This page lists the SEC filings reported by KERN CAPITAL MANAGEMENT LLC /ADV.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | HARVARD BIOSCIENCE INC | 2,359,400 | 8.9% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | JAKKS PACIFIC INC | 1,183,800 | 6.4% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | MONTEREY PASTA CO | 757,800 | 5.6% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | NEOPHARM INC | 1,147,440 | 7.8% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | NOVADIGM INC | 1,164,700 | 5.9% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | PEMSTAR INC | 1,909,100 | 5.2% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | PLATO LEARNING INC | 1,149,495 | 7.0% | EDGAR |
| SC 13G | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | TAKE TWO INTERACTIVE SOFTWARE INC | 2,159,300 | 5.9% | EDGAR |
| SC 13G | 2002-02-08 | KERN CAPITAL MANAGEMENT LLC /ADV | SBA COMMUNICATIONS CORP | 4,954,000 | 11.7% | EDGAR |
| SC 13G | 2002-01-10 | KERN CAPITAL MANAGEMENT LLC /ADV | U S LABORATORIES INC | 281,500 | 5.9% | EDGAR |
| SC 13G | 2002-01-10 | KERN CAPITAL MANAGEMENT LLC /ADV | VITAL IMAGES INC | 420,300 | 5.8% | EDGAR |
| SC 13G/A | 2002-01-09 | KERN CAPITAL MANAGEMENT LLC /ADV | COMARCO INC | 779,550 | 11.3% | EDGAR |
| SC 13G/A | 2001-12-07 | KERN CAPITAL MANAGEMENT LLC /ADV | HYTEK MICROSYSTEMS INC | 212,200 | 6.5% | EDGAR |
| SC 13G | 2001-12-07 | KERN CAPITAL MANAGEMENT LLC /ADV | ADVANCED TECHNICAL PRODUCTS INC | 721,100 | 12.3% | EDGAR |
| SC 13G/A | 2001-11-13 | KERN CAPITAL MANAGEMENT LLC /ADV | ENDOCARE INC | 1,229,400 | 7.3% | EDGAR |
| SC 13G/A | 2001-11-09 | KERN CAPITAL MANAGEMENT LLC /ADV | CALIFORNIA AMPLIFIER INC | - | 0.0% | EDGAR |
| SC 13G/A | 2001-11-09 | KERN CAPITAL MANAGEMENT LLC /ADV | POWELL INDUSTRIES INC | 1,229,400 | 7.3% | EDGAR |
| SC 13G/A | 2001-11-09 | KERN CAPITAL MANAGEMENT LLC /ADV | REPEATER TECHNOLOGIES INC | - | 0.0% | EDGAR |
| SC 13G/A | 2001-11-09 | KERN CAPITAL MANAGEMENT LLC /ADV | CASH AMERICA INTERNATIONAL INC | 2,798,300 | 11.3% | EDGAR |
| SC 13G | 2001-11-09 | KERN CAPITAL MANAGEMENT LLC /ADV | POWELL INDUSTRIES INC | 1,082,500 | 10.4% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.