$943 Million is the total value of MAI Capital Management's 391 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NRF | New | NorthStar Realty Finance Corpreus | $18,072,000 | – | 1,343,657 | +100.0% | 1.92% | – |
| New | Credit Suisse EEM Note due 05-seus | $13,364,000 | – | 13,305,000 | +100.0% | 1.42% | – | |
| New | Barclays S&P 500 Note due 06-0seus | $13,162,000 | – | 13,050,000 | +100.0% | 1.40% | – | |
| New | GS EAFE Note due 06-03-16seus | $12,360,000 | – | 12,370,000 | +100.0% | 1.31% | – | |
| CHL | New | China Mobile ADR | $11,872,000 | – | 227,049 | +100.0% | 1.26% | – |
| WHR | New | Whirlpool Corp. | $9,429,000 | – | 60,113 | +100.0% | 1.00% | – |
| GLNG | New | Golar LNG Limited | $9,202,000 | – | 253,578 | +100.0% | 0.98% | – |
| New | GS Euro 50 Note due 11-18-14seus | $7,118,000 | – | 5,800,000 | +100.0% | 0.76% | – | |
| New | Barclays S&P 500 Note due 1-16seus | $6,692,000 | – | 5,750,000 | +100.0% | 0.71% | – | |
| New | GS Russell 2000 Note due 11-17seus | $5,885,000 | – | 5,102,000 | +100.0% | 0.62% | – | |
| New | Barclays EEM Note due 9-22-14seus | $4,642,000 | – | 4,450,000 | +100.0% | 0.49% | – | |
| New | Credit Suisse XLE note due 9-2seus | $4,465,000 | – | 3,915,000 | +100.0% | 0.47% | – | |
| PAGP | New | Plains Group Holdings, L.P. Cl | $4,371,000 | – | 163,278 | +100.0% | 0.46% | – |
| New | CS Euro Stoxx 50 due 9-29-14seus | $4,340,000 | – | 3,450,000 | +100.0% | 0.46% | – | |
| PANW | New | Palo Alto Networks Inc. | $3,961,000 | – | 68,929 | +100.0% | 0.42% | – |
| WAC | New | Walter Investment Management C | $3,450,000 | – | 97,582 | +100.0% | 0.37% | – |
| EBAY | New | Ebay | $3,088,000 | – | 56,277 | +100.0% | 0.33% | – |
| New | MS EEM Note due 03-13-17seus | $2,845,000 | – | 2,740,000 | +100.0% | 0.30% | – | |
| IYR | New | iShs Dow Jones US Real Est Indreus | $1,794,000 | – | 28,444 | +100.0% | 0.19% | – |
| SLW | New | Silver Wheaton Corp | $1,679,000 | – | 83,176 | +100.0% | 0.18% | – |
| BVN | New | Compania de Minas Buenaventura | $1,329,000 | – | 118,436 | +100.0% | 0.14% | – |
| New | SCB Bancorp Inc CMT Shs | $773,000 | – | 3,091 | +100.0% | 0.08% | – | |
| DFS | New | Discover Financial | $695,000 | – | 12,417 | +100.0% | 0.07% | – |
| WSM | New | Williams-Sonoma | $532,000 | – | 9,130 | +100.0% | 0.06% | – |
| GILD | New | Gilead Sciences Inc | $479,000 | – | 6,372 | +100.0% | 0.05% | – |
| HTA | New | Heathcare Tr America Inc Cl Areus | $385,000 | – | 39,118 | +100.0% | 0.04% | – |
| VNQ | New | Vanguard REIT Viper Index Serireus | $381,000 | – | 5,906 | +100.0% | 0.04% | – |
| BKMU | New | Bank Mutual Corp | $355,000 | – | 50,621 | +100.0% | 0.04% | – |
| HTBK | New | Heritage Commerce Corp | $360,000 | – | 43,716 | +100.0% | 0.04% | – |
| PFBC | New | Preferred Bank | $327,000 | – | 16,297 | +100.0% | 0.04% | – |
| ICE | New | Intercontinental Exchange Grou | $268,000 | – | 1,192 | +100.0% | 0.03% | – |
| PDCO | New | Patterson Companies Inc. | $253,000 | – | 6,139 | +100.0% | 0.03% | – |
| ADSK | New | Autodesk | $252,000 | – | 5,000 | +100.0% | 0.03% | – |
| CDNS | New | Cadence Design Systems | $242,000 | – | 17,248 | +100.0% | 0.03% | – |
| FDX | New | Fedex | $249,000 | – | 1,733 | +100.0% | 0.03% | – |
| SPR | New | Spirit Aerosystems | $239,000 | – | 7,000 | +100.0% | 0.02% | – |
| TMO | New | Thermo Fisher Scientific Inc | $238,000 | – | 2,139 | +100.0% | 0.02% | – |
| AXP | New | American Express | $226,000 | – | 2,487 | +100.0% | 0.02% | – |
| New | Alpine International Real Estareus | $229,000 | – | 9,890 | +100.0% | 0.02% | – | |
| SBH | New | Sally Beauty Holding | $231,000 | – | 7,637 | +100.0% | 0.02% | – |
| ARE | New | Alexandria Real Estate Equitie | $226,000 | – | 3,545 | +100.0% | 0.02% | – |
| RHHBY | New | Roche Holding Adr | $218,000 | – | 3,106 | +100.0% | 0.02% | – |
| ACC | New | American Campus Communities | $217,000 | – | 6,745 | +100.0% | 0.02% | – |
| RBC | New | Regal-Beloit Corp | $214,000 | – | 2,898 | +100.0% | 0.02% | – |
| CRL | New | Charles River Laboratories Int | $213,000 | – | 4,021 | +100.0% | 0.02% | – |
| ATR | New | AptarGroup Inc | $217,000 | – | 3,200 | +100.0% | 0.02% | – |
| LLL | New | L-3 Communications | $214,000 | – | 2,000 | +100.0% | 0.02% | – |
| COF | New | Capital One Financial | $208,000 | – | 2,715 | +100.0% | 0.02% | – |
| RDSB | New | Royal Dutch Shell Plc Spon ADR | $210,000 | – | 2,790 | +100.0% | 0.02% | – |
| JCI | New | Johnson Controls Inc | $210,000 | – | 4,090 | +100.0% | 0.02% | – |
| GNTX | New | Gentex Corp | $209,000 | – | 6,335 | +100.0% | 0.02% | – |
| DBD | New | Diebold Inc. | $204,000 | – | 6,176 | +100.0% | 0.02% | – |
| XRAY | New | Dentsplay International | $211,000 | – | 4,350 | +100.0% | 0.02% | – |
| ENH | New | Endurance Specialty Holdings L | $202,000 | – | 3,446 | +100.0% | 0.02% | – |
| HEROQ | New | Hercules Offshore | $130,000 | – | 20,000 | +100.0% | 0.01% | – |
| HBAN | New | Huntington Bancshares | $120,000 | – | 12,400 | +100.0% | 0.01% | – |
| New | Northern Funds Global Real Estreus | $113,000 | – | 12,487 | +100.0% | 0.01% | – | |
| CDR | New | Cedar Realty Trust Increus | $69,000 | – | 11,013 | +100.0% | 0.01% | – |
| New | Credit Suisse Note due 10-27-1seus | $55,000 | – | 50,000 | +100.0% | 0.01% | – | |
| CIM | New | Chimera Investments | $31,000 | – | 10,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.