$740 Million is the total value of ROTHSCHILD INVESTMENT LLC /IL's 414 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 20.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE COMPUTER INC | $23,362,000 | -7.5% | 43,526 | -3.3% | 3.16% | -8.4% |
| QCOM | Sell | QUALCOMM INC | $21,534,000 | +3.9% | 273,068 | -2.2% | 2.91% | +2.9% |
| GE | Buy | GENERAL ELECTRIC CO | $18,916,000 | -4.6% | 730,615 | +3.3% | 2.56% | -5.5% |
| JPM | Buy | J P MORGAN CHASE & CO COM | $17,031,000 | +4.1% | 280,529 | +0.3% | 2.30% | +3.1% |
| COP | Buy | CONOCOPHILLIPS | $13,901,000 | +6.4% | 197,604 | +6.9% | 1.88% | +5.3% |
| Sell | POPLAR FOREST PARTNERS INSTITUmf | $13,215,000 | -0.7% | 294,314 | -4.7% | 1.78% | -1.7% | |
| ABBV | Buy | ABBVIE INC COM | $12,243,000 | -0.6% | 238,181 | +2.1% | 1.65% | -1.6% |
| GOOGL | Sell | GOOGLE INC CL A | $11,663,000 | -7.4% | 10,465 | -6.8% | 1.58% | -8.3% |
| DD | Sell | E I DU PONT DE NEMOURS & CO | $11,334,000 | +2.1% | 168,918 | -1.2% | 1.53% | +1.1% |
| PG | Sell | PROCTER & GAMBLE CO | $10,989,000 | -2.1% | 136,346 | -1.1% | 1.48% | -3.1% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TR UNI | $10,144,000 | +2.3% | 40,485 | -0.3% | 1.37% | +1.3% |
| HAL | Sell | HALLIBURTON COMPANY | $9,451,000 | +14.5% | 160,480 | -1.3% | 1.28% | +13.3% |
| PFE | Buy | PFIZER INC | $9,103,000 | +5.2% | 283,408 | +0.3% | 1.23% | +4.1% |
| EZCH | Sell | EZCHIP SEMICONDUCTOR LTD CP | $9,060,000 | +2.3% | 357,380 | -0.7% | 1.22% | +1.3% |
| EBAY | Sell | EBAY INC COM | $8,964,000 | -0.5% | 162,280 | -1.2% | 1.21% | -1.5% |
| VZ | Buy | VERIZON COMMUNICATIONS COM | $8,665,000 | +3.5% | 182,156 | +7.0% | 1.17% | +2.5% |
| TOL | Sell | TOLL BROTHERS INC COM | $7,871,000 | -3.4% | 219,235 | -0.4% | 1.06% | -4.3% |
| MYL | Sell | MYLAN LABS INC | $7,617,000 | +11.1% | 156,000 | -1.3% | 1.03% | +10.1% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE | $7,254,000 | +1.2% | 37,686 | -1.4% | 0.98% | +0.2% |
| MSFT | Buy | MICROSOFT CORP | $7,246,000 | +56.4% | 176,781 | +42.7% | 0.98% | +54.9% |
| LVS | Sell | LAS VEGAS SANDS CORP COM | $7,167,000 | -10.6% | 88,721 | -12.7% | 0.97% | -11.4% |
| XOM | Buy | EXXON MOBIL CORP COM | $7,035,000 | -1.3% | 72,021 | +2.3% | 0.95% | -2.3% |
| J | Sell | JACOBS ENGR GROUP INC COM | $6,864,000 | -0.1% | 108,102 | -0.9% | 0.93% | -1.1% |
| T | Sell | AT&T INC COM | $6,709,000 | -1.9% | 191,312 | -1.6% | 0.91% | -2.9% |
| DFS | Sell | DISCOVER FINL SVCS INC | $6,503,000 | -17.3% | 111,747 | -20.5% | 0.88% | -18.1% |
| CELG | Buy | CELGENE CORP COM | $6,373,000 | +745.2% | 45,652 | +923.1% | 0.86% | +735.9% |
| HFC | Sell | HOLLYFRONTIER CORP COM | $6,301,000 | -5.5% | 132,420 | -1.3% | 0.85% | -6.5% |
| GS | Sell | GOLDMAN SACHS GROUP COM | $6,303,000 | -8.1% | 38,470 | -0.6% | 0.85% | -9.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $6,007,000 | +8.8% | 61,157 | +1.4% | 0.81% | +7.7% |
| CVX | Sell | CHEVRON TEXACO CORP COM | $5,956,000 | -4.9% | 50,088 | -0.1% | 0.80% | -5.9% |
| CSCO | Buy | CISCO SYS INC | $5,944,000 | +1.8% | 265,196 | +1.9% | 0.80% | +0.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC CL B | $5,885,000 | +5.3% | 47,091 | -0.1% | 0.80% | +4.2% |
| SNI | New | SCRIPPS NETWORKS INTERACTIVE I | $5,781,000 | – | 76,150 | +100.0% | 0.78% | – |
| BAC | Buy | BANK OF AMER CORP | $5,665,000 | +13.1% | 329,384 | +2.4% | 0.76% | +12.0% |
| AIG | Buy | AMERICAN INTL GROUP INC COM NE | $5,527,000 | +1.2% | 110,525 | +3.3% | 0.75% | +0.1% |
| SWK | Sell | STANLEY BLACK & DECKER COM | $5,466,000 | -1.4% | 67,278 | -2.1% | 0.74% | -2.4% |
| NEBLQ | Sell | NOBLE CORP PLC SHS | $5,254,000 | -13.3% | 160,466 | -0.8% | 0.71% | -14.1% |
| Buy | MAINSTAY MARKETFIELD FD CL Imf | $5,252,000 | -0.9% | 288,864 | +0.9% | 0.71% | -1.9% | |
| UTX | UNITED TECHNOLOGIES CORP | $5,096,000 | +2.7% | 43,618 | 0.0% | 0.69% | +1.6% | |
| Buy | GRANDEUR PEAK GLOBAL OPP FD INmf | $5,095,000 | +19.7% | 1,498,657 | +16.6% | 0.69% | +18.4% | |
| STWD | Sell | STARWOOD PPTY TR INC COM | $5,081,000 | -23.5% | 215,380 | -10.1% | 0.69% | -24.3% |
| DOW | Sell | DOW CHEMICAL CORPORATION | $4,955,000 | -44.9% | 101,983 | -49.6% | 0.67% | -45.4% |
| BA | BOEING COMPANY | $4,885,000 | -8.1% | 38,926 | 0.0% | 0.66% | -9.0% | |
| AMGN | Buy | AMGEN INC | $4,849,000 | +9.2% | 39,312 | +1.0% | 0.66% | +8.1% |
| KMI | Buy | KINDER MORGAN INC DEL COM | $4,808,000 | +50.9% | 147,971 | +67.2% | 0.65% | +49.2% |
| 4945SC | Sell | KINDER MORGAN ENERGY PTNRS LP | $4,789,000 | -8.6% | 64,754 | -0.3% | 0.65% | -9.5% |
| MCD | Sell | MCDONALDS CORPORATION | $4,694,000 | -16.6% | 47,879 | -17.5% | 0.63% | -17.4% |
| KSS | Buy | KOHLS CORP | $4,411,000 | +173.0% | 77,655 | +172.7% | 0.60% | +170.9% |
| CGEN | Sell | COMPUGEN LTD ORD | $4,393,000 | +10.3% | 418,005 | -6.0% | 0.59% | +9.2% |
| MRK | Sell | MERCK & COMPANY INC. | $4,260,000 | +10.8% | 75,033 | -2.4% | 0.58% | +9.5% |
| CVS | Buy | CVS CORP INC | $4,162,000 | +67.1% | 55,596 | +59.8% | 0.56% | +65.3% |
| INTC | Buy | INTEL CORPORATION | $4,034,000 | +1.9% | 156,288 | +2.5% | 0.54% | +0.9% |
| Sell | CAPITAL INCOME BLDR FD CL Fmf | $4,012,000 | -11.8% | 68,270 | -12.1% | 0.54% | -12.6% | |
| HD | Sell | HOME DEPOT INC | $3,917,000 | -14.4% | 49,498 | -10.9% | 0.53% | -15.2% |
| IWM | Sell | ISHARES TR RUSSELL 2000 | $3,775,000 | 0.0% | 32,444 | -0.9% | 0.51% | -1.0% |
| SYY | Buy | SYSCO CORP | $3,694,000 | +279.7% | 102,245 | +279.4% | 0.50% | +275.2% |
| F | Buy | FORD MOTOR COMPANY | $3,673,000 | +21.1% | 235,448 | +19.7% | 0.50% | +19.8% |
| MMM | 3M CO COM | $3,665,000 | -3.3% | 27,016 | 0.0% | 0.50% | -4.3% | |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,631,000 | -27.9% | 69,894 | -26.2% | 0.49% | -28.7% |
| ABT | Buy | ABBOTT LABS | $3,470,000 | +8.8% | 90,117 | +8.3% | 0.47% | +7.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC | $3,396,000 | -26.9% | 28,240 | -32.3% | 0.46% | -27.6% |
| DE | Sell | DEERE & COMPANY | $3,394,000 | -6.9% | 37,383 | -6.4% | 0.46% | -8.0% |
| AA | Buy | ALCOA INC. | $3,323,000 | +138.4% | 258,212 | +96.9% | 0.45% | +136.3% |
| WAG | Buy | WALGREEN COMPANY | $3,290,000 | +15.4% | 49,824 | +0.4% | 0.44% | +14.1% |
| V | Buy | VISA INC COM CL A | $3,131,000 | -0.8% | 14,503 | +2.4% | 0.42% | -1.6% |
| DUK | Sell | DUKE ENERGY COMPANY | $3,098,000 | +0.9% | 43,494 | -2.2% | 0.42% | -0.2% |
| GLW | Buy | CORNING INC | $3,037,000 | +20.4% | 145,870 | +3.1% | 0.41% | +19.2% |
| WMT | Buy | WAL MART STORES INC | $2,821,000 | -0.2% | 36,912 | +2.8% | 0.38% | -1.3% |
| ITW | Buy | ILLINOIS TOOL WORKS | $2,781,000 | -1.8% | 34,190 | +1.5% | 0.38% | -2.6% |
| BP | Sell | BP PLC SPONSORED ADR | $2,778,000 | -4.4% | 57,765 | -3.4% | 0.38% | -5.5% |
| DPZ | Buy | DOMINOS PIZZA INC COM | $2,779,000 | +553.9% | 36,100 | +491.8% | 0.38% | +546.6% |
| DCMYY | New | NTT DOCOMO INC SPONS ADRadr | $2,726,000 | – | 172,850 | +100.0% | 0.37% | – |
| BAX | Sell | BAXTER INTERNATIONAL INC | $2,702,000 | +1.6% | 36,727 | -3.9% | 0.36% | +0.6% |
| TLYS | Buy | TILLYS INC CL A | $2,545,000 | +204.1% | 217,532 | +197.7% | 0.34% | +201.8% |
| UHS | UNIVERSAL HLTH SVCS CL B | $2,462,000 | +1.0% | 30,000 | 0.0% | 0.33% | -0.3% | |
| RVT | Sell | ROYCE VALUE TR INC COMcle fds | $2,378,000 | -2.5% | 151,153 | -0.7% | 0.32% | -3.6% |
| HCA | HCA HOLDINGS INC COM | $2,367,000 | +10.0% | 45,080 | 0.0% | 0.32% | +9.2% | |
| CMCSA | Sell | COMCAST CORPORATION CLASS A | $2,365,000 | -10.1% | 47,255 | -6.7% | 0.32% | -11.1% |
| FCX | Buy | FREEPORT MCMORAN COPPER & GOLD | $2,336,000 | -10.5% | 70,635 | +2.2% | 0.32% | -11.5% |
| EXC | Sell | EXELON CORP | $2,307,000 | +18.4% | 68,732 | -3.4% | 0.31% | +17.3% |
| XLF | Buy | SELECT SECTOR SPDR TR SBI INT- | $2,300,000 | +3.2% | 102,934 | +0.9% | 0.31% | +2.3% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS LP C | $2,297,000 | +0.1% | 33,118 | -4.3% | 0.31% | -1.0% |
| LOW | Sell | LOWES COS INC COM | $2,274,000 | -37.1% | 46,496 | -36.3% | 0.31% | -37.7% |
| LLY | Sell | LILLY ELI & COMPANY | $2,166,000 | +13.8% | 36,793 | -1.5% | 0.29% | +12.7% |
| AB | Buy | ALLIANCEBERNSTEIN HLDGS LP UNIlp | $2,156,000 | +46.6% | 86,355 | +25.2% | 0.29% | +44.8% |
| MLR | Sell | MILLER INDS | $2,158,000 | +3.2% | 110,485 | -1.6% | 0.29% | +2.1% |
| RQI | Buy | COHEN & STEERS QTY RLY COM | $2,123,000 | +20.0% | 201,655 | +8.0% | 0.29% | +19.1% |
| DLTR | Sell | DOLLAR TREE INC COM | $2,126,000 | -20.1% | 40,750 | -13.6% | 0.29% | -20.9% |
| ARCC | Buy | ARES CAP CORP COM | $2,055,000 | +0.2% | 116,625 | +1.0% | 0.28% | -0.7% |
| NVS | NOVARTIS A G SPONSORED ADR | $2,006,000 | +5.7% | 23,600 | 0.0% | 0.27% | +4.6% | |
| CNI | Buy | CANADIAN NATL RY CO COM | $1,973,000 | +0.1% | 35,094 | +1.5% | 0.27% | -1.1% |
| TTEC | TELETECH HOLDING | $1,961,000 | +2.4% | 80,000 | 0.0% | 0.26% | +1.5% | |
| UAN | Sell | CVR PARTNERS LP COM | $1,958,000 | +26.6% | 92,400 | -1.6% | 0.26% | +25.1% |
| KO | Sell | COCA COLA COMPANY | $1,911,000 | -7.2% | 49,434 | -0.8% | 0.26% | -8.2% |
| VIG | Sell | VANGUARD SPECIALIZED DIV APP E | $1,898,000 | -0.7% | 25,236 | -0.6% | 0.26% | -1.9% |
| PEP | Sell | PEPSICO INC | $1,886,000 | -4.0% | 22,587 | -4.6% | 0.26% | -4.9% |
| EEP | Sell | ENBRIDGE ENERGY PRTNRS COM | $1,864,000 | -41.7% | 68,000 | -36.5% | 0.25% | -42.2% |
| MDT | MEDTRONIC INC | $1,855,000 | +7.2% | 30,150 | 0.0% | 0.25% | +6.4% | |
| CAJ | New | CANON INC ADRadr | $1,822,000 | – | 58,670 | +100.0% | 0.25% | – |
| HON | Sell | HONEYWELL INTL | $1,819,000 | +0.8% | 19,608 | -0.8% | 0.25% | 0.0% |
| VSH | Buy | VISHAY INTERTECHNOLOGY | $1,811,000 | +1149.0% | 121,700 | +1016.5% | 0.24% | +1125.0% |
| CHK | CHESAPEAKE ENERGY CORP | $1,816,000 | -5.6% | 70,900 | 0.0% | 0.24% | -6.5% | |
| AGCO | New | AGCO CORP | $1,774,000 | – | 32,160 | +100.0% | 0.24% | – |
| P105PS | Sell | INTEGRYS ENERGY GRP INC COM | $1,758,000 | +3.4% | 29,466 | -5.7% | 0.24% | +2.2% |
| PM | Buy | PHILIP MORRIS INTL INC COM | $1,748,000 | +15.4% | 21,356 | +22.8% | 0.24% | +14.0% |
| FDP | New | FRESH DEL MONTE PROD ORD | $1,721,000 | – | 62,425 | +100.0% | 0.23% | – |
| OGZPY | Buy | GAZPROM O A O SPON ADRadr | $1,683,000 | +598.3% | 218,250 | +665.8% | 0.23% | +587.9% |
| TWX | Sell | TIME WARNER INC | $1,673,000 | -56.6% | 25,615 | -53.7% | 0.23% | -57.0% |
| GSK | Buy | GLAXO SMITHKLINE PLC SPONS ADR | $1,665,000 | +0.4% | 31,162 | +0.4% | 0.22% | -0.4% |
| TRCO | Sell | TRIBUNE CO NEW CL A | $1,669,000 | -30.3% | 20,960 | -32.3% | 0.22% | -31.2% |
| LMT | Sell | LOCKHEED MARTIN CORP | $1,665,000 | +3.7% | 10,198 | -5.6% | 0.22% | +2.7% |
| Sell | POPLAR FOREST PARTNERS FD CL Amf | $1,659,000 | -10.3% | 37,067 | -13.9% | 0.22% | -11.1% | |
| Buy | CAPITAL WORLD GRW&INCM CL Fmf | $1,626,000 | +1.6% | 35,501 | +0.4% | 0.22% | +0.9% | |
| ORCL | Sell | ORACLE SYS CORP | $1,598,000 | +5.1% | 39,057 | -1.8% | 0.22% | +4.3% |
| CFWFF | Buy | CALFRAC WELL SRVCS LTD COM | $1,588,000 | +94.1% | 49,815 | +77.7% | 0.21% | +91.1% |
| EMR | Buy | EMERSON ELECTRIC CO | $1,579,000 | -4.8% | 23,640 | +0.0% | 0.21% | -5.8% |
| NSC | NORFOLK SOUTHERN CORP | $1,537,000 | +4.7% | 15,814 | 0.0% | 0.21% | +4.0% | |
| TEL | Sell | TE CONNECTIVITY LTD | $1,519,000 | +7.0% | 25,225 | -2.0% | 0.20% | +5.7% |
| PSX | Sell | PHILLIPS 66 COM | $1,509,000 | -0.3% | 19,584 | -0.2% | 0.20% | -1.4% |
| PETS | Buy | PETMED EXPRESS INC COM | $1,503,000 | +89.3% | 112,106 | +134.8% | 0.20% | +88.0% |
| KKR | Sell | KKR & CO LP DEL COM UNITSlp | $1,503,000 | -6.4% | 65,800 | -0.3% | 0.20% | -7.3% |
| TE | TECO ENERGY INC COM | $1,489,000 | -0.5% | 86,800 | 0.0% | 0.20% | -1.5% | |
| USB | Buy | US BANCORP DEL COM | $1,460,000 | +50.4% | 34,061 | +41.7% | 0.20% | +49.2% |
| EWI | Buy | ISHARES INC MSCI ITALY | $1,460,000 | +18.5% | 82,440 | +4.3% | 0.20% | +17.3% |
| DIS | Buy | WALT DISNEY PRODUCTIONS | $1,443,000 | +6.5% | 18,018 | +1.6% | 0.20% | +5.4% |
| ICE | Sell | INTERCONTINENTAL EXCH GRP INC | $1,409,000 | -12.5% | 7,122 | -0.5% | 0.19% | -13.6% |
| Sell | AMERICAN BALANCED FD CL Fmf | $1,389,000 | -20.5% | 56,364 | -21.3% | 0.19% | -21.0% | |
| COH | Buy | COACH INC COM | $1,365,000 | +58.0% | 27,480 | +78.4% | 0.18% | +55.9% |
| ASGN | ON ASSIGNMENT INC COM | $1,351,000 | +10.6% | 35,000 | 0.0% | 0.18% | +9.0% | |
| WSTC | Sell | WEST CORP COM | $1,328,000 | -8.2% | 55,500 | -1.4% | 0.18% | -9.1% |
| PAA | Buy | PLAINS ALL AM PIPELINE UNIT LT | $1,313,000 | +47.7% | 23,820 | +38.7% | 0.18% | +46.3% |
| EWP | Buy | ISHARES MSCI SPAN CP ETF | $1,314,000 | +13.3% | 32,203 | +7.0% | 0.18% | +12.0% |
| RTN | RAYTHEON CO | $1,293,000 | +8.9% | 13,091 | 0.0% | 0.18% | +8.0% | |
| TTE | Sell | TOTAL S A SPONSORED ADR | $1,281,000 | +5.7% | 19,525 | -1.3% | 0.17% | +4.8% |
| AESPRC | AES TR III PFD CV 6.75%cv pfd | $1,222,000 | +1.8% | 23,910 | 0.0% | 0.16% | +0.6% | |
| FB | Sell | FACEBOOK INC CL A | $1,203,000 | -1.2% | 19,970 | -10.4% | 0.16% | -2.4% |
| ESV | ENSCO PLC SHS CL Aadr | $1,193,000 | -7.7% | 22,610 | 0.0% | 0.16% | -8.5% | |
| Sell | FIDELITY ADVISOR SER I LEV COmf | $1,189,000 | +1.0% | 21,909 | -0.5% | 0.16% | 0.0% | |
| CAB | Sell | CABELAS INC COM | $1,186,000 | -2.8% | 18,100 | -1.1% | 0.16% | -3.6% |
| MPW | Buy | MEDICAL PPTYS TR INC COM | $1,152,000 | +26.3% | 90,100 | +20.8% | 0.16% | +25.8% |
| NUE | Buy | NUCOR CORP | $1,123,000 | -2.7% | 22,215 | +2.8% | 0.15% | -3.2% |
| WMB | Sell | WILLIAMS COS INC DEL COM | $1,104,000 | +3.6% | 27,214 | -1.5% | 0.15% | +2.8% |
| CROX | Buy | CROCS INC COM | $1,087,000 | -0.6% | 69,700 | +1.5% | 0.15% | -1.3% |
| FL | Sell | FOOT LOCKER INC COM | $1,089,000 | +11.7% | 23,175 | -1.5% | 0.15% | +10.5% |
| LKQ | New | LKQ CORP COM | $1,078,000 | – | 40,900 | +100.0% | 0.15% | – |
| PX | Sell | PRAXAIR INC | $1,074,000 | -8.2% | 8,200 | -8.9% | 0.14% | -9.4% |
| WFC | WELLS FARGO & COMPANY | $1,077,000 | +9.6% | 21,659 | 0.0% | 0.14% | +8.2% | |
| SPY | Buy | SPDR S&P 500 ETF TR UNIT SER 1 | $1,064,000 | +38.0% | 5,691 | +36.4% | 0.14% | +37.1% |
| MCRS | MICROS SYS | $1,059,000 | -7.7% | 20,000 | 0.0% | 0.14% | -8.3% | |
| MET | Buy | METLIFE INC COM | $1,061,000 | -1.1% | 20,100 | +1.0% | 0.14% | -2.1% |
| AEE | Sell | AMEREN CORP COM | $1,042,000 | +12.3% | 25,295 | -1.5% | 0.14% | +11.0% |
| OXY | Buy | OCCIDENTAL PETE CORP | $1,046,000 | +1.4% | 10,975 | +1.2% | 0.14% | 0.0% |
| NI | Sell | NISOURCE INC. COM | $1,037,000 | +3.6% | 29,200 | -4.1% | 0.14% | +2.2% |
| HAIN | Sell | HAIN CELESTIAL GROUP INC COM | $1,016,000 | -0.2% | 11,110 | -0.9% | 0.14% | -1.4% |
| SWAY | New | STARWOOD WAYPOINT RESIDENTIAL | $1,018,000 | – | 35,360 | +100.0% | 0.14% | – |
| BBEPQ | Sell | BREITBURN ENGY PRTNR COM UT LT | $1,005,000 | -3.0% | 50,332 | -1.2% | 0.14% | -3.5% |
| DRI | Buy | DARDEN RESTAURANTS, INC. | $999,000 | -5.2% | 19,680 | +1.5% | 0.14% | -6.2% |
| ZBH | Sell | ZIMMER HOLDINGS INC | $995,000 | -1.6% | 10,517 | -3.1% | 0.13% | -2.9% |
| PPG | Sell | PPG INDS INC COM | $987,000 | -5.4% | 5,100 | -7.3% | 0.13% | -6.3% |
| ED | Sell | CONSOLIDATED EDISON NEW YORK | $965,000 | -13.6% | 17,982 | -11.0% | 0.13% | -14.5% |
| HCA | Sell | HCA-HEALTHCARE CO | $953,000 | +7.7% | 18,160 | -2.2% | 0.13% | +6.6% |
| SLB | Buy | SCHLUMBERGER | $952,000 | +11.6% | 9,766 | +3.2% | 0.13% | +11.2% |
| XHB | Sell | SPDR SER TR S&P HOMEBUILDERS E | $957,000 | -2.9% | 29,400 | -0.7% | 0.13% | -4.4% |
| Sell | OPPENHEIMER DEVLNG MKT CL Amf | $947,000 | -5.6% | 25,351 | -3.9% | 0.13% | -6.6% | |
| MLNX | Sell | MELLANOX TECH LTD SHS | $947,000 | -3.3% | 24,195 | -1.2% | 0.13% | -4.5% |
| GLNG | Sell | GOLAR LNG LTD BERMUDA SHS | $933,000 | +14.5% | 22,375 | -0.3% | 0.13% | +13.5% |
| Buy | OPPENHEIMER STEELPTH MLP SELECmf | $935,000 | +5.4% | 75,413 | +3.1% | 0.13% | +4.1% | |
| GCI | Sell | GANNETT INC DEL | $936,000 | -8.8% | 33,900 | -2.3% | 0.13% | -10.0% |
| MS | Sell | MORGAN STANLEY COM NEW | $922,000 | -1.2% | 29,586 | -0.5% | 0.12% | -1.6% |
| DGS | Sell | WISDOMTREE TRUST EMG MKTS SMCA | $926,000 | -0.5% | 19,863 | -1.7% | 0.12% | -1.6% |
| CWEGF | New | CREW ENERGY INC COM | $909,000 | – | 103,460 | +100.0% | 0.12% | – |
| EWG | Sell | ISHARES INC MSCI GERMAN | $910,000 | -58.5% | 29,012 | -57.9% | 0.12% | -58.9% |
| SYK | Sell | STRYKER CORP | $905,000 | +7.7% | 11,110 | -0.6% | 0.12% | +6.1% |
| MEMPQ | MEMORIAL PRODTN PAR LP COM U R | $901,000 | +2.6% | 40,000 | 0.0% | 0.12% | +1.7% | |
| PBI | Sell | PITNEY BOWES INC | $897,000 | +6.9% | 34,500 | -4.2% | 0.12% | +6.1% |
| TWC | Buy | TIME WARNER CABLE INC COM | $888,000 | +26.9% | 6,474 | +25.3% | 0.12% | +26.3% |
| CAG | Buy | CONAGRA INC | $892,000 | +185.9% | 28,750 | +210.1% | 0.12% | +179.1% |
| SHPG | Sell | SHIRE PHARMCTL GRP PLC SPONSORadr | $891,000 | +0.1% | 6,000 | -4.8% | 0.12% | -0.8% |
| Buy | OPPENHEIMER INTL S CO CL Amf | $872,000 | +14.7% | 25,945 | +11.1% | 0.12% | +13.5% | |
| WM | Sell | WASTE MGMT INC COM | $867,000 | -7.8% | 20,610 | -1.7% | 0.12% | -8.6% |
| SBUX | Buy | STARBUCKS CORP COM | $856,000 | -4.9% | 11,670 | +1.7% | 0.12% | -5.7% |
| BIREF | New | BIRCHCLIFF ENERGY NEW COM | $852,000 | – | 77,430 | +100.0% | 0.12% | – |
| Buy | FIDELITY ADVISOR VII HEALTH CAmf | $850,000 | +31.6% | 23,706 | +19.7% | 0.12% | +30.7% | |
| GNRC | Buy | GENERAC HLDGS INC COM | $852,000 | +11.8% | 14,450 | +7.4% | 0.12% | +10.6% |
| CAT | Sell | CATERPILLAR TRACTOR | $854,000 | -36.8% | 8,590 | -42.3% | 0.12% | -37.5% |
| GM | Sell | GENERAL MTRS CO COM | $854,000 | -17.2% | 24,814 | -1.7% | 0.12% | -18.4% |
| RSG | Sell | REPUBLIC SVCS INC CL A | $836,000 | +0.5% | 24,475 | -2.4% | 0.11% | 0.0% |
| FDX | Sell | FEDEX CORP | $828,000 | -10.0% | 6,250 | -2.3% | 0.11% | -11.1% |
| RRD | Sell | DONNELLEY R R & SONS CO | $831,000 | -15.4% | 46,400 | -4.1% | 0.11% | -16.4% |
| FEN | Sell | FIRST TR ENRGY INC & GRWTH FD | $819,000 | +1.2% | 25,016 | -0.2% | 0.11% | +0.9% |
| TEX | Sell | TEREX CORP NEW COM | $822,000 | -3.2% | 18,550 | -8.3% | 0.11% | -4.3% |
| HSC | New | HARSCO CORP COM | $822,000 | – | 35,070 | +100.0% | 0.11% | – |
| Sell | AMER INTL GRW & INC CL F-1 SHSmf | $820,000 | -8.6% | 23,318 | -9.0% | 0.11% | -9.0% | |
| AEP | Sell | AMERICAN ELECTRIC POWER | $813,000 | +5.2% | 16,040 | -3.0% | 0.11% | +4.8% |
| IP | Sell | INTERNATIONAL PAPER CO | $804,000 | -7.9% | 17,525 | -1.5% | 0.11% | -8.4% |
| TD | Buy | TORONTO DOMINION BK COM NEW | $803,000 | -0.4% | 17,100 | +100.0% | 0.11% | -1.8% |
| IPHI | Sell | INPHI CORP COM | $788,000 | -17.3% | 48,950 | -33.8% | 0.11% | -18.5% |
| APA | APACHE CORP | $782,000 | -3.6% | 9,431 | 0.0% | 0.11% | -4.5% | |
| AGNC | AMERICAN CAP AGY CORP COM | $776,000 | +11.5% | 36,090 | 0.0% | 0.10% | +10.5% | |
| ETW | Sell | EATON VANCE TXMG GLOBAL OPPORTcle fds | $775,000 | -2.3% | 64,016 | -2.4% | 0.10% | -2.8% |
| ALL | Buy | ALLSTATE CORP COM | $772,000 | +8.1% | 13,645 | +4.2% | 0.10% | +7.2% |
| NIE | Buy | ALLIANZGI EQUITY & CONVERTIBLEcle fds | $764,000 | +17.7% | 39,296 | +18.2% | 0.10% | +15.7% |
| EMC | Sell | E M C CORP | $765,000 | -45.4% | 27,900 | -49.9% | 0.10% | -46.1% |
| APOL | Sell | APOLLO EDUCATION GROUP INC CL | $758,000 | -0.8% | 22,150 | -20.8% | 0.10% | -1.9% |
| TGT | Sell | TARGET CORP COM | $747,000 | -8.5% | 12,348 | -4.3% | 0.10% | -9.0% |
| QCOR | Sell | QUESTCOR PHARMACEUTICAL COM | $742,000 | +15.6% | 11,420 | -3.2% | 0.10% | +13.6% |
| CEO | CNOOC LTD SPONS ADRadr | $736,000 | -19.0% | 4,845 | 0.0% | 0.10% | -20.2% | |
| MON | Sell | MONSANTO CO NEW COM | $731,000 | -3.2% | 6,424 | -0.9% | 0.10% | -3.9% |
| VGR | Sell | VECTOR GROUP LTD COM | $730,000 | +25.9% | 33,868 | -4.5% | 0.10% | +25.3% |
| GPS | GAP INC | $725,000 | +2.4% | 18,106 | 0.0% | 0.10% | +1.0% | |
| DBD | Sell | DIEBOLD INC COM | $725,000 | +15.8% | 18,165 | -4.2% | 0.10% | +15.3% |
| DECK | Sell | DECKERS OUTDOOR CORP COM | $718,000 | -30.5% | 9,000 | -26.4% | 0.10% | -31.2% |
| CRRTQ | Buy | CARBO CERAMICS INC | $720,000 | +25.7% | 5,220 | +6.1% | 0.10% | +24.4% |
| BMS | Sell | BEMIS INC COM | $707,000 | -7.2% | 18,014 | -3.2% | 0.10% | -8.7% |
| COLUMBIA ACORN FUND CL Zmf | $701,000 | 0.0% | 18,784 | 0.0% | 0.10% | -1.0% | ||
| COST | Sell | COSTCO WHOLESALE CORP-NEW | $695,000 | -70.2% | 6,220 | -68.2% | 0.09% | -70.4% |
| DAVE | Sell | FAMOUS DAVES AMER INC COM | $689,000 | -11.9% | 28,150 | -34.2% | 0.09% | -13.1% |
| Buy | GRANDEUR PEAK EMERGING MKTS OPmf | $679,000 | +37.7% | 64,785 | +32.6% | 0.09% | +37.3% | |
| KR | Sell | KROGER CO | $668,000 | +3.7% | 15,300 | -6.1% | 0.09% | +2.3% |
| WY | Sell | WEYERHAEUSER CO | $665,000 | -12.4% | 22,651 | -5.8% | 0.09% | -13.5% |
| Buy | AMERICAN BALANCED FD COMmf | $658,000 | +1.4% | 26,692 | +0.4% | 0.09% | 0.0% | |
| PNW | Sell | PINNACLE WEST CAPITAL CORP USD | $648,000 | +0.6% | 11,860 | -2.5% | 0.09% | 0.0% |
| BPL | BUCKEYE PARTNERS L P UNIT LTD | $653,000 | +5.7% | 8,698 | 0.0% | 0.09% | +4.8% | |
| HCP | HCP INC COM | $651,000 | +6.7% | 16,790 | 0.0% | 0.09% | +6.0% | |
| SJT | Sell | SAN JUAN BASIN RTY TR UNIT BEN | $642,000 | +1.4% | 36,350 | -3.8% | 0.09% | +1.2% |
| CLF | Sell | CLIFFS NATURAL RESOURC COM | $644,000 | -40.0% | 31,465 | -23.2% | 0.09% | -40.8% |
| RBS | ROYAL BK SCOTLAND GRP SPONS ADadr | $647,000 | -8.4% | 62,330 | 0.0% | 0.09% | -9.4% | |
| EOG | Buy | EOG RES INC COM | $639,000 | +25.5% | 3,255 | +7.4% | 0.09% | +24.6% |
| GPC | Sell | GENUINE PARTS CO | $639,000 | +1.3% | 7,355 | -3.0% | 0.09% | 0.0% |
| OUTR | OUTERWALL INC COM | $634,000 | +7.6% | 8,750 | 0.0% | 0.09% | +7.5% | |
| UPS | UNITED PARCEL SERVICE CL B | $628,000 | -7.4% | 6,450 | 0.0% | 0.08% | -7.6% | |
| AMZN | Sell | AMAZON COM INC COM | $619,000 | -21.4% | 1,841 | -6.8% | 0.08% | -21.5% |
| DLR | Buy | DIGITAL RLTY TR INC COM | $616,000 | +72.5% | 11,610 | +59.9% | 0.08% | +69.4% |
| EUROPACIFIC GROWTH FUND CLASSmf | $607,000 | +0.5% | 12,300 | 0.0% | 0.08% | 0.0% | ||
| ROWE PRICE NEW HORI FD COMmf | $605,000 | +1.7% | 12,854 | 0.0% | 0.08% | +1.2% | ||
| LNC | Sell | LINCOLN NATL CORP IND COM | $601,000 | -9.5% | 11,860 | -7.8% | 0.08% | -11.0% |
| STT | Sell | STATE STREET BOSTON CORP | $598,000 | -8.4% | 8,600 | -3.4% | 0.08% | -9.0% |
| HI | Buy | HILLENBRAND INC COM | $595,000 | +16.2% | 18,400 | +5.7% | 0.08% | +14.3% |
| 6699SC | Sell | ISHARES INC MSCI UK INDX FD | $594,000 | -44.6% | 28,869 | -43.7% | 0.08% | -45.2% |
| FIVE | Sell | FIVE BELOW INC COM | $584,000 | -3.5% | 13,750 | -1.8% | 0.08% | -4.8% |
| TIF | Sell | TIFFANY & CO | $584,000 | -13.2% | 6,775 | -6.6% | 0.08% | -14.1% |
| CZA | CLAYMORE ETF TR ZACKS MDCAP CRmf | $579,000 | +2.1% | 12,500 | 0.0% | 0.08% | +1.3% | |
| CF | Sell | CF INDS HLDGS INC COM | $577,000 | -0.5% | 2,215 | -11.0% | 0.08% | -1.3% |
| TITN | Sell | TITAN MACHY INC COM | $578,000 | -19.5% | 36,875 | -8.4% | 0.08% | -20.4% |
| NTRS | Buy | NORTHERN TRUST CORPORATION | $577,000 | +6.7% | 8,797 | +0.6% | 0.08% | +5.4% |
| MGA | Sell | MAGNA INTERNATIONAL, INC. | $568,000 | -40.8% | 5,900 | -49.6% | 0.08% | -41.2% |
| RMT | Buy | ROYCE MICRO CAP TR INCcle fds | $573,000 | -0.3% | 46,820 | +2.7% | 0.08% | -1.3% |
| NTDOY | Buy | NINTENDO LTDadr | $562,000 | -2.9% | 37,750 | +8.6% | 0.08% | -3.8% |
| TEVA | Sell | TEVA PHARMACEUTICAL | $565,000 | +22.0% | 10,690 | -7.4% | 0.08% | +20.6% |
| BRKA | BERKSHIRE HATHAWAY INC DEL | $562,000 | +5.2% | 3 | 0.0% | 0.08% | +4.1% | |
| SPLS | Sell | STAPLES INC COM | $561,000 | -33.1% | 49,475 | -6.3% | 0.08% | -33.3% |
| ALK | New | ALASKA AIR GROUP INC | $558,000 | – | 5,975 | +100.0% | 0.08% | – |
| FTR | Sell | FRONTIER COMMUNICATIONS CORP C | $554,000 | +19.7% | 97,056 | -2.5% | 0.08% | +19.0% |
| KRE | Buy | SPDR SERIES TRUST S&P REGL BKG | $554,000 | +45.0% | 13,400 | +42.6% | 0.08% | +44.2% |
| CULP | CULP INC COM | $556,000 | -3.5% | 28,150 | 0.0% | 0.08% | -5.1% | |
| FBAK | FIRST N B ANCHRAG ALAS COM | $546,000 | +0.6% | 310 | 0.0% | 0.07% | 0.0% | |
| PRF | Sell | POWERSHARES ETF TRUST FTSE RAF | $542,000 | -2.5% | 6,400 | -4.5% | 0.07% | -3.9% |
| BLAIR WILLIAM MUT FDS INTL GRWmf | $537,000 | -0.7% | 20,579 | 0.0% | 0.07% | -1.4% | ||
| REPYY | REPSOL S.A.adr | $534,000 | +1.1% | 20,925 | 0.0% | 0.07% | 0.0% | |
| EOI | Buy | EATON VANCE ENHCD EQT COM | $523,000 | +276.3% | 40,000 | +273.4% | 0.07% | +273.7% |
| GOLD | Buy | BARRICK GOLD CORP | $526,000 | +5.0% | 29,500 | +3.9% | 0.07% | +4.4% |
| IGR | CBRE CLARION GLOBAL RE COM | $525,000 | +5.4% | 62,900 | 0.0% | 0.07% | +4.4% | |
| PPL | PPL CORPORATION | $517,000 | +10.2% | 15,600 | 0.0% | 0.07% | +9.4% | |
| Buy | VANGUARD INTL EQTY IDX EURO STmf | $515,000 | +60.9% | 18,071 | +60.1% | 0.07% | +59.1% | |
| MWE | Sell | MARKWEST ENERGY PARTNR UNIT LT | $500,000 | -9.9% | 7,650 | -8.9% | 0.07% | -10.5% |
| NLY | Sell | ANNALY CAP MGMT INC COM | $507,000 | -4.0% | 46,211 | -12.7% | 0.07% | -5.6% |
| GLD | Buy | SPIDER GOLD TR SHS | $494,000 | +7.6% | 4,000 | +1.3% | 0.07% | +6.3% |
| Buy | PIMCO SMALL CAPS STKSPL AR STGmf | $498,000 | +8.7% | 51,147 | +7.4% | 0.07% | +8.1% | |
| DXJ | New | WISDOMTREE TRUST JAPN HEDGE EQ | $490,000 | – | 10,346 | +100.0% | 0.07% | – |
| FCT | FIRST TR SR FLTG RTE INCOME FD | $491,000 | -0.4% | 34,000 | 0.0% | 0.07% | -1.5% | |
| JBLU | Sell | JETBLUE AWYS CORP COM | $489,000 | 0.0% | 56,250 | -1.7% | 0.07% | -1.5% |
| Sell | GROWTH FD AMER INC CL Fmf | $482,000 | -21.4% | 11,165 | -22.1% | 0.06% | -22.6% | |
| Sell | CAPITAL INCOME BUILDERS FD SHmf | $471,000 | -32.3% | 8,011 | -32.7% | 0.06% | -32.6% | |
| NMFC | Buy | NEW MTN FIN CORP COM | $466,000 | +0.9% | 32,044 | +4.2% | 0.06% | 0.0% |
| NEE | NEXTERA ENERGY INC COM | $464,000 | +11.5% | 4,856 | 0.0% | 0.06% | +10.5% | |
| LUMN | Sell | CENTURYLINK INC | $469,000 | -0.2% | 14,271 | -3.4% | 0.06% | -1.6% |
| MO | Sell | ALTRIA GROUP INC | $466,000 | -7.0% | 12,460 | -4.6% | 0.06% | -7.4% |
| Buy | INCOME FUND AMERICAmf | $467,000 | +2.4% | 22,225 | +0.6% | 0.06% | +1.6% | |
| Buy | VANGUARD INDEX FDS TOT STKIDXmf | $465,000 | +2.0% | 9,804 | +0.3% | 0.06% | +1.6% | |
| INGR | New | INGREDION INC COM | $460,000 | – | 6,750 | +100.0% | 0.06% | – |
| GD | Sell | GENERAL DYNAMICS | $458,000 | +13.6% | 4,205 | -0.2% | 0.06% | +12.7% |
| NWL | Sell | NEWELL RUBBERMAID INC. | $448,000 | -13.5% | 14,990 | -6.3% | 0.06% | -14.1% |
| ADM | ARCHER DANIELS MIDLAND | $449,000 | 0.0% | 10,357 | 0.0% | 0.06% | 0.0% | |
| BJRI | New | BJS RESTAURANTS INC COM | $452,000 | – | 13,810 | +100.0% | 0.06% | – |
| ADP | Sell | AUTOMATIC DATA PROCESSING | $448,000 | -15.3% | 5,800 | -11.5% | 0.06% | -15.3% |
| RLGY | Sell | REALOGY HLDGS CORP COM | $449,000 | -17.3% | 10,325 | -5.9% | 0.06% | -17.6% |
| PTLA | New | PORTOLA PHARMACEUTICAL COM | $447,000 | – | 17,260 | +100.0% | 0.06% | – |
| WU | Sell | WESTERN UN CO COM | $447,000 | -20.0% | 27,300 | -15.7% | 0.06% | -21.1% |
| ETN | EATON CORP PLC SHS | $444,000 | -1.3% | 5,915 | 0.0% | 0.06% | -1.6% | |
| EWD | Sell | ISHARES INC MSCI SWEDEN | $443,000 | -11.8% | 12,093 | -13.6% | 0.06% | -11.8% |
| CM | Buy | CANADIAN IMPRL BK COMM COM | $446,000 | +5.2% | 5,170 | +4.0% | 0.06% | +3.4% |
| NKE | Sell | NIKE INC CLASS B | $436,000 | -78.9% | 5,906 | -77.5% | 0.06% | -79.1% |
| LTM | LIFE TIME FITNESS INC COM | $429,000 | +2.4% | 8,920 | 0.0% | 0.06% | +1.8% | |
| ACN | Buy | ACCENTURE PLC IRELAND CL A | $427,000 | -1.2% | 5,350 | +1.9% | 0.06% | -1.7% |
| VTR | VENTAS INC COM | $433,000 | +5.6% | 7,150 | 0.0% | 0.06% | +3.6% | |
| TAYC | TAYLOR CAP GROUP COM | $427,000 | -10.1% | 17,860 | 0.0% | 0.06% | -10.8% | |
| DOL | Sell | WISDOMTREE TRUST INTL LRGCAP D | $415,000 | -6.1% | 8,000 | -5.9% | 0.06% | -6.7% |
| UHT | UNIVERSAL HEALTH RLTY INCOME S | $414,000 | +5.3% | 9,800 | 0.0% | 0.06% | +3.7% | |
| IRM | New | IRON MTN INC PA COM | $415,000 | – | 15,040 | +100.0% | 0.06% | – |
| VEEV | Buy | VEEVA SYS INC CL A COM | $415,000 | -13.2% | 15,525 | +4.2% | 0.06% | -13.8% |
| Sell | NEW PERSPECTIVE FD INC COMmf | $409,000 | -10.9% | 10,856 | -11.1% | 0.06% | -12.7% | |
| GIS | Buy | GENERAL MILLS INC | $394,000 | +16.2% | 7,600 | +11.8% | 0.05% | +15.2% |
| SPG | Sell | SIMON PPTY GROUP INC COM | $391,000 | +3.4% | 2,383 | -4.1% | 0.05% | +1.9% |
| AMP | Sell | AMERIPRISE FINL INC COM | $391,000 | -20.0% | 3,553 | -16.5% | 0.05% | -20.9% |
| NEM | NEWMONT MNG CORP | $389,000 | +1.8% | 16,590 | 0.0% | 0.05% | +1.9% | |
| MA | Buy | MASTERCARD INC COM | $382,000 | -10.5% | 5,110 | +900.0% | 0.05% | -10.3% |
| QUIK | New | QUICKLOGIC CORP COM | $383,000 | – | 73,500 | +100.0% | 0.05% | – |
| Buy | FIDELITY INVT TR JAPAN FDmf | $384,000 | +89.2% | 33,890 | +100.8% | 0.05% | +85.7% | |
| MDLZ | Sell | MONDELEZ INTL INC CL A | $388,000 | -6.3% | 11,230 | -4.2% | 0.05% | -7.1% |
| INFY | Sell | INFOSYS TECH LTD SPONSORED ADRadr | $377,000 | -16.2% | 6,950 | -12.6% | 0.05% | -16.4% |
| GILD | Buy | GILEAD SCIENCES INC COM | $380,000 | +14.1% | 5,356 | +20.7% | 0.05% | +13.3% |
| VOD | New | VODAFONE GROUP PLC NEW | $375,000 | – | 10,186 | +100.0% | 0.05% | – |
| MWW | Sell | MONSTER WORLDWIDE INC COM | $378,000 | -4.5% | 50,500 | -9.0% | 0.05% | -5.6% |
| GABELLI ASSET FD SH BEN INTmf | $369,000 | +0.8% | 5,596 | 0.0% | 0.05% | 0.0% | ||
| Buy | FUNDAMENTAL INVS INC CL Fmf | $353,000 | +0.3% | 6,855 | +1.1% | 0.05% | 0.0% | |
| DHR | Sell | DANAHER CORP DEL COM | $352,000 | -13.9% | 4,700 | -11.3% | 0.05% | -14.3% |
| FRX | New | FOREST LABS INC CL A | $355,000 | – | 3,850 | +100.0% | 0.05% | – |
| LUXTY | Sell | LUXOTTICA GROUP | $357,000 | +1.1% | 6,200 | -5.3% | 0.05% | 0.0% |
| DEM | Buy | WISDOMTREE TR EMERGING MKTS YL | $356,000 | -3.0% | 7,264 | +1.1% | 0.05% | -4.0% |
| MASSACHUSETTS INVS TR SH BEN Imf | $348,000 | +1.5% | 12,373 | 0.0% | 0.05% | 0.0% | ||
| MVC | MVC CAPITAL INC COM | $339,000 | +0.6% | 25,000 | 0.0% | 0.05% | 0.0% | |
| Buy | VANGUARD SPECIALIZED DIV APRIDmf | $342,000 | +0.6% | 11,342 | +0.4% | 0.05% | 0.0% | |
| FIRST EAGLE GLOBAL FUND CLASSmf | $340,000 | +3.0% | 6,160 | 0.0% | 0.05% | +2.2% | ||
| WMMVY | Sell | WAL-MART DE MEXICO S A ADR SRadr | $330,000 | -11.1% | 13,832 | -2.4% | 0.04% | -11.8% |
| UNP | UNION PACIFIC CORPORATION | $331,000 | +11.8% | 1,764 | 0.0% | 0.04% | +12.5% | |
| TEMPLETON GLOBAL INVT FRNTR MKmf | $325,000 | -0.6% | 17,954 | 0.0% | 0.04% | -2.2% | ||
| Buy | INTERNATIONAL GRW & IN CL F-2mf | $325,000 | +1.6% | 9,243 | +1.3% | 0.04% | 0.0% | |
| AEO | AMERN EAGLE OUTFIT NEW COM | $323,000 | -15.0% | 26,400 | 0.0% | 0.04% | -15.4% | |
| FUND | Buy | ROYCE FOCUS TR COM | $318,000 | +5.6% | 39,941 | +1.3% | 0.04% | +4.9% |
| C | New | CITIGROUP INC COM | $322,000 | – | 6,769 | +100.0% | 0.04% | – |
| RY | Buy | ROYAL BK CDA MONTREAL COM | $320,000 | +23.6% | 4,850 | +26.0% | 0.04% | +22.9% |
| EEM | Sell | ISHARES TR MSCI EMERG MKT | $310,000 | -10.7% | 7,560 | -9.0% | 0.04% | -10.6% |
| KBH | Buy | KB HOME COM | $308,000 | -4.3% | 18,100 | +2.8% | 0.04% | -4.5% |
| SNY | SANOFI SPONSORED ADRadr | $314,000 | -2.5% | 6,000 | 0.0% | 0.04% | -4.5% | |
| KMB | KIMBERLY CLARK CORP | $311,000 | +5.4% | 2,824 | 0.0% | 0.04% | +5.0% | |
| Buy | T ROWE PRICE MEDIA & TELECOMMUmf | $312,000 | +6.5% | 4,580 | +8.5% | 0.04% | +5.0% | |
| 3101SC | New | COMMONWEALTH REIT COM SH BEN I | $308,000 | – | 11,700 | +100.0% | 0.04% | – |
| AIM INV FDS GLB HLT CARE Amf | $301,000 | +4.2% | 7,271 | 0.0% | 0.04% | +5.1% | ||
| BGGSQ | BRIGGS & STRATTON CORP COM | $298,000 | +2.1% | 13,400 | 0.0% | 0.04% | 0.0% | |
| PCYO | Sell | PURECYCLE CORP COM NEW | $298,000 | -61.7% | 49,200 | -60.0% | 0.04% | -62.3% |
| EHTH | Sell | EHEALTH INC COM | $290,000 | -36.0% | 5,700 | -41.5% | 0.04% | -37.1% |
| VMI | New | VALMONT INDS INC COM | $287,000 | – | 1,925 | +100.0% | 0.04% | – |
| RDSA | Sell | ROYAL DUTCH SHELL PLC SPONS ADadr | $290,000 | -19.9% | 3,967 | -21.9% | 0.04% | -20.4% |
| STI | SUNTRUST BKS INC COM | $292,000 | +8.1% | 7,328 | 0.0% | 0.04% | +5.4% | |
| TRV | TRAVELERS COS INC COM | $282,000 | -6.3% | 3,319 | 0.0% | 0.04% | -7.3% | |
| ALV | AUTOLIV INC COM | $281,000 | +9.3% | 2,800 | 0.0% | 0.04% | +8.6% | |
| AXP | AMERICAN EXPRESS CO | $276,000 | -0.7% | 3,062 | 0.0% | 0.04% | -2.6% | |
| HSY | New | HERSHEY FOODS CORP | $272,000 | – | 2,610 | +100.0% | 0.04% | – |
| TTM | Buy | TATA MTRS LTD SPONSORED ADRadr | $276,000 | +32.1% | 7,800 | +14.7% | 0.04% | +27.6% |
| KRFT | Sell | KRAFT FOODS GROUP INC COM | $271,000 | -7.5% | 4,828 | -11.0% | 0.04% | -7.5% |
| OIH | OIL SVC HOLDRS TR DEPOSTRY RCP | $272,000 | +4.6% | 5,400 | 0.0% | 0.04% | +5.7% | |
| NOC | NORTHROP GRUMMAN CORP COM | $255,000 | +7.6% | 2,068 | 0.0% | 0.03% | +6.2% | |
| CSX | Sell | CSX CORPORATION | $253,000 | -10.0% | 8,750 | -10.3% | 0.03% | -10.5% |
| KFN | Sell | KKR FINANCIAL HLDGS LLC COM | $250,000 | -7.4% | 21,637 | -2.4% | 0.03% | -8.1% |
| BWA | BORG WARNER AUTOMOTIVE INC COM | $246,000 | +9.8% | 4,000 | 0.0% | 0.03% | +6.5% | |
| RGT | Buy | ROYCE GLOBAL VALUE TR INC COMcle fds | $245,000 | +5.6% | 27,278 | +4.4% | 0.03% | +3.1% |
| Sell | TEMPLETON GLOBAL INVT EMRG MKTmf | $248,000 | -20.0% | 21,325 | -18.0% | 0.03% | -21.4% | |
| VFC | V F CORP COM | $248,000 | -0.4% | 4,000 | 0.0% | 0.03% | -2.9% | |
| APD | AIR PRODUCTS & CHEMICALS | $238,000 | +6.2% | 2,000 | 0.0% | 0.03% | +3.2% | |
| D | DOMINION RESOURCES INC VA | $239,000 | +9.6% | 3,371 | 0.0% | 0.03% | +6.7% | |
| CVA | Sell | COVANTA HOLDINGS CP | $235,000 | -2.1% | 13,000 | -3.7% | 0.03% | -3.0% |
| WTFC | WINTRUST FINL CORP COM | $234,000 | +5.4% | 4,815 | 0.0% | 0.03% | +6.7% | |
| AMBI | New | AMBIT BIOSCIENCES CORP COM | $240,000 | – | 26,330 | +100.0% | 0.03% | – |
| BDN | BRANDYWINE RLTY TR SH BEN INT | $231,000 | +2.7% | 16,000 | 0.0% | 0.03% | 0.0% | |
| GAS | AGL RES INC | $227,000 | +3.7% | 4,637 | 0.0% | 0.03% | +3.3% | |
| CJES | Sell | C&J ENERGY SVCS INC COM | $232,000 | -29.9% | 7,950 | -44.6% | 0.03% | -31.1% |
| VGK | Buy | VANGUARD FTSE EUROPE ETFexch | $233,000 | +14.2% | 3,945 | +13.7% | 0.03% | +10.7% |
| SEQUOIA FD INC COMmf | $226,000 | +1.8% | 996 | 0.0% | 0.03% | +3.3% | ||
| LPI | New | LAREDO PETROLEUM INC COM | $224,000 | – | 8,650 | +100.0% | 0.03% | – |
| NM | New | NAVIOS MARITIME HLDGS COM | $222,000 | – | 22,500 | +100.0% | 0.03% | – |
| UGI | UGI CORP NEW COM | $223,000 | +9.9% | 4,900 | 0.0% | 0.03% | +7.1% | |
| Sell | SHIRE LTD SHS | $221,000 | -0.5% | 4,500 | -4.3% | 0.03% | 0.0% | |
| Buy | FUNDAMENTAL INVS INC COMmf | $219,000 | +0.5% | 4,255 | +1.2% | 0.03% | 0.0% | |
| Sell | EATON VANCE GROWTH TR ATL CAPTmf | $215,000 | -3.2% | 8,885 | -1.4% | 0.03% | -3.3% | |
| WTR | AQUA AMERICA INC COM | $216,000 | +6.4% | 8,625 | 0.0% | 0.03% | +3.6% | |
| PSP | POWERSHARES ETF TRUST PRVT EQT | $217,000 | 0.0% | 17,900 | 0.0% | 0.03% | -3.3% | |
| SZYM | New | SOLAZYME INC COM | $218,000 | – | 18,750 | +100.0% | 0.03% | – |
| ESRX | Sell | EXPRESS SCRIPTS HOLDING CO. | $207,000 | -33.9% | 2,761 | -38.1% | 0.03% | -34.9% |
| EAT | New | BRINKER INTERNATIONAL INC | $208,000 | – | 3,960 | +100.0% | 0.03% | – |
| New | VANGUARD SPECIALIZED HEALTHCARmf | $209,000 | – | 2,542 | +100.0% | 0.03% | – | |
| QQQ | Sell | POWERSHARES QQQ TR UNIT SER 1 | $205,000 | -13.5% | 2,338 | -13.4% | 0.03% | -12.5% |
| OPPENHEIMER STEELPATH MLP INCmf | $204,000 | -1.9% | 18,793 | 0.0% | 0.03% | 0.0% | ||
| BFOR | Sell | ALPS ETF TR BARRONS 400 ETFexch | $203,000 | +0.5% | 6,675 | -1.5% | 0.03% | -3.6% |
| SDRL | New | SEADRILL LIMITED SHS | $202,000 | – | 5,742 | +100.0% | 0.03% | – |
| SXT | New | SENSIENT TECH CORP COM | $200,000 | – | 3,550 | +100.0% | 0.03% | – |
| SRE | New | SEMPRA ENERGY COM | $202,000 | – | 2,083 | +100.0% | 0.03% | – |
| New | INVESTMENT CO AMER CL Fmf | $201,000 | – | 5,390 | +100.0% | 0.03% | – | |
| ING | Sell | ING GROEP N V SPONSORED ADR | $196,000 | -2.5% | 13,750 | -4.2% | 0.03% | -3.7% |
| TTF | THAI FD INC COMcle intl | $182,000 | -40.3% | 16,782 | 0.0% | 0.02% | -40.5% | |
| TEAR | TEARLAB CORP COM | $178,000 | -27.9% | 26,400 | 0.0% | 0.02% | -29.4% | |
| CGIX | Sell | CANCER GENETICS INC COM | $181,000 | -57.9% | 12,000 | -61.5% | 0.02% | -59.3% |
| KEY | KEYCORP NEW COM | $167,000 | +5.7% | 11,750 | 0.0% | 0.02% | +4.5% | |
| AEG | Sell | AEGON N V ORD AMER REG | $172,000 | -6.0% | 18,683 | -3.3% | 0.02% | -8.0% |
| TACOU | Buy | LEVY ACQUISITION CORP UNIT 1 0 | $161,000 | +46.4% | 15,943 | +44.9% | 0.02% | +46.7% |
| RNDY | New | ROUNDYS INC COM | $126,000 | – | 18,300 | +100.0% | 0.02% | – |
| GNKOQ | Sell | GENCO SHPPNG & TRDNG SHS | $110,000 | -68.9% | 62,500 | -55.8% | 0.02% | -68.8% |
| AXAS | ABRAXAS PETE CORP COM | $79,000 | +21.5% | 20,000 | 0.0% | 0.01% | +22.2% | |
| Buy | OPPENHEIMER STRATEG FD INCOMEmf | $82,000 | +2.5% | 19,682 | +1.0% | 0.01% | 0.0% | |
| AAVVF | New | ADVOIL & GAS LTD COM | $66,000 | – | 12,100 | +100.0% | 0.01% | – |
| FRANKLIN INCOME FD CLASS Amf | $67,000 | +3.1% | 27,056 | 0.0% | 0.01% | 0.0% | ||
| CRNT | Sell | CERAGON NETWORKS LTD ORD | $44,000 | -18.5% | 15,635 | -13.8% | 0.01% | -14.3% |
| New | FRANKLIN CUSTODIAN FDS INCOMEmf | $27,000 | – | 10,874 | +100.0% | 0.00% | – | |
| VTGDF | VANTAGE DRILLING COMPA ORD SHS | $26,000 | -7.1% | 15,000 | 0.0% | 0.00% | 0.0% | |
| TGCDF | TERANGA GOLD CORP CDA COM | $8,000 | +60.0% | 10,857 | 0.0% | 0.00% | 0.0% | |
| QRSM | QRS MUSIC TECHNOLOGIES COM | $9,000 | 0.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| BEBIDA BEVERAGE CO COM NEW | $1,000 | – | 500,000 | 0.0% | 0.00% | – | ||
| RSTK STD BANCSHARES INC HICKOR | $0 | – | 104,086 | 0.0% | 0.00% | – | ||
| RSHN | RUSHNET INC COM | $1,000 | – | 4,000,000 | 0.0% | 0.00% | – | |
| MKBY | MCKENZIE BAY INTL LTD COM | $0 | – | 10,000 | 0.0% | 0.00% | – | |
| AMER INTL GRP FRAC WTS EXP 01/warr | $0 | – | 68,765 | 0.0% | 0.00% | – | ||
| 100,000THS CEF COHEN & STEERS | $0 | – | 87,208 | 0.0% | 0.00% | – | ||
| CUTWATER SELECT INCOME FUN | $0 | – | 88,000 | 0.0% | 0.00% | – | ||
| Sell | ESCROW DWS RREEF REAL ESTATE F | $0 | – | 54,785 | -3.2% | 0.00% | – | |
| WORLD OIL RES LTD SHS | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| Exit | RSTK NEOSTEM R/S EFF 7/16/13 1 | $0 | – | -20,834 | -100.0% | 0.00% | – | |
| LGDOF | Exit | LUND GOLD LTD COM | $0 | – | -26,000 | -100.0% | 0.00% | – |
| AUY | Exit | YAMANA GOLD INC COM | $0 | – | -11,265 | -100.0% | -0.01% | – |
| Exit | GOLDMAN SACHS TR N11 EQTY A SHmf | $0 | – | -11,152 | -100.0% | -0.02% | – | |
| Exit | UNIFIED SER TR APPLESEED FDmf | $0 | – | -10,780 | -100.0% | -0.02% | – | |
| NIHDQ | Exit | NII HLDGS INC CL B NEW | $0 | – | -65,750 | -100.0% | -0.02% | – |
| BHP | Exit | BHP BILLITON SPONS ADR | $0 | – | -2,950 | -100.0% | -0.03% | – |
| OSUR | Exit | ORASURE TECHNOLOGIES INC COM | $0 | – | -32,550 | -100.0% | -0.03% | – |
| CL | Exit | COLGATE PALMOLIVE COMPANY | $0 | – | -3,164 | -100.0% | -0.03% | – |
| Exit | NORTHERN EQUITY INCOME FUNDmf | $0 | – | -13,452 | -100.0% | -0.03% | – | |
| PAYX | Exit | PAYCHEX INC | $0 | – | -4,775 | -100.0% | -0.03% | – |
| Exit | MERIDIAN FD INC GROWTH FDmf | $0 | – | -6,570 | -100.0% | -0.03% | – | |
| Exit | GROWTH FD AMER INCmf | $0 | – | -6,028 | -100.0% | -0.04% | – | |
| BGC | Exit | GENERAL CABLE CORP | $0 | – | -8,600 | -100.0% | -0.04% | – |
| DOO | Exit | WISDOMTREE TR INTL DV TOP 100 | $0 | – | -5,599 | -100.0% | -0.04% | – |
| Exit | NORTHERN FDS GLOBAL R/E IDX FDmf | $0 | – | -29,578 | -100.0% | -0.04% | – | |
| MHFI | Exit | MCGRAW HILL FINANCIAL INC | $0 | – | -3,600 | -100.0% | -0.04% | – |
| Exit | CAPITAL WORLD GRW&INCM COMmf | $0 | – | -6,661 | -100.0% | -0.04% | – | |
| EQR | Exit | EQUITY RESIDENTIAL PPTYS | $0 | – | -6,080 | -100.0% | -0.04% | – |
| NRP | Exit | NATURAL RESOURCE PARTNERS LPlp | $0 | – | -18,500 | -100.0% | -0.05% | – |
| FTNT | Exit | FORTINET INC COM | $0 | – | -25,060 | -100.0% | -0.06% | – |
| WW | Exit | WEIGHT WATCHERS INTL COM | $0 | – | -16,360 | -100.0% | -0.07% | – |
| Exit | BR MALLS PARTICIPACOES GDR 144 | $0 | – | -40,000 | -100.0% | -0.08% | – | |
| CAD | Exit | PIMCO ETF TR CDA BD IDX FDexch | $0 | – | -6,600 | -100.0% | -0.08% | – |
| JOSB | Exit | JOS A BANK CLOTHIERS COM | $0 | – | -12,587 | -100.0% | -0.09% | – |
| XLNX | Exit | XILINX INC COM | $0 | – | -15,100 | -100.0% | -0.10% | – |
| GIM | Exit | TEMPLETON GLOBAL INCM COMmf | $0 | – | -91,300 | -100.0% | -0.10% | – |
| BIDU | Exit | BAIDU COM INC SPON ADR REP Aadr | $0 | – | -4,190 | -100.0% | -0.10% | – |
| ADBE | Exit | ADOBE SYS INC | $0 | – | -13,633 | -100.0% | -0.11% | – |
| DNKN | Exit | DUNKIN BRANDS GRP INC COM | $0 | – | -17,500 | -100.0% | -0.12% | – |
| VOD | Exit | VODAFONE GROUP PLC ADR-NEW | $0 | – | -25,415 | -100.0% | -0.14% | – |
| JBHT | Exit | HUNT JB TRANS SVC INC COM | $0 | – | -16,050 | -100.0% | -0.17% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES COM | $0 | – | -37,250 | -100.0% | -0.18% | – |
| TJX | Exit | TJX COMPANIES INC (NEW) | $0 | – | -26,550 | -100.0% | -0.23% | – |
| ACHC | Exit | ACADIA HEALTHCARE CO | $0 | – | -40,795 | -100.0% | -0.26% | – |
| LF | Exit | LEAPFROG ENTERPRISES CL A | $0 | – | -319,800 | -100.0% | -0.35% | – |
| BEAM | Exit | BEAM INC COM | $0 | – | -92,900 | -100.0% | -0.86% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE COMPUTER INC | 42 | Q3 2023 | 5.2% |
| J P MORGAN CHASE & CO COM | 42 | Q3 2023 | 2.7% |
| ABBVIE INC COM | 42 | Q3 2023 | 2.4% |
| MICROSOFT CORP | 42 | Q3 2023 | 2.5% |
| POPLAR FOREST PARTNERS INSTITU | 42 | Q3 2023 | 2.0% |
| BERKSHIRE HATHAWAY INC CL B | 42 | Q3 2023 | 1.8% |
| QUALCOMM INC | 42 | Q3 2023 | 2.9% |
| BOEING COMPANY | 42 | Q3 2023 | 2.1% |
| AMGEN INC | 42 | Q3 2023 | 2.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.9% |
View ROTHSCHILD INVESTMENT LLC /IL's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-07-18 |
| 13F-HR | 2023-04-24 |
| 13F-HR | 2023-01-19 |
| 13F-HR | 2022-10-21 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-24 |
| 13F-HR | 2021-10-12 |
| 13F-HR | 2021-07-19 |
View ROTHSCHILD INVESTMENT LLC /IL's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.