
| TY | Buy | TRI CONTL CORP COM | $38,272,000 | +0.5% | 1,962,649 | +9.2% | 1.78% | -0.5% |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV TR COM | $35,121,000 | +8.0% | 4,877,985 | +19.7% | 1.63% | +7.0% |
| BHK | Buy | BLACKROCK CORE BD TR SHS BEN INT | $34,920,000 | +10.8% | 2,702,785 | +8.7% | 1.62% | +9.7% |
| ADX | Buy | ADAMS EXPRESS CO COM | $34,885,000 | -6.7% | 2,736,089 | +2.3% | 1.62% | -7.6% |
| GAB | Buy | GABELLI EQUITY TRUST | $32,731,000 | +71.2% | 6,270,259 | +105.3% | 1.52% | +69.6% |
| USA | Buy | LIBERTY ALL STAR EQUITY FD SH BEN INT | $30,752,000 | -5.0% | 6,053,520 | +7.6% | 1.43% | -5.9% |
| IQI | Buy | INVESCO QUALITY MUNI INC TRST COM | $30,304,000 | +23.1% | 2,494,135 | +19.8% | 1.41% | +21.9% |
| VTI | Buy | VANGUARD US TOTAL STOCK MKT | $27,393,000 | +78.8% | 277,479 | +93.8% | 1.27% | +77.2% |
| VPL | Sell | VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF | $26,352,000 | -17.9% | 490,817 | -6.6% | 1.22% | -18.7% |
| NIQ | Buy | NUVEEN INT DUR QUAL MUN TRM FD COM | $26,320,000 | +14.9% | 2,115,728 | +13.0% | 1.22% | +13.8% |
| VBF | Buy | INVESCO BD FD COM | $26,139,000 | +15.5% | 1,482,671 | +13.8% | 1.21% | +14.3% |
| ICB | Buy | MORGAN STANLEY TRUSTS INCOME SECS INC | $25,089,000 | +14.7% | 1,443,560 | +13.5% | 1.16% | +13.5% |
| BTZ | Buy | BLACKROCK CR ALLCTN INC TR COM | $24,345,000 | +31.2% | 2,000,424 | +36.6% | 1.13% | +30.0% |
| VMO | Sell | INVESCO MUN OPPORTUNITY TR COM | $24,105,000 | +2.3% | 1,916,115 | -0.8% | 1.12% | +1.2% |
| MIN | Buy | MFS INTER INCOME TR SH BEN INT | $23,893,000 | +56.4% | 5,251,177 | +58.8% | 1.11% | +54.8% |
| FTT | Sell | FEDERATED ENHANC TREAS INCM FD COM SH BEN INT | $23,379,000 | -16.4% | 1,729,243 | -18.4% | 1.09% | -17.2% |
| JQC | Sell | NUVEEN MULTI-STRATEGY INC & GTH 2 | $23,204,000 | -18.7% | 2,907,801 | -12.3% | 1.08% | -19.5% |
| BIF | Sell | BOULDER GROWTH & INCOME FD INC COM | $22,805,000 | -13.7% | 3,061,037 | -2.3% | 1.06% | -14.6% |
| PMO | Buy | PUTNAM MUN OPPORTUNITIES TR SH BEN INT | $22,482,000 | +3.9% | 1,879,778 | +0.9% | 1.04% | +2.9% |
| WIW | Sell | WESTERN ASSET CLYM INFL OPP IN COM | $22,282,000 | -26.1% | 2,142,488 | -20.5% | 1.04% | -26.8% |
| NQS | Sell | NUVEEN SELECT QUALITY MUN FD COM | $22,036,000 | +0.2% | 1,648,203 | -0.9% | 1.02% | -0.8% |
| GDV | Buy | GABELLI DIVD & INCOME TR COM | $21,615,000 | +173.1% | 1,230,914 | +223.8% | 1.00% | +170.6% |
| FDI | Buy | FORT DEARBORN INCOME SECS INC COM | $21,491,000 | +6.8% | 1,524,199 | +4.4% | 1.00% | +5.7% |
| DUC | Buy | DUFF & PHELPS UTILITY & CORPORATE BOND TR | $20,785,000 | +18.3% | 2,192,458 | +16.9% | 0.96% | +17.1% |
| UTF | Buy | COHEN & STEERS INFRASTRUCTURE COM | $20,342,000 | -5.0% | 1,066,717 | +4.8% | 0.94% | -5.9% |
| VO | Sell | VANGUARD INDEX FDS MID CAP ETF | $20,004,000 | -9.2% | 171,457 | -0.9% | 0.93% | -10.1% |
| ZF | Buy | ZWEIG FD COM NEW | $19,914,000 | +59.1% | 1,552,116 | +82.3% | 0.92% | +57.6% |
| SWZ | Buy | SWISS HELVETIA FD INC COM | $19,815,000 | -2.1% | 1,824,589 | +5.5% | 0.92% | -3.1% |
| NMA | Buy | NUVEEN MUN ADVANTAGE FD INC COM | $17,933,000 | +24.0% | 1,347,313 | +21.1% | 0.83% | +22.9% |
| NIE | Buy | ALLIANZGI EQUITY & CONVERTIB | $17,762,000 | +99.6% | 1,033,258 | +124.1% | 0.82% | +97.8% |
| CXH | Buy | MFS INVT GRADE MUN TR SH BEN INT | $17,558,000 | +337.6% | 1,800,810 | +317.4% | 0.82% | +333.5% |
| ZTR | Sell | ZWEIG TOTAL RETURN FD INC COM NEW | $16,666,000 | -12.2% | 1,459,405 | -0.5% | 0.77% | -13.0% |
| GGZ | Buy | GABELLI GLOBAL SMALL & M | $16,150,000 | +6.3% | 1,627,975 | +14.1% | 0.75% | +5.2% |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY FD COM | $15,772,000 | +14.1% | 1,204,004 | +12.4% | 0.73% | +13.0% |
| VGT | Sell | VANGUARD INFORMATION TECHNOLOGY INDEX ETF | $15,633,000 | -21.8% | 156,333 | -17.0% | 0.73% | -22.6% |
| JOF | Buy | JAPAN SMALLER CAPTLZTN FD INC COM | $15,586,000 | +6.4% | 1,532,525 | +12.9% | 0.72% | +5.4% |
| JGV | Buy | NUVEEN GLOBAL VALUE OPP FUND | $15,456,000 | +17.3% | 1,516,771 | +43.8% | 0.72% | +16.2% |
| EWC | Sell | ISHARES MSCI CDA ETF | $14,736,000 | -18.4% | 640,716 | -5.3% | 0.68% | -19.2% |
| IDE | Buy | VOYA INFRASTRUCTURE INDUSTRIALS | $14,091,000 | +123.7% | 1,149,339 | +166.8% | 0.65% | +121.7% |
| SHM | Sell | SPDR SERIES TRUST NUVN BR SHT MUNI | $13,987,000 | -29.6% | 574,170 | -29.8% | 0.65% | -30.3% |
| NQU | Buy | NUVEEN QUALITY INCOME MUN FD COM | $13,472,000 | +27.3% | 998,640 | +25.8% | 0.63% | +26.2% |
| APB | Buy | ASIA PAC FD INC COM | $13,312,000 | -14.0% | 1,292,471 | +6.9% | 0.62% | -14.9% |
| CSI | Sell | CUTWATER SELECT INCOME FD COM | $13,068,000 | +0.1% | 684,896 | -3.7% | 0.61% | -0.8% |
| FPT | Buy | FEDERATED PREMIER INT MUNI | $12,969,000 | +97.7% | 985,966 | +98.2% | 0.60% | +95.5% |
| EVT | Sell | EATON VANCE TAX ADVT DIV INCM COM | $12,927,000 | -28.8% | 703,296 | -23.3% | 0.60% | -29.5% |
| VPV | Buy | VAN KAMP PENN VAL MUNI INCOM | $12,604,000 | +117.1% | 1,028,028 | +114.3% | 0.58% | +115.1% |
| BOE | Buy | BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRST | $12,285,000 | -11.4% | 1,015,311 | +0.7% | 0.57% | -12.3% |
| VWO | Sell | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | $12,237,000 | -41.6% | 369,807 | -27.9% | 0.57% | -42.2% |
| BGB | Sell | BLACKSTONE/GSO STRATEGIC CREDIT FUND | $12,092,000 | -24.8% | 850,923 | -17.3% | 0.56% | -25.5% |
| IRL | Sell | NEW IRELAND FUND INC COM | $10,977,000 | -3.2% | 816,142 | -1.0% | 0.51% | -4.1% |
| VEA | Sell | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | $10,878,000 | -64.5% | 305,213 | -60.5% | 0.50% | -64.9% |
| NVG | Buy | NUVEEN DIVID ADVANTAGE MUN INC COM | $10,795,000 | +8.6% | 774,941 | +5.7% | 0.50% | +7.5% |
| VGM | Sell | INVESCO TRUST FOR INVESTMENT GRADE MUNICIPALS | $10,343,000 | +1.1% | 799,950 | -0.8% | 0.48% | 0.0% |
| LII | Sell | LENNOX INTL INC COM | $10,192,000 | +3.1% | 89,931 | -2.0% | 0.47% | +2.2% |
| MUE | Sell | BLACKROCK MUNIHOLDINGS IN II | $9,871,000 | -1.9% | 746,105 | -5.0% | 0.46% | -3.0% |
| JHS | Buy | JOHN HANCOCK INCOME SECS TR | $9,672,000 | +93.1% | 693,796 | +92.6% | 0.45% | +91.1% |
| New | BLACKROCK SCIENCE & TECHNOLOGY TRUST | $9,641,000 | – | 608,292 | +100.0% | 0.45% | – | |
| QQQX | Buy | NASDAQ PREMIUM INCOME & GROW | $9,595,000 | +35.8% | 556,884 | +45.4% | 0.45% | +34.7% |
| BCX | Sell | BLACKROCK RESOURCES & COMMODITIES | $9,072,000 | -22.4% | 1,277,805 | -0.4% | 0.42% | -23.2% |
| NQI | Buy | NUVEEN QUALITY MUN FD INC COM | $8,895,000 | +16.5% | 683,191 | +13.0% | 0.41% | +15.4% |
| EIV | Buy | EATON VANCE MUN BD FD II COM | $8,683,000 | +859.4% | 691,835 | +822.4% | 0.40% | +859.5% |
| IGD | Buy | VOYA GLOBAL EQUITY DIVIDEND & PREM OPP FD | $8,434,000 | +240.1% | 1,213,496 | +299.8% | 0.39% | +237.9% |
| EOD | Buy | WELLS FARGO ADVANTAGE GLOBAL | $8,374,000 | +1879.7% | 1,416,836 | +2215.7% | 0.39% | +1845.0% |
| NPM | Sell | NUVEEN PREM INCOME MUN FD 2 COM | $8,353,000 | +1.3% | 611,959 | -1.4% | 0.39% | +0.3% |
| FAM | New | FIRST TRUST ABERDEEN GLOBAL | $8,333,000 | – | 860,862 | +100.0% | 0.39% | – |
| DXJ | Buy | WISDOMTREE TR JAPN HEDGE EQT | $8,247,000 | +117.9% | 169,474 | +156.1% | 0.38% | +115.2% |
| ENX | Buy | EATON VANCE NEW YORK MUN BD FD COM | $8,205,000 | +2.9% | 651,218 | +0.8% | 0.38% | +1.9% |
| GRX | Buy | GABELLI HLTHCARE & WELLNESS TR SHS | $8,209,000 | -6.6% | 847,185 | +8.5% | 0.38% | -7.5% |
| WEA | Buy | WESTERN ASSET PREMIER BOND | $8,034,000 | +205.9% | 645,298 | +229.3% | 0.37% | +203.3% |
| NHF | Buy | NEXPOINT CREDIT STRATEGIES | $7,370,000 | -5.7% | 1,288,406 | +20.8% | 0.34% | -6.8% |
| NPI | Buy | NUVEEN PREM INCOME MUN FD COM | $7,056,000 | +54.5% | 526,569 | +51.5% | 0.33% | +53.3% |
| VEU | Sell | VANGUARD FTSE ALL-WORLD EX-U | $6,943,000 | -59.4% | 162,860 | -53.8% | 0.32% | -59.9% |
| DIAX | Buy | NUVEEN DOW30 DYNAMIC OVERWRITE FUND | $6,905,000 | +99.1% | 512,262 | +119.4% | 0.32% | +96.9% |
| ETJ | Sell | EATON VANCE RISK-MANAGED DIV | $6,762,000 | -12.9% | 704,392 | -1.9% | 0.31% | -13.7% |
| NXZ | Buy | NUVEEN DIV ADVANTAGE MUN FD 2 COM | $6,725,000 | +62.2% | 493,756 | +59.7% | 0.31% | +60.8% |
| AFB | Buy | ALLIANCE NATIONAL MUNI INC | $6,677,000 | +20.2% | 502,378 | +19.4% | 0.31% | +18.8% |
| WIA | Sell | WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT | $6,004,000 | -39.3% | 569,082 | -35.1% | 0.28% | -39.9% |
| BSV | Sell | VANGUARD SHORT-TERM BOND ETF | $5,836,000 | -57.1% | 72,590 | -57.2% | 0.27% | -57.5% |
| MZF | Buy | MANAGED DURATION INVESTMENT GR | $5,807,000 | +132.0% | 435,649 | +130.6% | 0.27% | +130.8% |
| RFI | Sell | COHEN & STEERS TOT RET RLTY | $5,622,000 | -23.8% | 473,232 | -22.0% | 0.26% | -24.6% |
| BND | Sell | VANGUARD TOTAL BOND | $5,494,000 | -61.5% | 67,058 | -61.8% | 0.26% | -61.9% |
| EEA | Sell | EUROPEAN EQUITY FUND COM | $5,055,000 | -17.0% | 649,735 | -9.2% | 0.24% | -17.8% |
| BTT | Sell | BLACKROCK MUNICIPAL TARGET | $5,067,000 | -47.5% | 248,610 | -47.8% | 0.24% | -48.1% |
| TAI | Sell | TRANSAMERICA INCOME SHS INC COM | $4,986,000 | -36.5% | 230,181 | -41.7% | 0.23% | -37.0% |
| SGF | Sell | ABERDEEN SINGAPORE FUND, INC | $4,696,000 | -24.8% | 543,524 | -3.7% | 0.22% | -25.6% |
| ACWX | New | ISHARES MSCI ACWI EX US ETF | $4,683,000 | – | 119,930 | +100.0% | 0.22% | – |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA FUND COM | $4,531,000 | +584.4% | 328,800 | +686.5% | 0.21% | +577.4% |
| VKI | Buy | INVESCO ADVANTAGE MUNICIPAL INCOME TRUST II | $4,418,000 | +4.6% | 389,291 | +1.1% | 0.20% | +3.5% |
| EWU | Sell | ISHARES MSCI UK ETF | $4,214,000 | -39.2% | 257,100 | -32.3% | 0.20% | -39.7% |
| MUS | Sell | BLACKROCK MUNIHOLDINGS INSUR | $3,954,000 | -3.3% | 306,236 | -2.9% | 0.18% | -4.2% |
| CHN | Sell | CHINA FD INC COM | $3,884,000 | -26.9% | 244,110 | -8.7% | 0.18% | -27.7% |
| JLS | Sell | NUVEEN MORTGAGE OPPORTUNITY | $3,880,000 | -4.3% | 173,200 | -3.1% | 0.18% | -5.3% |
| EGF | Buy | BLACKROCK ENHANCED GOVERNMENT FUND | $3,835,000 | +38.6% | 278,275 | +36.1% | 0.18% | +36.9% |
| JEQ | Buy | ABERDEEN JAPAN EQUITY FUND INC | $3,740,000 | -6.4% | 545,235 | +12.7% | 0.17% | -7.0% |
| VTN | Sell | INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS | $3,689,000 | -2.2% | 267,721 | -5.3% | 0.17% | -3.4% |
| ETX | Sell | EATON VANCE MUN INCOME TERM TR SHS | $3,609,000 | +1.0% | 208,364 | -1.3% | 0.17% | 0.0% |
| BYM | Sell | BLACKROCK INS MUNI INCOME TR | $3,605,000 | -7.1% | 261,256 | -8.6% | 0.17% | -8.2% |
| MFT | Buy | BLACKROCK MUNIYLD INVST QLTY COM | $3,569,000 | +3.8% | 264,400 | +1.2% | 0.17% | +3.1% |
| IHD | Buy | VOYA EMERGING MKTS HIGH DIV EQ FD | $3,530,000 | +15.0% | 457,830 | +46.9% | 0.16% | +13.9% |
| EWJ | Sell | ISHARES MSCI JAPAN ETF | $3,475,000 | -25.3% | 304,003 | -16.3% | 0.16% | -26.1% |
| IAF | Sell | ABERDEEN AUSTRALIA EQUITY FD | $3,462,000 | -25.3% | 645,955 | -10.4% | 0.16% | -25.8% |
| PAI | Sell | WESTERN ASSET INCOME FD COM | $3,210,000 | -11.0% | 243,390 | -11.5% | 0.15% | -11.8% |
| NRK | Buy | NUVEEN NY AMT-FREE MUN INCOME COM | $3,116,000 | +207.9% | 247,523 | +207.1% | 0.14% | +208.5% |
| BTA | Buy | BLACKROCK LNG-TM MUN ADV TST | $3,078,000 | +6.0% | 279,580 | +4.0% | 0.14% | +5.1% |
| NAN | Buy | NUVEEN NY DIVID ADVNTG MUN FD COM | $3,082,000 | +7.0% | 229,685 | +7.9% | 0.14% | +5.9% |
| NBB | Buy | NUVEEN BUILD AMER BD FD COM | $3,045,000 | +3.1% | 154,950 | +1.5% | 0.14% | +2.2% |
| MSF | Buy | MORGAN STANLEY EMER MKTS FD COM | $3,024,000 | -9.9% | 239,254 | +5.8% | 0.14% | -10.8% |
| CAF | Sell | MORGAN STANLEY CHINA A SHARE | $2,912,000 | -42.0% | 129,753 | -12.3% | 0.14% | -42.6% |
| GF | Sell | NEW GERMANY FD INC COM | $2,810,000 | -14.0% | 195,016 | -9.9% | 0.13% | -15.0% |
| RQI | Sell | COHEN & STEERS QUAL INC RLTY | $2,779,000 | -7.6% | 245,943 | -12.6% | 0.13% | -8.5% |
| VVR | New | INVESCO VAN KAMPEN SENIOR INCOME TR | $2,767,000 | – | 662,000 | +100.0% | 0.13% | – |
| MFL | Sell | BLACKROCK MUNIHOLDINGS FL INSURED FD | $2,461,000 | -5.2% | 174,138 | -7.1% | 0.11% | -6.6% |
| MSP | New | MADISON STRATEGIC SECTR PREM | $2,442,000 | – | 228,854 | +100.0% | 0.11% | – |
| EMF | Buy | TEMPLETON EMERGING MKTS FD INC COM | $2,379,000 | +11.3% | 215,677 | +46.9% | 0.11% | +10.0% |
| MGU | Buy | MACQUARIE GLBL INFRA TOTL RETN COM | $2,273,000 | +816.5% | 117,973 | +1010.5% | 0.11% | +783.3% |
| LOR | Buy | LAZARD WORLD DIVID & INCOME FD COM | $2,214,000 | +58.1% | 243,006 | +102.4% | 0.10% | +56.1% |
| BGY | Sell | BLACKROCK INTL GRWTH & INC TR COM BENE INTER | $2,151,000 | -29.5% | 354,376 | -15.3% | 0.10% | -30.1% |
| LGI | Buy | LAZARD GLB TTL RET&INCM FD INC COM | $2,138,000 | +7.3% | 170,664 | +31.7% | 0.10% | +6.5% |
| NQP | Sell | NUVEEN PA INVT QUALITY MUN FD COM | $2,123,000 | -1.8% | 161,811 | -1.6% | 0.10% | -2.0% |
| APF | Buy | MORGAN STANLEY ASIA PAC FD INC COM | $2,121,000 | -10.8% | 163,785 | +7.8% | 0.10% | -12.5% |
| DTF | Buy | DTF TAX-FREE INCOME INC COM | $1,966,000 | +100.4% | 134,585 | +96.4% | 0.09% | +97.8% |
| NBD | Buy | NUVEEN BUILD AMER BD OPPTNY FD COM | $1,832,000 | +44.4% | 94,355 | +46.3% | 0.08% | +41.7% |
| IAE | Buy | VOYA ASIA PACIFIC HIGH DIVIDEND | $1,780,000 | +2.7% | 207,897 | +42.3% | 0.08% | +2.5% |
| AKP | Buy | ALLIANCE CALIF MUN INCOME FD COM | $1,685,000 | +63.9% | 123,142 | +61.1% | 0.08% | +62.5% |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY FD COM | $1,682,000 | – | 127,587 | +100.0% | 0.08% | – |
| FTF | Sell | FRANKLIN TEMPLETON LIMITED DURATION INC TR | $1,641,000 | -8.4% | 150,550 | -2.0% | 0.08% | -9.5% |
| TDF | Sell | TEMPLETON DRAGON FD INC COM | $1,598,000 | -37.9% | 85,558 | -17.5% | 0.07% | -38.8% |
| EVO | Buy | EATON VANCE OH MUNICIPAL INC | $1,558,000 | +69.7% | 117,162 | +69.4% | 0.07% | +67.4% |
| JFC | Sell | JPMORGAN CHINA REGION FUND, INC | $1,526,000 | -32.6% | 106,546 | -11.3% | 0.07% | -33.0% |
| BSE | Sell | BLACKROCK NY INS MUN INC TR | $1,417,000 | -4.3% | 109,453 | -4.2% | 0.07% | -4.3% |
| EZU | Sell | ISHARES EMU ETF | $1,396,000 | -51.6% | 40,660 | -47.0% | 0.06% | -51.9% |
| FAV | New | FIRST TRUST DIVIDEND AND INC | $1,378,000 | – | 176,159 | +100.0% | 0.06% | – |
| MUI | Buy | BLACKROCK MUNI INTERM DURATI | $1,374,000 | +2.7% | 98,708 | +0.3% | 0.06% | +1.6% |
| CADT | Sell | DT ASIA INVESTMENTS LTD | $1,367,000 | +0.4% | 137,390 | -0.1% | 0.06% | -1.6% |
| RIT | New | LMP REAL ESTATE INCOME FUND | $1,362,000 | – | 110,925 | +100.0% | 0.06% | – |
| CNLM | New | CB PHARMA ACQUISITION CORP | $1,305,000 | – | 131,601 | +100.0% | 0.06% | – |
| NXJ | Buy | NUVEEN NJ DIV ADVANTAGE MUN FD COM | $1,269,000 | +2.1% | 98,994 | +2.3% | 0.06% | +1.7% |
| EMI | Buy | EATON VANCE MI MUNI INCOME TR SH BEN INT | $1,262,000 | +3.8% | 101,194 | +2.9% | 0.06% | +3.5% |
| BAF | BLACKROCK MUNI INCOME INV QLTY COM | $1,165,000 | -1.0% | 83,324 | 0.0% | 0.05% | -1.8% | |
| SPY | Sell | SPDR S&P 500 ETF TR TR UNIT | $1,077,000 | -52.8% | 5,622 | -49.2% | 0.05% | -53.3% |
| RMT | New | ROYCE MICRO-CAP TRUST INC | $1,060,000 | – | 136,945 | +100.0% | 0.05% | – |
| GGAC | GARNERO GROUP | $1,057,000 | +0.4% | 107,250 | 0.0% | 0.05% | 0.0% | |
| NTC | Sell | NUVEEN CONN PREM INCOME MUN FD COM | $993,000 | -3.7% | 80,636 | -2.4% | 0.05% | -4.2% |
| NIO | NUVEEN MUN OPPORTUNITY FD INC COM | $991,000 | +3.6% | 70,299 | 0.0% | 0.05% | +2.2% | |
| MNP | WESTERN ASST MN PRT FD INC COM | $961,000 | -0.6% | 64,446 | 0.0% | 0.04% | 0.0% | |
| LAQ | Sell | ABERDEEN LATIN AMER EQTY FD COM | $971,000 | -34.8% | 60,006 | -16.1% | 0.04% | -35.7% |
| NUM | NUVEEN MICH QUALITY INCOME MUN COM | $957,000 | -0.4% | 72,524 | 0.0% | 0.04% | -2.2% | |
| XOM | Sell | EXXON MOBIL CORP COM | $864,000 | -32.6% | 11,619 | -24.6% | 0.04% | -33.3% |
| MNE | Sell | BLACKROCK MUNI NY INT DUR FD | $871,000 | -8.9% | 62,702 | -7.9% | 0.04% | -11.1% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM FD COM | $845,000 | +12.4% | 187,800 | +23.8% | 0.04% | +11.4% |
| EVP | Buy | EATON VANCE PA MUNI INCOME TR SH BEN INT | $811,000 | +6.9% | 68,226 | +3.6% | 0.04% | +5.6% |
| NUO | Buy | NUVEEN OHIO QUALITY INC MUNI | $797,000 | +49.0% | 55,391 | +48.1% | 0.04% | +48.0% |
| MCN | New | MADISON/CLAYMORE COVERED CAL | $801,000 | – | 113,139 | +100.0% | 0.04% | – |
| IIF | Sell | MORGAN STANLEY INDIA INVS FD COM | $765,000 | -13.0% | 28,990 | -9.4% | 0.04% | -12.2% |
| PCF | Sell | PUTNAM HIGH INCOME SEC FUND SHS BEN INT | $766,000 | -20.6% | 108,592 | -12.3% | 0.04% | -20.0% |
| NPF | NUVEEN PREMIER MUN INCOME FD COM | $775,000 | +1.0% | 59,425 | 0.0% | 0.04% | 0.0% | |
| PMM | PUTNAM MANAGED MUN INCOM TR COM | $696,000 | +1.2% | 97,300 | 0.0% | 0.03% | 0.0% | |
| BIE | Sell | BLACKROCK MUNIC BD INVST TR COM | $680,000 | -0.1% | 47,375 | -2.3% | 0.03% | 0.0% |
| VFL | Sell | DELAWARE INVT NAT MUNI INC FD SH BEN INT | $628,000 | -4.1% | 49,049 | -5.2% | 0.03% | -6.5% |
| STZ | CONSTELLATION BRANDS INC CL A | $531,000 | +7.9% | 4,240 | 0.0% | 0.02% | +8.7% | |
| EXG | New | EATON VANCE TAX MNGD GBL DV EQ COM | $541,000 | – | 65,150 | +100.0% | 0.02% | – |
| NEA | NUVEEN AMT-FREE MUN INCOME FD COM | $509,000 | +2.2% | 39,100 | 0.0% | 0.02% | +4.3% | |
| BQH | Buy | BLACKROCK NEW YORK MUNI BOND | $510,000 | +3.7% | 36,686 | +3.2% | 0.02% | +4.3% |
| DNIF | New | DIVIDEND AND INCOME FUND | $505,000 | – | 46,518 | +100.0% | 0.02% | – |
| TLI | Sell | LMP CORPORATE LOAN FUND INC | $495,000 | -17.2% | 48,200 | -11.0% | 0.02% | -17.9% |
| FRA | New | BLACKROCK FLOAT RT INCOME ST | $471,000 | – | 36,365 | +100.0% | 0.02% | – |
| DIS | DISNEY WALT CO COM DISNEY | $480,000 | -10.4% | 4,694 | 0.0% | 0.02% | -12.0% | |
| KMB | KIMBERLY CLARK CORP COM | $441,000 | +3.0% | 4,042 | 0.0% | 0.02% | 0.0% | |
| GPM | New | GUGGENHEIM ENHANCED EQUITY INCOME FUND | $410,000 | – | 56,884 | +100.0% | 0.02% | – |
| MGF | New | MFS GOVT MKTS INCOME TR SH BEN INT | $416,000 | – | 77,484 | +100.0% | 0.02% | – |
| SMB | Sell | MARKET VECTORS SHORT MUNICIPAL ETF | $387,000 | -13.0% | 22,100 | -13.7% | 0.02% | -14.3% |
| NMY | Sell | NUVEEN MD PREM INCOME MUN FD COM | $368,000 | -0.8% | 29,895 | -1.3% | 0.02% | 0.0% |
| STZB | CONSTELLATION BRANDS INC-B | $337,000 | +7.3% | 2,696 | 0.0% | 0.02% | +6.7% | |
| TWN | Sell | TAIWAN FD INC COM | $332,000 | -61.3% | 22,978 | -52.4% | 0.02% | -62.5% |
| FMN | New | FEDERATED PREMIER MUNI INC | $317,000 | – | 22,046 | +100.0% | 0.02% | – |
| SHY | Sell | ISHARES 1-3 YR TR BD ETF | $302,000 | -59.4% | 3,555 | -59.5% | 0.01% | -60.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS COM | $290,000 | -49.1% | 2,000 | -42.9% | 0.01% | -51.9% |
| PAYX | PAYCHEX INC COM | $246,000 | +1.7% | 5,156 | 0.0% | 0.01% | 0.0% | |
| JTA | Buy | NUVEEN TX-ADV TOT RET STR FD | $218,000 | -10.3% | 19,350 | +3.5% | 0.01% | -9.1% |
| PEP | Sell | PEPSICO INC COM | $214,000 | -39.2% | 2,270 | -39.8% | 0.01% | -41.2% |
| MMM | Sell | 3M CO COM | $219,000 | -17.0% | 1,545 | -9.8% | 0.01% | -16.7% |
| HD | Sell | HOME DEPOT INC COM | $208,000 | -14.0% | 1,800 | -17.4% | 0.01% | -9.1% |
| FFA | New | FIRST TR ENHANCED EQTY INC FD COM | $205,000 | – | 16,487 | +100.0% | 0.01% | – |
| APD | AIR PRODS & CHEMS INC COM | $217,000 | -6.9% | 1,700 | 0.0% | 0.01% | -9.1% | |
| AAPL | APPLE INC COM | $201,000 | -11.8% | 1,820 | 0.0% | 0.01% | -18.2% | |
| GSIG | GSI GROUP INC CDA NEW COM NEW | $195,000 | -15.6% | 15,342 | 0.0% | 0.01% | -18.2% | |
| MXE | Sell | MEXICO EQUITY & INCOME FD COM | $168,000 | -52.4% | 15,306 | -46.7% | 0.01% | -52.9% |
| CCA | MFS CALIF MUN FD COM | $166,000 | +1.8% | 15,134 | 0.0% | 0.01% | 0.0% | |
| IID | New | ING INTERNATIONAL HIGH DIVIDEND | $152,000 | – | 23,943 | +100.0% | 0.01% | – |
| EOI | New | EATON VANCE ENHANCED EQ INC FD COM | $159,000 | – | 13,354 | +100.0% | 0.01% | – |
| GGT | New | GABELLI GLOBAL MULTIMEDIA TR | $137,000 | – | 18,185 | +100.0% | 0.01% | – |
| EIP | New | EATON VANCE PA MUN BD FD COM | $126,000 | – | 10,300 | +100.0% | 0.01% | – |
| KEF | Sell | KOREA EQUITY FD INC COM | $135,000 | -14.0% | 18,792 | -4.4% | 0.01% | -14.3% |
| PHF | New | PACHOLDER HIGH YIELD FUND, INC | $64,000 | – | 10,160 | +100.0% | 0.00% | – |
| SRE | Exit | SEMPRA ENERGY | $0 | – | -2,050 | -100.0% | -0.01% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -2,276 | -100.0% | -0.01% | – |
| PG | Exit | PROCTER & GAMBLE CO | $0 | – | -3,087 | -100.0% | -0.01% | – |
| ABE | Exit | ABERDEEN EMERGING MKTS SMALLER | $0 | – | -18,219 | -100.0% | -0.01% | – |
| MSFT | Exit | MICROSOFT CORP | $0 | – | -5,372 | -100.0% | -0.01% | – |
| EOT | Exit | EATON VANCE NATL MUN OPPORT TR | $0 | – | -12,279 | -100.0% | -0.01% | – |
| SOR | Exit | SOURCE CAPITAL INC | $0 | – | -11,730 | -100.0% | -0.04% | – |
| MIE | Exit | COHEN & STEERS MLP INCOME | $0 | – | -68,640 | -100.0% | -0.06% | – |
| FIF | Exit | FIRST TRUST ENERGY INTRASTRUCTURE | $0 | – | -75,967 | -100.0% | -0.07% | – |
| MYM | Exit | BLACKROCK MUNIYLD MICH QLTY II | $0 | – | -130,075 | -100.0% | -0.08% | – |
| IIM | Exit | INVESCO VALUE MUN INCOME TR | $0 | – | -176,000 | -100.0% | -0.12% | – |
| AYN | Exit | ALLIANCE NEW YORK MUN INC FD | $0 | – | -256,726 | -100.0% | -0.17% | – |
| CTR | Exit | CLEARBRIDGE ENERGY MLP TOTAL | $0 | – | -308,240 | -100.0% | -0.26% | – |
| BST | Exit | BLACKROCK SCIENCE & TECHNOLOGY TRUST | $0 | – | -389,578 | -100.0% | -0.32% | – |
| SMM | Exit | SALIENT MIDSTREAM & MLP FUND | $0 | – | -497,096 | -100.0% | -0.47% | – |
| CMK | Exit | MFS INTERMARKET INCOME TRUST I | $0 | – | -2,518,428 | -100.0% | -1.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF | 42 | Q3 2023 | 6.7% |
| VANGUARD SMALL-CAP ETF | 42 | Q3 2023 | 4.1% |
| VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | 42 | Q3 2023 | 3.0% |
| VANGUARD PACIFIC ETF | 42 | Q3 2023 | 2.2% |
| ISHARES MSCI CDA ETF | 42 | Q3 2023 | 1.6% |
| MFS INVT GRADE MUN TR SH BEN INT | 42 | Q3 2023 | 1.4% |
| CHINA FUND INC | 42 | Q3 2023 | 0.4% |
| NUVEEN NY AMT-FREE MUN INCOME COM | 41 | Q3 2023 | 5.7% |
| SPDR TRUST SERIES 1 | 41 | Q3 2023 | 9.3% |
| EATON VANCE MUNICIPAL BOND FD | 40 | Q3 2023 | 5.1% |
View Karpus Management, Inc.'s complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Genesis Unicorn Capital Corp.Sold out | September 08, 2023 | 0 | 0.0% |
| Abacus Life, Inc.Sold out | August 09, 2023 | 0 | 0.0% |
| Eagle Point Income Co Inc. | August 09, 2023 | 742,300 | 29.3% |
| Pioneer Diversified High Income Fund, Inc. | August 09, 2023 | 876,880 | 10.5% |
| TG Venture Acquisition Corp.Sold out | July 07, 2023 | 0 | 0.0% |
| Angel Oak Financial Strategies Income Term Trust | June 08, 2023 | 3,247,222 | 13.0% |
| NUVEEN OHIO QUALITY MUNICIPAL INCOME FUNDSold out | May 09, 2023 | 0 | 0.0% |
| Delaware Ivy High Income Opportunities FundSold out | April 11, 2023 | 0 | 0.0% |
| FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND | April 11, 2023 | 1,255,029 | 12.4% |
| Maxpro Capital Acquisition Corp.Sold out | April 11, 2023 | 0 | 0.0% |
View Karpus Management, Inc.'s complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-06-07 |
| SC 13G/A | 2024-06-07 |
| SC 13G/A | 2024-06-07 |
| SC 13G/A | 2024-06-07 |
| SC 13G/A | 2024-06-07 |
| SC 13G | 2024-06-07 |
| PREC14A | 2024-06-04 |
| SC 13D/A | 2024-06-04 |
| SC 13D/A | 2024-06-03 |
| SC 13D/A | 2024-06-03 |
View Karpus Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.