$259 Million is the total value of OPTIMUM INVESTMENT ADVISORS's 226 reported holdings in Q4 2015. The portfolio turnover from Q3 2015 to Q4 2015 was 17.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GILD | Sell | GILEAD SCIENCES INC | $9,420,000 | +0.7% | 93,087 | -2.3% | 3.64% | -3.5% |
| AAPL | Sell | APPLE INC | $8,532,000 | -5.8% | 81,055 | -1.2% | 3.30% | -9.8% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $8,498,000 | -3.2% | 74,540 | -1.4% | 3.29% | -7.3% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $7,831,000 | +3.6% | 38,412 | -2.6% | 3.03% | -0.8% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $5,237,000 | -10.0% | 64,994 | -7.0% | 2.03% | -13.8% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $4,784,000 | +16.7% | 69,539 | +0.4% | 1.85% | +11.7% |
| PHB | Sell | POWERSHARES GLOBAL ETF TRUSTfdm hg yld rafi | $4,105,000 | -2.3% | 235,350 | -0.2% | 1.59% | -6.4% |
| INTC | Buy | INTEL CORP | $3,686,000 | +14.7% | 107,001 | +0.4% | 1.43% | +9.9% |
| COST | Buy | COSTCO WHSL CORP NEW | $3,406,000 | +13.9% | 21,088 | +2.0% | 1.32% | +9.0% |
| T | Buy | AT&T INC | $3,368,000 | +19.9% | 97,891 | +13.5% | 1.30% | +14.8% |
| MA | Buy | MASTERCARD INCcl a | $3,243,000 | +9.3% | 33,310 | +1.1% | 1.25% | +4.6% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $3,167,000 | +5.7% | 26,925 | +4.3% | 1.22% | +1.2% |
| ABBV | Buy | ABBVIE INC | $3,027,000 | +12.1% | 51,106 | +3.0% | 1.17% | +7.3% |
| DVY | Sell | ISHARES TRselect divid etf | $2,993,000 | +2.0% | 39,823 | -1.2% | 1.16% | -2.3% |
| AET | Sell | AETNA INC NEW | $2,981,000 | -3.4% | 27,575 | -2.3% | 1.15% | -7.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $2,702,000 | +11.5% | 40,923 | +3.0% | 1.04% | +6.7% |
| CSCO | Buy | CISCO SYS INC | $2,666,000 | +7.4% | 98,164 | +3.8% | 1.03% | +2.8% |
| GE | Buy | GENERAL ELECTRIC CO | $2,658,000 | +70.6% | 85,341 | +38.2% | 1.03% | +63.4% |
| MSFT | Buy | MICROSOFT CORP | $2,468,000 | +41.8% | 44,493 | +13.1% | 0.96% | +35.8% |
| UTX | Sell | UNITED TECHNOLOGIES CORP | $2,428,000 | +7.8% | 25,272 | -0.2% | 0.94% | +3.2% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $2,317,000 | +8.1% | 9,040 | -0.9% | 0.90% | +3.5% |
| ELD | Sell | WISDOMTREE TRem lcl debt fd | $2,302,000 | -3.6% | 67,155 | -2.5% | 0.89% | -7.7% |
| USB | Buy | US BANCORP DEL | $2,223,000 | +5.3% | 52,087 | +1.2% | 0.86% | +0.8% |
| FB | Buy | FACEBOOK INCcl a | $2,131,000 | +103.7% | 20,363 | +75.0% | 0.82% | +94.8% |
| VFC | Sell | V F CORP | $2,100,000 | -10.3% | 33,732 | -1.7% | 0.81% | -14.2% |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $2,077,000 | +8.7% | 24,393 | +6.2% | 0.80% | +4.0% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,995,000 | +21.5% | 20,050 | +13.6% | 0.77% | +16.4% |
| UNP | Sell | UNION PAC CORP | $1,925,000 | -13.4% | 24,618 | -2.1% | 0.74% | -17.0% |
| DE | Sell | DEERE & CO | $1,890,000 | -5.0% | 24,782 | -7.8% | 0.73% | -9.0% |
| HEDJ | Buy | WISDOMTREE TReurope hedged eq | $1,866,000 | +1.0% | 34,682 | +2.6% | 0.72% | -3.2% |
| NKE | Buy | NIKE INCcl b | $1,849,000 | +26.4% | 29,590 | +148.6% | 0.72% | +21.0% |
| ORCL | Sell | ORACLE CORP | $1,825,000 | -10.1% | 49,948 | -11.2% | 0.71% | -13.9% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,802,000 | +3.7% | 38,994 | -2.3% | 0.70% | -0.7% |
| BX | Sell | BLACKSTONE GROUP L P | $1,776,000 | -11.9% | 60,750 | -4.6% | 0.69% | -15.7% |
| CCL | Buy | CARNIVAL CORPpaired ctf | $1,768,000 | +23.4% | 32,450 | +12.6% | 0.68% | +18.1% |
| SBUX | Buy | STARBUCKS CORP | $1,616,000 | +7.2% | 26,918 | +1.6% | 0.62% | +2.6% |
| GOOG | New | ALPHABET INCcap stk cl c | $1,609,000 | – | 2,120 | +100.0% | 0.62% | – |
| HOLX | Sell | HOLOGIC INC | $1,584,000 | -2.0% | 40,932 | -1.0% | 0.61% | -6.1% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $1,578,000 | +8.2% | 8,757 | +4.3% | 0.61% | +3.6% |
| BKLN | Sell | POWERSHARES ETF TRUST IIsenior ln port | $1,546,000 | -3.4% | 69,037 | -0.6% | 0.60% | -7.4% |
| CVX | Sell | CHEVRON CORP NEW | $1,542,000 | +13.4% | 17,136 | -0.6% | 0.60% | +8.6% |
| DES | Buy | WISDOMTREE TRsmallcap divid | $1,519,000 | +4.0% | 23,395 | +0.9% | 0.59% | -0.3% |
| BA | Buy | BOEING CO | $1,487,000 | +21.9% | 10,287 | +10.4% | 0.58% | +16.6% |
| YUM | Buy | YUM BRANDS INC | $1,484,000 | -7.1% | 20,314 | +1.7% | 0.57% | -11.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,479,000 | +3.6% | 57,799 | +0.9% | 0.57% | -0.7% |
| QCOM | Sell | QUALCOMM INC | $1,445,000 | -25.2% | 28,907 | -19.7% | 0.56% | -28.4% |
| DIS | Sell | DISNEY WALT CO | $1,415,000 | -18.9% | 13,468 | -21.1% | 0.55% | -22.4% |
| XOM | Buy | EXXON MOBIL CORP | $1,412,000 | +6.2% | 18,112 | +1.3% | 0.55% | +1.7% |
| ABT | ABBOTT LABS | $1,403,000 | +11.7% | 31,238 | 0.0% | 0.54% | +7.1% | |
| CTSH | Buy | COGNIZANT TECHNOLOGY SOLUTIOcl a | $1,396,000 | +177.0% | 23,265 | +189.0% | 0.54% | +164.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $1,366,000 | +12.3% | 13,300 | +2.1% | 0.53% | +7.5% |
| DHR | DANAHER CORP DEL | $1,338,000 | +9.0% | 14,404 | 0.0% | 0.52% | +4.4% | |
| PG | Sell | PROCTER & GAMBLE CO | $1,322,000 | +8.4% | 16,645 | -1.8% | 0.51% | +3.7% |
| LAMR | Buy | LAMAR ADVERTISING CO NEWcl a | $1,282,000 | +26.8% | 21,372 | +10.3% | 0.50% | +21.6% |
| DLN | Sell | WISDOMTREE TRlargecap divid | $1,270,000 | +4.4% | 17,858 | -1.1% | 0.49% | 0.0% |
| DBEF | Buy | DBX ETF TRxtrak msci eafe | $1,256,000 | +34.0% | 46,251 | +28.7% | 0.49% | +28.2% |
| ARCC | Sell | ARES CAP CORP | $1,246,000 | -2.0% | 87,408 | -0.5% | 0.48% | -6.2% |
| AMGN | Buy | AMGEN INC | $1,229,000 | +18.5% | 7,573 | +1.0% | 0.48% | +13.4% |
| DRI | Sell | DARDEN RESTAURANTS INC | $1,225,000 | -7.6% | 19,252 | -0.5% | 0.47% | -11.6% |
| CAT | Sell | CATERPILLAR INC DEL | $1,148,000 | -11.6% | 16,896 | -15.0% | 0.44% | -15.4% |
| F | Sell | FORD MTR CO DEL | $1,139,000 | -13.6% | 80,869 | -16.8% | 0.44% | -17.3% |
| IGSB | Sell | ISHARES TR1-3 yr cr bd etf | $1,134,000 | -7.3% | 10,837 | -6.9% | 0.44% | -11.1% |
| ADBE | Buy | ADOBE SYS INC | $1,134,000 | +24.5% | 12,071 | +8.9% | 0.44% | +19.3% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDadr | $1,131,000 | +36.3% | 17,237 | +17.2% | 0.44% | +30.4% |
| CBRE | Buy | CBRE GROUP INCcl a | $1,121,000 | +9.0% | 32,430 | +0.9% | 0.43% | +4.6% |
| PFE | Buy | PFIZER INC | $1,118,000 | +5.7% | 34,635 | +2.9% | 0.43% | +1.2% |
| STI | Buy | SUNTRUST BKS INC | $1,104,000 | +15.6% | 25,766 | +3.1% | 0.43% | +10.6% |
| JNK | Sell | SPDR SERIES TRUSTbrc hgh yld bd | $1,046,000 | -11.8% | 30,850 | -7.2% | 0.40% | -15.4% |
| TGT | Sell | TARGET CORP | $1,028,000 | -10.1% | 14,156 | -2.5% | 0.40% | -13.9% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $1,005,000 | +2.6% | 10,076 | 0.0% | 0.39% | -1.8% | |
| LH | Buy | LABORATORY CORP AMER HLDGS | $996,000 | +16.1% | 8,057 | +1.9% | 0.38% | +11.0% |
| PEP | Buy | PEPSICO INC | $989,000 | +6.1% | 9,902 | +0.2% | 0.38% | +1.9% |
| FXH | Buy | FIRST TR EXCHANGE TRADED FDhlth care alph | $984,000 | +7.8% | 16,280 | +3.8% | 0.38% | +3.3% |
| MCD | Sell | MCDONALDS CORP | $965,000 | -29.4% | 8,168 | -41.1% | 0.37% | -32.4% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $958,000 | -24.4% | 26,104 | -14.6% | 0.37% | -27.5% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $960,000 | +42.4% | 14,421 | +3.1% | 0.37% | +36.4% |
| ALL | Buy | ALLSTATE CORP | $955,000 | +6.6% | 15,388 | +0.0% | 0.37% | +1.9% |
| BKCC | Buy | BLACKROCK CAPITAL INVESTMENT | $937,000 | +9.3% | 99,695 | +3.1% | 0.36% | +4.6% |
| XLF | Sell | SELECT SECTOR SPDR TRsbi int-finl | $933,000 | +2.0% | 39,134 | -3.1% | 0.36% | -2.4% |
| HTGC | Sell | HERCULES TECH GROWTH CAP INC | $933,000 | +19.5% | 76,500 | -1.0% | 0.36% | +14.6% |
| ETN | Sell | EATON CORP PLC | $926,000 | -2.9% | 17,790 | -4.3% | 0.36% | -7.0% |
| PHM | Sell | PULTE GROUP INC | $909,000 | -23.5% | 51,000 | -19.0% | 0.35% | -26.7% |
| KR | Buy | KROGER CO | $904,000 | +54.8% | 21,600 | +33.3% | 0.35% | +48.3% |
| MAIN | Sell | MAIN STREET CAPITAL CORP | $902,000 | +7.8% | 31,005 | -1.3% | 0.35% | +3.3% |
| AMZN | Buy | AMAZON COM INC | $900,000 | +234.6% | 1,332 | +153.7% | 0.35% | +219.3% |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $896,000 | +12.4% | 10,251 | +4.2% | 0.35% | +7.8% |
| FDX | Buy | FEDEX CORP | $865,000 | +27.0% | 5,805 | +22.7% | 0.34% | +21.8% |
| BK | BANK NEW YORK MELLON CORP | $864,000 | +5.2% | 20,963 | 0.0% | 0.33% | +0.6% | |
| MGA | Sell | MAGNA INTL INC | $845,000 | -15.8% | 20,841 | -0.4% | 0.33% | -19.5% |
| MET | Sell | METLIFE INC | $846,000 | -1.2% | 17,557 | -3.3% | 0.33% | -5.5% |
| PGX | Buy | POWERSHARES GLOBAL ETF TRUSTagg pfd port | $845,000 | +8.9% | 56,521 | +6.2% | 0.33% | +4.5% |
| VLO | Sell | VALERO ENERGY CORP NEW | $840,000 | +15.7% | 11,875 | -1.7% | 0.32% | +10.9% |
| ORI | Buy | OLD REP INTL CORP | $830,000 | +22.4% | 44,550 | +2.8% | 0.32% | +17.2% |
| PSK | Sell | SPDR SERIES TRUSTwells fg pfd etf | $826,000 | +1.5% | 18,495 | -0.5% | 0.32% | -2.7% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $815,000 | +101.7% | 16,160 | +103.3% | 0.32% | +93.3% |
| LMT | LOCKHEED MARTIN CORP | $807,000 | +4.8% | 3,715 | 0.0% | 0.31% | +0.3% | |
| PGF | Sell | POWERSHARES ETF TRUSTfinl pfd ptfl | $803,000 | +2.3% | 42,635 | -0.8% | 0.31% | -1.9% |
| APH | AMPHENOL CORP NEWcl a | $803,000 | +2.6% | 15,368 | 0.0% | 0.31% | -1.6% | |
| LLY | Sell | LILLY ELI & CO | $792,000 | -3.2% | 9,403 | -3.8% | 0.31% | -7.3% |
| HRB | BLOCK H & R INC | $778,000 | -8.0% | 23,362 | 0.0% | 0.30% | -12.0% | |
| WMT | Sell | WAL-MART STORES INC | $778,000 | -23.3% | 12,697 | -18.8% | 0.30% | -26.6% |
| FMO | Sell | FIDUCIARY CLAYMORE MLP OPP F | $767,000 | -30.7% | 59,070 | -16.5% | 0.30% | -33.6% |
| VCR | Buy | VANGUARD WORLD FDSconsum dis etf | $766,000 | +6.5% | 6,250 | +2.5% | 0.30% | +2.1% |
| MO | Buy | ALTRIA GROUP INC | $762,000 | +8.1% | 13,084 | +0.9% | 0.30% | +3.5% |
| SLB | Sell | SCHLUMBERGER LTD | $746,000 | +0.9% | 10,699 | -0.1% | 0.29% | -3.3% |
| DUK | Buy | DUKE ENERGY CORP NEW | $743,000 | +22.0% | 10,410 | +23.0% | 0.29% | +16.7% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $741,000 | +6.3% | 8,800 | +10.0% | 0.29% | +1.8% |
| APC | Sell | ANADARKO PETE CORP | $735,000 | -29.1% | 15,129 | -11.9% | 0.28% | -32.2% |
| PBE | Sell | POWERSHARES ETF TRUSTdyn biot & gen | $729,000 | -0.5% | 14,425 | -10.0% | 0.28% | -4.7% |
| ITW | ILLINOIS TOOL WKS INC | $714,000 | +12.6% | 7,708 | 0.0% | 0.28% | +7.8% | |
| DVA | Sell | DAVITA HEALTHCARE PARTNERS I | $714,000 | -10.1% | 10,240 | -6.7% | 0.28% | -14.0% |
| GOOGL | New | ALPHABET INCcap stk cl a | $711,000 | – | 914 | +100.0% | 0.28% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $702,000 | -6.6% | 5,098 | -1.7% | 0.27% | -10.5% |
| WFC | Buy | WELLS FARGO & CO NEW | $704,000 | +7.3% | 12,954 | +1.4% | 0.27% | +2.6% |
| ROST | Buy | ROSS STORES INC | $677,000 | +135.1% | 12,590 | +112.0% | 0.26% | +125.9% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $667,000 | +17.6% | 5,050 | +16.1% | 0.26% | +12.7% |
| DGRW | Buy | WISDOMTREE TRus qtly div grt | $663,000 | +11.2% | 21,855 | +4.9% | 0.26% | +6.2% |
| LOW | Buy | LOWES COS INC | $660,000 | +22.0% | 8,678 | +10.5% | 0.26% | +16.4% |
| SO | Buy | SOUTHERN CO | $652,000 | +15.6% | 13,933 | +10.4% | 0.25% | +10.5% |
| NUV | Sell | NUVEEN MUN VALUE FD INC | $651,000 | -49.9% | 63,938 | -51.7% | 0.25% | -52.0% |
| EAT | Sell | BRINKER INTL INC | $640,000 | -40.1% | 13,353 | -34.2% | 0.25% | -42.6% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $636,000 | +6.7% | 7,981 | +1.1% | 0.25% | +2.1% |
| BRCD | BROCADE COMMUNICATIONS SYS I | $636,000 | -11.5% | 69,262 | 0.0% | 0.25% | -15.2% | |
| MRK | Sell | MERCK & CO INC NEW | $605,000 | -3.5% | 11,463 | -9.7% | 0.23% | -7.5% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $604,000 | +2.5% | 8,392 | -5.6% | 0.23% | -1.7% |
| TCAP | Buy | TRIANGLE CAP CORP | $596,000 | +17.3% | 31,212 | +1.3% | 0.23% | +12.7% |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $597,000 | +3.1% | 4,918 | +0.0% | 0.23% | -1.3% |
| MS | Buy | MORGAN STANLEY | $586,000 | +1.0% | 18,421 | +0.0% | 0.23% | -3.0% |
| SHY | Sell | ISHARES TR1-3 yr tr bd etf | $587,000 | -3.3% | 6,960 | -2.5% | 0.23% | -7.3% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $578,000 | +4.0% | 14,888 | +3.4% | 0.22% | -0.4% |
| EMC | Sell | E M C CORP MASS | $578,000 | -2.5% | 22,510 | -8.3% | 0.22% | -6.7% |
| KO | Buy | COCA COLA CO | $579,000 | +13.8% | 13,471 | +6.2% | 0.22% | +8.7% |
| BAB | POWERSHARES ETF TR IIbuild amer etf | $573,000 | -1.0% | 19,759 | 0.0% | 0.22% | -5.1% | |
| V | Buy | VISA INC | $566,000 | +38.0% | 7,298 | +24.1% | 0.22% | +31.9% |
| SPLV | Buy | POWERSHARES ETF TR IIs&p500 low vol | $543,000 | +14.8% | 14,067 | +6.9% | 0.21% | +9.9% |
| MBBYF | Sell | MOBILEYE N V AMSTELVEEN | $541,000 | -14.7% | 12,800 | -8.2% | 0.21% | -18.4% |
| MCK | Sell | MCKESSON CORP | $541,000 | -16.1% | 2,742 | -21.3% | 0.21% | -19.9% |
| EXC | Sell | EXELON CORP | $538,000 | -19.2% | 19,387 | -13.6% | 0.21% | -22.7% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $531,000 | -18.9% | 47,179 | -14.0% | 0.20% | -22.6% |
| BAC | Buy | BANK AMER CORP | $528,000 | +23.7% | 31,389 | +14.5% | 0.20% | +18.6% |
| SIRI | SIRIUS XM HLDGS INC | $521,000 | +8.8% | 128,000 | 0.0% | 0.20% | +4.7% | |
| TIP | Sell | ISHARES TRtips bd etf | $517,000 | -4.6% | 4,716 | -3.7% | 0.20% | -8.7% |
| DAL | New | DELTA AIR LINES INC DEL | $511,000 | – | 10,080 | +100.0% | 0.20% | – |
| HD | Buy | HOME DEPOT INC | $511,000 | +14.6% | 3,866 | +0.1% | 0.20% | +10.0% |
| CVS | Buy | CVS HEALTH CORP | $509,000 | +6.5% | 5,206 | +5.1% | 0.20% | +2.1% |
| KYN | Sell | KAYNE ANDERSON MLP INVT CO | $507,000 | -44.3% | 29,349 | -25.2% | 0.20% | -46.7% |
| RHT | New | RED HAT INC | $503,000 | – | 6,070 | +100.0% | 0.20% | – |
| ON | ON SEMICONDUCTOR CORP | $499,000 | +4.4% | 50,900 | 0.0% | 0.19% | 0.0% | |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $498,000 | +1.0% | 9,392 | -4.9% | 0.19% | -3.0% |
| TSCO | TRACTOR SUPPLY CO | $493,000 | +1.2% | 5,770 | 0.0% | 0.19% | -3.0% | |
| PCLN | Buy | PRICELINE GRP INC | $495,000 | +135.7% | 388 | +128.2% | 0.19% | +124.7% |
| LUV | Buy | SOUTHWEST AIRLS CO | $492,000 | +44.7% | 11,436 | +28.1% | 0.19% | +38.7% |
| BND | Buy | VANGUARD BD INDEX FD INCtotal bnd mrkt | $481,000 | +15.1% | 5,950 | +16.7% | 0.19% | +10.1% |
| KMB | Buy | KIMBERLY CLARK CORP | $482,000 | +32.8% | 3,787 | +13.7% | 0.19% | +26.5% |
| BIP | Buy | BROOKFIELD INFRAST PARTNERSlp int unit | $481,000 | +11.9% | 12,700 | +8.5% | 0.19% | +6.9% |
| COP | Sell | CONOCOPHILLIPS | $480,000 | -22.0% | 10,280 | -19.8% | 0.19% | -25.0% |
| JWN | Sell | NORDSTROM INC | $478,000 | -45.7% | 9,595 | -21.8% | 0.18% | -47.9% |
| MDT | Sell | MEDTRONIC PLC | $479,000 | +1.7% | 6,224 | -11.5% | 0.18% | -2.6% |
| DXJ | Buy | WISDOMTREE TRjapn hedge eqt | $461,000 | +38.4% | 9,200 | +34.3% | 0.18% | +31.9% |
| VGT | Buy | VANGUARD WORLD FDSinf tech etf | $461,000 | +13.8% | 4,254 | +5.0% | 0.18% | +8.5% |
| FITB | FIFTH THIRD BANCORP | $458,000 | +6.3% | 22,810 | 0.0% | 0.18% | +1.7% | |
| HAL | Sell | HALLIBURTON CO | $457,000 | -8.4% | 13,428 | -4.9% | 0.18% | -12.4% |
| SHW | Sell | SHERWIN WILLIAMS CO | $455,000 | +7.3% | 1,754 | -7.9% | 0.18% | +2.9% |
| EFC | Buy | ELLINGTON FINANCIAL LLC | $456,000 | +128.0% | 27,150 | +142.4% | 0.18% | +117.3% |
| BWA | BORGWARNER INC | $454,000 | +3.9% | 10,500 | 0.0% | 0.18% | -0.6% | |
| BHI | Sell | BAKER HUGHES INC | $452,000 | -25.3% | 9,785 | -15.9% | 0.18% | -28.3% |
| NPM | New | NUVEEN PREM INCOME MUN FD 2 | $453,000 | – | 31,305 | +100.0% | 0.18% | – |
| AMLP | Buy | ALPS ETF TRalerian mlp | $439,000 | -0.7% | 36,402 | +2.9% | 0.17% | -5.0% |
| QTEC | Buy | FIRST TR NASDAQ100 TECH INDE | $436,000 | +13.8% | 10,225 | +5.1% | 0.17% | +9.0% |
| AXP | Sell | AMERICAN EXPRESS CO | $435,000 | -16.2% | 6,248 | -10.7% | 0.17% | -20.0% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $433,000 | +1.9% | 67,824 | -1.6% | 0.17% | -2.9% |
| MMM | Sell | 3M CO | $427,000 | -4.0% | 2,836 | -9.6% | 0.16% | -8.3% |
| VOO | Sell | VANGUARD INDEX FDS | $423,000 | +4.4% | 2,265 | -1.8% | 0.16% | 0.0% |
| SPYV | SPDR SERIES TRUSTs&p 500 value | $421,000 | +5.8% | 4,390 | 0.0% | 0.16% | +1.2% | |
| MFIN | MEDALLION FINL CORP | $422,000 | -7.3% | 60,000 | 0.0% | 0.16% | -11.4% | |
| NTRS | Sell | NORTHERN TR CORP | $418,000 | -11.1% | 5,797 | -15.9% | 0.16% | -14.7% |
| SCHR | Buy | SCHWAB STRATEGIC TRintrm trm tres | $415,000 | +9.8% | 7,735 | +11.5% | 0.16% | +5.2% |
| DHI | New | D R HORTON INC | $416,000 | – | 12,985 | +100.0% | 0.16% | – |
| ELLI | New | ELLIE MAE INC | $410,000 | – | 6,800 | +100.0% | 0.16% | – |
| MUB | Buy | ISHARES TRnat amt free bd | $406,000 | +17.7% | 3,669 | +16.4% | 0.16% | +12.9% |
| POM | Buy | PEPCO HOLDINGS INC | $406,000 | +8.3% | 15,622 | +0.8% | 0.16% | +4.0% |
| SYK | STRYKER CORP | $403,000 | -1.2% | 4,331 | 0.0% | 0.16% | -5.5% | |
| ITM | Buy | MARKET VECTORS ETF TRmktvec intmuetf | $398,000 | +27.2% | 16,623 | +25.5% | 0.15% | +22.2% |
| CLX | New | CLOROX CO DEL | $392,000 | – | 3,087 | +100.0% | 0.15% | – |
| AINV | APOLLO INVT CORP | $394,000 | -4.8% | 75,475 | 0.0% | 0.15% | -9.0% | |
| JLL | JONES LANG LASALLE INC | $391,000 | +11.1% | 2,448 | 0.0% | 0.15% | +6.3% | |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $388,000 | +8.4% | 5,277 | +6.5% | 0.15% | +3.4% |
| JFR | Sell | NUVEEN FLOATING RATE INCOME | $383,000 | +0.8% | 37,400 | -1.1% | 0.15% | -3.9% |
| FLTX | Buy | FLEETMATICS GROUP PLC | $378,000 | +10.9% | 7,450 | +7.2% | 0.15% | +5.8% |
| HBI | Sell | HANESBRANDS INC | $371,000 | -29.2% | 12,604 | -30.4% | 0.14% | -32.1% |
| JCI | JOHNSON CTLS INC | $368,000 | -4.4% | 9,308 | 0.0% | 0.14% | -9.0% | |
| COF | CAPITAL ONE FINL CORP | $361,000 | -0.6% | 5,005 | 0.0% | 0.14% | -4.8% | |
| VTI | New | VANGUARD INDEX FDStotal stk mkt | $359,000 | – | 3,445 | +100.0% | 0.14% | – |
| EQR | EQUITY RESIDENTIALsh ben int | $359,000 | +8.5% | 4,400 | 0.0% | 0.14% | +3.7% | |
| QQQ | POWERSHARES QQQ TRUSTunit ser 1 | $353,000 | +10.0% | 3,153 | 0.0% | 0.14% | +5.4% | |
| CNI | CANADIAN NATL RY CO | $345,000 | -1.4% | 6,174 | 0.0% | 0.13% | -5.7% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $340,000 | +7.6% | 2,400 | -7.2% | 0.13% | +3.1% |
| BIIB | Buy | BIOGEN INC | $338,000 | +10.5% | 1,102 | +5.0% | 0.13% | +5.6% |
| AMG | Sell | AFFILIATED MANAGERS GROUP | $329,000 | -31.7% | 2,058 | -27.0% | 0.13% | -34.9% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $326,000 | -7.1% | 7,523 | -7.3% | 0.13% | -11.3% |
| APD | AIR PRODS & CHEMS INC | $326,000 | +1.9% | 2,505 | 0.0% | 0.13% | -2.3% | |
| NVS | NOVARTIS A Gsponsored adr | $320,000 | -6.4% | 3,720 | 0.0% | 0.12% | -10.1% | |
| PSEC | PROSPECT CAPITAL CORPORATION | $321,000 | -2.1% | 46,000 | 0.0% | 0.12% | -6.1% | |
| HON | Buy | HONEYWELL INTL INC | $320,000 | +36.2% | 3,086 | +24.4% | 0.12% | +30.5% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $315,000 | +9.8% | 9,079 | +0.6% | 0.12% | +5.2% |
| BP | Sell | BP PLCsponsored adr | $312,000 | -3.7% | 9,992 | -5.6% | 0.12% | -7.6% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $309,000 | +5.1% | 3,208 | +7.7% | 0.12% | +0.8% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $302,000 | +14.0% | 3,868 | +8.4% | 0.12% | +9.3% |
| CTB | New | COOPER TIRE & RUBR CO | $297,000 | – | 7,850 | +100.0% | 0.12% | – |
| RSP | Sell | RYDEX ETF TRUSTgug s&p500 eq wt | $291,000 | -1.0% | 3,795 | -4.9% | 0.11% | -5.0% |
| SNPS | SYNOPSYS INC | $290,000 | -1.0% | 6,350 | 0.0% | 0.11% | -5.1% | |
| TSS | New | TOTAL SYS SVCS INC | $285,000 | – | 5,725 | +100.0% | 0.11% | – |
| NLY | Buy | ANNALY CAP MGMT INC | $285,000 | -3.1% | 30,415 | +2.1% | 0.11% | -7.6% |
| EFA | Buy | ISHARES TRmsci eafe etf | $285,000 | +18.3% | 4,850 | +15.4% | 0.11% | +13.4% |
| SNY | SANOFIsponsored adr | $275,000 | -10.1% | 6,440 | 0.0% | 0.11% | -14.5% | |
| XLK | SELECT SECTOR SPDR TRtechnology | $273,000 | +8.8% | 6,367 | 0.0% | 0.11% | +5.0% | |
| AEE | Sell | AMEREN CORP | $268,000 | -47.6% | 6,200 | -48.8% | 0.10% | -49.5% |
| PAYX | New | PAYCHEX INC | $270,000 | – | 5,100 | +100.0% | 0.10% | – |
| NFLX | New | NETFLIX INC | $267,000 | – | 2,335 | +100.0% | 0.10% | – |
| PCY | Buy | POWERSHARES GLOBAL ETF TRUSTsovereign debt | $263,000 | 0.0% | 9,648 | +0.5% | 0.10% | -3.8% |
| MPLX | New | MPLX LP | $263,000 | – | 6,681 | +100.0% | 0.10% | – |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $261,000 | -7.4% | 6,174 | -15.1% | 0.10% | -11.4% |
| GLW | Sell | CORNING INC | $258,000 | -18.1% | 14,110 | -23.4% | 0.10% | -21.3% |
| HEWG | Buy | ISHARES TRhdg msci germn | $257,000 | +11.7% | 10,552 | +4.2% | 0.10% | +6.5% |
| VOE | Sell | VANGUARD INDEX FDSmcap vl idxvip | $257,000 | +0.8% | 2,985 | -2.5% | 0.10% | -3.9% |
| CAH | CARDINAL HEALTH INC | $253,000 | +16.6% | 2,831 | 0.0% | 0.10% | +11.4% | |
| AON | AON PLC | $254,000 | +4.1% | 2,750 | 0.0% | 0.10% | -1.0% | |
| HAR | Buy | HARMAN INTL INDS INC | $250,000 | +10.6% | 2,655 | +12.8% | 0.10% | +6.6% |
| PIN | POWERSHARES INDIA ETF TRindia port | $247,000 | -1.6% | 12,660 | 0.0% | 0.10% | -5.0% | |
| LM | LEGG MASON INC | $244,000 | -5.8% | 6,225 | 0.0% | 0.09% | -10.5% | |
| LEN | LENNAR CORPcl a | $240,000 | +1.7% | 4,900 | 0.0% | 0.09% | -2.1% | |
| DFE | WISDOMTREE TReurope smcp dv | $241,000 | +3.9% | 4,305 | 0.0% | 0.09% | -1.1% | |
| DLR | Sell | DIGITAL RLTY TR INC | $240,000 | +3.4% | 3,170 | -10.7% | 0.09% | -1.1% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $237,000 | -14.1% | 7,374 | -12.5% | 0.09% | -17.1% |
| KHC | KRAFT HEINZ CO | $237,000 | +3.0% | 3,252 | 0.0% | 0.09% | -1.1% | |
| SWK | Buy | STANLEY BLACK & DECKER INC | $239,000 | +16.6% | 2,239 | +6.1% | 0.09% | +10.8% |
| NEA | New | NUVEEN AMT-FREE MUN INCOME F | $235,000 | – | 17,000 | +100.0% | 0.09% | – |
| EMB | Sell | ISHARES TRjp mor em mk etf | $232,000 | -28.4% | 2,195 | -27.9% | 0.09% | -31.3% |
| LRCX | New | LAM RESEARCH CORP | $230,000 | – | 2,895 | +100.0% | 0.09% | – |
| DBEU | Sell | DBX ETF TRdb xtr msci eur | $229,000 | -6.1% | 8,855 | -9.4% | 0.09% | -10.1% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $231,000 | -5.3% | 3,424 | -7.0% | 0.09% | -10.1% |
| BLK | New | BLACKROCK INC | $230,000 | – | 676 | +100.0% | 0.09% | – |
| HYLS | New | FIRST TR EXCHANGE TRADED FDfirst tr ta hiyl | $227,000 | – | 4,825 | +100.0% | 0.09% | – |
| IWM | Sell | ISHARES TRrussell 2000 etf | $224,000 | -21.1% | 1,985 | -23.6% | 0.09% | -24.3% |
| SYNA | SYNAPTICS INC | $225,000 | -2.6% | 2,800 | 0.0% | 0.09% | -6.5% | |
| DY | New | DYCOM INDS INC | $224,000 | – | 3,200 | +100.0% | 0.09% | – |
| BRCM | BROADCOM CORPcl a | $225,000 | +12.5% | 3,890 | 0.0% | 0.09% | +7.4% | |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $219,000 | – | 1,981 | +100.0% | 0.08% | – |
| TXN | New | TEXAS INSTRS INC | $219,000 | – | 4,000 | +100.0% | 0.08% | – |
| BFS | SAUL CTRS INC | $220,000 | -1.3% | 4,300 | 0.0% | 0.08% | -5.6% | |
| DLS | WISDOMTREE TRintl smcap div | $221,000 | +5.7% | 3,796 | 0.0% | 0.08% | +1.2% | |
| CMCSA | Buy | COMCAST CORP NEWcl a | $218,000 | -0.5% | 3,871 | +0.6% | 0.08% | -4.5% |
| GOVT | Sell | ISHARES TRcore us tr bd | $218,000 | -12.1% | 8,710 | -10.9% | 0.08% | -16.0% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $214,000 | -4.0% | 2,340 | -9.7% | 0.08% | -7.8% |
| ZBH | New | ZIMMER BIOMET HLDGS INC | $212,000 | – | 2,067 | +100.0% | 0.08% | – |
| AGU | Sell | AGRIUM INC | $211,000 | -25.4% | 2,360 | -25.3% | 0.08% | -28.1% |
| AOS | New | SMITH A O | $213,000 | – | 2,785 | +100.0% | 0.08% | – |
| DOW | New | DOW CHEM CO | $206,000 | – | 4,010 | +100.0% | 0.08% | – |
| KMI | Sell | KINDER MORGAN INC DEL | $205,000 | -69.9% | 13,712 | -44.3% | 0.08% | -71.3% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $202,000 | -10.2% | 1,450 | -12.1% | 0.08% | -14.3% |
| TICC | TICC CAPITAL CORP | $192,000 | -9.0% | 31,500 | 0.0% | 0.07% | -12.9% | |
| PNNT | PENNANTPARK INVT CORP | $185,000 | -4.6% | 30,000 | 0.0% | 0.07% | -7.7% | |
| AMCC | APPLIED MICRO CIRCUITS CORP | $172,000 | +20.3% | 27,000 | 0.0% | 0.07% | +15.5% | |
| CFD | NUVEEN DIVERSIFIED COMMODTY | $170,000 | -12.8% | 18,902 | 0.0% | 0.07% | -16.5% | |
| TWO | Sell | TWO HBRS INVT CORP | $168,000 | -30.6% | 20,751 | -24.4% | 0.06% | -33.7% |
| NPT | New | NUVEEN PREM INCOME MUN FD 4 | $147,000 | – | 10,979 | +100.0% | 0.06% | – |
| SMRTQ | STEIN MART INC | $119,000 | -30.4% | 17,700 | 0.0% | 0.05% | -33.3% | |
| JRO | NUVEEN FLTNG RTE INCM OPP FD | $98,000 | -2.0% | 10,000 | 0.0% | 0.04% | -5.0% | |
| PHYS | SPROTT PHYSICAL GOLD TRUSTunit | $96,000 | -5.0% | 11,000 | 0.0% | 0.04% | -9.8% | |
| MCN | Buy | MADISON CVRED CALL & EQ STR | $90,000 | +5.9% | 12,187 | +1.7% | 0.04% | +2.9% |
| OESX | New | ORION ENERGY SYSTEMS INC | $87,000 | – | 40,000 | +100.0% | 0.03% | – |
| NOK | NOKIA CORPsponsored adr | $84,000 | +3.7% | 12,000 | 0.0% | 0.03% | -3.0% | |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $58,000 | +1.8% | 12,782 | +2.4% | 0.02% | -4.3% |
| CIK | CREDIT SUISSE ASSET MGMT INC | $56,000 | -1.8% | 20,000 | 0.0% | 0.02% | -4.3% | |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $34,000 | -2.9% | 125,000 | 0.0% | 0.01% | -7.1% | |
| SAND | Sell | SANDSTORM GOLD LTD | $28,000 | -12.5% | 10,700 | -9.3% | 0.01% | -15.4% |
| CEQP | Exit | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $0 | – | -10,844 | -100.0% | -0.01% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES & | $0 | – | -12,010 | -100.0% | -0.02% | – |
| EWJ | Exit | ISHARESmsci japan etf | $0 | – | -10,665 | -100.0% | -0.05% | – |
| RIG | Exit | TRANSOCEAN LTD | $0 | – | -10,322 | -100.0% | -0.05% | – |
| SPLS | Exit | STAPLES INC | $0 | – | -13,950 | -100.0% | -0.07% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -3,200 | -100.0% | -0.08% | – |
| IAU | Exit | ISHARES GOLD TRUSTishares | $0 | – | -18,800 | -100.0% | -0.08% | – |
| LII | Exit | LENNOX INTL INC | $0 | – | -1,815 | -100.0% | -0.08% | – |
| TRN | Exit | TRINITY INDS INC | $0 | – | -9,400 | -100.0% | -0.09% | – |
| ORLY | Exit | O REILLY AUTOMOTIVE INC NEW | $0 | – | -850 | -100.0% | -0.09% | – |
| WHR | Exit | WHIRLPOOL CORP | $0 | – | -1,446 | -100.0% | -0.09% | – |
| PAA | Exit | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $0 | – | -7,342 | -100.0% | -0.09% | – |
| URI | Exit | UNITED RENTALS INC | $0 | – | -3,790 | -100.0% | -0.09% | – |
| WDC | Exit | WESTERN DIGITAL CORP | $0 | – | -2,955 | -100.0% | -0.10% | – |
| SKX | Exit | SKECHERS U S A INCcl a | $0 | – | -1,800 | -100.0% | -0.10% | – |
| FEN | Exit | FIRST TR ENERGY INCOME & GRW | $0 | – | -9,940 | -100.0% | -0.10% | – |
| MWE | Exit | MARKWEST ENERGY PARTNERS L Punit ltd partn | $0 | – | -6,181 | -100.0% | -0.11% | – |
| M | Exit | MACYS INC | $0 | – | -5,525 | -100.0% | -0.12% | – |
| FBT | Exit | FIRST TR EXCHANGE TRADED FDny arca biotech | $0 | – | -3,300 | -100.0% | -0.14% | – |
| PMCS | Exit | PMC-SIERRA INC | $0 | – | -52,000 | -100.0% | -0.14% | – |
| DECK | Exit | DECKERS OUTDOOR CORP | $0 | – | -6,291 | -100.0% | -0.15% | – |
| AVGO | Exit | AVAGO TECHNOLOGIES LTD | $0 | – | -3,240 | -100.0% | -0.16% | – |
| ACE | Exit | ACE LTD | $0 | – | -11,150 | -100.0% | -0.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2016-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q4 2023 | 9.4% |
| SPDR S&P 500 ETF TR | 41 | Q4 2023 | 5.3% |
| UNITEDHEALTH GROUP INC | 41 | Q4 2023 | 3.1% |
| MICROSOFT CORPORATION | 41 | Q4 2023 | 3.4% |
| GILEAD SCIENCES INCORPORATED | 41 | Q4 2023 | 3.8% |
| ISHARES TR IBOXX INV CP ETF | 41 | Q4 2023 | 3.5% |
| COSTCO WHSL CORP NEW | 41 | Q4 2023 | 2.3% |
| MASTERCARD INCORPORATED | 41 | Q4 2023 | 2.1% |
| ADOBE SYSTEMS INCORPORATED | 41 | Q4 2023 | 2.7% |
| INTEL CORPORATION | 41 | Q4 2023 | 2.0% |
View OPTIMUM INVESTMENT ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 6,374,504 | 6.2% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 10,871,540 | 7.5% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 2,849,061 | 6.7% |
View OPTIMUM INVESTMENT ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-08 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-01-05 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-08 |
| 13F-HR | 2022-03-17 |
View OPTIMUM INVESTMENT ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.