$943 Million is the total value of MAI Capital Management's 391 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 26.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AMJ | Sell | JPMorgan Alerian MLP Index | $41,541,000 | +2.7% | 896,251 | -1.1% | 4.40% | -16.2% |
| QCOM | Sell | Qualcomm Incorporated | $18,443,000 | -4.1% | 248,392 | -13.0% | 1.96% | -21.7% |
| NRF | New | NorthStar Realty Finance Corpreus | $18,072,000 | – | 1,343,657 | +100.0% | 1.92% | – |
| GE | Sell | General Electric Company | $17,745,000 | +15.2% | 633,065 | -1.8% | 1.88% | -6.0% |
| JPM | Sell | JPMorgan Chase & Co. | $16,663,000 | +10.9% | 284,939 | -2.0% | 1.77% | -9.5% |
| VOD | Sell | Vodafone Group PLC | $16,129,000 | +6.1% | 410,310 | -5.1% | 1.71% | -13.5% |
| JNJ | Sell | Johnson & Johnson | $15,625,000 | +4.7% | 170,595 | -0.9% | 1.66% | -14.6% |
| L109PS | Sell | Access Midstream Partners LP | $14,687,000 | +14.5% | 259,571 | -2.3% | 1.56% | -6.6% |
| WFC | Sell | Wells Fargo & Company | $14,640,000 | +7.3% | 322,474 | -2.3% | 1.55% | -12.5% |
| ADM | Sell | Archer Daniels Midland Co. | $14,341,000 | +12.9% | 330,435 | -4.2% | 1.52% | -7.9% |
| EPD | Sell | Enterprise Products Ptnrs | $14,101,000 | +6.2% | 212,689 | -2.2% | 1.50% | -13.3% |
| ABT | Sell | Abbott Laboratories | $14,045,000 | +12.9% | 366,436 | -2.2% | 1.49% | -7.9% |
| New | Credit Suisse EEM Note due 05-seus | $13,364,000 | – | 13,305,000 | +100.0% | 1.42% | – | |
| ABBV | Sell | AbbVie Inc. | $13,277,000 | +11.2% | 251,416 | -5.8% | 1.41% | -9.2% |
| CVX | Buy | Chevron Corporation | $13,233,000 | +7.4% | 105,937 | +4.5% | 1.40% | -12.4% |
| New | Barclays S&P 500 Note due 06-0seus | $13,162,000 | – | 13,050,000 | +100.0% | 1.40% | – | |
| CB | Sell | Chubb Corporation | $12,657,000 | +4.8% | 130,980 | -3.2% | 1.34% | -14.5% |
| New | GS EAFE Note due 06-03-16seus | $12,360,000 | – | 12,370,000 | +100.0% | 1.31% | – | |
| WMB | Sell | Williams Companies, Inc. | $12,272,000 | +5.2% | 318,167 | -0.9% | 1.30% | -14.2% |
| SLB | Buy | Schlumberger Limited | $12,166,000 | +5.5% | 135,009 | +3.5% | 1.29% | -13.9% |
| MMP | Sell | Magellan Midstream Ptnrs LP | $12,113,000 | +7.0% | 191,449 | -4.6% | 1.28% | -12.8% |
| IBM | Buy | Int'l Business Machines Corp. | $12,095,000 | +6.9% | 64,482 | +5.6% | 1.28% | -12.8% |
| LAZ | Sell | Lazard Ltd. | $12,016,000 | +21.1% | 265,133 | -3.8% | 1.27% | -1.2% |
| CHL | New | China Mobile ADR | $11,872,000 | – | 227,049 | +100.0% | 1.26% | – |
| GSK | Buy | GlaxoSmithKline PLC | $11,693,000 | +10.9% | 219,005 | +4.2% | 1.24% | -9.6% |
| HON | Sell | Honeywell International, Inc. | $11,497,000 | +9.7% | 125,825 | -0.3% | 1.22% | -10.5% |
| BA | Sell | Boeing Company | $11,441,000 | +6.5% | 83,825 | -8.3% | 1.21% | -13.1% |
| ET | Sell | Energy Transfer Equity LP | $11,423,000 | +20.8% | 139,743 | -2.8% | 1.21% | -1.5% |
| AAPL | Sell | Apple Inc | $11,424,000 | +13.4% | 20,363 | -3.7% | 1.21% | -7.5% |
| RDSA | Sell | Royal Dutch Shell Plc Spon ADR | $11,059,000 | +3.4% | 155,164 | -4.7% | 1.17% | -15.7% |
| ACE | Sell | Ace Limited | $11,043,000 | +9.1% | 106,667 | -1.4% | 1.17% | -11.0% |
| MDT | Sell | Medtronic Inc. | $10,992,000 | +1.8% | 191,532 | -5.5% | 1.16% | -17.0% |
| HD | Sell | Home Depot, Inc. | $10,890,000 | +0.4% | 132,252 | -7.6% | 1.16% | -18.1% |
| DEO | Buy | Diageo PLC ADR | $10,764,000 | +9.8% | 81,285 | +5.3% | 1.14% | -10.4% |
| SXL | Sell | Sunoco Logistics Ptnrs | $10,752,000 | +11.1% | 142,447 | -2.2% | 1.14% | -9.3% |
| KMI | Sell | Kinder Morgan, Inc. | $10,655,000 | -1.6% | 295,960 | -2.8% | 1.13% | -19.7% |
| WAG | Sell | Walgreen Co. | $10,606,000 | +3.8% | 184,649 | -2.8% | 1.12% | -15.4% |
| F113PS | Buy | Covidien PLC | $10,419,000 | +3634.4% | 152,993 | +3244.1% | 1.10% | +2969.4% |
| WHR | New | Whirlpool Corp. | $9,429,000 | – | 60,113 | +100.0% | 1.00% | – |
| TRGP | Sell | Targa Resources Prtns Com St | $9,420,000 | +17.3% | 106,837 | -3.0% | 1.00% | -4.3% |
| GLNG | New | Golar LNG Limited | $9,202,000 | – | 253,578 | +100.0% | 0.98% | – |
| GOOGL | Sell | Google Inc | $8,889,000 | +27.8% | 7,932 | -0.1% | 0.94% | +4.2% |
| EQM | Sell | EQT Midstream Partners, LP | $8,710,000 | +16.2% | 148,155 | -2.7% | 0.92% | -5.2% |
| WPZ | Sell | Williams Partners | $8,179,000 | -5.2% | 160,810 | -1.4% | 0.87% | -22.7% |
| New | GS Euro 50 Note due 11-18-14seus | $7,118,000 | – | 5,800,000 | +100.0% | 0.76% | – | |
| WES | Sell | Western Gas Partners | $7,000,000 | -1.8% | 113,467 | -4.3% | 0.74% | -19.9% |
| FNBCQ | Sell | First NBC Bank Holding Company | $6,787,000 | +12.6% | 210,119 | -15.0% | 0.72% | -8.0% |
| New | Barclays S&P 500 Note due 1-16seus | $6,692,000 | – | 5,750,000 | +100.0% | 0.71% | – | |
| EMC | Buy | E M C Corporation | $6,449,000 | +41.9% | 256,431 | +44.2% | 0.68% | +15.9% |
| XOM | Sell | Exxon Mobil Corp | $6,384,000 | -11.1% | 63,078 | -24.5% | 0.68% | -27.5% |
| New | GS Russell 2000 Note due 11-17seus | $5,885,000 | – | 5,102,000 | +100.0% | 0.62% | – | |
| PAA | Sell | Plains All Amern Pipeline | $5,783,000 | -37.1% | 111,711 | -36.0% | 0.61% | -48.7% |
| DCP | Buy | DCP Midstream Ptnrs | $5,467,000 | +3.0% | 108,584 | +1.6% | 0.58% | -15.9% |
| CHK | Buy | Chesapeake Energy Corp. | $5,149,000 | +12.5% | 189,732 | +7.3% | 0.55% | -8.2% |
| New | Barclays EEM Note due 9-22-14seus | $4,642,000 | – | 4,450,000 | +100.0% | 0.49% | – | |
| TLLP | Buy | Tesoro Logistics LP | $4,607,000 | +18.7% | 88,020 | +31.6% | 0.49% | -3.2% |
| ESRX | Buy | Express Scripts Holding Co. | $4,458,000 | +15.7% | 63,466 | +1.8% | 0.47% | -5.6% |
| New | Credit Suisse XLE note due 9-2seus | $4,465,000 | – | 3,915,000 | +100.0% | 0.47% | – | |
| PAGP | New | Plains Group Holdings, L.P. Cl | $4,371,000 | – | 163,278 | +100.0% | 0.46% | – |
| New | CS Euro Stoxx 50 due 9-29-14seus | $4,340,000 | – | 3,450,000 | +100.0% | 0.46% | – | |
| PANW | New | Palo Alto Networks Inc. | $3,961,000 | – | 68,929 | +100.0% | 0.42% | – |
| CAM | Buy | Cameron International | $3,949,000 | +43.0% | 66,344 | +40.2% | 0.42% | +16.7% |
| UNH | Buy | UnitedHealth Group Inc | $3,927,000 | +12.1% | 52,145 | +6.6% | 0.42% | -8.6% |
| GEL | Buy | Genesis Energy LP | $3,844,000 | +7.6% | 73,123 | +2.5% | 0.41% | -12.1% |
| OKE | Buy | ONEOK Inc | $3,835,000 | +21.5% | 61,683 | +4.2% | 0.41% | -0.7% |
| WGP | Buy | Western Gas Equity Partners LP | $3,758,000 | +13.2% | 95,124 | +6.6% | 0.40% | -7.7% |
| NOV | Buy | National Oilwell Varco Inc | $3,570,000 | +4.2% | 44,888 | +2.3% | 0.38% | -15.1% |
| WAC | New | Walter Investment Management C | $3,450,000 | – | 97,582 | +100.0% | 0.37% | – |
| PM | Sell | Philip Morris Int'l | $3,397,000 | -71.9% | 38,985 | -72.0% | 0.36% | -77.0% |
| 2108SC | Sell | El Paso Pipeline | $3,368,000 | -60.2% | 93,553 | -53.3% | 0.36% | -67.5% |
| SHW | Buy | Sherwin Williams Company | $3,288,000 | +6.9% | 17,920 | +6.2% | 0.35% | -12.8% |
| BIDU | Sell | Baidu ADR | $3,270,000 | -40.3% | 18,385 | -47.9% | 0.35% | -51.2% |
| MWE | Buy | Markwest Energy Partners LP | $3,261,000 | +350.4% | 49,308 | +391.7% | 0.35% | +268.1% |
| NLY | Buy | Annaly Capital Management Inc | $3,210,000 | +114.9% | 321,930 | +149.6% | 0.34% | +75.3% |
| SEP | Sell | Spectra Energy Prtns | $3,171,000 | -2.3% | 69,922 | -5.5% | 0.34% | -20.4% |
| CTXS | Buy | Citrix Systems Inc | $3,091,000 | +33.4% | 48,876 | +48.9% | 0.33% | +9.0% |
| EBAY | New | Ebay | $3,088,000 | – | 56,277 | +100.0% | 0.33% | – |
| OXY | Buy | Occidental Petroleum | $3,057,000 | +2.7% | 32,143 | +1.0% | 0.32% | -16.3% |
| CVS | Sell | CVS/Caremark Corp. | $3,025,000 | +17.7% | 42,273 | -6.7% | 0.32% | -3.9% |
| V | Buy | Visa Inc Cl A | $2,999,000 | +18.9% | 13,467 | +2.1% | 0.32% | -3.0% |
| PEP | Sell | PepsiCo, Inc. | $2,984,000 | +0.3% | 35,975 | -3.8% | 0.32% | -18.1% |
| MET | Buy | Metlife Inc. | $2,869,000 | +78.5% | 53,211 | +55.5% | 0.30% | +45.5% |
| New | MS EEM Note due 03-13-17seus | $2,845,000 | – | 2,740,000 | +100.0% | 0.30% | – | |
| ORCL | Sell | Oracle Corp | $2,688,000 | -40.3% | 70,259 | -48.3% | 0.28% | -51.3% |
| KO | Sell | Coca-Cola Co. | $2,632,000 | +9.0% | 63,705 | -0.1% | 0.28% | -11.1% |
| 4945SC | Sell | Kinder Morgan Energy Ptnrs | $2,545,000 | -3.9% | 31,547 | -4.9% | 0.27% | -21.5% |
| PWR | Buy | Quanta Services Inc. | $2,409,000 | +30.6% | 76,339 | +13.9% | 0.26% | +6.2% |
| CTSH | Buy | Cognizant Technology Solutions | $2,408,000 | +26.0% | 23,844 | +2.5% | 0.26% | +2.8% |
| MLPI | Buy | UBS E-TRACS Alerian MLP Infras | $2,326,000 | +31.3% | 58,984 | +29.3% | 0.25% | +7.4% |
| PHM | Buy | PulteGroup Inc | $2,317,000 | +29.7% | 113,766 | +5.0% | 0.25% | +6.0% |
| PG | Sell | Procter & Gamble | $2,287,000 | +6.9% | 28,088 | -0.7% | 0.24% | -12.9% |
| STT | Sell | State Street Corp. | $2,174,000 | +11.4% | 29,617 | -0.2% | 0.23% | -9.4% |
| PFE | Sell | Pfizer Inc | $2,119,000 | +4.1% | 69,188 | -2.4% | 0.22% | -15.1% |
| BWP | Sell | Boardwalk Pipeline LP | $2,075,000 | -17.9% | 81,322 | -2.2% | 0.22% | -32.9% |
| ROP | Sell | Roper Industries | $2,055,000 | +4.2% | 14,820 | -0.2% | 0.22% | -14.8% |
| COST | Sell | Costco Wholesale Corp | $2,047,000 | +2.6% | 17,203 | -0.7% | 0.22% | -16.2% |
| VZ | Sell | Verizon Communications | $2,040,000 | -0.5% | 41,506 | -5.5% | 0.22% | -18.8% |
| MLNX | Buy | Mellanox Technologies Ltd | $1,966,000 | +15.6% | 49,182 | +9.8% | 0.21% | -5.9% |
| ETP | Buy | Energy Transfer Ptnrs LP | $1,950,000 | +10.9% | 34,054 | +0.8% | 0.21% | -9.2% |
| NKE | Sell | Nike Inc. | $1,911,000 | -51.7% | 24,298 | -55.4% | 0.20% | -60.5% |
| ACN | Buy | Accenture PLC Cl A | $1,847,000 | +12.8% | 22,464 | +1.1% | 0.20% | -8.0% |
| COP | Sell | ConocoPhillips | $1,831,000 | -0.1% | 25,922 | -1.6% | 0.19% | -18.5% |
| LEN | Buy | Lennar Corp | $1,794,000 | +20.9% | 45,357 | +8.2% | 0.19% | -1.6% |
| IYR | New | iShs Dow Jones US Real Est Indreus | $1,794,000 | – | 28,444 | +100.0% | 0.19% | – |
| LOCK | Sell | LifeLock, Inc | $1,767,000 | +10.4% | 107,672 | -0.3% | 0.19% | -10.1% |
| CMCSA | Sell | Comcast Corp. Cl A | $1,753,000 | +8.9% | 33,736 | -5.5% | 0.19% | -11.0% |
| UTX | United Technologies | $1,736,000 | +5.5% | 15,254 | 0.0% | 0.18% | -14.0% | |
| TROW | Sell | T. Rowe Price Associates Inc | $1,707,000 | +10.7% | 20,375 | -4.9% | 0.18% | -9.5% |
| TWC | Buy | Time Warner Cable | $1,694,000 | +86.2% | 12,505 | +53.3% | 0.18% | +52.5% |
| SLW | New | Silver Wheaton Corp | $1,679,000 | – | 83,176 | +100.0% | 0.18% | – |
| DHI | Buy | D R Horton Inc | $1,667,000 | +17.6% | 74,694 | +2.5% | 0.18% | -3.8% |
| DHR | Buy | Danaher Corp. | $1,628,000 | +12.0% | 21,089 | +0.6% | 0.17% | -8.5% |
| TWX | Sell | Time Warner Inc | $1,600,000 | -40.1% | 22,948 | -43.4% | 0.17% | -51.0% |
| MSFT | Sell | Microsoft Corporation | $1,591,000 | -2.2% | 42,540 | -13.0% | 0.17% | -19.9% |
| ADBE | Adobe Systems | $1,589,000 | +15.2% | 26,545 | 0.0% | 0.17% | -6.1% | |
| YUM | Buy | Yum! Brands Inc. | $1,569,000 | +7.2% | 20,755 | +1.2% | 0.17% | -12.6% |
| T | Sell | A T & T Corp New | $1,543,000 | -2.3% | 43,891 | -6.0% | 0.16% | -20.0% |
| AMX | Sell | America Movil SA de CV ADR Ser | $1,514,000 | +16.8% | 64,800 | -0.9% | 0.16% | -4.2% |
| A309PS | Buy | DirectTV Group Inc | $1,511,000 | +16.1% | 21,885 | +0.5% | 0.16% | -5.3% |
| AIT | Sell | Applied Industrial Technologie | $1,501,000 | -40.0% | 30,573 | -37.1% | 0.16% | -51.1% |
| AMT | Sell | American Tower | $1,474,000 | +7.5% | 18,470 | -0.2% | 0.16% | -12.4% |
| CMCSK | Sell | Comcast Corp Class A Special | $1,460,000 | +8.9% | 29,278 | -5.4% | 0.16% | -10.9% |
| CL | Colgate Palmolive | $1,368,000 | +10.0% | 20,972 | 0.0% | 0.14% | -10.5% | |
| TCP | Sell | T C Pipelines | $1,349,000 | -1.5% | 27,854 | -1.0% | 0.14% | -19.7% |
| AME | Sell | Ametek Inc | $1,351,000 | +13.3% | 25,647 | -1.0% | 0.14% | -7.7% |
| BVN | New | Compania de Minas Buenaventura | $1,329,000 | – | 118,436 | +100.0% | 0.14% | – |
| LMCA | Liberty Media Holding Corp. Ca | $1,312,000 | -0.6% | 8,970 | 0.0% | 0.14% | -19.2% | |
| HOG | Sell | Harley Davidson Inc. | $1,270,000 | +7.2% | 18,345 | -0.5% | 0.14% | -12.3% |
| F | Buy | Ford Motor Company | $1,260,000 | -5.3% | 81,664 | +3.5% | 0.13% | -22.5% |
| PH | Sell | Parker-Hannifin | $1,263,000 | +15.0% | 9,818 | -2.8% | 0.13% | -6.3% |
| OMC | Buy | Omnicom Group | $1,254,000 | +17.2% | 16,868 | +0.0% | 0.13% | -4.3% |
| ETN | Buy | Eaton Corporation | $1,227,000 | +10.5% | 16,123 | +0.0% | 0.13% | -9.7% |
| DE | Sell | Deere & Co | $1,213,000 | +7.8% | 13,278 | -3.9% | 0.13% | -11.6% |
| DD | Sell | Du Pont (EI) de Nemours | $1,194,000 | +8.6% | 18,371 | -2.1% | 0.13% | -11.2% |
| GTLS | Buy | Chart Industries | $1,193,000 | -6.2% | 12,478 | +20.7% | 0.13% | -23.6% |
| KMIWS | Kinder Morgan Wt Exp 2/15/17wt | $1,180,000 | -18.3% | 290,677 | 0.0% | 0.12% | -33.5% | |
| CLB | Buy | Core Laboratories N.V. | $1,144,000 | +14.2% | 5,991 | +1.2% | 0.12% | -6.9% |
| AKAM | Sell | Akamai Tech | $1,141,000 | -15.0% | 24,181 | -6.8% | 0.12% | -30.5% |
| EEP | Buy | Enbridge Energy | $1,126,000 | -0.3% | 37,686 | +1.7% | 0.12% | -19.0% |
| TGT | Sell | Target | $1,121,000 | -53.6% | 17,722 | -53.0% | 0.12% | -62.1% |
| FSLR | Sell | First Solar Inc | $1,093,000 | -62.6% | 20,011 | -72.5% | 0.12% | -69.5% |
| FCX | Sell | Freeport McMoRan Copper & Gold | $1,073,000 | -9.1% | 28,419 | -20.3% | 0.11% | -25.5% |
| Sell | Glencore International PLC | $1,035,000 | -44.1% | 199,776 | -41.1% | 0.11% | -54.4% | |
| FNB | Buy | F.N.B. Corp | $1,032,000 | +549.1% | 81,736 | +525.5% | 0.11% | +419.0% |
| MMM | Sell | 3M Company | $1,017,000 | +15.2% | 7,254 | -1.9% | 0.11% | -6.1% |
| BRKB | Berkshire Hathaway Class B | $1,008,000 | +4.3% | 8,506 | 0.0% | 0.11% | -15.1% | |
| BAX | Sell | Baxter International | $1,011,000 | -8.1% | 14,540 | -13.2% | 0.11% | -25.2% |
| FLR | Sell | Fluor Corp. | $959,000 | +9.0% | 11,939 | -3.8% | 0.10% | -10.5% |
| BMY | Sell | Bristol-Myers Squibb | $937,000 | +6.8% | 17,637 | -6.9% | 0.10% | -13.2% |
| MCK | McKesson HBOC Corp. | $915,000 | +25.7% | 5,671 | 0.0% | 0.10% | +2.1% | |
| INFA | Sell | Informatica Corp | $885,000 | +4.7% | 21,337 | -1.6% | 0.09% | -14.5% |
| DOW | Sell | Dow Chemical | $879,000 | +12.3% | 19,789 | -2.9% | 0.09% | -8.8% |
| ANSS | Sell | Ansys Inc | $856,000 | -1.9% | 9,819 | -2.6% | 0.09% | -19.5% |
| MCD | Sell | McDonalds Corp | $852,000 | -15.2% | 8,778 | -16.0% | 0.09% | -31.3% |
| UTHR | Buy | United Therapeutics | $850,000 | +44.6% | 7,515 | +0.7% | 0.09% | +18.4% |
| SBUX | Sell | Starbucks Corp | $819,000 | -3.2% | 10,446 | -5.0% | 0.09% | -20.9% |
| TEVA | Sell | Teva Pharmaceutical Inds | $822,000 | -25.3% | 20,511 | -29.5% | 0.09% | -39.2% |
| CTAS | Sell | Cintas Inc. | $813,000 | +16.1% | 13,648 | -0.2% | 0.09% | -5.5% |
| LBTYA | Liberty Global PLC Cl A | $815,000 | +12.3% | 9,155 | 0.0% | 0.09% | -8.5% | |
| ALB | Sell | Albemarle Corp | $791,000 | -1.7% | 12,480 | -2.5% | 0.08% | -20.0% |
| TRV | Travelers Companies Inc | $782,000 | +6.8% | 8,634 | 0.0% | 0.08% | -12.6% | |
| New | SCB Bancorp Inc CMT Shs | $773,000 | – | 3,091 | +100.0% | 0.08% | – | |
| KMR | Sell | Kinder Morgan Mgmt LLC | $768,000 | -0.6% | 10,152 | -1.5% | 0.08% | -19.0% |
| APA | Sell | Apache Corporation | $759,000 | -70.8% | 8,836 | -71.1% | 0.08% | -76.3% |
| EFX | Buy | Equifax Inc. | $757,000 | +16.6% | 10,960 | +1.0% | 0.08% | -4.8% |
| NS | Sell | NuStar Energy | $759,000 | +16.8% | 14,888 | -8.1% | 0.08% | -4.8% |
| FMC | Buy | FMC Corp | $742,000 | +6.8% | 9,834 | +1.5% | 0.08% | -12.2% |
| HAIN | Buy | Hain Celestial Group | $732,000 | +18.1% | 8,065 | +0.3% | 0.08% | -3.7% |
| MRK | Sell | Merck & Co | $738,000 | +0.1% | 14,753 | -4.7% | 0.08% | -18.8% |
| SBNY | Sell | Signature Bank NY | $738,000 | +16.6% | 6,870 | -0.7% | 0.08% | -4.9% |
| SIAL | Buy | Sigma-Aldrich Corp. | $725,000 | +11.5% | 7,710 | +1.1% | 0.08% | -8.3% |
| WAB | Sell | Wabtec | $731,000 | +8.6% | 9,840 | -8.1% | 0.08% | -11.5% |
| HXL | Buy | Hexcel Corp | $722,000 | +16.1% | 16,145 | +0.7% | 0.08% | -4.9% |
| JAH | Buy | Jarden Corp | $715,000 | +28.1% | 11,653 | +1.0% | 0.08% | +4.1% |
| JKHY | Buy | Henry Jack and Associates Inc | $716,000 | +15.7% | 12,088 | +0.9% | 0.08% | -5.0% |
| COO | Buy | Cooper Companies | $707,000 | +31.2% | 5,706 | +37.3% | 0.08% | +7.1% |
| NSRGY | Nestle SA (REG) ADR | $699,000 | +5.0% | 9,526 | 0.0% | 0.07% | -14.9% | |
| CSCO | Buy | Cisco Systems | $698,000 | +9.9% | 31,106 | +14.7% | 0.07% | -10.8% |
| PCLN | Sell | Priceline.com Inc. | $699,000 | -23.3% | 601 | -33.3% | 0.07% | -37.3% |
| FEIC | Buy | FEI Company | $696,000 | +2.5% | 7,785 | +0.7% | 0.07% | -15.9% |
| DFS | New | Discover Financial | $695,000 | – | 12,417 | +100.0% | 0.07% | – |
| FTI | Buy | FMC Technologies Inc. | $698,000 | -4.8% | 13,363 | +1.0% | 0.07% | -22.1% |
| ADS | Buy | Alliance Data Systems | $689,000 | +25.5% | 2,620 | +1.0% | 0.07% | +2.8% |
| AMG | Affiliated Managers | $683,000 | +18.8% | 3,150 | 0.0% | 0.07% | -4.0% | |
| AOS | Buy | Smith AO Corp | $675,000 | +20.5% | 12,510 | +1.1% | 0.07% | -1.4% |
| MYL | Sell | Mylan Laboratories Inc. | $658,000 | +9.8% | 15,160 | -3.4% | 0.07% | -10.3% |
| POT | Sell | Potash Corp | $658,000 | -90.6% | 19,949 | -91.1% | 0.07% | -92.3% |
| TXRH | Buy | Texas Roadhouse | $654,000 | +13.5% | 23,525 | +7.4% | 0.07% | -8.0% |
| WWW | Buy | Wolverine World Wide | $654,000 | +17.6% | 19,260 | +101.9% | 0.07% | -4.2% |
| LIFE | Life Technologies Corp | $639,000 | +1.4% | 8,424 | 0.0% | 0.07% | -17.1% | |
| CHD | Buy | Church & Dwight Co | $628,000 | +11.9% | 9,470 | +1.3% | 0.07% | -8.2% |
| OKS | Sell | Oneok Partners LP | $632,000 | -11.4% | 12,001 | -10.8% | 0.07% | -28.0% |
| Sell | Grupo Financiero Banorte S.A.B | $628,000 | +6.4% | 90,000 | -5.3% | 0.07% | -13.0% | |
| MON | Buy | Monsanto Co. | $635,000 | +13.4% | 5,450 | +1.6% | 0.07% | -8.2% |
| NEE | NextEra Energy (formerly FPL) | $626,000 | +6.8% | 7,313 | 0.0% | 0.07% | -13.2% | |
| HSIC | Buy | Henry Schein | $624,000 | +11.2% | 5,465 | +1.1% | 0.07% | -9.6% |
| ORLY | Buy | O'Reilly Automotive Inc | $615,000 | +2.0% | 4,775 | +1.1% | 0.06% | -16.7% |
| PRAA | Buy | Portfolio Recovery Associates | $616,000 | -9.0% | 11,649 | +3.2% | 0.06% | -26.1% |
| INGR | Sell | Ingredion Inc | $609,000 | -2.1% | 8,892 | -5.4% | 0.06% | -19.8% |
| PETM | Buy | Petsmart Inc | $610,000 | -4.4% | 8,391 | +0.3% | 0.06% | -21.7% |
| NBR | Buy | Nabors Industries | $588,000 | +11.6% | 34,621 | +5.4% | 0.06% | -8.8% |
| JBHT | Buy | J B Hunt Transport Services In | $582,000 | +7.2% | 7,525 | +1.1% | 0.06% | -12.7% |
| OII | Buy | Oceaneering International Inc | $588,000 | -1.8% | 7,450 | +1.0% | 0.06% | -20.5% |
| SCHW | Buy | Charles Schwab | $575,000 | +25.0% | 22,122 | +1.7% | 0.06% | +1.7% |
| HUBB | Buy | Hubbell Inc. Class B | $579,000 | +5.3% | 5,320 | +1.2% | 0.06% | -14.1% |
| GWW | Buy | W. W. Grainger Inc | $567,000 | -1.2% | 2,220 | +1.1% | 0.06% | -20.0% |
| RDMKF | Buy | RDM Corp | $566,000 | +33.2% | 310,000 | +19.2% | 0.06% | +9.1% |
| EL | Buy | Estee Lauder | $556,000 | +24.4% | 7,385 | +15.5% | 0.06% | +1.7% |
| UNP | Union Pacific Corp | $545,000 | +8.1% | 3,246 | 0.0% | 0.06% | -10.8% | |
| NICE | Buy | Nice Systems ADR | $545,000 | +3.0% | 13,316 | +4.1% | 0.06% | -15.9% |
| WFT | Sell | Weatherford Int'l Inc | $547,000 | -21.1% | 35,289 | -21.9% | 0.06% | -35.6% |
| MCRS | Buy | Micro Systems Inc | $549,000 | +28.6% | 9,570 | +12.0% | 0.06% | +5.5% |
| GNCIQ | Sell | GNC Holdings | $543,000 | +1.5% | 9,286 | -5.2% | 0.06% | -17.1% |
| RJF | Buy | Raymond James Financial | $540,000 | +27.7% | 10,345 | +1.9% | 0.06% | +3.6% |
| DCI | Buy | Donaldson Co, Inc. | $528,000 | +15.8% | 12,145 | +1.5% | 0.06% | -5.1% |
| WSM | New | Williams-Sonoma | $532,000 | – | 9,130 | +100.0% | 0.06% | – |
| PSX | Sell | Phillips 66 | $525,000 | +15.4% | 6,802 | -13.5% | 0.06% | -5.1% |
| CELG | Sell | Celgene Corp. | $521,000 | +9.2% | 3,082 | -0.4% | 0.06% | -11.3% |
| ROST | Buy | Ross Stores Inc | $522,000 | +4.2% | 6,960 | +1.2% | 0.06% | -15.4% |
| HIG | Buy | Hartford Financial Services Gr | $516,000 | +20.6% | 14,234 | +3.4% | 0.06% | -1.8% |
| MJN | Buy | Mead Johnson Nutrition | $505,000 | +21.7% | 6,029 | +7.9% | 0.05% | 0.0% |
| INTC | Buy | Intel Corp | $510,000 | +36.0% | 19,638 | +20.1% | 0.05% | +10.2% |
| IDXX | Sell | IDEXX Laboratories | $499,000 | -34.1% | 4,695 | -38.2% | 0.05% | -45.9% |
| ISRG | Buy | Intuitive Surgical Inc | $499,000 | +21.4% | 1,298 | +19.0% | 0.05% | 0.0% |
| SWKS | Buy | Skyworks Solutions Inc. | $488,000 | +17.0% | 17,075 | +1.7% | 0.05% | -3.7% |
| NVDA | Sell | Nvidia Corp. | $481,000 | -12.9% | 30,053 | -15.3% | 0.05% | -29.2% |
| NSC | Buy | Norfolk Southern | $485,000 | +20.3% | 5,221 | +0.1% | 0.05% | -1.9% |
| GILD | New | Gilead Sciences Inc | $479,000 | – | 6,372 | +100.0% | 0.05% | – |
| TIBX | Buy | Tibco Software Inc. | $478,000 | -11.2% | 21,270 | +1.2% | 0.05% | -27.1% |
| SYK | Stryker Corp. | $485,000 | +11.2% | 6,450 | 0.0% | 0.05% | -10.5% | |
| CRI | Buy | Carter's Inc | $484,000 | -4.2% | 6,740 | +1.4% | 0.05% | -22.7% |
| BKE | Buy | Buckle Inc | $473,000 | -2.1% | 8,995 | +0.8% | 0.05% | -20.6% |
| DISCA | Discovery Communications | $473,000 | +7.0% | 5,232 | 0.0% | 0.05% | -12.3% | |
| CRM | Buy | Salesforce.com | $469,000 | +8.1% | 8,490 | +1.5% | 0.05% | -10.7% |
| BAC | Sell | Bank of America Corp | $465,000 | +9.4% | 29,866 | -3.1% | 0.05% | -10.9% |
| AMGN | Amgen Inc | $461,000 | +2.0% | 4,042 | 0.0% | 0.05% | -16.9% | |
| KEY | Buy | KeyCorp | $460,000 | +85.5% | 34,295 | +57.9% | 0.05% | +53.1% |
| LBTYK | Liberty Global PLC Cl C | $461,000 | +11.6% | 5,472 | 0.0% | 0.05% | -9.3% | |
| VIAB | Sell | Viacom, Inc. | $453,000 | -16.4% | 5,183 | -20.1% | 0.05% | -31.4% |
| IPMLF | Buy | Imperial Metals Corp. | $451,000 | +55.5% | 30,000 | +25.0% | 0.05% | +26.3% |
| FB | Sell | $441,000 | -14.4% | 8,062 | -21.4% | 0.05% | -29.9% | |
| APH | Buy | Amphenol Corp | $444,000 | +33.3% | 4,975 | +15.7% | 0.05% | +9.3% |
| WFM | Buy | Whole Foods Market Inc | $448,000 | +6.9% | 7,742 | +8.0% | 0.05% | -13.0% |
| J | Jacobs Engineering | $445,000 | +8.3% | 7,069 | 0.0% | 0.05% | -11.3% | |
| SO | Sell | Southern Company | $431,000 | -8.7% | 10,473 | -8.7% | 0.05% | -24.6% |
| ECL | Buy | Ecolabs Inc. | $436,000 | +7.7% | 4,178 | +1.8% | 0.05% | -13.2% |
| SRCL | Buy | Stericycle Inc | $434,000 | +2.4% | 3,737 | +1.8% | 0.05% | -16.4% |
| GD | Buy | General Dynamics | $431,000 | +21.1% | 4,513 | +10.9% | 0.05% | 0.0% |
| MAT | Mattel, Inc. | $424,000 | +13.7% | 8,905 | 0.0% | 0.04% | -6.2% | |
| CVD | Buy | Covance Inc | $404,000 | +3.3% | 4,589 | +1.6% | 0.04% | -15.7% |
| LXU | Sell | LSB Industries Inc. | $410,000 | +4.9% | 10,000 | -14.2% | 0.04% | -15.7% |
| NUE | Sell | Nucor Corporation | $407,000 | +4.1% | 7,621 | -4.4% | 0.04% | -15.7% |
| APD | Sell | Air Products & Chemicals Inc | $396,000 | +3.7% | 3,540 | -1.3% | 0.04% | -16.0% |
| DVA | Sell | DaVita Healthcare Partners Inc | $387,000 | -19.5% | 6,110 | -27.7% | 0.04% | -34.9% |
| HTA | New | Heathcare Tr America Inc Cl Areus | $385,000 | – | 39,118 | +100.0% | 0.04% | – |
| YDKN | Yadkin Financial Corp | $386,000 | -1.0% | 22,643 | 0.0% | 0.04% | -19.6% | |
| DNBF | DNB Financial Corp | $384,000 | -1.0% | 18,510 | 0.0% | 0.04% | -18.0% | |
| VNQ | New | Vanguard REIT Viper Index Serireus | $381,000 | – | 5,906 | +100.0% | 0.04% | – |
| MO | Sell | Altria Group Inc. | $382,000 | -13.6% | 9,946 | -22.6% | 0.04% | -29.8% |
| KR | Sell | Kroger Co | $380,000 | -20.5% | 9,613 | -18.9% | 0.04% | -35.5% |
| PGR | Progressive Corp | $370,000 | +0.3% | 13,560 | 0.0% | 0.04% | -18.8% | |
| MDLZ | Buy | Modelez Intl Inc Com | $356,000 | +53.4% | 10,074 | +36.6% | 0.04% | +26.7% |
| PPG | Buy | PPG Industries | $360,000 | +16.5% | 1,900 | +2.7% | 0.04% | -5.0% |
| IEP | Sell | Icahn Enterprises | $361,000 | -25.9% | 3,300 | -43.6% | 0.04% | -39.7% |
| BKMU | New | Bank Mutual Corp | $355,000 | – | 50,621 | +100.0% | 0.04% | – |
| HTBK | New | Heritage Commerce Corp | $360,000 | – | 43,716 | +100.0% | 0.04% | – |
| BRKA | Berkshire Hathaway | $356,000 | +4.4% | 2 | 0.0% | 0.04% | -13.6% | |
| AMP | Sell | Ameriprise Financial Inc | $353,000 | -10.9% | 3,066 | -29.4% | 0.04% | -27.5% |
| EQT | Sell | EQT Corp | $345,000 | -0.9% | 3,842 | -1.9% | 0.04% | -17.8% |
| COH | Buy | Coach Inc. | $348,000 | +8.1% | 6,208 | +5.1% | 0.04% | -11.9% |
| SWK | Buy | Stanley Black & Decker | $338,000 | -4.5% | 4,184 | +7.2% | 0.04% | -21.7% |
| RTN | Sell | Raytheon Company | $339,000 | -13.3% | 3,735 | -26.4% | 0.04% | -29.4% |
| GLW | Corning, Inc. | $335,000 | +22.3% | 18,800 | 0.0% | 0.04% | 0.0% | |
| ALL | Sell | Allstate Corp | $344,000 | -9.2% | 6,301 | -16.1% | 0.04% | -26.5% |
| TAP | Buy | Molson Coors Brewing Co | $338,000 | +48.2% | 6,011 | +32.4% | 0.04% | +20.0% |
| NTAP | Buy | Netapp Inc | $344,000 | -1.7% | 8,357 | +1.7% | 0.04% | -20.0% |
| OI | Sell | Owens-Illinois Inc | $340,000 | +16.8% | 9,504 | -1.8% | 0.04% | -5.3% |
| VMC | Sell | Vulcan Materials | $336,000 | -32.1% | 5,655 | -40.8% | 0.04% | -43.8% |
| PFBC | New | Preferred Bank | $327,000 | – | 16,297 | +100.0% | 0.04% | – |
| CPT | Buy | Camden Property Trust | $333,000 | -5.4% | 5,855 | +2.3% | 0.04% | -23.9% |
| FITB | Sell | Fifth Third Bancorp. | $332,000 | +13.3% | 15,768 | -2.9% | 0.04% | -7.9% |
| KMB | Sell | Kimberly-Clark | $329,000 | -2.4% | 3,154 | -11.8% | 0.04% | -20.5% |
| FOSL | Buy | Fossil Group, Inc. | $316,000 | +5.3% | 2,633 | +1.9% | 0.03% | -12.8% |
| SE | Sell | Spectra Energy | $325,000 | +1.6% | 9,131 | -2.4% | 0.03% | -19.0% |
| WMT | Sell | Wal-Mart Stores Inc | $307,000 | -0.3% | 3,898 | -6.5% | 0.03% | -17.5% |
| STI | Sell | SunTrust Banks | $307,000 | +10.4% | 8,331 | -2.8% | 0.03% | -8.3% |
| GXP | Sell | Great Plains Energy Inc. | $307,000 | +4.1% | 12,670 | -4.8% | 0.03% | -13.2% |
| BNPQY | Buy | BNP Paribas ADR | $305,000 | +20.6% | 7,811 | +4.4% | 0.03% | -3.0% |
| CFN | Sell | CareFusion Corp | $303,000 | +5.2% | 7,614 | -2.4% | 0.03% | -13.5% |
| GGP | General Growth Properties Inc | $305,000 | +4.1% | 15,188 | 0.0% | 0.03% | -15.8% | |
| LLY | Sell | Lilly, Eli Co | $288,000 | -9.1% | 5,638 | -10.4% | 0.03% | -24.4% |
| NEM | Sell | Newmont Mining | $288,000 | -94.1% | 12,508 | -92.8% | 0.03% | -95.1% |
| CVC | Cablevision New Cl A | $286,000 | +6.3% | 15,954 | 0.0% | 0.03% | -14.3% | |
| DIS | Sell | Disney, Walt Co. | $285,000 | -19.3% | 3,735 | -31.8% | 0.03% | -34.8% |
| G | Buy | Genpact Ltd | $272,000 | -0.7% | 14,787 | +1.8% | 0.03% | -19.4% |
| ITW | Sell | Illinois Tool Works | $278,000 | +1.5% | 3,303 | -8.0% | 0.03% | -19.4% |
| ICE | New | Intercontinental Exchange Grou | $268,000 | – | 1,192 | +100.0% | 0.03% | – |
| DGX | Sell | Quest Diagnostics Inc | $261,000 | -15.0% | 4,866 | -2.2% | 0.03% | -30.0% |
| SNPS | Sell | Synopsys Inc | $260,000 | -15.6% | 6,407 | -21.7% | 0.03% | -30.0% |
| RGA | Sell | Reinsurance Group of America I | $264,000 | +12.3% | 3,408 | -3.0% | 0.03% | -9.7% |
| FIS | Sell | Fidelity National Information | $256,000 | +4.5% | 4,764 | -9.8% | 0.03% | -15.6% |
| PDCO | New | Patterson Companies Inc. | $253,000 | – | 6,139 | +100.0% | 0.03% | – |
| NATI | Buy | National Instruments Corp | $256,000 | +5.8% | 7,983 | +1.8% | 0.03% | -12.9% |
| STRZA | Sell | Starz Liberty Cap Com Ser A | $255,000 | +1.2% | 8,710 | -2.9% | 0.03% | -18.2% |
| XYL | Sell | Xylem Inc | $250,000 | +20.2% | 7,217 | -2.9% | 0.03% | 0.0% |
| BP | Buy | BP Amoco PLC ADR | $256,000 | +21.3% | 5,259 | +4.7% | 0.03% | 0.0% |
| ADSK | New | Autodesk | $252,000 | – | 5,000 | +100.0% | 0.03% | – |
| ABC | Sell | Amerisource Bergen Corp. | $252,000 | +12.5% | 3,591 | -2.3% | 0.03% | -6.9% |
| SYMC | Buy | Symantec Corporation | $251,000 | +16.7% | 10,656 | +22.4% | 0.03% | -3.6% |
| USB | Buy | U S Bancorp new | $248,000 | +22.8% | 6,141 | +11.2% | 0.03% | 0.0% |
| LMT | Lockheed Martin | $249,000 | +16.4% | 1,675 | 0.0% | 0.03% | -7.1% | |
| CDNS | New | Cadence Design Systems | $242,000 | – | 17,248 | +100.0% | 0.03% | – |
| EMR | Sell | Emerson Electric | $245,000 | -5.0% | 3,495 | -12.5% | 0.03% | -23.5% |
| FDX | New | Fedex | $249,000 | – | 1,733 | +100.0% | 0.03% | – |
| MCHP | Buy | Microchip Technology | $244,000 | +11.4% | 5,459 | +0.5% | 0.03% | -7.1% |
| XEL | Buy | Xcel Energy Inc. | $232,000 | +7.4% | 8,298 | +6.0% | 0.02% | -10.7% |
| ATI | Sell | Allegheny Tech | $238,000 | +12.8% | 6,689 | -3.3% | 0.02% | -7.4% |
| AVLNF | Avalon Rare Metals Inc | $237,000 | -42.1% | 430,900 | 0.0% | 0.02% | -52.8% | |
| BHP | Sell | BHP Billiton Limited | $234,000 | -9.3% | 3,431 | -11.5% | 0.02% | -26.5% |
| DAR | Buy | Darling International | $239,000 | +8.6% | 11,430 | +9.8% | 0.02% | -13.8% |
| DOV | Sell | Dover Corp. | $232,000 | +4.0% | 2,398 | -3.4% | 0.02% | -13.8% |
| HAL | Halliburton Company | $238,000 | +5.3% | 4,690 | 0.0% | 0.02% | -13.8% | |
| RRC | Sell | Range Resources Corp. | $235,000 | +9.3% | 2,790 | -1.7% | 0.02% | -10.7% |
| SPR | New | Spirit Aerosystems | $239,000 | – | 7,000 | +100.0% | 0.02% | – |
| TMO | New | Thermo Fisher Scientific Inc | $238,000 | – | 2,139 | +100.0% | 0.02% | – |
| V107SC | WellPoint Inc. | $237,000 | +10.7% | 2,560 | 0.0% | 0.02% | -10.7% | |
| AXP | New | American Express | $226,000 | – | 2,487 | +100.0% | 0.02% | – |
| New | Alpine International Real Estareus | $229,000 | – | 9,890 | +100.0% | 0.02% | – | |
| POR | Sell | Portland General Electric Co | $230,000 | +3.1% | 7,630 | -3.3% | 0.02% | -17.2% |
| SYY | Sell | Sysco Corp | $225,000 | +4.7% | 6,237 | -7.6% | 0.02% | -14.3% |
| ZION | Sell | Zions Bancorp | $223,000 | -8.2% | 7,439 | -15.9% | 0.02% | -25.0% |
| SBH | New | Sally Beauty Holding | $231,000 | – | 7,637 | +100.0% | 0.02% | – |
| CLH | Buy | Clean Harbors Inc | $228,000 | +4.6% | 3,801 | +2.1% | 0.02% | -14.3% |
| APC | Sell | Anadarko Pete Co. | $222,000 | -57.0% | 2,805 | -49.4% | 0.02% | -64.2% |
| CIT | CIT Group | $228,000 | +7.0% | 4,370 | 0.0% | 0.02% | -14.3% | |
| ARE | New | Alexandria Real Estate Equitie | $226,000 | – | 3,545 | +100.0% | 0.02% | – |
| RHHBY | New | Roche Holding Adr | $218,000 | – | 3,106 | +100.0% | 0.02% | – |
| GIS | Sell | General Mills Inc | $216,000 | +3.3% | 4,323 | -1.1% | 0.02% | -14.8% |
| ERF | Sell | Enerplus Corp | $218,000 | -27.8% | 12,004 | -34.0% | 0.02% | -41.0% |
| WSO | Watsco | $221,000 | +1.8% | 2,300 | 0.0% | 0.02% | -17.9% | |
| ACC | New | American Campus Communities | $217,000 | – | 6,745 | +100.0% | 0.02% | – |
| HST | Sell | Host Hotels and Resorts | $213,000 | +6.5% | 10,965 | -3.3% | 0.02% | -11.5% |
| RBC | New | Regal-Beloit Corp | $214,000 | – | 2,898 | +100.0% | 0.02% | – |
| CRL | New | Charles River Laboratories Int | $213,000 | – | 4,021 | +100.0% | 0.02% | – |
| ATR | New | AptarGroup Inc | $217,000 | – | 3,200 | +100.0% | 0.02% | – |
| LLL | New | L-3 Communications | $214,000 | – | 2,000 | +100.0% | 0.02% | – |
| PXD | Sell | Pioneer Natural Resources | $213,000 | -11.2% | 1,158 | -8.7% | 0.02% | -25.8% |
| COF | New | Capital One Financial | $208,000 | – | 2,715 | +100.0% | 0.02% | – |
| RDSB | New | Royal Dutch Shell Plc Spon ADR | $210,000 | – | 2,790 | +100.0% | 0.02% | – |
| NWL | Sell | Newell Rubbermaid Company | $211,000 | -25.2% | 6,514 | -36.4% | 0.02% | -40.5% |
| L | Sell | Loews Corp | $212,000 | +1.9% | 4,393 | -1.2% | 0.02% | -18.5% |
| JCI | New | Johnson Controls Inc | $210,000 | – | 4,090 | +100.0% | 0.02% | – |
| WSH | Sell | Willis Group Holdings | $205,000 | 0.0% | 4,573 | -3.3% | 0.02% | -18.5% |
| GNTX | New | Gentex Corp | $209,000 | – | 6,335 | +100.0% | 0.02% | – |
| PRE | Sell | PartnerRe Ltd | $212,000 | -6.2% | 2,009 | -18.5% | 0.02% | -24.1% |
| DBD | New | Diebold Inc. | $204,000 | – | 6,176 | +100.0% | 0.02% | – |
| XRAY | New | Dentsplay International | $211,000 | – | 4,350 | +100.0% | 0.02% | – |
| AIG | Sell | American International Group | $211,000 | -30.4% | 4,135 | -33.6% | 0.02% | -43.6% |
| GAS | Sell | Nicor Incorporated | $207,000 | -8.8% | 4,373 | -11.3% | 0.02% | -24.1% |
| ED | Buy | Consolidated Edison Co of NY | $207,000 | +1.0% | 3,742 | +0.5% | 0.02% | -18.5% |
| RDSMY | Royal D S M NV ADR | $197,000 | +4.2% | 10,000 | 0.0% | 0.02% | -16.0% | |
| ENH | New | Endurance Specialty Holdings L | $202,000 | – | 3,446 | +100.0% | 0.02% | – |
| PKT | Buy | Procera Networks Inc | $198,000 | +2.6% | 13,165 | +5.6% | 0.02% | -16.0% |
| UDR | UDR Inc | $202,000 | -1.5% | 8,646 | 0.0% | 0.02% | -22.2% | |
| ING | Sell | ING Groep NV ADS | $191,000 | -2.6% | 13,642 | -21.0% | 0.02% | -20.0% |
| SBS | Companhia de Saneamento Basico | $170,000 | +14.1% | 15,000 | 0.0% | 0.02% | -5.3% | |
| AEO | Sell | American Eagle Outfitters Inc. | $173,000 | -13.9% | 12,002 | -16.7% | 0.02% | -30.8% |
| KGFHY | Sell | Kingfisher ADR | $162,000 | -1.2% | 12,691 | -3.3% | 0.02% | -19.0% |
| WEN | The Wendy's Company | $154,000 | +2.7% | 17,700 | 0.0% | 0.02% | -15.8% | |
| EGY | Vaalco Energy | $138,000 | +23.2% | 20,000 | 0.0% | 0.02% | 0.0% | |
| TNTEY | Buy | TNT Express NV ADR | $140,000 | +10.2% | 15,085 | +8.2% | 0.02% | -11.8% |
| LYG | Sell | Lloyds TSB Group PLC | $144,000 | -25.4% | 27,099 | -32.4% | 0.02% | -40.0% |
| ERIC | Sell | Ericsson LM Tel Co. ADR Cl B | $142,000 | -11.2% | 11,608 | -3.3% | 0.02% | -28.6% |
| HEROQ | New | Hercules Offshore | $130,000 | – | 20,000 | +100.0% | 0.01% | – |
| Buy | Oppenheimer SteelPath MLP Sele | $129,000 | +4.0% | 10,465 | +1.5% | 0.01% | -12.5% | |
| HBAN | New | Huntington Bancshares | $120,000 | – | 12,400 | +100.0% | 0.01% | – |
| MDR | Sell | McDermott Intl | $121,000 | +16.3% | 13,195 | -5.4% | 0.01% | -7.1% |
| New | Northern Funds Global Real Estreus | $113,000 | – | 12,487 | +100.0% | 0.01% | – | |
| 5021PS | Sell | LNB Bancorp Inc. | $100,000 | -2.9% | 10,000 | -9.1% | 0.01% | -15.4% |
| HMDPF | Sell | Hammond Power Solutions Inc. | $106,000 | -43.3% | 16,100 | -35.6% | 0.01% | -54.2% |
| CRARY | Sell | Credit Agricole SA | $94,000 | +11.9% | 14,641 | -3.3% | 0.01% | -9.1% |
| PQ | Buy | PetroQuest Energy | $87,000 | +20.8% | 20,068 | +12.4% | 0.01% | 0.0% |
| CDR | New | Cedar Realty Trust Increus | $69,000 | – | 11,013 | +100.0% | 0.01% | – |
| New | Credit Suisse Note due 10-27-1seus | $55,000 | – | 50,000 | +100.0% | 0.01% | – | |
| ALSMY | Sell | Alstom SA | $53,000 | 0.0% | 14,463 | -3.3% | 0.01% | -14.3% |
| CIM | New | Chimera Investments | $31,000 | – | 10,000 | +100.0% | 0.00% | – |
| Sell | Empire Industries Ltd | $5,000 | -72.2% | 62,700 | -75.0% | 0.00% | -50.0% | |
| GSXN | Exit | Gasco Energy Inc | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GSLM | Grand Central Silver Mines | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| HEAL | Healthwatch Inc | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| IPWG | International Power Group Ltd | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| Cadomin Capital Corporation | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| ISR | Exit | Isoray, Inc. | $0 | – | -20,000 | -100.0% | -0.00% | – |
| HFGVF | Exit | Hanfeng Evergreen Inc | $0 | – | -27,000 | -100.0% | -0.00% | – |
| LVGAF | Exit | GLV, Inc | $0 | – | -10,000 | -100.0% | -0.00% | – |
| EMMS | Exit | Emmis Communications Corp. | $0 | – | -15,000 | -100.0% | -0.01% | – |
| BRYFF | Exit | Bri-Chem Corp | $0 | – | -30,000 | -100.0% | -0.01% | – |
| RAD | Exit | Rite Aid | $0 | – | -12,000 | -100.0% | -0.01% | – |
| EEYUF | Exit | Essential Energy Services Ltd. | $0 | – | -20,000 | -100.0% | -0.01% | – |
| CPST | Exit | Capstone Turbine | $0 | – | -50,000 | -100.0% | -0.01% | – |
| LTXC | Exit | LTX-Credence Corp | $0 | – | -10,450 | -100.0% | -0.01% | – |
| APWC | Exit | Asia Pacific Wire and Cable Co | $0 | – | -22,500 | -100.0% | -0.01% | – |
| IDSY | Exit | ID Systems, Inc. | $0 | – | -20,000 | -100.0% | -0.02% | – |
| LSTMF | Exit | Lightstream Resources Ltd. | $0 | – | -16,840 | -100.0% | -0.02% | – |
| TCF | Exit | TCF Financial Corp. | $0 | – | -10,096 | -100.0% | -0.02% | – |
| BNKJF | Exit | Bankers Petroleum LTD | $0 | – | -43,163 | -100.0% | -0.02% | – |
| DRI | Exit | Darden Restuarants | $0 | – | -4,353 | -100.0% | -0.03% | – |
| DG | Exit | Dollar General Corp. | $0 | – | -3,544 | -100.0% | -0.03% | – |
| MD | Exit | Mednax | $0 | – | -2,065 | -100.0% | -0.03% | – |
| WU | Exit | Western Union | $0 | – | -11,383 | -100.0% | -0.03% | – |
| NVS | Exit | Novartis AG ADR | $0 | – | -2,786 | -100.0% | -0.03% | – |
| ICE | Exit | Intercontinental Exchange Inc | $0 | – | -1,192 | -100.0% | -0.03% | – |
| CBS | Exit | CBS Corp Cl B | $0 | – | -4,033 | -100.0% | -0.03% | – |
| TW | Exit | Towers Watson & Co. | $0 | – | -2,278 | -100.0% | -0.03% | – |
| LMNR | Exit | Limoneira Company | $0 | – | -10,000 | -100.0% | -0.03% | – |
| D | Exit | Dominion Resources Inc | $0 | – | -5,019 | -100.0% | -0.04% | – |
| BANR | Exit | Banner Corp | $0 | – | -10,080 | -100.0% | -0.05% | – |
| PNC | Exit | PNC Financial Services Group | $0 | – | -5,629 | -100.0% | -0.05% | – |
| FDO | Exit | Family Dollar Stores Inc | $0 | – | -5,945 | -100.0% | -0.06% | – |
| PVFC | Exit | PVF Capital Corp | $0 | – | -203,621 | -100.0% | -0.11% | – |
| GOLD | Exit | Barrick Gold Corporation | $0 | – | -111,133 | -100.0% | -0.27% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.