This page lists the SEC filings reported by KERN CAPITAL MANAGEMENT LLC /ADV.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2002-06-10 | KERN CAPITAL MANAGEMENT LLC /ADV | PEMSTAR INC | 3,831,600 | 10.5% | EDGAR |
| SC 13G/A | 2002-06-10 | KERN CAPITAL MANAGEMENT LLC /ADV | CASH AMERICA INTERNATIONAL INC | 517,600 | 2.1% | EDGAR |
| SC 13G/A | 2002-06-10 | KERN CAPITAL MANAGEMENT LLC /ADV | LOJACK CORP | 693,600 | 4.7% | EDGAR |
| SC 13G/A | 2002-06-10 | KERN CAPITAL MANAGEMENT LLC /ADV | NEOPHARM INC | 1,761,040 | 10.8% | EDGAR |
| SC 13G | 2002-06-10 | KERN CAPITAL MANAGEMENT LLC /ADV | AMERICAN SCIENCE & ENGINEERING INC | 566,200 | 10.2% | EDGAR |
| SC 13G | 2002-06-10 | KERN CAPITAL MANAGEMENT LLC /ADV | KROLL INC | 2,321,200 | 10.1% | EDGAR |
| SC 13G | 2002-05-10 | KERN CAPITAL MANAGEMENT LLC /ADV | F5 NETWORKS INC | 2,566,200 | 10.2% | EDGAR |
| SC 13G/A | 2002-04-10 | KERN CAPITAL MANAGEMENT LLC /ADV | ARTHROCARE CORP | 2,304,900 | 10.6% | EDGAR |
| SC 13G/A | 2002-03-08 | KERN CAPITAL MANAGEMENT LLC /ADV | BENIHANA INC | 547,600 | 13.4% | EDGAR |
| SC 13G/A | 2002-03-08 | KERN CAPITAL MANAGEMENT LLC /ADV | LIGHTPATH TECHNOLOGIES INC | 675,000 | 3.5% | EDGAR |
| SC 13G/A | 2002-03-08 | KERN CAPITAL MANAGEMENT LLC /ADV | HARVARD BIOSCIENCE INC | 2,739,400 | 10.3% | EDGAR |
| SC 13G/A | 2002-03-08 | KERN CAPITAL MANAGEMENT LLC /ADV | POWELL INDUSTRIES INC | 381,400 | 3.6% | EDGAR |
| SC 13G/A | 2002-03-07 | KERN CAPITAL MANAGEMENT LLC /ADV | ENDOCARE INC | 1,772,100 | 10.3% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | AAON INC | 330,750 | 3.8% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | AMERICAN CLASSIC VOYAGES CO | 0 | 0.0% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | ANAREN MICROWAVE INC | 3,236,300 | 14.4% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | ARTHROCARE CORP | 2,011,400 | 9.0% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | ADVANCED TECHNICAL PRODUCTS INC | 726,100 | 12.4% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | AUGUST TECHNOLOGY CORP | 633,500 | 5.0% | EDGAR |
| SC 13G/A | 2002-02-14 | KERN CAPITAL MANAGEMENT LLC /ADV | AXSYS TECHNOLOGIES INC | 576,100 | 12.3% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.