ELLIOTT MANAGEMENT CORP Activity Q4 1999-Q3 2020

Q3 2020

			Value		Shares		↓ Weighting
		00	$0	–	0	–	0.00%	–

Q2 2020

			Value		Shares		↓ Weighting
	New	00	$0	–	0	–	0.00%	–

Q4 2019

			Value		Shares		↓ Weighting
CISN	Exit	CISION LTD	$0	–	-161,300	–	-0.01%	–
	Exit	PRA GROUP INCnote 3.500% 6/0	$0	–	-1,500,000	–	-0.01%	–
	Exit	TESLA INCnote 2.000% 5/1	$0	–	-2,500,000	–	-0.02%	–
	Exit	TESLA INCnote 1.250% 3/0	$0	–	-3,000,000	–	-0.02%	–
CENX	Exit	CENTURY ALUM COcall	$0	–	-500,000	–	-0.03%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-350,000	–	-0.03%	–
CRMD	Exit	CORMEDIX INC	$0	–	-833,374	–	-0.04%	–
WPM	Exit	WHEATON PRECIOUS METALS CORPput	$0	–	-250,000	–	-0.06%	–
COMM	Exit	COMMSCOPE HLDG CO INC	$0	–	-644,000	–	-0.06%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-2,500,000	–	-0.08%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-20,428,961	–	-0.10%	–
	Exit	DISH NETWORK CORPnote 2.375% 3/1	$0	–	-13,600,000	–	-0.10%	–
CYH	Exit	COMMUNITY HEALTH SYS INC NEW	$0	–	-4,500,000	–	-0.14%	–
CARB	Exit	CARBONITE INC	$0	–	-1,100,000	–	-0.14%	–
HST	Exit	HOST HOTELS & RESORTS INCcall	$0	–	-1,000,000	–	-0.14%	–
ROAN	Exit	ROAN RES INC	$0	–	-16,328,020	–	-0.17%	–
OIH	Exit	VANECK VECTORS ETF TRput	$0	–	-2,195,200	–	-0.22%	–
	Exit	DISH NETWORK CORPnote 3.375% 8/1	$0	–	-38,800,000	–	-0.30%	–
QEP	Exit	QEP RES INC	$0	–	-11,700,000	–	-0.36%	–
RILY	Exit	B RILEY FINL INC	$0	–	-2,306,450	–	-0.45%	–
EBAY	Exit	EBAY INCcall	$0	–	-1,500,000	–	-0.49%	–
VZ	Exit	VERIZON COMMUNICATIONS INCput	$0	–	-1,000,000	–	-0.50%	–
MAR	Exit	MARRIOTT INTL INC NEWput	$0	–	-500,000	–	-0.52%	–
DLR	Exit	DIGITAL RLTY TR INCput	$0	–	-500,000	–	-0.54%	–
AA	Exit	ALCOA CORPcall	$0	–	-3,500,000	–	-0.58%	–
MINI	Exit	MOBILE MINI INC	$0	–	-2,000,000	–	-0.61%	–
SAP	Exit	SAP SEspon adr	$0	–	-750,000	–	-0.74%	–
VNQ	Exit	VANGUARD INDEX FDScall	$0	–	-1,000,000	–	-0.78%	–
VNO	Exit	VORNADO RLTY TRsh ben int	$0	–	-1,500,000	–	-0.80%	–
OPB	Exit	OPUS BK IRVINE CALIF	$0	–	-4,542,209	–	-0.82%	–
ESI	Exit	ELEMENT SOLUTIONS INC	$0	–	-10,951,281	–	-0.93%	–
T	Exit	AT&T INC	$0	–	-3,125,000	–	-0.98%	–
XRT	Exit	SPDR SERIES TRUSTput	$0	–	-3,000,000	–	-1.06%	–
FOXA	Exit	FOX CORP	$0	–	-4,039,112	–	-1.06%	–
XLU	Exit	SELECT SECTOR SPDR TRput	$0	–	-2,000,000	–	-1.08%	–
ACHC	Exit	ACADIA HEALTHCARE COMPANY IN	$0	–	-4,350,000	–	-1.13%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,500,000	–	-1.13%	–
FNV	Exit	FRANCO NEVADA CORPput	$0	–	-2,000,000	–	-1.52%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-3,475,000	–	-1.76%	–
DELL	Exit	DELL TECHNOLOGIES INCcall	$0	–	-4,150,000	–	-1.79%	–
AAPL	Exit	APPLE INCput	$0	–	-1,000,000	–	-1.87%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-11,060,000	–	-2.06%	–
QQQ	Exit	INVESCO QQQ TRcall	$0	–	-1,500,000	–	-2.36%	–
NLSN	Exit	NIELSEN HLDGS PLC	$0	–	-14,000,000	–	-2.48%	–
RRTS	Exit	ROADRUNNER TRNSN SVCS HLDG I	$0	–	-34,101,924	–	-2.94%	–
EBAY	Exit	EBAY INC	$0	–	-9,900,000	–	-3.21%	–
HES	Exit	HESS CORP	$0	–	-6,700,000	–	-3.38%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-17,525,000	–	-3.51%	–
BTU	Exit	PEABODY ENERGY CORP NEW	$0	–	-28,916,201	–	-3.54%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-8,500,000	–	-4.19%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-8,598,273	–	-4.35%	–
HYG	Exit	ISHARES TRcall	$0	–	-6,000,000	–	-4.36%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-6,091,000	–	-4.90%	–
DELL	Exit	DELL TECHNOLOGIES INCcl c	$0	–	-13,000,000	–	-5.62%	–
L100PS	Exit	ARCONIC INC	$0	–	-41,565,658	–	-9.00%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-6,400,000	–	-10.06%	–
VNQ	Exit	VANGUARD INDEX FDSput	$0	–	-14,000,000	–	-10.87%	–

Q3 2019

			Value		Shares		↓ Weighting
VNQ	Buy	VANGUARD INDEX FDSput	$1,305,500,000	+231.9%	14,000,000	+211.1%	10.87%	+312.7%
QQQ	Sell	INVESCO QQQ TRput	$1,208,384,000	-31.8%	6,400,000	-32.6%	10.06%	-15.2%
L100PS	Sell	ARCONIC INC	$1,080,707,000	-19.4%	41,565,658	-19.9%	9.00%	+0.3%
DELL	Buy	DELL TECHNOLOGIES INCcl c	$674,180,000	+3.2%	13,000,000	+1.1%	5.62%	+28.3%
MPC	Buy	MARATHON PETE CORP	$522,345,000	+103.2%	8,598,273	+86.9%	4.35%	+152.7%
XLE	Buy	SELECT SECTOR SPDR TRput	$503,200,000	+58.0%	8,500,000	+70.0%	4.19%	+96.4%
BTU	Buy	PEABODY ENERGY CORP NEW	$425,646,000	-37.3%	28,916,201	+2.7%	3.54%	-22.1%
HES	Sell	HESS CORP	$405,216,000	-60.8%	6,700,000	-58.8%	3.38%	-51.3%
RRTS	Buy	ROADRUNNER TRNSN SVCS HLDG I	$353,296,000	+8.9%	34,101,924	+0.3%	2.94%	+35.3%
QQQ	Sell	INVESCO QQQ TRcall	$283,215,000	-49.4%	1,500,000	-50.0%	2.36%	-37.2%
XOP	Sell	SPDR SERIES TRUSTput	$247,302,000	-53.6%	11,060,000	-43.5%	2.06%	-42.3%
AAPL	Sell	APPLE INCput	$223,970,000	-13.0%	1,000,000	-23.1%	1.87%	+8.2%
DELL	Buy	DELL TECHNOLOGIES INCcall	$215,219,000	+13.0%	4,150,000	+10.7%	1.79%	+40.5%
MPC	Buy	MARATHON PETE CORPcall	$211,106,000	+202.2%	3,475,000	+178.0%	1.76%	+275.6%
FNV	New	FRANCO NEVADA CORPput	$182,320,000	–	2,000,000	–	1.52%	–
XLV	Sell	SELECT SECTOR SPDR TRput	$135,195,000	-54.5%	1,500,000	-53.3%	1.13%	-43.5%
XRT	New	SPDR SERIES TRUSTput	$127,290,000	–	3,000,000	–	1.06%	–
T	New	AT&T INC	$118,250,000	–	3,125,000	–	0.98%	–
OPB	Sell	OPUS BK IRVINE CALIF	$98,884,000	-13.6%	4,542,209	-16.2%	0.82%	+7.4%
VNO	Buy	VORNADO RLTY TRsh ben int	$95,505,000	+194.0%	1,500,000	+196.0%	0.80%	+265.1%
VNQ	New	VANGUARD INDEX FDScall	$93,250,000	–	1,000,000	–	0.78%	–
MINI	New	MOBILE MINI INC	$73,720,000	–	2,000,000	–	0.61%	–
AA	Buy	ALCOA CORPcall	$70,245,000	+20.0%	3,500,000	+40.0%	0.58%	+49.2%
VZ	New	VERIZON COMMUNICATIONS INCput	$60,360,000	–	1,000,000	–	0.50%	–
EBAY	Sell	EBAY INCcall	$58,470,000	-40.8%	1,500,000	-40.0%	0.49%	-26.4%
	Sell	DISH NETWORK CORPnote 3.375% 8/1	$35,622,000	-77.3%	38,800,000	-75.9%	0.30%	-71.7%
OIH	Buy	VANECK VECTORS ETF TRput	$25,794,000	+74.0%	2,195,200	+119.5%	0.22%	+117.2%
HST	New	HOST HOTELS & RESORTS INCcall	$17,290,000	–	1,000,000	–	0.14%	–
CARB	New	CARBONITE INC	$17,039,000	–	1,100,000	–	0.14%	–
	Sell	DISH NETWORK CORPnote 2.375% 3/1	$11,955,000	-91.3%	13,600,000	-90.9%	0.10%	-89.2%
COMM	Buy	COMMSCOPE HLDG CO INC	$7,573,000	+56.6%	644,000	+109.4%	0.06%	+96.9%
WPM	New	WHEATON PRECIOUS METALS CORPput	$6,560,000	–	250,000	–	0.06%	–
CRMD	Buy	CORMEDIX INC	$5,317,000	-28.9%	833,374	+0.0%	0.04%	-12.0%
CENX	New	CENTURY ALUM COcall	$3,320,000	–	500,000	–	0.03%	–
	New	TESLA INCnote 2.000% 5/1	$2,543,000	–	2,500,000	–	0.02%	–
CISN	New	CISION LTD	$1,240,000	–	161,300	–	0.01%	–
USWSW	Exit	U S WELL SVCS INC*w exp 03/15/202	$0	–	-1,475,000	–	-0.01%	–
USWS	Exit	U S WELL SVCS INCcl a	$0	–	-174,550	–	-0.01%	–
CXP	Exit	COLUMBIA PPTY TR INC	$0	–	-46,517	–	-0.01%	–
GWR	Exit	GENESEE & WYO INCcl a	$0	–	-62,500	–	-0.04%	–
SHO	Exit	SUNSTONE HOTEL INVS INC NEW	$0	–	-716,536	–	-0.07%	–
TRK	Exit	SPEEDWAY MOTORSPORTS INC	$0	–	-580,701	–	-0.07%	–
MAC	Exit	MACERICH CO	$0	–	-410,268	–	-0.09%	–
CTXS	Exit	CITRIX SYS INCcall	$0	–	-500,000	–	-0.33%	–
ISCA	Exit	INTERNATIONAL SPEEDWAY CORPcl a	$0	–	-1,176,227	–	-0.35%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-663,400	–	-0.39%	–
NLSN	Exit	NIELSEN HLDGS PLCcall	$0	–	-3,000,000	–	-0.45%	–
EQIX	Exit	EQUINIX INCput	$0	–	-200,000	–	-0.68%	–
BA	Exit	BOEING COput	$0	–	-300,000	–	-0.73%	–
DXC	Exit	DXC TECHNOLOGY CO	$0	–	-2,200,000	–	-0.81%	–
XLV	Exit	SELECT SECTOR SPDR TRcall	$0	–	-1,500,000	–	-0.93%	–
XLV	Exit	SELECT SECTOR SPDR TRsbi healthcare	$0	–	-2,123,971	–	-1.32%	–
AABA	Exit	ALTABA INC	$0	–	-4,530,712	–	-2.11%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-25,043,653	–	-7.18%	–

Q2 2019

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRput	$1,772,163,000	–	9,490,000	–	11.87%	–
L100PS	New	ARCONIC INC	$1,340,113,000	–	51,902,133	–	8.98%	–
FE	New	FIRSTENERGY CORP	$1,072,119,000	–	25,043,653	–	7.18%	–
HES	New	HESS CORP	$1,033,290,000	–	16,254,358	–	6.92%	–
BTU	New	PEABODY ENERGY CORP NEW	$678,805,000	–	28,166,201	–	4.55%	–
DELL	New	DELL TECHNOLOGIES INCcl c	$653,335,000	–	12,860,919	–	4.38%	–
CTXS	New	CITRIX SYS INC	$597,771,000	–	6,091,000	–	4.00%	–
QQQ	New	INVESCO QQQ TRcall	$560,220,000	–	3,000,000	–	3.75%	–
XOP	New	SPDR SERIES TRUSTput	$533,010,000	–	19,560,000	–	3.57%	–
HYG	New	ISHARES TRcall	$523,080,000	–	6,000,000	–	3.50%	–
DVN	New	DEVON ENERGY CORP NEW	$499,813,000	–	17,525,000	–	3.35%	–
VNQ	New	VANGUARD INDEX FDSput	$393,300,000	–	4,500,000	–	2.64%	–
EBAY	New	EBAY INC	$391,050,000	–	9,900,000	–	2.62%	–
RRTS	New	ROADRUNNER TRNSN SVCS HLDG I	$324,570,000	–	33,986,394	–	2.18%	–
XLE	New	SELECT SECTOR SPDR TRput	$318,550,000	–	5,000,000	–	2.13%	–
NLSN	New	NIELSEN HLDGS PLC	$316,400,000	–	14,000,000	–	2.12%	–
AABA	New	ALTABA INC	$314,295,000	–	4,530,712	–	2.11%	–
XLV	New	SELECT SECTOR SPDR TRput	$297,374,000	–	3,210,000	–	1.99%	–
AAPL	New	APPLE INCput	$257,296,000	–	1,300,000	–	1.72%	–
MPC	New	MARATHON PETE CORP	$257,048,000	–	4,600,000	–	1.72%	–
XLV	New	SELECT SECTOR SPDR TRsbi healthcare	$196,765,000	–	2,123,971	–	1.32%	–
DELL	New	DELL TECHNOLOGIES INCcall	$190,500,000	–	3,750,000	–	1.28%	–
	New	DISH NETWORK CORPnote 3.375% 8/1	$156,763,000	–	160,800,000	–	1.05%	–
ACHC	New	ACADIA HEALTHCARE COMPANY IN	$152,033,000	–	4,350,000	–	1.02%	–
FOXA	New	FOX CORP	$147,993,000	–	4,039,112	–	0.99%	–
XLV	New	SELECT SECTOR SPDR TRcall	$138,960,000	–	1,500,000	–	0.93%	–
	New	DISH NETWORK CORPnote 2.375% 3/1	$137,837,000	–	148,700,000	–	0.92%	–
DXC	New	DXC TECHNOLOGY CO	$121,330,000	–	2,200,000	–	0.81%	–
XLU	New	SELECT SECTOR SPDR TRput	$119,260,000	–	2,000,000	–	0.80%	–
OPB	New	OPUS BK IRVINE CALIF	$114,398,000	–	5,419,153	–	0.77%	–
ESI	New	ELEMENT SOLUTIONS INC	$113,236,000	–	10,951,281	–	0.76%	–
BA	New	BOEING COput	$109,203,000	–	300,000	–	0.73%	–
SAP	New	SAP SEspon adr	$102,600,000	–	750,000	–	0.69%	–
EQIX	New	EQUINIX INCput	$100,858,000	–	200,000	–	0.68%	–
EBAY	New	EBAY INCcall	$98,750,000	–	2,500,000	–	0.66%	–
QEP	New	QEP RES INC	$84,591,000	–	11,700,000	–	0.57%	–
MAR	New	MARRIOTT INTL INC NEWput	$70,145,000	–	500,000	–	0.47%	–
MPC	New	MARATHON PETE CORPcall	$69,850,000	–	1,250,000	–	0.47%	–
NLSN	New	NIELSEN HLDGS PLCcall	$67,800,000	–	3,000,000	–	0.45%	–
DLR	New	DIGITAL RLTY TR INCput	$58,895,000	–	500,000	–	0.40%	–
AA	New	ALCOA CORPcall	$58,525,000	–	2,500,000	–	0.39%	–
HYG	New	ISHARES TRiboxx hi yd etf	$57,835,000	–	663,400	–	0.39%	–
ISCA	New	INTERNATIONAL SPEEDWAY CORPcl a	$52,801,000	–	1,176,227	–	0.35%	–
CTXS	New	CITRIX SYS INCcall	$49,070,000	–	500,000	–	0.33%	–
RILY	New	B RILEY FINL INC	$48,113,000	–	2,306,450	–	0.32%	–
VNO	New	VORNADO RLTY TRsh ben int	$32,486,000	–	506,803	–	0.22%	–
ROAN	New	ROAN RES INC	$28,411,000	–	16,328,020	–	0.19%	–
OIH	New	VANECK VECTORS ETF TRput	$14,820,000	–	1,000,000	–	0.10%	–
MAC	New	MACERICH CO	$13,740,000	–	410,268	–	0.09%	–
CYH	New	COMMUNITY HEALTH SYS INC NEW	$12,015,000	–	4,500,000	–	0.08%	–
TRK	New	SPEEDWAY MOTORSPORTS INC	$10,772,000	–	580,701	–	0.07%	–
GCVRZ	New	SANOFIright 12/31/2020	$10,623,000	–	20,428,961	–	0.07%	–
SHO	New	SUNSTONE HOTEL INVS INC NEW	$9,824,000	–	716,536	–	0.07%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$9,679,000	–	2,500,000	–	0.06%	–
CRMD	New	CORMEDIX INC	$7,475,000	–	833,373	–	0.05%	–
GWR	New	GENESEE & WYO INCcl a	$6,250,000	–	62,500	–	0.04%	–
COMM	New	COMMSCOPE HLDG CO INC	$4,837,000	–	307,500	–	0.03%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$4,648,000	–	350,000	–	0.03%	–
	New	TESLA INCnote 1.250% 3/0	$2,852,000	–	3,000,000	–	0.02%	–
	New	PRA GROUP INCnote 3.500% 6/0	$1,406,000	–	1,500,000	–	0.01%	–
USWSW	New	U S WELL SVCS INC*w exp 03/15/202	$934,000	–	1,475,000	–	0.01%	–
USWS	New	U S WELL SVCS INCcl a	$841,000	–	174,550	–	0.01%	–
CXP	New	COLUMBIA PPTY TR INC	$965,000	–	46,517	–	0.01%	–

Q4 2018

			Value		Shares		↓ Weighting
	Exit	WAYFAIR INCnote 0.375% 9/0	$0	–	-500,000	–	-0.00%	–
	Exit	PRA GROUP INCnote 3.500% 6/0	$0	–	-1,500,000	–	-0.01%	–
GTYHW	Exit	GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$0	–	-1,466,666	–	-0.01%	–
VEACW	Exit	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$0	–	-1,333,333	–	-0.01%	–
MITK	Exit	MITEK SYS INC	$0	–	-294,855	–	-0.01%	–
MPACW	Exit	MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202	$0	–	-2,950,000	–	-0.01%	–
RRTS	Exit	ROADRUNNER TRNSN SVCS HLDG I	$0	–	-3,310,483	–	-0.01%	–
ANSS	Exit	ANSYS INCput	$0	–	-15,800	–	-0.01%	–
CRMD	Exit	CORMEDIX INC	$0	–	-4,166,868	–	-0.02%	–
SOXX	Exit	ISHARES TRput	$0	–	-24,500	–	-0.02%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-350,000	–	-0.03%	–
	Exit	TESLA INCnote 1.250% 3/0	$0	–	-7,000,000	–	-0.03%	–
WDC	Exit	WESTERN DIGITAL CORPput	$0	–	-150,000	–	-0.04%	–
WINMQ	Exit	WINDSTREAM HLDGS INC	$0	–	-1,852,000	–	-0.04%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-2,500,000	–	-0.04%	–
OIH	Exit	VANECK VECTORS ETF TRput	$0	–	-400,000	–	-0.04%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-20,428,961	–	-0.05%	–
CYH	Exit	COMMUNITY HEALTH SYS INC NEW	$0	–	-4,500,000	–	-0.07%	–
SABR	Exit	SABRE CORP	$0	–	-590,955	–	-0.07%	–
VMW	Exit	VMWARE INCcall	$0	–	-100,000	–	-0.07%	–
NXPI	Exit	NXP SEMICONDUCTORS N Vcall	$0	–	-250,000	–	-0.09%	–
XOM	Exit	EXXON MOBIL CORP	$0	–	-260,000	–	-0.10%	–
	Exit	INTEL CORPsdcv 3.250% 8/0	$0	–	-10,000,000	–	-0.10%	–
SABR	Exit	SABRE CORPcall	$0	–	-1,000,000	–	-0.11%	–
MPAC	Exit	MATLIN & PARTNERS ACQUISITIOcl a	$0	–	-2,950,000	–	-0.13%	–
CDK	Exit	CDK GLOBAL INC	$0	–	-578,589	–	-0.16%	–
HES	Exit	HESS CORPcall	$0	–	-525,000	–	-0.16%	–
IMPV	Exit	IMPERVA INC	$0	–	-841,709	–	-0.17%	–
VEAC	Exit	VANTAGE ENERGY ACQUISITION	$0	–	-4,000,000	–	-0.18%	–
IGV	Exit	ISHARES TRcall	$0	–	-200,000	–	-0.18%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INCcl a	$0	–	-4,400,000	–	-0.20%	–
RILY	Exit	B RILEY FINL INC	$0	–	-2,306,450	–	-0.23%	–
AAPL	Exit	APPLE INCput	$0	–	-261,000	–	-0.26%	–
NLSN	Exit	NIELSEN HLDGS PLCcall	$0	–	-2,200,000	–	-0.27%	–
EQIX	Exit	EQUINIX INCput	$0	–	-150,000	–	-0.28%	–
DISH	Exit	DISH NETWORK CORPcl a	$0	–	-1,961,855	–	-0.31%	–
W	Exit	WAYFAIR INCput	$0	–	-500,000	–	-0.32%	–
ATHN	Exit	ATHENAHEALTH INC	$0	–	-580,000	–	-0.34%	–
VMW	Exit	VMWARE INC	$0	–	-535,798	–	-0.37%	–
DLR	Exit	DIGITAL RLTY TR INCput	$0	–	-800,000	–	-0.40%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-2,075,100	–	-0.42%	–
MD	Exit	MEDNAX INC	$0	–	-2,041,000	–	-0.42%	–
IGV	Exit	ISHARES TRput	$0	–	-500,000	–	-0.45%	–
LOGM	Exit	LOGMEIN INC	$0	–	-1,225,000	–	-0.48%	–
	Exit	DISH NETWORK CORPnote 2.375% 3/1	$0	–	-126,200,000	–	-0.49%	–
TVPT	Exit	TRAVELPORT WORLDWIDE LTD	$0	–	-6,751,409	–	-0.50%	–
MFGP	Exit	MICRO FOCUS INTERNATIONAL PLspon adr new	$0	–	-6,250,000	–	-0.51%	–
NSC	Exit	NORFOLK SOUTHERN CORPcall	$0	–	-650,000	–	-0.51%	–
XLU	Exit	SELECT SECTOR SPDR TRput	$0	–	-2,500,000	–	-0.58%	–
QEP	Exit	QEP RES INC	$0	–	-11,700,000	–	-0.58%	–
PAH	Exit	PLATFORM SPECIALTY PRODS COR	$0	–	-10,951,281	–	-0.60%	–
NLSN	Exit	NIELSEN HLDGS PLC	$0	–	-5,000,000	–	-0.61%	–
AKAM	Exit	AKAMAI TECHNOLOGIES INC	$0	–	-2,000,000	–	-0.64%	–
CVLT	Exit	COMMVAULT SYSTEMS INC	$0	–	-2,100,000	–	-0.64%	–
OPB	Exit	OPUS BK IRVINE CALIF	$0	–	-5,419,153	–	-0.65%	–
EQT	Exit	EQT CORP	$0	–	-3,675,000	–	-0.71%	–
UNIT	Exit	UNITI GROUP INC	$0	–	-8,590,000	–	-0.76%	–
	Exit	DISH NETWORK CORPnote 3.375% 8/1	$0	–	-233,300,000	–	-0.98%	–
RIG	Exit	TRANSOCEAN LTDput	$0	–	-17,500,000	–	-1.07%	–
DVN	Exit	DEVON ENERGY CORP NEWcall	$0	–	-7,350,000	–	-1.29%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-11,220,000	–	-1.96%	–
QQQ	Exit	INVESCO QQQ TRcall	$0	–	-2,500,000	–	-2.04%	–
VNQ	Exit	VANGUARD INDEX FDSput	$0	–	-6,600,000	–	-2.34%	–
ORIG	Exit	OCEAN RIG UDW INC	$0	–	-18,494,587	–	-2.81%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-7,091,000	–	-3.46%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-10,500,000	–	-3.94%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-25,043,653	–	-4.08%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-9,762,798	–	-4.16%	–
BTU	Exit	PEABODY ENERGY CORP NEW	$0	–	-28,166,201	–	-4.40%	–
L100PS	Exit	ARCONIC INC	$0	–	-51,902,133	–	-5.01%	–
SMH	Exit	VANECK VECTORS ETF TRput	$0	–	-11,797,000	–	-5.51%	–
SRE	Exit	SEMPRA ENERGY	$0	–	-11,350,000	–	-5.66%	–
HES	Exit	HESS CORP	$0	–	-21,945,000	–	-6.89%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-38,500,000	–	-7.31%	–
AABA	Exit	ALTABA INC	$0	–	-25,057,849	–	-7.48%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-18,600,000	–	-15.15%	–

Q3 2018

			Value		Shares		↓ Weighting
QQQ	Buy	INVESCO QQQ TRput	$3,455,694,000	+48.2%	18,600,000	+36.9%	15.15%	+31.1%
AABA	Buy	ALTABA INC	$1,706,941,000	+5.3%	25,057,849	+13.1%	7.48%	-6.8%
XOP	Buy	SPDR SERIES TRUSTput	$1,666,665,000	+68.3%	38,500,000	+67.4%	7.31%	+48.9%
SRE	Buy	SEMPRA ENERGY	$1,291,063,000	+1382.6%	11,350,000	+1413.3%	5.66%	+1213.5%
SMH	Buy	VANECK VECTORS ETF TRput	$1,255,791,000	+134.9%	11,797,000	+126.6%	5.51%	+108.0%
BTU	Sell	PEABODY ENERGY CORP NEW	$1,003,843,000	-37.5%	28,166,201	-20.3%	4.40%	-44.7%
DVMT	Buy	DELL TECHNOLOGIES INC	$948,163,000	+29.7%	9,762,798	+13.0%	4.16%	+14.8%
FE	New	FIRSTENERGY CORP	$930,873,000	–	25,043,653	–	4.08%	–
NXPI	Sell	NXP SEMICONDUCTORS N V	$897,750,000	-52.3%	10,500,000	-39.1%	3.94%	-57.8%
DVN	Buy	DEVON ENERGY CORP NEW	$448,127,000	+238.1%	11,220,000	+272.1%	1.96%	+199.1%
DVN	Buy	DEVON ENERGY CORP NEWcall	$293,559,000	+33.6%	7,350,000	+47.0%	1.29%	+18.2%
RIG	Sell	TRANSOCEAN LTDput	$244,125,000	-19.3%	17,500,000	-22.2%	1.07%	-28.6%
EQT	Buy	EQT CORP	$162,545,000	+32.4%	3,675,000	+65.2%	0.71%	+17.3%
NLSN	New	NIELSEN HLDGS PLC	$138,300,000	–	5,000,000	–	0.61%	–
QEP	Buy	QEP RES INC	$132,444,000	+2.9%	11,700,000	+11.4%	0.58%	-8.9%
XLU	Sell	SELECT SECTOR SPDR TRput	$131,625,000	-66.2%	2,500,000	-66.7%	0.58%	-70.1%
NSC	New	NORFOLK SOUTHERN CORPcall	$117,325,000	–	650,000	–	0.51%	–
	Buy	DISH NETWORK CORPnote 2.375% 3/1	$112,003,000	+11.9%	126,200,000	+11.0%	0.49%	-1.0%
LOGM	New	LOGMEIN INC	$109,148,000	–	1,225,000	–	0.48%	–
IGV	New	ISHARES TRput	$102,485,000	–	500,000	–	0.45%	–
MD	Sell	MEDNAX INC	$95,233,000	-11.1%	2,041,000	-17.5%	0.42%	-21.3%
VMW	Sell	VMWARE INC	$83,617,000	-30.9%	535,798	-34.9%	0.37%	-38.7%
DISH	Sell	DISH NETWORK CORPcl a	$70,156,000	-30.1%	1,961,855	-34.3%	0.31%	-38.0%
EQIX	Buy	EQUINIX INCput	$64,934,000	+51.0%	150,000	+50.0%	0.28%	+33.8%
NLSN	New	NIELSEN HLDGS PLCcall	$60,852,000	–	2,200,000	–	0.27%	–
AAPL	Buy	APPLE INCput	$58,918,000	+830.6%	261,000	+663.2%	0.26%	+732.3%
IGV	New	ISHARES TRcall	$40,994,000	–	200,000	–	0.18%	–
IMPV	Sell	IMPERVA INC	$39,097,000	-56.9%	841,709	-55.3%	0.17%	-62.0%
HES	Buy	HESS CORPcall	$37,580,000	+274.5%	525,000	+250.0%	0.16%	+230.0%
CDK	Sell	CDK GLOBAL INC	$36,197,000	-87.9%	578,589	-87.4%	0.16%	-89.3%
SABR	Buy	SABRE CORPcall	$26,080,000	+41.1%	1,000,000	+33.3%	0.11%	+23.9%
NXPI	New	NXP SEMICONDUCTORS N Vcall	$21,375,000	–	250,000	–	0.09%	–
CYH	New	COMMUNITY HEALTH SYS INC NEW	$15,570,000	–	4,500,000	–	0.07%	–
SABR	New	SABRE CORP	$15,412,000	–	590,955	–	0.07%	–
VMW	Sell	VMWARE INCcall	$15,606,000	-65.7%	100,000	-67.7%	0.07%	-69.9%
GCVRZ	Sell	SANOFIright 12/31/2020	$10,827,000	+5.9%	20,428,961	-0.1%	0.05%	-7.8%
OIH	Sell	VANECK VECTORS ETF TRput	$10,076,000	-48.9%	400,000	-46.7%	0.04%	-55.1%
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$9,699,000	–	2,500,000	–	0.04%	–
WDC	Sell	WESTERN DIGITAL CORPput	$8,781,000	-54.6%	150,000	-40.0%	0.04%	-59.4%
	New	TESLA INCnote 1.250% 3/0	$6,700,000	–	7,000,000	–	0.03%	–
SOXX	Sell	ISHARES TRput	$4,534,000	-56.7%	24,500	-58.3%	0.02%	-61.5%
ANSS	Sell	ANSYS INCput	$2,950,000	-59.3%	15,800	-62.0%	0.01%	-63.9%
MITK	New	MITEK SYS INC	$2,079,000	–	294,855	–	0.01%	–
	New	PRA GROUP INCnote 3.500% 6/0	$1,549,000	–	1,500,000	–	0.01%	–
	New	WAYFAIR INCnote 0.375% 9/0	$756,000	–	500,000	–	0.00%	–
	Exit	WAYFAIR INCnote 0.375% 9/0	$0	–	-500,000	–	-0.00%	–
	Exit	PRA GROUP INCnote 3.500% 6/0	$0	–	-1,500,000	–	-0.01%	–
WIT	Exit	WIPRO LTDspon adr 1 sh	$0	–	-1,115,000	–	-0.03%	–
SNPS	Exit	SYNOPSYS INCput	$0	–	-66,400	–	-0.03%	–
CDNS	Exit	CADENCE DESIGN SYSTEM INCput	$0	–	-142,000	–	-0.03%	–
LUMN	Exit	CENTURYLINK INCcall	$0	–	-500,000	–	-0.05%	–
	Exit	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$0	–	-5,000,000	–	-0.05%	–
SABR	Exit	SABRE CORPput	$0	–	-500,000	–	-0.06%	–
	Exit	ANTHEM INCnote 2.750%10/1	$0	–	-5,000,000	–	-0.08%	–
RIG	Exit	TRANSOCEAN LTDcall	$0	–	-2,000,000	–	-0.13%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-152,800	–	-0.14%	–
VMW	Exit	VMWARE INCput	$0	–	-200,000	–	-0.15%	–
KRE	Exit	SPDR SERIES TRUSTput	$0	–	-500,000	–	-0.15%	–
XME	Exit	SPDR SERIES TRUSTput	$0	–	-2,000,000	–	-0.35%	–
ISBC	Exit	INVESTORS BANCORP INC NEW	$0	–	-7,220,286	–	-0.46%	–
CVG	Exit	CONVERGYS CORP	$0	–	-4,517,466	–	-0.55%	–
QQQ	Exit	INVESCO QQQ TRunit ser 1	$0	–	-1,189,000	–	-1.01%	–
HYG	Exit	ISHARES TRcall	$0	–	-2,500,000	–	-1.05%	–
IYR	Exit	ISHARES TRput	$0	–	-3,000,000	–	-1.20%	–
IWM	Exit	ISHARES TRput	$0	–	-3,600,000	–	-2.92%	–

Q2 2018

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRput	$2,332,209,000	–	13,587,000	–	11.56%	–
NXPI	New	NXP SEMICONDUCTORS N V	$1,883,280,000	–	17,235,105	–	9.33%	–
AABA	New	ALTABA INC	$1,621,454,000	–	22,147,979	–	8.03%	–
BTU	New	PEABODY ENERGY CORP NEW	$1,607,254,000	–	35,339,802	–	7.96%	–
HES	New	HESS CORP	$1,467,901,000	–	21,945,000	–	7.27%	–
XOP	New	SPDR SERIES TRUSTput	$990,380,000	–	23,000,000	–	4.91%	–
L100PS	New	ARCONIC INC	$882,855,000	–	51,902,133	–	4.37%	–
CTXS	New	CITRIX SYS INC	$743,420,000	–	7,091,000	–	3.68%	–
DVMT	New	DELL TECHNOLOGIES INC	$731,038,000	–	8,643,159	–	3.62%	–
IWM	New	ISHARES TRput	$589,572,000	–	3,600,000	–	2.92%	–
ORIG	New	OCEAN RIG UDW INC	$545,220,000	–	18,494,587	–	2.70%	–
VNQ	New	VANGUARD INDEX FDSput	$537,570,000	–	6,600,000	–	2.66%	–
SMH	New	VANECK VECTORS ETF TRput	$534,521,000	–	5,206,200	–	2.65%	–
QQQ	New	INVESCO QQQ TRcall	$429,125,000	–	2,500,000	–	2.13%	–
XLU	New	SELECT SECTOR SPDR TRput	$389,700,000	–	7,500,000	–	1.93%	–
RIG	New	TRANSOCEAN LTDput	$302,400,000	–	22,500,000	–	1.50%	–
CDK	New	CDK GLOBAL INC	$299,371,000	–	4,602,168	–	1.48%	–
IYR	New	ISHARES TRput	$241,740,000	–	3,000,000	–	1.20%	–
	New	DISH NETWORK CORPnote 3.375% 8/1	$224,576,000	–	233,300,000	–	1.11%	–
DVN	New	DEVON ENERGY CORP NEWcall	$219,800,000	–	5,000,000	–	1.09%	–
HYG	New	ISHARES TRcall	$212,700,000	–	2,500,000	–	1.05%	–
QQQ	New	INVESCO QQQ TRunit ser 1	$204,092,000	–	1,189,000	–	1.01%	–
UNIT	New	UNITI GROUP INC	$172,058,000	–	8,590,000	–	0.85%	–
OPB	New	OPUS BK IRVINE CALIF	$155,530,000	–	5,419,153	–	0.77%	–
AKAM	New	AKAMAI TECHNOLOGIES INC	$146,460,000	–	2,000,000	–	0.73%	–
CVLT	New	COMMVAULT SYSTEMS INC	$138,285,000	–	2,100,000	–	0.68%	–
DVN	New	DEVON ENERGY CORP NEW	$132,539,000	–	3,015,000	–	0.66%	–
QEP	New	QEP RES INC	$128,730,000	–	10,500,000	–	0.64%	–
PAH	New	PLATFORM SPECIALTY PRODS COR	$127,035,000	–	10,951,281	–	0.63%	–
TVPT	New	TRAVELPORT WORLDWIDE LTD	$125,171,000	–	6,751,409	–	0.62%	–
EQT	New	EQT CORP	$122,776,000	–	2,225,000	–	0.61%	–
VMW	New	VMWARE INC	$120,933,000	–	822,840	–	0.60%	–
CVG	New	CONVERGYS CORP	$110,407,000	–	4,517,466	–	0.55%	–
MFGP	New	MICRO FOCUS INTERNATIONAL PL Sspon adr new	$107,938,000	–	6,250,000	–	0.54%	–
MD	New	MEDNAX INC	$107,118,000	–	2,475,000	–	0.53%	–
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$102,240,000	–	2,075,100	–	0.51%	–
DISH	New	DISH NETWORK CORPcl a	$100,388,000	–	2,986,855	–	0.50%	–
	New	DISH NETWORK CORPnote 2.375% 3/1	$100,064,000	–	113,700,000	–	0.50%	–
ISBC	New	INVESTORS BANCORP INC NEW	$92,347,000	–	7,220,286	–	0.46%	–
ATHN	New	ATHENAHEALTH INC	$92,301,000	–	580,000	–	0.46%	–
IMPV	New	IMPERVA INC	$90,759,000	–	1,881,017	–	0.45%	–
DLR	New	DIGITAL RLTY TR INCput	$89,264,000	–	800,000	–	0.44%	–
SRE	New	SEMPRA ENERGY	$87,083,000	–	750,000	–	0.43%	–
XME	New	SPDR SERIES TRUSTput	$70,940,000	–	2,000,000	–	0.35%	–
W	New	WAYFAIR INCput	$59,380,000	–	500,000	–	0.29%	–
RILY	New	B RILEY FINL INC	$52,010,000	–	2,306,450	–	0.26%	–
VMW	New	VMWARE INCcall	$45,561,000	–	310,000	–	0.23%	–
GTYH	New	GTY TECHNOLOGY HOLDINGS INCcl a	$44,440,000	–	4,400,000	–	0.22%	–
EQIX	New	EQUINIX INCput	$42,989,000	–	100,000	–	0.21%	–
VEAC	New	VANTAGE ENERGY ACQUISITION	$39,480,000	–	4,000,000	–	0.20%	–
KRE	New	SPDR SERIES TRUSTput	$30,500,000	–	500,000	–	0.15%	–
VMW	New	VMWARE INCput	$29,394,000	–	200,000	–	0.15%	–
MPAC	New	MATLIN & PARTNERS ACQUISITIOcl a	$29,146,000	–	2,950,000	–	0.14%	–
BABA	New	ALIBABA GROUP HLDG LTDput	$28,349,000	–	152,800	–	0.14%	–
RIG	New	TRANSOCEAN LTDcall	$26,880,000	–	2,000,000	–	0.13%	–
	New	INTEL CORPsdcv 3.250% 8/0	$23,954,000	–	10,000,000	–	0.12%	–
XOM	New	EXXON MOBIL CORP	$21,510,000	–	260,000	–	0.11%	–
OIH	New	VANECK VECTORS ETF TRput	$19,703,000	–	750,000	–	0.10%	–
WDC	New	WESTERN DIGITAL CORPput	$19,353,000	–	250,000	–	0.10%	–
SABR	New	SABRE CORPcall	$18,480,000	–	750,000	–	0.09%	–
	New	ANTHEM INCnote 2.750%10/1	$16,347,000	–	5,000,000	–	0.08%	–
SABR	New	SABRE CORPput	$12,320,000	–	500,000	–	0.06%	–
SOXX	New	ISHARES TRput	$10,481,000	–	58,800	–	0.05%	–
GCVRZ	New	SANOFIright 12/31/2020	$10,227,000	–	20,454,561	–	0.05%	–
HES	New	HESS CORPcall	$10,034,000	–	150,000	–	0.05%	–
	New	ADVANCED MICRO DEVICES INCnote 2.125% 9/0	$9,945,000	–	5,000,000	–	0.05%	–
WINMQ	New	WINDSTREAM HLDGS INC	$9,760,000	–	1,852,000	–	0.05%	–
LUMN	New	CENTURYLINK INCcall	$9,320,000	–	500,000	–	0.05%	–
ANSS	New	ANSYS INCput	$7,246,000	–	41,600	–	0.04%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$7,105,000	–	350,000	–	0.04%	–
RRTS	New	ROADRUNNER TRNSN SVCS HLDG I	$6,919,000	–	3,310,483	–	0.03%	–
AAPL	New	APPLE INCput	$6,331,000	–	34,200	–	0.03%	–
CDNS	New	CADENCE DESIGN SYSTEM INCput	$6,150,000	–	142,000	–	0.03%	–
SNPS	New	SYNOPSYS INCput	$5,682,000	–	66,400	–	0.03%	–
WIT	New	WIPRO LTDspon adr 1 sh	$5,341,000	–	1,115,000	–	0.03%	–
MPACW	New	MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202	$2,005,000	–	2,950,000	–	0.01%	–
GTYHW	New	GTY TECHNOLOGY HOLDINGS INC*w exp 10/25/202	$1,833,000	–	1,466,666	–	0.01%	–
VEACW	New	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$1,733,000	–	1,333,333	–	0.01%	–
	New	PRA GROUP INCnote 3.500% 6/0	$1,595,000	–	1,500,000	–	0.01%	–
CRMD	New	CORMEDIX INC	$990,000	–	4,166,868	–	0.01%	–
	New	WAYFAIR INCnote 0.375% 9/0	$645,000	–	500,000	–	0.00%	–

Q4 2017

			Value		Shares		↓ Weighting
	Exit	WAYFAIR INCnote 0.375% 9/0	$0	–	-500,000	–	-0.00%	–
THRM	Exit	GENTHERM INC	$0	–	-28,381	–	-0.01%	–
MPACW	Exit	MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202	$0	–	-2,950,000	–	-0.01%	–
TEN	Exit	TENNECO INC	$0	–	-21,299	–	-0.01%	–
VEACW	Exit	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$0	–	-1,333,333	–	-0.01%	–
GTYHW	Exit	GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999	$0	–	-1,466,666	–	-0.01%	–
UPLCQ	Exit	ULTRA PETROLEUM CORP	$0	–	-250,000	–	-0.01%	–
CRMD	Exit	CORMEDIX INC	$0	–	-4,166,868	–	-0.01%	–
OIH	Exit	VANECK VECTORS ETF TRput	$0	–	-140,000	–	-0.02%	–
NOG	Exit	NORTHERN OIL & GAS INC NEV	$0	–	-4,582,814	–	-0.02%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-365,000	–	-0.03%	–
NRG	Exit	NRG ENERGY INCcall	$0	–	-250,000	–	-0.04%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-20,454,561	–	-0.04%	–
GNTX	Exit	GENTEX CORP	$0	–	-522,000	–	-0.06%	–
NFX	Exit	NEWFIELD EXPL CO	$0	–	-388,000	–	-0.07%	–
IRS	Exit	IRSA INVERSIONES Y REP S Aglobl dep rcpt	$0	–	-520,986	–	-0.08%	–
	Exit	ANTHEM INCnote 2.750%10/1	$0	–	-5,000,000	–	-0.08%	–
ABG	Exit	ASBURY AUTOMOTIVE GROUP INC	$0	–	-256,977	–	-0.09%	–
SAH	Exit	SONIC AUTOMOTIVE INCcl a	$0	–	-892,275	–	-0.11%	–
	Exit	INTEL CORPsdcv 3.250% 8/0	$0	–	-10,000,000	–	-0.11%	–
	Exit	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$0	–	-5,000,000	–	-0.11%	–
BABA	Exit	ALIBABA GROUP HLDG LTDput	$0	–	-120,000	–	-0.12%	–
GRA	Exit	GRACE W R & CO DEL NEW	$0	–	-285,741	–	-0.12%	–
GPI	Exit	GROUP 1 AUTOMOTIVE INC	$0	–	-308,362	–	-0.13%	–
SPG	Exit	SIMON PPTY GROUP INC NEWput	$0	–	-147,500	–	-0.14%	–
EQT	Exit	EQT CORP	$0	–	-396,521	–	-0.15%	–
MPAC	Exit	MATLIN & PARTNERS ACQUISITIOcl a	$0	–	-2,950,000	–	-0.17%	–
EGN	Exit	ENERGEN CORPcall	$0	–	-557,300	–	-0.18%	–
	Exit	VERISIGN INCsdcv 3.250% 8/1	$0	–	-10,000,000	–	-0.18%	–
RRTS	Exit	ROADRUNNER TRNSN SVCS HLDG I	$0	–	-3,310,483	–	-0.19%	–
VEAC	Exit	VANTAGE ENERGY ACQUISITION	$0	–	-4,000,000	–	-0.23%	–
RILY	Exit	B RILEY FINL INC	$0	–	-2,306,450	–	-0.23%	–
ACAD	Exit	ACADIA PHARMACEUTICALS INC	$0	–	-1,062,327	–	-0.24%	–
IBB	Exit	ISHARES TRput	$0	–	-125,400	–	-0.25%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-750,000	–	-0.25%	–
KRE	Exit	SPDR SERIES TRUSTput	$0	–	-750,000	–	-0.25%	–
GTYH	Exit	GTY TECHNOLOGY HOLDINGS INCcl a	$0	–	-4,400,000	–	-0.26%	–
ATHN	Exit	ATHENAHEALTH INC	$0	–	-375,000	–	-0.28%	–
CHTR	Exit	CHARTER COMMUNICATIONS INC Ncall	$0	–	-129,000	–	-0.28%	–
MON	Exit	MONSANTO CO NEW	$0	–	-442,416	–	-0.31%	–
VNQ	Exit	VANGUARD INDEX FDScall	$0	–	-770,000	–	-0.38%	–
QQQ	Exit	POWERSHARES QQQ TRUSTcall	$0	–	-446,000	–	-0.38%	–
ISBC	Exit	INVESTORS BANCORP INC NEW	$0	–	-5,775,000	–	-0.46%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOcl a	$0	–	-1,124,440	–	-0.48%	–
XLV	Exit	SELECT SECTOR SPDR TRcall	$0	–	-1,000,000	–	-0.48%	–
WYND	Exit	WYNDHAM WORLDWIDE CORP	$0	–	-800,013	–	-0.50%	–
ABCO	Exit	ADVISORY BRD CO	$0	–	-1,630,927	–	-0.52%	–
AMAT	Exit	APPLIED MATLS INCput	$0	–	-1,700,000	–	-0.52%	–
LRCX	Exit	LAM RESEARCH CORPput	$0	–	-495,000	–	-0.54%	–
MITL	Exit	MITEL NETWORKS CORP	$0	–	-11,181,836	–	-0.55%	–
IMPV	Exit	IMPERVA INC	$0	–	-2,249,137	–	-0.58%	–
XME	Exit	SPDR SERIES TRUSTput	$0	–	-3,200,000	–	-0.61%	–
RYAAY	Exit	RYANAIR HLDGS PLCsponsored adr ne	$0	–	-1,003,485	–	-0.62%	–
GIMO	Exit	GIGAMON INC	$0	–	-2,631,400	–	-0.65%	–
TCO	Exit	TAUBMAN CTRS INC	$0	–	-2,324,902	–	-0.68%	–
ADNT	Exit	ADIENT PLC	$0	–	-1,381,250	–	-0.68%	–
PAH	Exit	PLATFORM SPECIALTY PRODS COR	$0	–	-10,951,281	–	-0.72%	–
XLV	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,550,000	–	-0.75%	–
OPB	Exit	OPUS BK IRVINE CALIF	$0	–	-5,419,153	–	-0.77%	–
NOMD	Exit	NOMAD FOODS LTD	$0	–	-9,438,601	–	-0.81%	–
EGN	Exit	ENERGEN CORP	$0	–	-2,750,000	–	-0.89%	–
XLK	Exit	SELECT SECTOR SPDR TRput	$0	–	-3,575,000	–	-1.25%	–
VNQ	Exit	VANGUARD INDEX FDSput	$0	–	-2,707,000	–	-1.33%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-4,000,000	–	-1.62%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-4,964,435	–	-1.64%	–
NRG	Exit	NRG ENERGY INC	$0	–	-14,000,000	–	-2.11%	–
AA	Exit	ALCOA CORP	$0	–	-8,325,000	–	-2.29%	–
BTUPR	Exit	PEABODY ENERGY CORP NEW8.5% pfd conv a	$0	–	-7,206,850	–	-2.42%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-5,591,799	–	-2.55%	–
ORIG	Exit	OCEAN RIG UDW INC	$0	–	-18,494,587	–	-2.59%	–
ECA	Exit	ENCANA CORP	$0	–	-37,500,000	–	-2.61%	–
SMH	Exit	VANECK VECTORS ETF TRput	$0	–	-5,175,000	–	-2.85%	–
CDK	Exit	CDK GLOBAL INC	$0	–	-8,110,000	–	-3.02%	–
XLU	Exit	SELECT SECTOR SPDR TRput	$0	–	-10,000,000	–	-3.13%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-7,091,000	–	-3.21%	–
BTU	Exit	PEABODY ENERGY CORP NEW	$0	–	-21,194,102	–	-3.63%	–
HYG	Exit	ISHARES TRput	$0	–	-7,500,000	–	-3.93%	–
HYG	Exit	ISHARES TRcall	$0	–	-7,500,000	–	-3.93%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-24,290,000	–	-4.89%	–
HES	Exit	HESS CORP	$0	–	-21,119,500	–	-5.84%	–
L100PS	Exit	ARCONIC INC	$0	–	-51,102,133	–	-7.50%	–
QQQ	Exit	POWERSHARES QQQ TRUSTput	$0	–	-10,747,000	–	-9.22%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-16,437,756	–	-10.97%	–

Q3 2017

			Value		Shares		↓ Weighting
NXPI	Buy	NXP SEMICONDUCTORS N V	$1,858,946,000	+37.3%	16,437,756	+32.8%	10.97%	+29.2%
QQQ	Sell	POWERSHARES QQQ TRUSTput	$1,563,151,000	-36.9%	10,747,000	-40.3%	9.22%	-40.6%
HES	Buy	HESS CORP	$990,293,000	+20.1%	21,119,500	+12.3%	5.84%	+13.0%
XOP	Buy	SPDR SERIES TRUSTput	$828,046,000	+14.0%	24,290,000	+6.8%	4.89%	+7.3%
HYG	Sell	ISHARES TRput	$665,700,000	-51.4%	7,500,000	-51.6%	3.93%	-54.3%
HYG	Buy	ISHARES TRcall	$665,700,000	+1406.3%	7,500,000	+1400.0%	3.93%	+1318.1%
XLU	Buy	SELECT SECTOR SPDR TRput	$530,500,000	+32.6%	10,000,000	+29.9%	3.13%	+24.8%
SMH	Buy	VANECK VECTORS ETF TRput	$482,931,000	+50.3%	5,175,000	+31.8%	2.85%	+41.4%
ECA	Buy	ENCANA CORP	$441,750,000	+34.0%	37,500,000	+0.1%	2.61%	+26.1%
ORIG	New	OCEAN RIG UDW INC	$439,616,000	–	18,494,587	–	2.59%	–
DVMT	Sell	DELL TECHNOLOGIES INC	$431,743,000	+9.7%	5,591,799	-13.1%	2.55%	+3.3%
BTUPR	New	PEABODY ENERGY CORP NEW8.5% pfd conv a	$410,135,000	–	7,206,850	–	2.42%	–
AA	Sell	ALCOA CORP	$388,112,000	+1.3%	8,325,000	-29.1%	2.29%	-4.7%
NRG	Sell	NRG ENERGY INC	$358,260,000	+6.1%	14,000,000	-28.6%	2.11%	-0.1%
MPC	Buy	MARATHON PETE CORP	$278,406,000	+7.7%	4,964,435	+0.5%	1.64%	+1.4%
XLE	Sell	SELECT SECTOR SPDR TRput	$273,920,000	-52.3%	4,000,000	-54.8%	1.62%	-55.1%
VNQ	Buy	VANGUARD INDEX FDSput	$224,925,000	+125.2%	2,707,000	+125.6%	1.33%	+112.0%
XLK	Sell	SELECT SECTOR SPDR TRput	$211,283,000	-46.0%	3,575,000	-50.0%	1.25%	-49.2%
EGN	Buy	ENERGEN CORP	$150,370,000	+139.9%	2,750,000	+116.6%	0.89%	+125.7%
NOMD	Buy	NOMAD FOODS LTD	$137,520,000	+791.4%	9,438,601	+763.3%	0.81%	+736.1%
XLV	New	SELECT SECTOR SPDR TRput	$126,682,000	–	1,550,000	–	0.75%	–
ADNT	Sell	ADIENT PLC	$116,011,000	-13.0%	1,381,250	-32.3%	0.68%	-18.1%
TCO	New	TAUBMAN CTRS INC	$115,548,000	–	2,324,902	–	0.68%	–
RYAAY	Buy	RYANAIR HLDGS PLCsponsored adr ne	$105,787,000	+0.0%	1,003,485	+2.1%	0.62%	-5.9%
XME	Buy	SPDR SERIES TRUSTput	$102,976,000	+292.7%	3,200,000	+265.7%	0.61%	+270.7%
IMPV	Sell	IMPERVA INC	$97,613,000	-13.5%	2,249,137	-4.6%	0.58%	-18.6%
MITL	Sell	MITEL NETWORKS CORP	$93,816,000	+4.2%	11,181,836	-8.7%	0.55%	-1.9%
LRCX	Buy	LAM RESEARCH CORPput	$91,595,000	+211.4%	495,000	+138.0%	0.54%	+193.5%
AMAT	New	APPLIED MATLS INCput	$88,553,000	–	1,700,000	–	0.52%	–
ABCO	Sell	ADVISORY BRD CO	$87,458,000	-16.4%	1,630,927	-19.7%	0.52%	-21.3%
XLV	New	SELECT SECTOR SPDR TRcall	$81,730,000	–	1,000,000	–	0.48%	–
ISBC	New	INVESTORS BANCORP INC NEW	$78,771,000	–	5,775,000	–	0.46%	–
QQQ	New	POWERSHARES QQQ TRUSTcall	$64,871,000	–	446,000	–	0.38%	–
CHTR	New	CHARTER COMMUNICATIONS INC Ncall	$46,881,000	–	129,000	–	0.28%	–
GTYH	New	GTY TECHNOLOGY HOLDINGS INCcl a	$44,257,000	–	4,400,000	–	0.26%	–
KRE	New	SPDR SERIES TRUSTput	$42,570,000	–	750,000	–	0.25%	–
MPC	Sell	MARATHON PETE CORPcall	$42,060,000	-78.3%	750,000	-79.7%	0.25%	-79.6%
ACAD	Sell	ACADIA PHARMACEUTICALS INC	$40,018,000	+14.2%	1,062,327	-15.5%	0.24%	+7.3%
VEAC	New	VANTAGE ENERGY ACQUISITION	$39,200,000	–	4,000,000	–	0.23%	–
MPAC	New	MATLIN & PARTNERS ACQUISITIOcl a	$28,910,000	–	2,950,000	–	0.17%	–
EQT	New	EQT CORP	$25,869,000	–	396,521	–	0.15%	–
BABA	New	ALIBABA GROUP HLDG LTDput	$20,725,000	–	120,000	–	0.12%	–
GRA	New	GRACE W R & CO DEL NEW	$20,616,000	–	285,741	–	0.12%	–
GNTX	New	GENTEX CORP	$10,336,000	–	522,000	–	0.06%	–
NRG	New	NRG ENERGY INCcall	$6,398,000	–	250,000	–	0.04%	–
OIH	New	VANECK VECTORS ETF TRput	$3,650,000	–	140,000	–	0.02%	–
VEACW	New	VANTAGE ENERGY ACQUISITION*w exp 04/12/202	$1,681,000	–	1,333,333	–	0.01%	–
GTYHW	New	GTY TECHNOLOGY HOLDINGS INC*w exp 99/99/999	$1,716,000	–	1,466,666	–	0.01%	–
TEN	New	TENNECO INC	$1,292,000	–	21,299	–	0.01%	–
MPACW	New	MATLIN & PARTNERS ACQUISITIO*w exp 05/28/202	$1,239,000	–	2,950,000	–	0.01%	–
THRM	New	GENTHERM INC	$1,054,000	–	28,381	–	0.01%	–
	New	WAYFAIR INCnote 0.375% 9/0	$482,000	–	500,000	–	0.00%	–
INNL	Exit	INNOCOLL HLDGS PLC	$0	–	-170,391	–	-0.00%	–
XEC	Exit	CIMAREX ENERGY CO	$0	–	-3,063	–	-0.00%	–
ZPIN	Exit	ZHAOPIN LTDsponsored adr	$0	–	-204,509	–	-0.02%	–
COVS	Exit	COVISINT CORP	$0	–	-2,952,357	–	-0.04%	–
RAD	Exit	RITE AID CORPput	$0	–	-2,739,600	–	-0.05%	–
EOG	Exit	EOG RES INCput	$0	–	-117,500	–	-0.07%	–
SLCA	Exit	U S SILICA HLDGS INC	$0	–	-351,000	–	-0.08%	–
ARCC	Exit	ARES CAP CORP	$0	–	-1,119,863	–	-0.12%	–
FMSA	Exit	FAIRMOUNT SANTROL HLDGS INC	$0	–	-4,800,000	–	-0.12%	–
ECA	Exit	ENCANA CORPcall	$0	–	-2,500,000	–	-0.14%	–
ACN	Exit	ACCENTURE PLC IRELANDcall	$0	–	-180,000	–	-0.14%	–
MPACU	Exit	MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a	$0	–	-2,950,000	–	-0.19%	–
IGV	Exit	ISHARES TRput	$0	–	-225,000	–	-0.19%	–
CPN	Exit	CALPINE CORPcall	$0	–	-2,512,500	–	-0.21%	–
CJ	Exit	C&J ENERGY SVCS INC NEW	$0	–	-1,004,661	–	-0.22%	–
VEACU	Exit	VANTAGE ENERGY ACQUISITIONunit 04/12/2024	$0	–	-4,000,000	–	-0.25%	–
GTYHU	Exit	GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999	$0	–	-4,400,000	–	-0.29%	–
QQQ	Exit	POWERSHARES QQQ TRUSTunit ser 1	$0	–	-341,300	–	-0.30%	–
IGV	Exit	ISHARES TRcall	$0	–	-450,000	–	-0.39%	–
BBL	Exit	BHP BILLITON PLCsponsored adr	$0	–	-2,010,151	–	-0.39%	–
LOGM	Exit	LOGMEIN INC	$0	–	-674,910	–	-0.44%	–
PHM	Exit	PULTE GROUP INC	$0	–	-5,000,000	–	-0.77%	–
XLU	Exit	SELECT SECTOR SPDR TRcall	$0	–	-2,460,000	–	-0.80%	–
NORD	Exit	NORD ANGLIA EDUCATION INC	$0	–	-4,624,047	–	-0.94%	–

Q2 2017

			Value		Shares		↓ Weighting
QQQ	New	POWERSHARES QQQ TRUSTput	$2,477,107,000	–	17,997,000	–	15.53%	–
HYG	New	ISHARES TRput	$1,370,045,000	–	15,500,000	–	8.59%	–
NXPI	New	NXP SEMICONDUCTORS N V	$1,354,313,000	–	12,373,805	–	8.49%	–
L100PS	New	ARCONIC INC	$1,157,463,000	–	51,102,133	–	7.26%	–
HES	New	HESS CORP	$824,756,000	–	18,800,000	–	5.17%	–
XOP	New	SPDR SERIES TRUSTput	$726,180,000	–	22,750,000	–	4.55%	–
XLE	New	SELECT SECTOR SPDR TRput	$574,542,000	–	8,850,000	–	3.60%	–
CTXS	New	CITRIX SYS INC	$564,302,000	–	7,091,000	–	3.54%	–
BTU	New	PEABODY ENERGY CORP NEW	$518,196,000	–	21,194,102	–	3.25%	–
CDK	New	CDK GLOBAL INC	$503,307,000	–	8,110,000	–	3.16%	–
XLU	New	SELECT SECTOR SPDR TRput	$400,092,000	–	7,700,000	–	2.51%	–
DVMT	New	DELL TECHNOLOGIES INC	$393,390,000	–	6,437,408	–	2.47%	–
XLK	New	SELECT SECTOR SPDR TRput	$391,248,000	–	7,150,000	–	2.45%	–
AA	New	ALCOA CORP	$383,228,000	–	11,737,457	–	2.40%	–
NRG	New	NRG ENERGY INC	$337,512,000	–	19,600,000	–	2.12%	–
ECA	New	ENCANA CORP	$329,560,000	–	37,450,000	–	2.07%	–
SMH	New	VANECK VECTORS ETF TRput	$321,301,000	–	3,925,000	–	2.02%	–
MPC	New	MARATHON PETE CORP	$258,481,000	–	4,939,435	–	1.62%	–
MPC	New	MARATHON PETE CORPcall	$193,621,000	–	3,700,000	–	1.21%	–
NORD	New	NORD ANGLIA EDUCATION INC	$150,605,000	–	4,624,047	–	0.94%	–
PAH	New	PLATFORM SPECIALTY PRODS COR	$138,862,000	–	10,951,281	–	0.87%	–
ADNT	New	ADIENT PLC	$133,375,000	–	2,040,000	–	0.84%	–
OPB	New	OPUS BK IRVINE CALIF	$131,144,000	–	5,419,153	–	0.82%	–
XLU	New	SELECT SECTOR SPDR TRcall	$127,822,000	–	2,460,000	–	0.80%	–
PHM	New	PULTE GROUP INC	$122,650,000	–	5,000,000	–	0.77%	–
IMPV	New	IMPERVA INC	$112,862,000	–	2,358,671	–	0.71%	–
RYAAY	New	RYANAIR HLDGS PLCsponsored adr ne	$105,740,000	–	982,625	–	0.66%	–
ABCO	New	ADVISORY BRD CO	$104,593,000	–	2,030,927	–	0.66%	–
GIMO	New	GIGAMON INC	$103,546,000	–	2,631,400	–	0.65%	–
VNQ	New	VANGUARD INDEX FDSput	$99,876,000	–	1,200,000	–	0.63%	–
MITL	New	MITEL NETWORKS CORP	$90,023,000	–	12,248,059	–	0.56%	–
WYND	New	WYNDHAM WORLDWIDE CORP	$80,329,000	–	800,013	–	0.50%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOcl a	$74,663,000	–	1,124,440	–	0.47%	–
LOGM	New	LOGMEIN INC	$70,528,000	–	674,910	–	0.44%	–
VNQ	New	VANGUARD INDEX FDScall	$64,087,000	–	770,000	–	0.40%	–
EGN	New	ENERGEN CORP	$62,685,000	–	1,269,693	–	0.39%	–
BBL	New	BHP BILLITON PLCsponsored adr	$61,832,000	–	2,010,151	–	0.39%	–
IGV	New	ISHARES TRcall	$61,551,000	–	450,000	–	0.39%	–
ATHN	New	ATHENAHEALTH INC	$52,706,000	–	375,000	–	0.33%	–
MON	New	MONSANTO CO NEW	$52,364,000	–	442,416	–	0.33%	–
QQQ	New	POWERSHARES QQQ TRUSTunit ser 1	$46,977,000	–	341,300	–	0.30%	–
GTYHU	New	GTY TECHNOLOGY HOLDINGS INCunit 99/99/9999	$46,244,000	–	4,400,000	–	0.29%	–
HYG	New	ISHARES TRcall	$44,195,000	–	500,000	–	0.28%	–
RILY	New	B RILEY FINL INC	$42,785,000	–	2,306,450	–	0.27%	–
VEACU	New	VANTAGE ENERGY ACQUISITIONunit 04/12/2024	$40,520,000	–	4,000,000	–	0.25%	–
IBB	New	ISHARES TRput	$38,884,000	–	125,400	–	0.24%	–
ACAD	New	ACADIA PHARMACEUTICALS INC	$35,052,000	–	1,256,795	–	0.22%	–
CJ	New	C&J ENERGY SVCS INC NEW	$34,430,000	–	1,004,661	–	0.22%	–
CPN	New	CALPINE CORPcall	$33,994,000	–	2,512,500	–	0.21%	–
IGV	New	ISHARES TRput	$30,776,000	–	225,000	–	0.19%	–
MPACU	New	MATLIN & PARTNERS ACQUISITIOunit 05/28/2021a	$29,589,000	–	2,950,000	–	0.19%	–
LRCX	New	LAM RESEARCH CORPput	$29,417,000	–	208,000	–	0.18%	–
EGN	New	ENERGEN CORPcall	$27,514,000	–	557,300	–	0.17%	–
	New	VERISIGN INCsdcv 3.250% 8/1	$27,245,000	–	10,000,000	–	0.17%	–
XME	New	SPDR SERIES TRUSTput	$26,224,000	–	875,000	–	0.16%	–
RRTS	New	ROADRUNNER TRNSN SVCS HLDG I	$24,067,000	–	3,310,483	–	0.15%	–
SPG	New	SIMON PPTY GROUP INC NEWput	$23,860,000	–	147,500	–	0.15%	–
ACN	New	ACCENTURE PLC IRELANDcall	$22,262,000	–	180,000	–	0.14%	–
ECA	New	ENCANA CORPcall	$22,000,000	–	2,500,000	–	0.14%	–
GPI	New	GROUP 1 AUTOMOTIVE INC	$19,525,000	–	308,362	–	0.12%	–
FMSA	New	FAIRMOUNT SANTROL HLDGS INC	$18,720,000	–	4,800,000	–	0.12%	–
ARCC	New	ARES CAP CORP	$18,343,000	–	1,119,863	–	0.12%	–
SAH	New	SONIC AUTOMOTIVE INCcl a	$17,355,000	–	892,275	–	0.11%	–
	New	INTEL CORPsdcv 3.250% 8/0	$16,508,000	–	10,000,000	–	0.10%	–
	New	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$16,358,000	–	5,000,000	–	0.10%	–
NOMD	New	NOMAD FOODS LTD	$15,427,000	–	1,093,368	–	0.10%	–
ABG	New	ASBURY AUTOMOTIVE GROUP INC	$14,532,000	–	256,977	–	0.09%	–
	New	ANTHEM INCnote 2.750%10/1	$12,888,000	–	5,000,000	–	0.08%	–
IRS	New	IRSA INVERSIONES Y REP S Aglobl dep rcpt	$12,566,000	–	520,986	–	0.08%	–
SLCA	New	U S SILICA HLDGS INC	$12,457,000	–	351,000	–	0.08%	–
NFX	New	NEWFIELD EXPL CO	$11,042,000	–	388,000	–	0.07%	–
EOG	New	EOG RES INCput	$10,636,000	–	117,500	–	0.07%	–
RAD	New	RITE AID CORPput	$8,082,000	–	2,739,600	–	0.05%	–
GCVRZ	New	SANOFIright 12/31/2020	$7,773,000	–	20,454,561	–	0.05%	–
COVS	New	COVISINT CORP	$7,233,000	–	2,952,357	–	0.04%	–
NOG	New	NORTHERN OIL & GAS INC NEV	$6,416,000	–	4,582,814	–	0.04%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$4,698,000	–	365,000	–	0.03%	–
ZPIN	New	ZHAOPIN LTDsponsored adr	$3,790,000	–	204,509	–	0.02%	–
UPLCQ	New	ULTRA PETROLEUM CORP	$2,713,000	–	250,000	–	0.02%	–
CRMD	New	CORMEDIX INC	$1,785,000	–	4,166,868	–	0.01%	–
XEC	New	CIMAREX ENERGY CO	$288,000	–	3,063	–	0.00%	–
INNL	New	INNOCOLL HLDGS PLC	$388,000	–	170,391	–	0.00%	–

Q4 2016

			Value		Shares		↓ Weighting
KMIWS	Exit	KINDER MORGAN INC DEL*w exp 05/25/201	$0	–	-75,000	–	0.00%	–
VRS	Exit	VERSO CORPcl a	$0	–	-77,101	–	-0.00%	–
INNL	Exit	INNOCOLL HLDGS PLC	$0	–	-170,391	–	-0.01%	–
VER	Exit	VEREIT INC	$0	–	-92,529	–	-0.01%	–
AMTPRB	Exit	AMERICAN TOWER CORP NEWdep pfd conv se	$0	–	-10,000	–	-0.01%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-365,000	–	-0.01%	–
FBIO	Exit	FORTRESS BIOTECH INC	$0	–	-478,815	–	-0.01%	–
NEBLQ	Exit	NOBLE CORP PLC	$0	–	-255,485	–	-0.01%	–
SNPS	Exit	SYNOPSYS INCcall	$0	–	-50,000	–	-0.02%	–
CRMD	Exit	CORMEDIX INC	$0	–	-1,500,200	–	-0.03%	–
HLF	Exit	HERBALIFE LTD	$0	–	-83,802	–	-0.04%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-20,454,561	–	-0.04%	–
COVS	Exit	COVISINT CORP	$0	–	-2,952,357	–	-0.05%	–
	Exit	WELLPOINT INCnote 2.750%10/1	$0	–	-5,000,000	–	-0.07%	–
SAH	Exit	SONIC AUTOMOTIVE INCcl a	$0	–	-468,905	–	-0.07%	–
	Exit	XILINX INCnote 2.625% 6/1	$0	–	-5,000,000	–	-0.08%	–
IRS	Exit	IRSA INVERSIONES Y REP S Aglobl dep rcpt	$0	–	-520,986	–	-0.08%	–
CDNS	Exit	CADENCE DESIGN SYSTEM INCcall	$0	–	-416,200	–	-0.09%	–
ABG	Exit	ASBURY AUTOMOTIVE GROUP INC	$0	–	-223,224	–	-0.10%	–
	Exit	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$0	–	-5,000,000	–	-0.10%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOput	$0	–	-285,000	–	-0.11%	–
GPI	Exit	GROUP 1 AUTOMOTIVE INC	$0	–	-213,992	–	-0.11%	–
	Exit	INTEL CORPsdcv 3.250% 8/0	$0	–	-7,500,000	–	-0.11%	–
RRTS	Exit	ROADRUNNER TRNSN SVCS HLDG I	$0	–	-1,864,200	–	-0.12%	–
RAD	Exit	RITE AID CORPput	$0	–	-2,000,000	–	-0.13%	–
FTNT	Exit	FORTINET INC	$0	–	-454,316	–	-0.14%	–
NEBLQ	Exit	NOBLE CORP PLCcall	$0	–	-2,700,000	–	-0.14%	–
XOP	Exit	SPDR SERIES TRUSTcall	$0	–	-450,000	–	-0.14%	–
HIGWS	Exit	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$0	–	-500,000	–	-0.15%	–
STJ	Exit	ST JUDE MED INC	$0	–	-250,249	–	-0.16%	–
	Exit	VERISIGN INCsdcv 3.250% 8/1	$0	–	-10,000,000	–	-0.19%	–
BBL	Exit	BHP BILLITON PLCsponsored adr	$0	–	-780,751	–	-0.19%	–
RAD	Exit	RITE AID CORP	$0	–	-3,179,854	–	-0.20%	–
IGV	Exit	ISHARES TRput	$0	–	-250,000	–	-0.23%	–
RILY	Exit	B RILEY FINL INC	$0	–	-2,306,450	–	-0.25%	–
CXW	Exit	CORRECTIONS CORP AMER NEW	$0	–	-2,314,215	–	-0.26%	–
MPC	Exit	MARATHON PETE CORPcall	$0	–	-1,000,000	–	-0.33%	–
FCB	Exit	FCB FINL HLDGS INCcl a	$0	–	-1,333,165	–	-0.42%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHScall	$0	–	-350,000	–	-0.45%	–
WDC	Exit	WESTERN DIGITAL CORPcall	$0	–	-966,000	–	-0.46%	–
	Exit	NVIDIA CORPnote 1.000%12/0	$0	–	-17,500,000	–	-0.49%	–
QCOM	Exit	QUALCOMM INCput	$0	–	-1,034,000	–	-0.58%	–
MU	Exit	MICRON TECHNOLOGY INCcall	$0	–	-4,060,000	–	-0.59%	–
RYAAY	Exit	RYANAIR HLDGS PLCsponsored adr ne	$0	–	-983,861	–	-0.60%	–
GEO	Exit	GEO GROUP INC NEW	$0	–	-3,224,002	–	-0.63%	–
TLN	Exit	TALEN ENERGY CORP	$0	–	-5,822,000	–	-0.66%	–
IGN	Exit	ISHARES TRput	$0	–	-2,000,000	–	-0.67%	–
MITL	Exit	MITEL NETWORKS CORP	$0	–	-12,248,059	–	-0.74%	–
PHM	Exit	PULTE GROUP INC	$0	–	-5,000,000	–	-0.82%	–
USO	Exit	UNITED STATES OIL FUND LPput	$0	–	-10,000,000	–	-0.89%	–
IMPV	Exit	IMPERVA INC	$0	–	-2,358,671	–	-1.03%	–
ECA	Exit	ENCANA CORP	$0	–	-12,130,000	–	-1.04%	–
MPC	Exit	MARATHON PETE CORP	$0	–	-3,131,891	–	-1.04%	–
MENT	Exit	MENTOR GRAPHICS CORP	$0	–	-4,825,000	–	-1.04%	–
AAPL	Exit	APPLE INCput	$0	–	-1,158,500	–	-1.07%	–
LOCK	Exit	LIFELOCK INC	$0	–	-7,750,000	–	-1.07%	–
DVMT	Exit	DELL TECHNOLOGIES INCcall	$0	–	-2,813,200	–	-1.10%	–
AA	Exit	ALCOA INCcall	$0	–	-14,100,000	–	-1.17%	–
SMH	Exit	VANECK VECTORS ETF TRput	$0	–	-2,195,000	–	-1.24%	–
TSU	Exit	TIM PARTICIPACOES S Asponsored adr	$0	–	-12,944,930	–	-1.29%	–
XRT	Exit	SPDR SERIES TRUSTput	$0	–	-3,812,500	–	-1.36%	–
OPB	Exit	OPUS BK IRVINE CALIF	$0	–	-5,051,279	–	-1.46%	–
IWM	Exit	ISHARES TRput	$0	–	-1,550,000	–	-1.57%	–
ACAS	Exit	AMERICAN CAP LTD	$0	–	-12,475,000	–	-1.72%	–
IPG	Exit	INTERPUBLIC GROUP COS INC	$0	–	-11,550,000	–	-2.11%	–
XLV	Exit	SELECT SECTOR SPDR TRcall	$0	–	-4,000,000	–	-2.36%	–
SYMC	Exit	SYMANTEC CORP	$0	–	-12,000,000	–	-2.46%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-7,237,467	–	-2.82%	–
CAB	Exit	CABELAS INC	$0	–	-6,331,000	–	-2.84%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-9,500,000	–	-2.98%	–
VNQ	Exit	VANGUARD INDEX FDSput	$0	–	-4,312,500	–	-3.05%	–
CDK	Exit	CDK GLOBAL INC	$0	–	-8,110,000	–	-3.80%	–
AGN	Exit	ALLERGAN PLCcall	$0	–	-2,099,700	–	-3.95%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-6,706,544	–	-4.67%	–
AGN	Exit	ALLERGAN PLC	$0	–	-2,735,000	–	-5.14%	–
AA	Exit	ALCOA INC	$0	–	-77,600,000	–	-6.42%	–
HYG	Exit	ISHARES TRput	$0	–	-10,000,000	–	-7.12%	–
HES	Exit	HESS CORP	$0	–	-18,800,000	–	-8.23%	–
QQQ	Exit	POWERSHARES QQQ TRUSTput	$0	–	-13,455,000	–	-13.04%	–

Q3 2016

			Value		Shares		↓ Weighting
QQQ	Buy	POWERSHARES QQQ TRUSTput	$1,597,378,000	+296.1%	13,455,000	+258.8%	13.04%	+276.0%
HYG	New	ISHARES TRput	$872,600,000	–	10,000,000	–	7.12%	–
AGN	Sell	ALLERGAN PLCcall	$483,582,000	-30.3%	2,099,700	-30.0%	3.95%	-33.8%
VNQ	Buy	VANGUARD INDEX FDSput	$374,066,000	+103.3%	4,312,500	+107.8%	3.05%	+93.0%
XOP	New	SPDR SERIES TRUSTput	$365,370,000	–	9,500,000	–	2.98%	–
CAB	Sell	CABELAS INC	$347,762,000	+9.0%	6,331,000	-0.6%	2.84%	+3.5%
DVMT	New	DELL TECHNOLOGIES INC	$345,951,000	–	7,237,467	–	2.82%	–
SYMC	Buy	SYMANTEC CORP	$301,200,000	+27.2%	12,000,000	+4.1%	2.46%	+20.8%
XLV	Buy	SELECT SECTOR SPDR TRcall	$288,440,000	+34.1%	4,000,000	+33.3%	2.36%	+27.3%
IPG	Buy	INTERPUBLIC GROUP COS INC	$258,143,000	-2.3%	11,550,000	+1.0%	2.11%	-7.3%
IWM	Sell	ISHARES TRput	$192,526,000	-28.7%	1,550,000	-34.0%	1.57%	-32.3%
XRT	Buy	SPDR SERIES TRUSTput	$166,034,000	+163.8%	3,812,500	+154.2%	1.36%	+150.5%
SMH	New	VANECK VECTORS ETF TRput	$152,487,000	–	2,195,000	–	1.24%	–
DVMT	New	DELL TECHNOLOGIES INCcall	$134,471,000	–	2,813,200	–	1.10%	–
LOCK	Buy	LIFELOCK INC	$131,130,000	+16.0%	7,750,000	+8.4%	1.07%	+10.1%
AAPL	Buy	APPLE INCput	$130,968,000	+88.7%	1,158,500	+59.6%	1.07%	+79.1%
MENT	Buy	MENTOR GRAPHICS CORP	$127,573,000	+38.4%	4,825,000	+11.3%	1.04%	+31.4%
MPC	New	MARATHON PETE CORP	$127,123,000	–	3,131,891	–	1.04%	–
ECA	New	ENCANA CORP	$127,001,000	–	12,130,000	–	1.04%	–
IMPV	Buy	IMPERVA INC	$126,684,000	+26.4%	2,358,671	+1.3%	1.03%	+20.0%
USO	New	UNITED STATES OIL FUND LPput	$109,300,000	–	10,000,000	–	0.89%	–
MITL	Buy	MITEL NETWORKS CORP	$90,146,000	+21.8%	12,248,059	+4.1%	0.74%	+15.5%
IGN	New	ISHARES TRput	$81,940,000	–	2,000,000	–	0.67%	–
TLN	New	TALEN ENERGY CORP	$80,635,000	–	5,822,000	–	0.66%	–
GEO	New	GEO GROUP INC NEW	$76,667,000	–	3,224,002	–	0.63%	–
MU	Buy	MICRON TECHNOLOGY INCcall	$72,187,000	+49.9%	4,060,000	+16.0%	0.59%	+42.3%
IBM	Sell	INTERNATIONAL BUSINESS MACHScall	$55,598,000	-47.7%	350,000	-50.0%	0.45%	-50.3%
MPC	New	MARATHON PETE CORPcall	$40,590,000	–	1,000,000	–	0.33%	–
CXW	New	CORRECTIONS CORP AMER NEW	$32,098,000	–	2,314,215	–	0.26%	–
IGV	Sell	ISHARES TRput	$28,385,000	-58.5%	250,000	-61.5%	0.23%	-60.5%
RAD	New	RITE AID CORP	$24,453,000	–	3,179,854	–	0.20%	–
BBL	Buy	BHP BILLITON PLCsponsored adr	$23,719,000	+255.8%	780,751	+197.2%	0.19%	+240.4%
STJ	New	ST JUDE MED INC	$19,960,000	–	250,249	–	0.16%	–
XOP	New	SPDR SERIES TRUSTcall	$17,307,000	–	450,000	–	0.14%	–
NEBLQ	New	NOBLE CORP PLCcall	$17,118,000	–	2,700,000	–	0.14%	–
FTNT	Sell	FORTINET INC	$16,778,000	-80.7%	454,316	-83.5%	0.14%	-81.7%
RAD	New	RITE AID CORPput	$15,380,000	–	2,000,000	–	0.13%	–
	New	INTEL CORPsdcv 3.250% 8/0	$13,732,000	–	7,500,000	–	0.11%	–
GPI	New	GROUP 1 AUTOMOTIVE INC	$13,670,000	–	213,992	–	0.11%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOput	$13,597,000	–	285,000	–	0.11%	–
ABG	New	ASBURY AUTOMOTIVE GROUP INC	$12,427,000	–	223,224	–	0.10%	–
SAH	New	SONIC AUTOMOTIVE INCcl a	$8,815,000	–	468,905	–	0.07%	–
HLF	Buy	HERBALIFE LTD	$5,195,000	+93.8%	83,802	+83.0%	0.04%	+82.6%
SNPS	Buy	SYNOPSYS INCcall	$2,968,000	+143.9%	50,000	+122.2%	0.02%	+140.0%
NEBLQ	Sell	NOBLE CORP PLC	$1,620,000	-51.8%	255,485	-37.3%	0.01%	-55.2%
FBIO	Sell	FORTRESS BIOTECH INC	$1,422,000	-50.8%	478,815	-55.4%	0.01%	-52.0%
VRS	New	VERSO CORPcl a	$497,000	–	77,101	–	0.00%	–
GPORQ	Exit	GULFPORT ENERGY CORP	$0	–	-50,000	–	-0.01%	–
	Exit	NAVISTAR INTL CORP NEWnote 4.500%10/1	$0	–	-2,862,000	–	-0.02%	–
TERP	Exit	TERRAFORM PWR INC	$0	–	-275,000	–	-0.03%	–
	Exit	HORIZON PHARMA INVT LTDnote 2.500% 3/1	$0	–	-3,500,000	–	-0.03%	–
VRNS	Exit	VARONIS SYS INC	$0	–	-168,940	–	-0.04%	–
SHPG	Exit	SHIRE PLCsponsored adr	$0	–	-39,372	–	-0.06%	–
EGN	Exit	ENERGEN CORP	$0	–	-165,000	–	-0.07%	–
QEP	Exit	QEP RES INC	$0	–	-500,000	–	-0.08%	–
RNG	Exit	RINGCENTRAL INCcl a	$0	–	-500,000	–	-0.08%	–
	Exit	ELECTRONIC ARTS INCnote 0.750% 7/1	$0	–	-5,000,000	–	-0.10%	–
SPSC	Exit	SPS COMM INC	$0	–	-203,864	–	-0.11%	–
CYBR	Exit	CYBERARK SOFTWARE LTD	$0	–	-268,300	–	-0.11%	–
PAY	Exit	VERIFONE SYS INCput	$0	–	-1,000,000	–	-0.16%	–
XME	Exit	SPDR SERIES TRUSTput	$0	–	-1,000,000	–	-0.21%	–
CNP	Exit	CENTERPOINT ENERGY INCcall	$0	–	-1,070,000	–	-0.22%	–
VMW	Exit	VMWARE INCput	$0	–	-500,000	–	-0.25%	–
QLYS	Exit	QUALYS INC	$0	–	-1,310,000	–	-0.34%	–
	Exit	NAVISTAR INTL CORP NEWnote 4.750% 4/1	$0	–	-75,859,000	–	-0.38%	–
NBHC	Exit	NATIONAL BK HLDGS CORPcl a	$0	–	-2,402,835	–	-0.42%	–
PAY	Exit	VERIFONE SYS INC	$0	–	-3,016,917	–	-0.48%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,000,000	–	-0.59%	–
EEM	Exit	ISHARES TRput	$0	–	-2,000,000	–	-0.59%	–
SBS	Exit	COMPANHIA DE SANEAMENTO BASIsponsored adr	$0	–	-8,102,584	–	-0.62%	–
EMC	Exit	E M C CORP MASScall	$0	–	-2,813,200	–	-0.66%	–
XME	Exit	SPDR SERIES TRUSTcall	$0	–	-3,500,000	–	-0.74%	–
	Exit	NORTEL NETWORKS CORP NEWnote 2.125% 4/1	$0	–	-111,727,000	–	-0.83%	–
PLCM	Exit	POLYCOM INC	$0	–	-8,850,892	–	-0.86%	–
MON	Exit	MONSANTO CO NEW	$0	–	-1,361,453	–	-1.21%	–
XRT	Exit	SPDR SERIES TRUSTcall	$0	–	-4,000,000	–	-1.44%	–
CNP	Exit	CENTERPOINT ENERGY INC	$0	–	-11,703,958	–	-2.42%	–
VNQ	Exit	VANGUARD INDEX FDScall	$0	–	-5,150,000	–	-3.93%	–
QQQ	Exit	POWERSHARES QQQ TRUSTcall	$0	–	-4,450,000	–	-4.12%	–
EMC	Exit	E M C CORP MASS	$0	–	-42,000,000	–	-9.81%	–

Q2 2016

			Value		Shares		↓ Weighting
EMC	New	E M C CORP MASS	$1,141,140,000	–	42,000,000	–	9.81%	–
HES	New	HESS CORP	$1,129,880,000	–	18,800,000	–	9.72%	–
AA	New	ALCOA INC	$719,352,000	–	77,600,000	–	6.19%	–
AGN	New	ALLERGAN PLCcall	$693,339,000	–	3,000,300	–	5.96%	–
AGN	New	ALLERGAN PLC	$632,031,000	–	2,735,000	–	5.44%	–
CTXS	New	CITRIX SYS INC	$537,127,000	–	6,706,544	–	4.62%	–
QQQ	New	POWERSHARES QQQ TRUSTcall	$478,553,000	–	4,450,000	–	4.12%	–
VNQ	New	VANGUARD INDEX FDScall	$456,651,000	–	5,150,000	–	3.93%	–
CDK	New	CDK GLOBAL INC	$450,024,000	–	8,110,000	–	3.87%	–
QQQ	New	POWERSHARES QQQ TRUSTput	$403,275,000	–	3,750,000	–	3.47%	–
CAB	New	CABELAS INC	$318,957,000	–	6,371,496	–	2.74%	–
CNP	New	CENTERPOINT ENERGY INC	$280,895,000	–	11,703,958	–	2.42%	–
IWM	New	ISHARES TRput	$270,203,000	–	2,350,000	–	2.32%	–
IPG	New	INTERPUBLIC GROUP COS INC	$264,263,000	–	11,439,957	–	2.27%	–
SYMC	New	SYMANTEC CORP	$236,770,000	–	11,527,275	–	2.04%	–
XLV	New	SELECT SECTOR SPDR TRcall	$215,115,000	–	3,000,000	–	1.85%	–
ACAS	New	AMERICAN CAP LTD	$197,479,000	–	12,475,000	–	1.70%	–
VNQ	New	VANGUARD INDEX FDSput	$183,990,000	–	2,075,000	–	1.58%	–
OPB	New	OPUS BK IRVINE CALIF	$170,733,000	–	5,051,279	–	1.47%	–
XRT	New	SPDR SERIES TRUSTcall	$167,840,000	–	4,000,000	–	1.44%	–
MON	New	MONSANTO CO NEW	$140,788,000	–	1,361,453	–	1.21%	–
TSU	New	TIM PARTICIPACOES S Asponsored adr	$136,569,000	–	12,944,930	–	1.17%	–
AA	New	ALCOA INCcall	$130,707,000	–	14,100,000	–	1.12%	–
LOCK	New	LIFELOCK INC	$113,042,000	–	7,150,000	–	0.97%	–
IBM	New	INTERNATIONAL BUSINESS MACHScall	$106,246,000	–	700,000	–	0.91%	–
IMPV	New	IMPERVA INC	$100,193,000	–	2,329,527	–	0.86%	–
PLCM	New	POLYCOM INC	$99,573,000	–	8,850,892	–	0.86%	–
PHM	New	PULTE GROUP INC	$97,450,000	–	5,000,000	–	0.84%	–
	New	NORTEL NETWORKS CORP NEWnote 2.125% 4/1	$96,644,000	–	111,727,000	–	0.83%	–
MENT	New	MENTOR GRAPHICS CORP	$92,156,000	–	4,334,731	–	0.79%	–
FTNT	New	FORTINET INC	$86,857,000	–	2,749,516	–	0.75%	–
XME	New	SPDR SERIES TRUSTcall	$85,435,000	–	3,500,000	–	0.74%	–
EMC	New	E M C CORP MASScall	$76,435,000	–	2,813,200	–	0.66%	–
MITL	New	MITEL NETWORKS CORP	$74,025,000	–	11,768,719	–	0.64%	–
SBS	New	COMPANHIA DE SANEAMENTO BASIsponsored adr	$72,599,000	–	8,102,584	–	0.62%	–
AAPL	New	APPLE INCput	$69,406,000	–	726,000	–	0.60%	–
EEM	New	ISHARES TRput	$68,720,000	–	2,000,000	–	0.59%	–
RYAAY	New	RYANAIR HLDGS PLCsponsored adr ne	$68,418,000	–	983,861	–	0.59%	–
IGV	New	ISHARES TRput	$68,361,000	–	650,000	–	0.59%	–
XLE	New	SELECT SECTOR SPDR TRput	$68,240,000	–	1,000,000	–	0.59%	–
XRT	New	SPDR SERIES TRUSTput	$62,940,000	–	1,500,000	–	0.54%	–
PAY	New	VERIFONE SYS INC	$55,934,000	–	3,016,917	–	0.48%	–
QCOM	New	QUALCOMM INCput	$55,391,000	–	1,034,000	–	0.48%	–
NBHC	New	NATIONAL BK HLDGS CORPcl a	$48,922,000	–	2,402,835	–	0.42%	–
MU	New	MICRON TECHNOLOGY INCcall	$48,160,000	–	3,500,000	–	0.41%	–
WDC	New	WESTERN DIGITAL CORPcall	$45,653,000	–	966,000	–	0.39%	–
FCB	New	FCB FINL HLDGS INCcl a	$45,328,000	–	1,333,165	–	0.39%	–
	New	NAVISTAR INTL CORP NEWnote 4.750% 4/1	$44,567,000	–	75,859,000	–	0.38%	–
	New	NVIDIA CORPnote 1.000%12/0	$40,800,000	–	17,500,000	–	0.35%	–
QLYS	New	QUALYS INC	$39,051,000	–	1,310,000	–	0.34%	–
VMW	New	VMWARE INCput	$28,610,000	–	500,000	–	0.25%	–
CNP	New	CENTERPOINT ENERGY INCcall	$25,680,000	–	1,070,000	–	0.22%	–
	New	VERISIGN INCsdcv 3.250% 8/1	$25,236,000	–	10,000,000	–	0.22%	–
XME	New	SPDR SERIES TRUSTput	$24,410,000	–	1,000,000	–	0.21%	–
RILY	New	B RILEY FINL INC	$22,096,000	–	2,306,450	–	0.19%	–
PAY	New	VERIFONE SYS INCput	$18,540,000	–	1,000,000	–	0.16%	–
HIGWS	New	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$18,495,000	–	500,000	–	0.16%	–
RRTS	New	ROADRUNNER TRNSN SVCS HLDG I	$13,907,000	–	1,864,200	–	0.12%	–
CYBR	New	CYBERARK SOFTWARE LTD	$13,037,000	–	268,300	–	0.11%	–
SPSC	New	SPS COMM INC	$12,354,000	–	203,864	–	0.11%	–
	New	ELECTRONIC ARTS INCnote 0.750% 7/1	$11,763,000	–	5,000,000	–	0.10%	–
	New	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$10,505,000	–	5,000,000	–	0.09%	–
CDNS	New	CADENCE DESIGN SYSTEM INCcall	$10,114,000	–	416,200	–	0.09%	–
RNG	New	RINGCENTRAL INCcl a	$9,860,000	–	500,000	–	0.08%	–
	New	WELLPOINT INCnote 2.750%10/1	$9,163,000	–	5,000,000	–	0.08%	–
QEP	New	QEP RES INC	$8,815,000	–	500,000	–	0.08%	–
IRS	New	IRSA INVERSIONES Y REP S Aglobl dep rcpt	$8,758,000	–	520,986	–	0.08%	–
	New	XILINX INCnote 2.625% 6/1	$8,027,000	–	5,000,000	–	0.07%	–
EGN	New	ENERGEN CORP	$7,955,000	–	165,000	–	0.07%	–
SHPG	New	SHIRE PLCsponsored adr	$7,248,000	–	39,372	–	0.06%	–
BBL	New	BHP BILLITON PLCsponsored adr	$6,666,000	–	262,663	–	0.06%	–
COVS	New	COVISINT CORP	$6,436,000	–	2,952,357	–	0.06%	–
GCVRZ	New	SANOFIright 12/31/2020	$4,909,000	–	20,454,561	–	0.04%	–
VRNS	New	VARONIS SYS INC	$4,058,000	–	168,940	–	0.04%	–
NEBLQ	New	NOBLE CORP PLC	$3,360,000	–	407,785	–	0.03%	–
	New	HORIZON PHARMA INVT LTDnote 2.500% 3/1	$3,194,000	–	3,500,000	–	0.03%	–
TERP	New	TERRAFORM PWR INC	$2,998,000	–	275,000	–	0.03%	–
CRMD	New	CORMEDIX INC	$2,985,000	–	1,500,200	–	0.03%	–
FBIO	New	FORTRESS BIOTECH INC	$2,891,000	–	1,074,707	–	0.02%	–
HLF	New	HERBALIFE LTD	$2,681,000	–	45,802	–	0.02%	–
	New	NAVISTAR INTL CORP NEWnote 4.500%10/1	$1,860,000	–	2,862,000	–	0.02%	–
GPORQ	New	GULFPORT ENERGY CORP	$1,563,000	–	50,000	–	0.01%	–
AMTPRB	New	AMERICAN TOWER CORP NEWdep pfd conv se	$1,110,000	–	10,000	–	0.01%	–
SNPS	New	SYNOPSYS INCcall	$1,217,000	–	22,500	–	0.01%	–
VER	New	VEREIT INC	$938,000	–	92,529	–	0.01%	–
INNL	New	INNOCOLL HLDGS PLC	$939,000	–	170,391	–	0.01%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$788,000	–	365,000	–	0.01%	–
KMIWS	New	KINDER MORGAN INC DEL*w exp 05/25/201	$1,000	–	75,000	–	0.00%	–

Q4 2015

			Value		Shares		↓ Weighting
KMIWS	Exit	KINDER MORGAN INC DEL*w exp 05/25/201	$0	–	-75,000	–	-0.00%	–
SUNEQ	Exit	SUNEDISON INCcall	$0	–	-25,000	–	-0.00%	–
SUNEQ	Exit	SUNEDISON INCput	$0	–	-50,000	–	-0.01%	–
	Exit	SOLAZYME INCnote 6.000% 2/0	$0	–	-1,000,000	–	-0.01%	–
VER	Exit	VEREIT INC	$0	–	-89,500	–	-0.01%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-365,000	–	-0.02%	–
	Exit	NAVISTAR INTL CORP NEWnote 4.500%10/1	$0	–	-2,862,000	–	-0.04%	–
WMB	Exit	WILLIAMS COS INC DEL	$0	–	-68,000	–	-0.05%	–
CRMD	Exit	CORMEDIX INC	$0	–	-1,500,200	–	-0.06%	–
SHOR	Exit	SHORETEL INC	$0	–	-407,070	–	-0.06%	–
ODP	Exit	OFFICE DEPOT INCput	$0	–	-510,000	–	-0.06%	–
	Exit	SUNEDISON INCnote 2.750% 1/0	$0	–	-5,000,000	–	-0.07%	–
GCVRZ	Exit	SANOFIright 12/31/2020	$0	–	-19,791,100	–	-0.07%	–
	Exit	NOVELLUS SYS INCnote 2.625% 5/1	$0	–	-2,000,000	–	-0.08%	–
OASPQ	Exit	OASIS PETE INC NEW	$0	–	-485,300	–	-0.08%	–
	Exit	RADIAN GROUP INCnote 2.250% 3/0	$0	–	-3,000,000	–	-0.09%	–
	Exit	SANDISK CORPnote 1.500% 8/1	$0	–	-4,000,000	–	-0.10%	–
COVS	Exit	COVISINT CORP	$0	–	-2,952,357	–	-0.12%	–
OIBRC	Exit	OI S.A.spn adr new	$0	–	-9,720,366	–	-0.13%	–
FBIO	Exit	FORTRESS BIOTECH INC	$0	–	-2,589,660	–	-0.13%	–
	Exit	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$0	–	-5,000,000	–	-0.17%	–
GPORQ	Exit	GULFPORT ENERGY CORP	$0	–	-305,000	–	-0.17%	–
AGNC	Exit	AMERICAN CAPITAL AGENCY CORP	$0	–	-500,000	–	-0.18%	–
	Exit	ELECTRONIC ARTS INCnote 0.750% 7/1	$0	–	-5,000,000	–	-0.20%	–
NBL	Exit	NOBLE ENERGY INC	$0	–	-355,000	–	-0.20%	–
TWC	Exit	TIME WARNER CABLE INC	$0	–	-61,162	–	-0.21%	–
CCL	Exit	CARNIVAL CORPpaired ctf	$0	–	-235,066	–	-0.22%	–
WLL	Exit	WHITING PETE CORP NEW	$0	–	-882,100	–	-0.26%	–
SM	Exit	SM ENERGY CO	$0	–	-460,600	–	-0.28%	–
	Exit	VERISIGN INCsdcv 3.250% 8/1	$0	–	-7,500,000	–	-0.30%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOput	$0	–	-278,000	–	-0.33%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-833,300	–	-0.36%	–
HIGWS	Exit	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$0	–	-500,000	–	-0.36%	–
AA	Exit	ALCOA INCcall	$0	–	-2,000,000	–	-0.37%	–
ORCL	Exit	ORACLE CORPput	$0	–	-610,000	–	-0.42%	–
RILY	Exit	B RILEY FINL INC	$0	–	-2,306,450	–	-0.43%	–
AVGO	Exit	AVAGO TECHNGOLOGIES LTDcall	$0	–	-201,000	–	-0.48%	–
M	Exit	MACYS INC.call	$0	–	-500,000	–	-0.49%	–
SQM	Exit	SOCIEDAD QUIMICA MINERA DE Csponsored adr ser b	$0	–	-1,965,847	–	-0.55%	–
OMC	Exit	OMNICOM GROUP INCcall	$0	–	-500,000	–	-0.63%	–
AGNC	Exit	AMERICAN CAPITAL AGENCY CORPcall	$0	–	-1,979,400	–	-0.71%	–
JNPR	Exit	JUNIPER NETWORKS INC	$0	–	-1,588,872	–	-0.78%	–
	Exit	NAVISTAR INTL CORP NEWnote 4.750% 4/1	$0	–	-64,109,000	–	-0.85%	–
ODP	Exit	OFFICE DEPOT INC	$0	–	-8,903,022	–	-1.09%	–
VMW	Exit	VMWARE INC	$0	–	-750,000	–	-1.13%	–
SBS	Exit	COMPANHIA DE SANEAMENTO BASIsponsored adr	$0	–	-15,894,959	–	-1.18%	–
NBHC	Exit	NATIONAL BK HLDGS CORPcl a	$0	–	-3,102,835	–	-1.22%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-1,084,000	–	-1.25%	–
PRGO	Exit	PERRIGO CO PLC	$0	–	-451,896	–	-1.36%	–
FCB	Exit	FCB FINL HLDGS INCcl a	$0	–	-2,182,165	–	-1.36%	–
MITL	Exit	MITEL NETWORKS CORP	$0	–	-11,372,874	–	-1.40%	–
PLCM	Exit	POLYCOM INC	$0	–	-7,320,814	–	-1.47%	–
QQQ	Exit	POWERSHARES QQQ TRUSTput	$0	–	-900,000	–	-1.75%	–
IWM	Exit	ISHARES TRput	$0	–	-900,000	–	-1.88%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-3,701,414	–	-1.92%	–
VNQ	Exit	VANGUARD INDEX FDSput	$0	–	-1,500,000	–	-2.17%	–
KRE	Exit	SPDR SERIES TRUSTput	$0	–	-2,950,000	–	-2.33%	–
TSU	Exit	TIM PARTICIPACOES S Asponsored adr	$0	–	-12,944,930	–	-2.34%	–
AGN	Exit	ALLERGAN PLC	$0	–	-663,000	–	-3.45%	–
CMCSA	Exit	COMCAST CORP NEWcl a	$0	–	-3,198,480	–	-3.48%	–
OPB	Exit	OPUS BK IRVINE CALIF	$0	–	-5,301,279	–	-3.88%	–
CDK	Exit	CDK GLOBAL INC	$0	–	-7,936,315	–	-7.26%	–
IPG	Exit	INTERPUBLIC GROUP COS INC	$0	–	-20,015,326	–	-7.33%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-5,871,000	–	-7.79%	–
EMC	Exit	E M C CORP MASS	$0	–	-34,000,000	–	-15.73%	–
HES	Exit	HESS CORP	$0	–	-17,800,000	–	-17.06%	–

Q3 2015

			Value		Shares		↓ Weighting
EMC	Buy	E M C CORP MASS	$821,440,000	-7.4%	34,000,000	+1.2%	15.73%	+26.5%
CTXS	Buy	CITRIX SYS INC	$406,743,000	+293.0%	5,871,000	+298.0%	7.79%	+436.7%
CDK	Buy	CDK GLOBAL INC	$379,197,000	+6.5%	7,936,315	+20.4%	7.26%	+45.4%
CMCSA	Buy	COMCAST CORP NEWcl a	$181,930,000	+55.9%	3,198,480	+64.8%	3.48%	+112.8%
AGN	New	ALLERGAN PLC	$180,210,000	–	663,000	–	3.45%	–
TSU	Buy	TIM PARTICIPACOES S Asponsored adr	$122,330,000	-35.3%	12,944,930	+11.9%	2.34%	-11.7%
KRE	New	SPDR SERIES TRUSTput	$121,540,000	–	2,950,000	–	2.33%	–
VNQ	Sell	VANGUARD INDEX FDSput	$113,310,000	-36.8%	1,500,000	-37.5%	2.17%	-13.7%
FOX	Sell	TWENTY FIRST CENTY FOX INCcl b	$100,198,000	-55.9%	3,701,414	-47.6%	1.92%	-39.9%
QQQ	New	POWERSHARES QQQ TRUSTput	$91,584,000	–	900,000	–	1.75%	–
PLCM	New	POLYCOM INC	$76,722,000	–	7,320,814	–	1.47%	–
MITL	Buy	MITEL NETWORKS CORP	$73,355,000	+152.6%	11,372,874	+245.8%	1.40%	+245.0%
FCB	Sell	FCB FINL HLDGS INCcl a	$71,182,000	-5.4%	2,182,165	-7.8%	1.36%	+29.1%
PRGO	New	PERRIGO CO PLC	$71,070,000	–	451,896	–	1.36%	–
APC	Sell	ANADARKO PETE CORP	$65,463,000	-68.9%	1,084,000	-59.8%	1.25%	-57.6%
NBHC	Sell	NATIONAL BK HLDGS CORPcl a	$63,701,000	-9.0%	3,102,835	-7.7%	1.22%	+24.2%
SBS	Buy	COMPANHIA DE SANEAMENTO BASIsponsored adr	$61,672,000	-18.8%	15,894,959	+8.4%	1.18%	+10.9%
VMW	New	VMWARE INC	$59,093,000	–	750,000	–	1.13%	–
ODP	Buy	OFFICE DEPOT INC	$57,157,000	+638.2%	8,903,022	+895.8%	1.09%	+903.7%
	New	NAVISTAR INTL CORP NEWnote 4.750% 4/1	$44,235,000	–	64,109,000	–	0.85%	–
JNPR	Sell	JUNIPER NETWORKS INC	$40,850,000	-95.4%	1,588,872	-95.4%	0.78%	-93.7%
AGNC	Sell	AMERICAN CAPITAL AGENCY CORPcall	$37,015,000	-32.4%	1,979,400	-33.6%	0.71%	-7.6%
OMC	New	OMNICOM GROUP INCcall	$32,950,000	–	500,000	–	0.63%	–
SQM	New	SOCIEDAD QUIMICA MINERA DE Csponsored adr ser b	$28,583,000	–	1,965,847	–	0.55%	–
M	New	MACYS INC.call	$25,660,000	–	500,000	–	0.49%	–
AVGO	New	AVAGO TECHNGOLOGIES LTDcall	$25,127,000	–	201,000	–	0.48%	–
RILY	New	B RILEY FINL INC	$22,494,000	–	2,306,450	–	0.43%	–
AA	New	ALCOA INCcall	$19,320,000	–	2,000,000	–	0.37%	–
XLF	Buy	SELECT SECTOR SPDR TRput	$18,883,000	+173.4%	833,300	+194.1%	0.36%	+272.2%
CTSH	Buy	COGNIZANT TECHNOLOGY SOLUTIOput	$17,406,000	+9.2%	278,000	+6.5%	0.33%	+48.7%
	New	VERISIGN INCsdcv 3.250% 8/1	$15,634,000	–	7,500,000	–	0.30%	–
SM	Sell	SM ENERGY CO	$14,758,000	-34.8%	460,600	-6.1%	0.28%	-10.7%
WLL	Sell	WHITING PETE CORP NEW	$13,470,000	-55.8%	882,100	-2.6%	0.26%	-39.6%
CCL	Buy	CARNIVAL CORPpaired ctf	$11,683,000	+10.2%	235,066	+9.5%	0.22%	+50.3%
TWC	Sell	TIME WARNER CABLE INC	$10,971,000	-73.3%	61,162	-73.5%	0.21%	-63.5%
NBL	Buy	NOBLE ENERGY INC	$10,714,000	+62.7%	355,000	+130.1%	0.20%	+122.8%
AGNC	Buy	AMERICAN CAPITAL AGENCY CORP	$9,350,000	+69.7%	500,000	+66.7%	0.18%	+132.5%
FBIO	Sell	FORTRESS BIOTECH INC	$6,733,000	-46.3%	2,589,660	-30.6%	0.13%	-26.7%
OIBRC	Buy	OI S.A.spn adr new	$6,610,000	-64.7%	9,720,366	+2.3%	0.13%	-51.5%
	Sell	SANDISK CORPnote 1.500% 8/1	$5,050,000	-21.8%	4,000,000	-20.0%	0.10%	+6.6%
OASPQ	Sell	OASIS PETE INC NEW	$4,212,000	-50.8%	485,300	-10.1%	0.08%	-32.5%
GCVRZ	Buy	SANOFIright 12/31/2020	$3,766,000	-72.0%	19,791,100	+3.1%	0.07%	-61.7%
ODP	New	OFFICE DEPOT INCput	$3,274,000	–	510,000	–	0.06%	–
SHOR	New	SHORETEL INC	$3,041,000	–	407,070	–	0.06%	–
	New	NAVISTAR INTL CORP NEWnote 4.500%10/1	$2,046,000	–	2,862,000	–	0.04%	–
VER	New	VEREIT INC	$691,000	–	89,500	–	0.01%	–
SUNEQ	New	SUNEDISON INCput	$359,000	–	50,000	–	0.01%	–
SUNEQ	New	SUNEDISON INCcall	$180,000	–	25,000	–	0.00%	–
KMIWS	Sell	KINDER MORGAN INC DEL*w exp 05/25/201	$69,000	-85.4%	75,000	-57.1%	0.00%	-85.7%
OIBRQ	Exit	OI S.A.spn adr pfd new	$0	–	-241,171	–	-0.01%	–
DISCK	Exit	DISCOVERY COMMUNICATNS NEW	$0	–	-90,184	–	-0.04%	–
NEM	Exit	NEWMONT MINING CORPput	$0	–	-200,000	–	-0.07%	–
LQD	Exit	ISHARES TRiboxx inv cp etf	$0	–	-103,000	–	-0.17%	–
VRSN	Exit	VERISIGN INCsdcv 3.250% 8/1	$0	–	-7,500,000	–	-0.19%	–
DNKN	Exit	DUNKIN BRANDS GROUP INCput	$0	–	-497,900	–	-0.38%	–
VCLT	Exit	VANGUARD SCOTTSDALE FDSlg-term cor bd	$0	–	-476,800	–	-0.57%	–
SMH	Exit	MARKET VECTORS ETF TRput	$0	–	-1,000,000	–	-0.76%	–
RYAAY	Exit	RYANAIR HLDGS PLCsponsored adr	$0	–	-860,570	–	-0.86%	–
JNPR	Exit	JUNIPER NETWORKS INCcall	$0	–	-4,250,000	–	-1.55%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,500,000	–	-1.58%	–
OIH	Exit	MARKET VECTORS ETF TRput	$0	–	-6,025,000	–	-2.95%	–
INFA	Exit	INFORMATICA CORP	$0	–	-5,948,581	–	-4.04%	–
FDO	Exit	FAMILY DLR STORES INC	$0	–	-6,650,714	–	-7.35%	–

Q2 2015

			Value		Shares		↓ Weighting
HES	New	HESS CORP	$1,190,464,000	–	17,800,000	–	16.69%	–
JNPR	New	JUNIPER NETWORKS INC	$889,498,000	–	34,251,000	–	12.47%	–
EMC	New	E M C CORP MASS	$886,704,000	–	33,600,000	–	12.43%	–
FDO	New	FAMILY DLR STORES INC	$524,143,000	–	6,650,714	–	7.35%	–
IPG	New	INTERPUBLIC GROUP COS INC	$385,695,000	–	20,015,326	–	5.41%	–
CDK	New	CDK GLOBAL INC	$355,956,000	–	6,594,215	–	4.99%	–
INFA	New	INFORMATICA CORP	$288,328,000	–	5,948,581	–	4.04%	–
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$227,396,000	–	7,057,617	–	3.19%	–
APC	New	ANADARKO PETE CORP	$210,599,000	–	2,697,912	–	2.95%	–
OIH	New	MARKET VECTORS ETF TRput	$210,273,000	–	6,025,000	–	2.95%	–
OPB	New	OPUS BK IRVINE CALIF	$191,800,000	–	5,301,279	–	2.69%	–
TSU	New	TIM PARTICIPACOES S Asponsored adr	$189,179,000	–	11,563,510	–	2.65%	–
VNQ	New	VANGUARD INDEX FDSput	$179,256,000	–	2,400,000	–	2.51%	–
CMCSA	New	COMCAST CORP NEWcl a	$116,710,000	–	1,940,642	–	1.64%	–
XLE	New	SELECT SECTOR SPDR TRput	$112,740,000	–	1,500,000	–	1.58%	–
IWM	New	ISHARES TRput	$112,356,000	–	900,000	–	1.58%	–
JNPR	New	JUNIPER NETWORKS INCcall	$110,373,000	–	4,250,000	–	1.55%	–
CTXS	New	CITRIX SYS INC	$103,486,000	–	1,475,000	–	1.45%	–
SBS	New	COMPANHIA DE SANEAMENTO BASIsponsored adr	$75,934,000	–	14,659,000	–	1.06%	–
FCB	New	FCB FINL HLDGS INCcl a	$75,281,000	–	2,367,332	–	1.06%	–
NBHC	New	NATIONAL BK HLDGS CORPcl a	$69,998,000	–	3,360,436	–	0.98%	–
RYAAY	New	RYANAIR HLDGS PLCsponsored adr	$61,402,000	–	860,570	–	0.86%	–
AGNC	New	AMERICAN CAPITAL AGENCY CORPcall	$54,732,000	–	2,979,400	–	0.77%	–
SMH	New	MARKET VECTORS ETF TRput	$54,570,000	–	1,000,000	–	0.76%	–
TWC	New	TIME WARNER CABLE INC	$41,069,000	–	230,505	–	0.58%	–
VCLT	New	VANGUARD SCOTTSDALE FDSlg-term cor bd	$40,676,000	–	476,800	–	0.57%	–
WLL	New	WHITING PETE CORP NEW	$30,442,000	–	906,000	–	0.43%	–
MITL	New	MITEL NETWORKS CORP	$29,038,000	–	3,288,545	–	0.41%	–
DNKN	New	DUNKIN BRANDS GROUP INCput	$27,385,000	–	497,900	–	0.38%	–
ORCL	New	ORACLE CORPput	$24,583,000	–	610,000	–	0.34%	–
SM	New	SM ENERGY CO	$22,626,000	–	490,600	–	0.32%	–
OIBRC	New	OI S.A.spn adr new	$18,712,000	–	9,498,224	–	0.26%	–
HIGWS	New	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$16,900,000	–	500,000	–	0.24%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOput	$15,944,000	–	261,000	–	0.22%	–
VRSN	New	VERISIGN INCsdcv 3.250% 8/1	$13,825,000	–	7,500,000	–	0.19%	–
GCVRZ	New	SANOFIright 12/31/2020	$13,437,000	–	19,195,000	–	0.19%	–
FBIO	New	FORTRESS BIOTECH INC	$12,537,000	–	3,731,279	–	0.18%	–
GPORQ	New	GULFPORT ENERGY CORP	$12,276,000	–	305,000	–	0.17%	–
LQD	New	ISHARES TRiboxx inv cp etf	$11,919,000	–	103,000	–	0.17%	–
CCL	New	CARNIVAL CORPpaired ctf	$10,599,000	–	214,600	–	0.15%	–
	New	SUNEDISON INCnote 2.750% 1/0	$10,611,000	–	5,000,000	–	0.15%	–
	New	ELECTRONIC ARTS INCnote 0.750% 7/1	$10,447,000	–	5,000,000	–	0.15%	–
COVS	New	COVISINT CORP	$9,654,000	–	2,952,357	–	0.14%	–
	New	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$9,530,000	–	5,000,000	–	0.13%	–
OASPQ	New	OASIS PETE INC NEW	$8,559,000	–	540,000	–	0.12%	–
ODP	New	OFFICE DEPOT INC	$7,743,000	–	894,054	–	0.11%	–
XLF	New	SELECT SECTOR SPDR TRput	$6,907,000	–	283,300	–	0.10%	–
NBL	New	NOBLE ENERGY INC	$6,584,000	–	154,261	–	0.09%	–
	New	SANDISK CORPnote 1.500% 8/1	$6,456,000	–	5,000,000	–	0.09%	–
CRMD	New	CORMEDIX INC	$5,821,000	–	1,500,200	–	0.08%	–
AGNC	New	AMERICAN CAPITAL AGENCY CORP	$5,511,000	–	300,000	–	0.08%	–
	New	RADIAN GROUP INCnote 2.250% 3/0	$5,325,000	–	3,000,000	–	0.08%	–
	New	NOVELLUS SYS INCnote 2.625% 5/1	$4,764,000	–	2,000,000	–	0.07%	–
NEM	New	NEWMONT MINING CORPput	$4,672,000	–	200,000	–	0.07%	–
WMB	New	WILLIAMS COS INC DEL	$3,903,000	–	68,000	–	0.06%	–
DISCK	New	DISCOVERY COMMUNICATNS NEW	$2,803,000	–	90,184	–	0.04%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$1,971,000	–	365,000	–	0.03%	–
	New	SOLAZYME INCnote 6.000% 2/0	$632,000	–	1,000,000	–	0.01%	–
KMIWS	New	KINDER MORGAN INC DEL*w exp 05/25/201	$473,000	–	175,000	–	0.01%	–
OIBRQ	New	OI S.A.spn adr pfd new	$461,000	–	241,171	–	0.01%	–

Q4 2014

			Value		Shares		↓ Weighting
CRMDWS	Exit	CORMEDIX INC*w exp 03/24/201	$0	–	-390,720	–	0.00%	–
SZYM	Exit	SOLAZYME INC	$0	–	-10,000	–	-0.00%	–
CNQR	Exit	CONCUR TECHNOLOGIES INC	$0	–	-3,000	–	-0.00%	–
	Exit	SOLAZYME INCnote 6.000% 2/0	$0	–	-750,000	–	-0.01%	–
CRMD	Exit	CORMEDIX INC	$0	–	-781,440	–	-0.02%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-365,000	–	-0.02%	–
APA	Exit	APACHE CORP	$0	–	-20,491	–	-0.02%	–
OGS	Exit	ONE GAS INC	$0	–	-67,627	–	-0.03%	–
SBS	Exit	COMPANHIA DE SANEAMENTO BASIcall	$0	–	-505,500	–	-0.05%	–
ELP	Exit	COMPANHIA PARANAENSE ENERG Cspon adr pfd	$0	–	-331,703	–	-0.05%	–
CAM	Exit	CAMERON INTERNATIONAL CORP	$0	–	-80,000	–	-0.06%	–
EXXIQ	Exit	ENERGY XXI BERMUDA LTD	$0	–	-620,000	–	-0.08%	–
	Exit	MERITOR INCnote 7.875% 3/0	$0	–	-5,000,000	–	-0.08%	–
CNDO	Exit	CORONADO BIOSCIENCES	$0	–	-3,731,279	–	-0.09%	–
MUSA	Exit	MURPHY USA INC	$0	–	-151,900	–	-0.09%	–
	Exit	UNITED STATES STL CORP NEWnote 2.750% 4/0	$0	–	-5,000,000	–	-0.09%	–
OIBR	Exit	OI S.A.spn adr rep pfd	$0	–	-12,654,807	–	-0.10%	–
FCB	Exit	FCB FINL HLDGS INCcl a	$0	–	-401,709	–	-0.10%	–
	Exit	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$0	–	-5,000,000	–	-0.11%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTIOput	$0	–	-245,000	–	-0.12%	–
	Exit	SUNPOWER CORPdbcv 4.500% 3/1	$0	–	-7,500,000	–	-0.13%	–
NWS	Exit	NEWS CORP NEWcl b	$0	–	-784,480	–	-0.14%	–
	Exit	SANDISK CORPnote 1.500% 8/1	$0	–	-7,500,000	–	-0.16%	–
HIGWS	Exit	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$0	–	-500,000	–	-0.16%	–
CNHI	Exit	CNH INDL N V	$0	–	-1,920,317	–	-0.17%	–
TSLA	Exit	TESLA MTRS INCput	$0	–	-63,500	–	-0.18%	–
GPORQ	Exit	GULFPORT ENERGY CORP	$0	–	-305,000	–	-0.18%	–
OKE	Exit	ONEOK INC NEW	$0	–	-270,312	–	-0.20%	–
HES	Exit	HESS CORPcall	$0	–	-250,000	–	-0.27%	–
ORCL	Exit	ORACLE CORPput	$0	–	-648,000	–	-0.28%	–
ELX	Exit	EMULEX CORP	$0	–	-5,040,000	–	-0.28%	–
FTI	Exit	FMC TECHNOLOGIES INCput	$0	–	-500,000	–	-0.31%	–
SHPG	Exit	SHIRE PLCsponsored adr	$0	–	-107,800	–	-0.32%	–
WMB	Exit	WILLIAMS COS INC DEL	$0	–	-662,350	–	-0.42%	–
SM	Exit	SM ENERGY CO	$0	–	-490,600	–	-0.44%	–
NTAP	Exit	NETAPP INCput	$0	–	-1,000,000	–	-0.49%	–
F113PS	Exit	COVIDIEN PLC	$0	–	-502,653	–	-0.49%	–
NEM	Exit	NEWMONT MINING CORPput	$0	–	-1,896,000	–	-0.50%	–
OIBRC	Exit	OI S.A.sponsored adr	$0	–	-62,616,940	–	-0.53%	–
OIH	Exit	MARKET VECTORS ETF TRput	$0	–	-1,000,000	–	-0.56%	–
IRM	Exit	IRON MTN INC	$0	–	-1,600,643	–	-0.59%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-2,325,000	–	-0.61%	–
NBL	Exit	NOBLE ENERGY INCput	$0	–	-800,000	–	-0.62%	–
BYD	Exit	BOYD GAMING CORP	$0	–	-5,380,000	–	-0.62%	–
XLY	Exit	SELCT SECTOR SPDR TRput	$0	–	-830,000	–	-0.63%	–
KRE	Exit	SPDR SERIES TRUSTcall	$0	–	-1,625,000	–	-0.70%	–
XLI	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,163,000	–	-0.70%	–
QQQ	Exit	POWERSHARES QQQ TRUSTput	$0	–	-666,700	–	-0.75%	–
NBHC	Exit	NATIONAL BK HLDGS CORPcl a	$0	–	-3,610,436	–	-0.78%	–
IWM	Exit	ISHARES TRcall	$0	–	-686,300	–	-0.85%	–
CSCO	Exit	CISCO SYS INCcall	$0	–	-3,000,000	–	-0.86%	–
EMC	Exit	E M C CORP MASScall	$0	–	-2,850,000	–	-0.95%	–
IWM	Exit	ISHARES TRput	$0	–	-800,000	–	-1.00%	–
APC	Exit	ANADARKO PETE CORPcall	$0	–	-1,000,000	–	-1.15%	–
NOV	Exit	NATIONAL OILWELL VARCO INCput	$0	–	-1,350,000	–	-1.17%	–
XLK	Exit	SELECT SECTOR SPDR TRcall	$0	–	-2,651,700	–	-1.20%	–
VMW	Exit	VMWARE INC	$0	–	-1,255,000	–	-1.34%	–
SBS	Exit	COMPANHIA DE SANEAMENTO BASIsponsored adr	$0	–	-14,609,000	–	-1.35%	–
VMW	Exit	VMWARE INCcall	$0	–	-1,430,000	–	-1.53%	–
GME	Exit	GAMESTOP CORP NEWput	$0	–	-3,274,000	–	-1.53%	–
CAM	Exit	CAMERON INTERNATIONAL CORPcall	$0	–	-2,100,000	–	-1.58%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-2,060,000	–	-1.61%	–
OPB	Exit	OPUS BK IRVINE CALIF	$0	–	-5,301,279	–	-1.84%	–
TWC	Exit	TIME WARNER CABLE INC	$0	–	-1,160,293	–	-1.89%	–
CPWR	Exit	COMPUWARE CORP	$0	–	-21,050,000	–	-2.54%	–
FDO	Exit	FAMILY DLR STORES INC	$0	–	-3,298,830	–	-2.90%	–
RVBD	Exit	RIVERBED TECHNOLOGY INC	$0	–	-14,966,446	–	-3.16%	–
IPG	Exit	INTERPUBLIC GROUP COS INC	$0	–	-19,682,326	–	-4.10%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-3,733,750	–	-4.31%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-13,107,134	–	-4.96%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-4,930,000	–	-5.08%	–
JNPR	Exit	JUNIPER NETWORKS INC	$0	–	-37,674,200	–	-9.49%	–
EMC	Exit	E M C CORP MASS	$0	–	-33,500,000	–	-11.15%	–
HES	Exit	HESS CORP	$0	–	-17,800,000	–	-19.09%	–

Q3 2014

			Value		Shares		↓ Weighting
HES	Buy	HESS CORP	$1,678,896,000	-1.9%	17,800,000	+2.9%	19.09%	-20.1%
EMC	Buy	E M C CORP MASS	$980,210,000	+1473.5%	33,500,000	+1316.5%	11.15%	+1181.1%
JNPR	Sell	JUNIPER NETWORKS INC	$834,484,000	-13.3%	37,674,200	-4.0%	9.49%	-29.5%
XLE	Buy	SELECT SECTOR SPDR TRput	$446,757,000	+170.5%	4,930,000	+198.8%	5.08%	+120.2%
FOX	Buy	TWENTY FIRST CENTY FOX INCcl b	$436,599,000	+10.0%	13,107,134	+13.1%	4.96%	-10.4%
APC	Buy	ANADARKO PETE CORP	$378,752,000	+7.7%	3,733,750	+16.2%	4.31%	-12.4%
IPG	Buy	INTERPUBLIC GROUP COS INC	$360,580,000	+483.0%	19,682,326	+520.9%	4.10%	+374.5%
RVBD	Buy	RIVERBED TECHNOLOGY INC	$277,553,000	-8.5%	14,966,446	+1.7%	3.16%	-25.5%
FDO	New	FAMILY DLR STORES INC	$254,802,000	–	3,298,830	–	2.90%	–
TWC	New	TIME WARNER CABLE INC	$166,490,000	–	1,160,293	–	1.89%	–
XOP	Buy	SPDR SERIES TRUSTput	$141,790,000	+115.4%	2,060,000	+157.5%	1.61%	+75.2%
CAM	New	CAMERON INTERNATIONAL CORPcall	$139,398,000	–	2,100,000	–	1.58%	–
GME	Sell	GAMESTOP CORP NEWput	$134,889,000	+1.0%	3,274,000	-0.8%	1.53%	-17.8%
VMW	Buy	VMWARE INCcall	$134,191,000	+84.8%	1,430,000	+90.7%	1.53%	+50.5%
SBS	Buy	COMPANHIA DE SANEAMENTO BASIsponsored adr	$118,479,000	-22.6%	14,609,000	+2.3%	1.35%	-37.1%
VMW	New	VMWARE INC	$117,769,000	–	1,255,000	–	1.34%	–
XLK	New	SELECT SECTOR SPDR TRcall	$105,803,000	–	2,651,700	–	1.20%	–
NOV	New	NATIONAL OILWELL VARCO INCput	$102,735,000	–	1,350,000	–	1.17%	–
APC	Sell	ANADARKO PETE CORPcall	$101,440,000	-53.7%	1,000,000	-50.0%	1.15%	-62.3%
IWM	Sell	ISHARES TRput	$87,480,000	-79.6%	800,000	-77.8%	1.00%	-83.4%
EMC	New	E M C CORP MASScall	$83,391,000	–	2,850,000	–	0.95%	–
CSCO	New	CISCO SYS INCcall	$75,510,000	–	3,000,000	–	0.86%	–
IWM	New	ISHARES TRcall	$75,047,000	–	686,300	–	0.85%	–
QQQ	Sell	POWERSHARES QQQ TRUSTput	$65,863,000	-57.9%	666,700	-60.0%	0.75%	-65.8%
KRE	Sell	SPDR SERIES TRUSTcall	$61,523,000	-17.5%	1,625,000	-12.2%	0.70%	-32.8%
XLY	New	SELCT SECTOR SPDR TRput	$55,353,000	–	830,000	–	0.63%	–
NBL	Buy	NOBLE ENERGY INCput	$54,688,000	+361.2%	800,000	+422.5%	0.62%	+274.7%
XLF	Buy	SELECT SECTOR SPDR TRput	$53,870,000	+15.8%	2,325,000	+13.7%	0.61%	-5.7%
IRM	Sell	IRON MTN INC	$52,261,000	-50.9%	1,600,643	-46.6%	0.59%	-60.0%
OIH	New	MARKET VECTORS ETF TRput	$49,610,000	–	1,000,000	–	0.56%	–
OIBRC	Buy	OI S.A.sponsored adr	$46,337,000	-15.5%	62,616,940	+10.4%	0.53%	-31.2%
NEM	Buy	NEWMONT MINING CORPput	$43,703,000	+176.6%	1,896,000	+205.3%	0.50%	+124.9%
F113PS	New	COVIDIEN PLC	$43,485,000	–	502,653	–	0.49%	–
NTAP	New	NETAPP INCput	$42,960,000	–	1,000,000	–	0.49%	–
SHPG	New	SHIRE PLCsponsored adr	$27,926,000	–	107,800	–	0.32%	–
ORCL	Buy	ORACLE CORPput	$24,805,000	+19.3%	648,000	+26.3%	0.28%	-2.8%
HES	Sell	HESS CORPcall	$23,580,000	-68.2%	250,000	-66.7%	0.27%	-74.1%
TSLA	Sell	TESLA MTRS INCput	$15,410,000	-4.9%	63,500	-5.9%	0.18%	-22.6%
CNHI	New	CNH INDL N V	$15,280,000	–	1,920,317	–	0.17%	–
CTSH	Sell	COGNIZANT TECHNOLOGY SOLUTIOput	$10,969,000	-40.7%	245,000	-35.3%	0.12%	-51.7%
FCB	New	FCB FINL HLDGS INCcl a	$9,123,000	–	401,709	–	0.10%	–
OIBR	Buy	OI S.A.spn adr rep pfd	$8,858,000	+182.6%	12,654,807	+246.6%	0.10%	+129.5%
	New	UNITED STATES STL CORP NEWnote 2.750% 4/0	$8,188,000	–	5,000,000	–	0.09%	–
	Buy	MERITOR INCnote 7.875% 3/0	$7,191,000	+154.8%	5,000,000	+185.7%	0.08%	+110.3%
EXXIQ	New	ENERGY XXI BERMUDA LTD	$7,037,000	–	620,000	–	0.08%	–
CAM	Sell	CAMERON INTERNATIONAL CORP	$5,310,000	-92.2%	80,000	-92.0%	0.06%	-93.7%
ELP	New	COMPANHIA PARANAENSE ENERG Cspon adr pfd	$4,534,000	–	331,703	–	0.05%	–
APA	New	APACHE CORP	$1,923,000	–	20,491	–	0.02%	–
SZYM	New	SOLAZYME INC	$75,000	–	10,000	–	0.00%	–
PDCE	Exit	PDC ENERGY INCput	$0	–	-50,000	–	-0.04%	–
MTOR	Exit	MERITOR INCnote 7.875% 3/0	$0	–	-3,250,000	–	-0.07%	–
SGYPQ	Exit	SYNERGY RES CORPput	$0	–	-450,400	–	-0.08%	–
PNK	Exit	PINNACLE ENTMT INCcall	$0	–	-300,000	–	-0.11%	–
	Exit	CIENA CORPput	$0	–	-400,000	–	-0.12%	–
OMC	Exit	OMNICOM GROUP INCcall	$0	–	-143,000	–	-0.14%	–
BBG	Exit	BARRETT BILL CORPput	$0	–	-400,000	–	-0.15%	–
BCEI	Exit	BONANZA CREEK ENERGY INCput	$0	–	-262,500	–	-0.21%	–
IRM	Exit	IRON MTN INCcall	$0	–	-577,400	–	-0.29%	–
CLR	Exit	CONTINENTAL RESOURCES INCput	$0	–	-150,000	–	-0.33%	–
	Exit	EQUINIX INCnote 3.000% 10/1	$0	–	-12,500,000	–	-0.33%	–
AGN	Exit	ALLERGAN INC	$0	–	-281,700	–	-0.67%	–
MNKKQ	Exit	MALLINCKRODT PUB LTD CO	$0	–	-916,000	–	-1.02%	–
SMH	Exit	MARKET VECTORS ETF TRput	$0	–	-1,500,000	–	-1.04%	–
HITT	Exit	HITTITE MICROWAVE CORP	$0	–	-3,077,500	–	-3.35%	–

Q2 2014

			Value		Shares		↓ Weighting
HES	New	HESS CORP	$1,710,797,000	–	17,300,000	–	23.90%	–
JNPR	New	JUNIPER NETWORKS INC	$962,974,000	–	39,241,000	–	13.45%	–
IWM	New	ISHARES TRput	$428,666,000	–	3,608,000	–	5.99%	–
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$396,740,000	–	11,593,804	–	5.54%	–
APC	New	ANADARKO PETE CORP	$351,717,000	–	3,212,900	–	4.91%	–
RVBD	New	RIVERBED TECHNOLOGY INC	$303,454,000	–	14,716,446	–	4.24%	–
HITT	New	HITTITE MICROWAVE CORP	$239,891,000	–	3,077,500	–	3.35%	–
APC	New	ANADARKO PETE CORPcall	$218,940,000	–	2,000,000	–	3.06%	–
CPWR	New	COMPUWARE CORP	$210,079,000	–	21,050,000	–	2.94%	–
XLE	New	SELECT SECTOR SPDR TRput	$165,165,000	–	1,650,000	–	2.31%	–
QQQ	New	POWERSHARES QQQ TRUSTput	$156,520,000	–	1,666,700	–	2.19%	–
SBS	New	COMPANHIA DE SANEAMENTO BASIsponsored adr	$153,151,000	–	14,286,428	–	2.14%	–
OPB	New	OPUS BK IRVINE CALIF	$151,722,000	–	5,301,279	–	2.12%	–
GME	New	GAMESTOP CORP NEWput	$133,551,000	–	3,300,000	–	1.87%	–
IRM	New	IRON MTN INC	$106,350,000	–	3,000,000	–	1.49%	–
KRE	New	SPDR SERIES TRUSTcall	$74,592,000	–	1,850,000	–	1.04%	–
SMH	New	MARKET VECTORS ETF TRput	$74,235,000	–	1,500,000	–	1.04%	–
HES	New	HESS CORPcall	$74,168,000	–	750,000	–	1.04%	–
MNKKQ	New	MALLINCKRODT PUB LTD CO	$73,298,000	–	916,000	–	1.02%	–
VMW	New	VMWARE INCcall	$72,608,000	–	750,000	–	1.01%	–
NBHC	New	NATIONAL BK HLDGS CORPcl a	$71,992,000	–	3,610,436	–	1.01%	–
CAM	New	CAMERON INTERNATIONAL CORP	$67,709,000	–	1,000,000	–	0.95%	–
XOP	New	SPDR SERIES TRUSTput	$65,824,000	–	800,000	–	0.92%	–
BYD	New	BOYD GAMING CORP	$65,260,000	–	5,380,000	–	0.91%	–
XLI	New	SELECT SECTOR SPDR TRput	$62,871,000	–	1,163,000	–	0.88%	–
EMC	New	E M C CORP MASS	$62,294,000	–	2,365,000	–	0.87%	–
IPG	New	INTERPUBLIC GROUP COS INC	$61,846,000	–	3,170,000	–	0.86%	–
OIBRC	New	OI S.A.sponsored adr	$54,846,000	–	56,717,220	–	0.77%	–
AGN	New	ALLERGAN INC	$47,669,000	–	281,700	–	0.67%	–
XLF	New	SELECT SECTOR SPDR TRput	$46,503,000	–	2,045,000	–	0.65%	–
SM	New	SM ENERGY CO	$41,260,000	–	490,600	–	0.58%	–
WMB	New	WILLIAMS COS INC DEL	$38,555,000	–	662,350	–	0.54%	–
FTI	New	FMC TECHNOLOGIES INCput	$30,535,000	–	500,000	–	0.43%	–
ELX	New	EMULEX CORP	$28,728,000	–	5,040,000	–	0.40%	–
	New	EQUINIX INCnote 3.000% 10/1	$23,669,000	–	12,500,000	–	0.33%	–
CLR	New	CONTINENTAL RESOURCES INCput	$23,706,000	–	150,000	–	0.33%	–
ORCL	New	ORACLE CORPput	$20,792,000	–	513,000	–	0.29%	–
IRM	New	IRON MTN INCcall	$20,468,000	–	577,400	–	0.29%	–
GPORQ	New	GULFPORT ENERGY CORP	$19,151,000	–	305,000	–	0.27%	–
CTSH	New	COGNIZANT TECHNOLOGY SOLUTIOput	$18,513,000	–	378,500	–	0.26%	–
OKE	New	ONEOK INC NEW	$18,403,000	–	270,312	–	0.26%	–
TSLA	New	TESLA MTRS INCput	$16,204,000	–	67,500	–	0.23%	–
NEM	New	NEWMONT MINING CORPput	$15,798,000	–	621,000	–	0.22%	–
	New	SANDISK CORPnote 1.500% 8/1	$15,365,000	–	7,500,000	–	0.22%	–
BCEI	New	BONANZA CREEK ENERGY INCput	$15,013,000	–	262,500	–	0.21%	–
	New	SUNPOWER CORPdbcv 4.500% 3/1	$13,757,000	–	7,500,000	–	0.19%	–
NWS	New	NEWS CORP NEWcl b	$13,689,000	–	784,480	–	0.19%	–
HIGWS	New	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$13,610,000	–	500,000	–	0.19%	–
NBL	New	NOBLE ENERGY INCput	$11,859,000	–	153,100	–	0.17%	–
BBG	New	BARRETT BILL CORPput	$10,712,000	–	400,000	–	0.15%	–
OMC	New	OMNICOM GROUP INCcall	$10,184,000	–	143,000	–	0.14%	–
	New	MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1	$9,544,000	–	5,000,000	–	0.13%	–
	New	CIENA CORPput	$8,664,000	–	400,000	–	0.12%	–
PNK	New	PINNACLE ENTMT INCcall	$7,554,000	–	300,000	–	0.11%	–
MUSA	New	MURPHY USA INC	$7,426,000	–	151,900	–	0.10%	–
CNDO	New	CORONADO BIOSCIENCES	$6,417,000	–	3,731,279	–	0.09%	–
SGYPQ	New	SYNERGY RES CORPput	$5,968,000	–	450,400	–	0.08%	–
SBS	New	COMPANHIA DE SANEAMENTO BASIcall	$5,419,000	–	505,500	–	0.08%	–
MTOR	New	MERITOR INCnote 7.875% 3/0	$5,241,000	–	3,250,000	–	0.07%	–
OIBR	New	OI S.A.spn adr rep pfd	$3,134,000	–	3,651,500	–	0.04%	–
PDCE	New	PDC ENERGY INCput	$3,157,000	–	50,000	–	0.04%	–
	New	MERITOR INCnote 7.875% 3/0	$2,822,000	–	1,750,000	–	0.04%	–
OGS	New	ONE GAS INC	$2,553,000	–	67,627	–	0.04%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$1,917,000	–	365,000	–	0.03%	–
CRMD	New	CORMEDIX INC	$1,414,000	–	781,440	–	0.02%	–
	New	SOLAZYME INCnote 6.000% 2/0	$1,194,000	–	750,000	–	0.02%	–
CNQR	New	CONCUR TECHNOLOGIES INC	$279,000	–	3,000	–	0.00%	–
CRMDWS	New	CORMEDIX INC*w exp 03/24/201	$0	–	390,720	–	0.00%	–

Q4 2013

			Value		Shares		↓ Weighting
CRMDWS	Exit	CORMEDIX INC*w exp 03/24/201	$0	–	-390,720	–	0.00%	–
SZYM	Exit	SOLAZYME INC	$0	–	-21,834	–	-0.00%	–
MTOR	Exit	MERITOR INCput	$0	–	-50,000	–	-0.01%	–
DYN	Exit	DYNEGY INC NEW DEL	$0	–	-24,395	–	-0.01%	–
CRMD	Exit	CORMEDIX INC	$0	–	-781,440	–	-0.01%	–
LNCWS	Exit	LINCOLN NATL CORP IND*w exp 07/10/201	$0	–	-35,000	–	-0.02%	–
ZIONW	Exit	ZIONS BANCORPORATION*w exp 5/22/202	$0	–	-365,000	–	-0.03%	–
VTUS	Exit	VENTRUS BIOSCIENCES INC	$0	–	-1,787,158	–	-0.10%	–
GDX	Exit	MARKET VECTORS ETF TRput	$0	–	-208,000	–	-0.10%	–
	Exit	UNITED STATES STL CORP NEWnote 4.000% 5/1	$0	–	-7,500,000	–	-0.14%	–
	Exit	VERISIGN INCsdcv 3.250% 8/1	$0	–	-5,000,000	–	-0.14%	–
WMB	Exit	WILLIAMS COS INC DEL	$0	–	-228,600	–	-0.15%	–
	Exit	LINEAR TECHNOLOGY CORPnote 3.000% 5/0	$0	–	-8,500,000	–	-0.17%	–
MITL	Exit	MITEL NETWORKS CORP	$0	–	-1,530,548	–	-0.17%	–
XLI	Exit	SELECT SECTOR SPDR TRput	$0	–	-200,000	–	-0.17%	–
HIGWS	Exit	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$0	–	-500,000	–	-0.20%	–
	Exit	EQUINIX INCnote 3.000% 10/1	$0	–	-7,500,000	–	-0.23%	–
	Exit	ALCOA INCnote 5.25% 3/1	$0	–	-10,000,000	–	-0.24%	–
OKE	Exit	ONEOK INC NEW	$0	–	-269,312	–	-0.26%	–
	Exit	MYLAN INCnote 3.750% 9/1	$0	–	-5,000,000	–	-0.27%	–
NVDA	Exit	NVIDIA CORPcall	$0	–	-1,000,000	–	-0.29%	–
AAP	Exit	ADVANCE AUTO PARTS INC	$0	–	-200,000	–	-0.30%	–
GM	Exit	GENERAL MTRS COput	$0	–	-522,600	–	-0.35%	–
NVDA	Exit	NVIDIA CORP	$0	–	-1,636,461	–	-0.47%	–
CNDO	Exit	CORONADO BIOSCIENCES	$0	–	-3,731,279	–	-0.48%	–
XLK	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,000,000	–	-0.59%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,963,500	–	-0.72%	–
NWS	Exit	NEWS CORP NEWcl b	$0	–	-2,523,952	–	-0.76%	–
AMJ	Exit	JP MORGAN CHASE & COput	$0	–	-1,000,000	–	-0.82%	–
GOLD	Exit	BARRICK GOLD CORPput	$0	–	-2,430,000	–	-0.83%	–
NEM	Exit	NEWMONT MINING CORPput	$0	–	-1,638,000	–	-0.85%	–
ELN	Exit	ELAN PLCadr	$0	–	-3,200,000	–	-0.92%	–
ADSK	Exit	AUTODESK INC	$0	–	-1,600,000	–	-1.21%	–
ELX	Exit	EMULEX CORP	$0	–	-8,925,927	–	-1.27%	–
NBHC	Exit	NATIONAL BK HLDGS CORPcl a	$0	–	-3,812,500	–	-1.44%	–
QQQ	Exit	POWERSHARES QQQ TRUSTput	$0	–	-1,000,000	–	-1.45%	–
MLCO	Exit	MELCO CROWN ENTMT LTDadr	$0	–	-2,529,747	–	-1.48%	–
SMH	Exit	MARKET VECTORS ETF TRput	$0	–	-2,250,000	–	-1.65%	–
RVBD	Exit	RIVERBED TECHNOLOGY INC	$0	–	-6,484,500	–	-1.74%	–
IWM	Exit	ISHARES TRput	$0	–	-900,000	–	-1.76%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-1,500,000	–	-2.29%	–
CPWR	Exit	COMPUWARE CORP	$0	–	-18,670,000	–	-3.84%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-10,095,822	–	-6.20%	–
DELL	Exit	DELL INC	$0	–	-30,176,807	–	-7.63%	–
NTAP	Exit	NETAPP INC	$0	–	-10,750,000	–	-8.42%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-3,500,000	–	-10.81%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC	$0	–	-13,703,000	–	-14.72%	–
HES	Exit	HESS CORP	$0	–	-17,095,000	–	-24.30%	–

Q3 2013

			Value		Shares		↓ Weighting
HES	Buy	HESS CORP	$1,322,128,000	+19.4%	17,095,000	+2.7%	24.30%	+14.1%
3106PS	Sell	DELPHI AUTOMOTIVE PLC	$800,529,000	-12.2%	13,703,000	-23.8%	14.72%	-16.1%
SPY	New	SPDR S&P 500 ETF TRput	$588,035,000	–	3,500,000	–	10.81%	–
NTAP	Sell	NETAPP INC	$457,950,000	-20.8%	10,750,000	-29.7%	8.42%	-24.3%
DELL	Buy	DELL INC	$415,233,000	+38.9%	30,176,807	+34.4%	7.63%	+32.6%
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$337,200,000	–	10,095,822	–	6.20%	–
XLE	New	SELECT SECTOR SPDR TRput	$124,365,000	–	1,500,000	–	2.29%	–
IWM	Sell	ISHARES TRput	$95,949,000	-29.3%	900,000	-35.7%	1.76%	-32.5%
RVBD	New	RIVERBED TECHNOLOGY INC	$94,609,000	–	6,484,500	–	1.74%	–
SMH	New	MARKET VECTORS ETF TRput	$89,731,000	–	2,250,000	–	1.65%	–
MLCO	Sell	MELCO CROWN ENTMT LTDadr	$80,497,000	+15.8%	2,529,747	-18.6%	1.48%	+10.6%
QQQ	Sell	POWERSHARES QQQ TRUSTput	$78,880,000	-14.9%	1,000,000	-23.1%	1.45%	-18.7%
ADSK	New	AUTODESK INC	$65,888,000	–	1,600,000	–	1.21%	–
ELN	Buy	ELAN PLCadr	$49,856,000	+37.2%	3,200,000	+24.5%	0.92%	+31.0%
NEM	New	NEWMONT MINING CORPput	$46,028,000	–	1,638,000	–	0.85%	–
GOLD	New	BARRICK GOLD CORPput	$45,246,000	–	2,430,000	–	0.83%	–
AMJ	New	JP MORGAN CHASE & COput	$44,600,000	–	1,000,000	–	0.82%	–
NWS	New	NEWS CORP NEWcl b	$41,418,000	–	2,523,952	–	0.76%	–
XLF	Buy	SELECT SECTOR SPDR TRput	$39,093,000	+141.4%	1,963,500	+135.7%	0.72%	+130.4%
XLK	New	SELECT SECTOR SPDR TRput	$32,040,000	–	1,000,000	–	0.59%	–
NVDA	New	NVIDIA CORP	$25,447,000	–	1,636,461	–	0.47%	–
AAP	New	ADVANCE AUTO PARTS INC	$16,536,000	–	200,000	–	0.30%	–
NVDA	New	NVIDIA CORPcall	$15,560,000	–	1,000,000	–	0.29%	–
OKE	New	ONEOK INC NEW	$14,360,000	–	269,312	–	0.26%	–
	New	ALCOA INCnote 5.25% 3/1	$12,874,000	–	10,000,000	–	0.24%	–
	Buy	EQUINIX INCnote 3.000% 10/1	$12,559,000	+49.1%	7,500,000	+50.0%	0.23%	+42.6%
	New	LINEAR TECHNOLOGY CORPnote 3.000% 5/0	$9,046,000	–	8,500,000	–	0.17%	–
WMB	New	WILLIAMS COS INC DEL	$8,312,000	–	228,600	–	0.15%	–
	Buy	VERISIGN INCsdcv 3.250% 8/1	$7,835,000	+328.4%	5,000,000	+284.6%	0.14%	+311.4%
GDX	New	MARKET VECTORS ETF TRput	$5,204,000	–	208,000	–	0.10%	–
MTOR	New	MERITOR INCput	$393,000	–	50,000	–	0.01%	–
SZYM	New	SOLAZYME INC	$236,000	–	21,834	–	0.00%	–
	Exit	VERISIGN INCsdcv 3.250% 8/1	$0	–	-700,000	–	-0.02%	–
GMWSB	Exit	GENERAL MTRS CO*w exp 07/10/201	$0	–	-404,084	–	-0.13%	–
	Exit	MICROCHIP TECHNOLOGY INCsdcv 2.125% 12/1	$0	–	-5,000,000	–	-0.14%	–
	Exit	CADENCE DESIGN SYSTEM INCnote 2.625% 6/0	$0	–	-4,000,000	–	-0.15%	–
LVS	Exit	LAS VEGAS SANDS CORPput	$0	–	-150,000	–	-0.15%	–
	Exit	LINEAR TECHNOLOGY CORPnote 3.000% 5/0	$0	–	-8,500,000	–	-0.17%	–
GMWSA	Exit	GENERAL MTRS CO*w exp 07/10/201	$0	–	-404,084	–	-0.19%	–
RVBD	Exit	RIVERBED TECHNOLOGY INCcall	$0	–	-1,400,000	–	-0.42%	–
UPLMQ	Exit	ULTRA PETROLEUM CORPcall	$0	–	-1,300,000	–	-0.50%	–
XOP	Exit	SPDR SERIES TRUSTcall	$0	–	-500,000	–	-0.56%	–
COG	Exit	CABOT OIL & GAS CORPcall	$0	–	-460,000	–	-0.63%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-500,000	–	-0.75%	–
RRC	Exit	RANGE RES CORPcall	$0	–	-600,000	–	-0.89%	–
SWN	Exit	SOUTHWESTERN ENERGY COcall	$0	–	-1,380,000	–	-0.97%	–
ET	Exit	EXACTTARGET INC	$0	–	-2,229,900	–	-1.45%	–
SFD	Exit	SMITHFIELD FOODS INC	$0	–	-2,334,112	–	-1.47%	–
XOP	Exit	SPDR SERIES TRUSTput	$0	–	-2,000,000	–	-2.24%	–
NWS	Exit	NEWS CORPcl b	$0	–	-10,095,822	–	-6.38%	–
BMC	Exit	BMC SOFTWARE INC	$0	–	-13,697,300	–	-11.90%	–

Q2 2013

			Value		Shares		↓ Weighting
HES	New	HESS CORP	$1,107,058,000	–	16,650,000	–	21.30%	–
3106PS	New	DELPHI AUTOMOTIVE PLC	$911,518,000	–	17,982,200	–	17.54%	–
BMC	New	BMC SOFTWARE INC	$618,159,000	–	13,697,300	–	11.90%	–
NTAP	New	NETAPP INC	$578,013,000	–	15,299,504	–	11.12%	–
NWS	New	NEWS CORPcl b	$331,243,000	–	10,095,822	–	6.38%	–
DELL	New	DELL INC	$299,034,000	–	22,450,006	–	5.76%	–
CPWR	New	COMPUWARE CORP	$193,048,000	–	18,670,000	–	3.72%	–
IWM	New	ISHARES TRput	$135,800,000	–	1,400,000	–	2.61%	–
XOP	New	SPDR SERIES TRUSTput	$116,360,000	–	2,000,000	–	2.24%	–
QQQ	New	POWERSHARES QQQ TRUSTput	$92,651,000	–	1,300,000	–	1.78%	–
SFD	New	SMITHFIELD FOODS INC	$76,442,000	–	2,334,112	–	1.47%	–
ET	New	EXACTTARGET INC	$75,192,000	–	2,229,900	–	1.45%	–
NBHC	New	NATIONAL BK HLDGS CORPcl a	$74,066,000	–	3,812,500	–	1.42%	–
MLCO	New	MELCO CROWN ENTMT LTDadr	$69,516,000	–	3,108,947	–	1.34%	–
ELX	New	EMULEX CORP	$58,197,000	–	8,925,927	–	1.12%	–
SWN	New	SOUTHWESTERN ENERGY COcall	$50,411,000	–	1,380,000	–	0.97%	–
RRC	New	RANGE RES CORPcall	$46,392,000	–	600,000	–	0.89%	–
XLE	New	SELECT SECTOR SPDR TRcall	$39,151,000	–	500,000	–	0.75%	–
ELN	New	ELAN PLCadr	$36,335,000	–	2,569,634	–	0.70%	–
COG	New	CABOT OIL & GAS CORPcall	$32,669,000	–	460,000	–	0.63%	–
CNDO	New	CORONADO BIOSCIENCES	$32,052,000	–	3,731,279	–	0.62%	–
XOP	New	SPDR SERIES TRUSTcall	$29,091,000	–	500,000	–	0.56%	–
UPLMQ	New	ULTRA PETROLEUM CORPcall	$25,766,000	–	1,300,000	–	0.50%	–
RVBD	New	RIVERBED TECHNOLOGY INCcall	$21,784,000	–	1,400,000	–	0.42%	–
GM	New	GENERAL MTRS COput	$17,407,000	–	522,600	–	0.34%	–
XLF	New	SELECT SECTOR SPDR TRput	$16,197,000	–	833,000	–	0.31%	–
	New	MYLAN INCnote 3.750% 9/1	$11,851,000	–	5,000,000	–	0.23%	–
HIGWS	New	HARTFORD FINL SVCS GROUP INC*w exp 06/26/201	$10,950,000	–	500,000	–	0.21%	–
GMWSA	New	GENERAL MTRS CO*w exp 07/10/201	$9,698,000	–	404,084	–	0.19%	–
	New	LINEAR TECHNOLOGY CORPnote 3.000% 5/0	$8,886,000	–	8,500,000	–	0.17%	–
XLI	New	SELECT SECTOR SPDR TRput	$8,528,000	–	200,000	–	0.16%	–
	New	EQUINIX INCnote 3.000% 10/1	$8,425,000	–	5,000,000	–	0.16%	–
LVS	New	LAS VEGAS SANDS CORPput	$7,940,000	–	150,000	–	0.15%	–
	New	CADENCE DESIGN SYSTEM INCnote 2.625% 6/0	$7,775,000	–	4,000,000	–	0.15%	–
	New	UNITED STATES STL CORP NEWnote 4.000% 5/1	$7,661,000	–	7,500,000	–	0.15%	–
	New	MICROCHIP TECHNOLOGY INCsdcv 2.125% 12/1	$7,254,000	–	5,000,000	–	0.14%	–
GMWSB	New	GENERAL MTRS CO*w exp 07/10/201	$6,606,000	–	404,084	–	0.13%	–
MITL	New	MITEL NETWORK CORP	$5,877,000	–	1,530,548	–	0.11%	–
VTUS	New	VENTRUS BIOSCIENCES INC	$4,236,000	–	1,787,158	–	0.08%	–
ZIONW	New	ZIONS BANCORPORATION*w exp 5/22/202	$2,037,000	–	365,000	–	0.04%	–
	New	VERISIGN INCsdcv 3.250% 8/1	$1,829,000	–	1,300,000	–	0.04%	–
	New	VERISIGN INCsdcv 3.250% 8/1	$985,000	–	700,000	–	0.02%	–
LNCWS	New	LINCOLN NATL CORP IND*w exp 07/10/201	$944,000	–	35,000	–	0.02%	–
CRMD	New	CORMEDIX INC	$742,000	–	781,440	–	0.01%	–
DYN	New	DYNEGY INC NEW DEL	$550,000	–	24,395	–	0.01%	–
CRMDWS	New	CORMEDIX INC*w exp 03/24/201	$0	–	390,720	–	0.00%	–

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