$1.54 Million is the total value of ROOSEVELT INVESTMENT GROUP LLC's 226 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 21.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFC | Sell | WELLS FARGO & CO NEW | $64,926,000 | -10.0% | 1,264,387 | -1.5% | 4.21% | -1.4% |
| HD | Buy | HOME DEPOT INC | $62,047,000 | +14.8% | 537,254 | +10.4% | 4.02% | +25.8% |
| LMT | Buy | LOCKHEED MARTIN CORP | $61,134,000 | +70.8% | 294,894 | +53.2% | 3.96% | +87.2% |
| PFE | Sell | PFIZER INC | $49,791,000 | -6.9% | 1,585,199 | -0.6% | 3.23% | +2.0% |
| CVS | Sell | CVS HEALTH CORP | $40,677,000 | -9.5% | 421,609 | -1.6% | 2.64% | -0.8% |
| AAPL | Sell | APPLE INC | $39,327,000 | -17.3% | 356,542 | -6.0% | 2.55% | -9.3% |
| CME | Buy | CME GROUP INC | $39,197,000 | -0.3% | 422,655 | +0.0% | 2.54% | +9.2% |
| GOOGL | Buy | GOOGLE INC - CLASS A | $38,928,000 | +338.7% | 60,980 | +271.1% | 2.52% | +380.8% |
| DRI | Sell | DARDEN RESTAURANTS INC COM | $38,291,000 | -16.6% | 558,669 | -13.5% | 2.48% | -8.6% |
| FB | Sell | FACEBOOK INC | $36,635,000 | -23.7% | 407,509 | -27.2% | 2.38% | -16.4% |
| DNKN | Buy | DUNKIN' BRANDS GROUP INC | $32,078,000 | -10.5% | 654,646 | +0.5% | 2.08% | -1.9% |
| EW | New | EDWARDS LIFESCIENCES CORP | $31,341,000 | – | 220,446 | +100.0% | 2.03% | – |
| CAG | Buy | CONAGRA FOODS INC | $30,481,000 | +1735.1% | 752,435 | +1880.1% | 1.98% | +1916.3% |
| KMI | Buy | KINDER MORGAN INC | $29,784,000 | -26.8% | 1,076,003 | +1.6% | 1.93% | -19.7% |
| LYB | Sell | LYONDELLBASELL INDS F CLASS A | $29,210,000 | -29.2% | 350,411 | -12.0% | 1.89% | -22.3% |
| MS | Sell | MORGAN STANLEY | $29,037,000 | -42.3% | 921,812 | -28.9% | 1.88% | -36.7% |
| SHW | Buy | SHERWIN WILLIAMS CO | $28,862,000 | +15.3% | 129,555 | +42.4% | 1.87% | +26.4% |
| AGN | Buy | ALLERGAN PLC | $28,068,000 | +44.4% | 103,264 | +61.2% | 1.82% | +58.3% |
| HON | Sell | HONEYWELL INTERNATIONAL | $27,329,000 | -20.1% | 288,617 | -14.0% | 1.77% | -12.5% |
| ODFL | Buy | OLD DOMINION FREIGHT LNS | $26,914,000 | +14.1% | 441,215 | +28.4% | 1.74% | +25.1% |
| V | Sell | VISA INC CL A | $26,721,000 | -0.6% | 383,590 | -4.2% | 1.73% | +8.9% |
| ORLY | Buy | O REILLY AUTOMOTIVE COM | $26,277,000 | +28.8% | 105,108 | +16.4% | 1.70% | +41.2% |
| CELG | Sell | CELGENE CORP | $24,318,000 | -7.3% | 224,811 | -0.9% | 1.58% | +1.6% |
| BIIB | Sell | BIOGEN INC | $24,150,000 | -33.3% | 82,760 | -7.7% | 1.57% | -26.9% |
| ALLE | Buy | ALLEGION PUBLIC LIMITED COMPANY | $22,144,000 | -2.6% | 384,037 | +1.6% | 1.44% | +6.8% |
| VMW | Sell | VMWARE, INC | $22,049,000 | -12.0% | 279,845 | -4.2% | 1.43% | -3.6% |
| HSY | Sell | HERSHEY COMPANY | $20,115,000 | +2.0% | 218,930 | -1.4% | 1.30% | +11.7% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $18,386,000 | -36.7% | 426,681 | -30.4% | 1.19% | -30.7% |
| SRE | Buy | SEMPRA ENERGY | $18,194,000 | +1300.6% | 188,107 | +1332.5% | 1.18% | +1432.5% |
| KORS | Buy | MICHAEL KORS HOLDINGS LTD | $18,202,000 | +67.8% | 430,922 | +67.2% | 1.18% | +83.8% |
| MAS | New | MASCO CORP | $17,650,000 | – | 700,957 | +100.0% | 1.14% | – |
| BRKB | Buy | BERKSHIRE HATHAWAY CL B | $17,460,000 | +13.1% | 133,894 | +18.1% | 1.13% | +24.0% |
| NXPI | Sell | NXP SEMICONDUCTORS NV | $17,248,000 | -16.1% | 198,092 | -5.4% | 1.12% | -8.1% |
| IAC | Buy | IAC/INTERACTIVE CORP | $17,114,000 | -12.3% | 262,197 | +7.1% | 1.11% | -3.8% |
| NEE | Buy | NEXTERA ENERGY INC | $17,027,000 | +43.1% | 174,543 | +43.8% | 1.10% | +56.8% |
| STI | New | SUNTRUST BANKS INC | $16,606,000 | – | 434,256 | +100.0% | 1.08% | – |
| EQC | Sell | EQUITY COMMONWEALTH | $16,278,000 | +1.7% | 597,576 | -4.2% | 1.06% | +11.4% |
| AIG | Buy | AMERICAN INTL GROUP COM | $15,190,000 | +37.2% | 267,338 | +49.2% | 0.98% | +50.4% |
| TSN | Buy | TYSON FOODS INC CL A | $14,366,000 | +23.5% | 333,317 | +22.1% | 0.93% | +35.3% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $14,022,000 | +2180.0% | 236,859 | +2462.9% | 0.91% | +2425.0% |
| SNA | Buy | SNAP ON INC COM | $13,200,000 | +130.3% | 87,454 | +143.0% | 0.86% | +152.5% |
| KSU | Sell | KANSAS CITY SOUTHERN NEW | $12,885,000 | -47.6% | 141,781 | -47.4% | 0.84% | -42.5% |
| VRSK | Buy | VERISK ANALYTICS INC CL A | $12,622,000 | +840.5% | 178,024 | +864.9% | 0.82% | +935.4% |
| MA | Sell | MASTERCARD INC | $11,664,000 | -3.9% | 129,427 | -0.3% | 0.76% | +5.3% |
| JAH | Buy | JARDEN CORP COM | $10,685,000 | +1219.1% | 218,595 | +1296.8% | 0.69% | +1343.8% |
| ROST | Buy | ROSS STORES INC COM | $10,643,000 | +0.6% | 219,589 | +0.9% | 0.69% | +10.2% |
| PII | Sell | POLARIS INDUSTRIES INC | $10,607,000 | -21.9% | 88,485 | -3.5% | 0.69% | -14.3% |
| ECL | New | ECOLAB INC | $10,286,000 | – | 93,748 | +100.0% | 0.67% | – |
| GILD | Sell | GILEAD SCIENCES INC. | $9,908,000 | -24.4% | 100,904 | -9.8% | 0.64% | -17.2% |
| EOG | Sell | E O G RESOURCES INC | $9,836,000 | -27.4% | 135,116 | -12.7% | 0.64% | -20.4% |
| RRC | Buy | RANGE RESOURCES CORP | $8,680,000 | -32.1% | 270,237 | +4.4% | 0.56% | -25.6% |
| SPLK | Buy | SPLUNK, INC | $8,562,000 | +56.0% | 154,693 | +96.2% | 0.56% | +70.8% |
| BAC | Sell | BANK OF AMERICA CORP | $8,522,000 | -12.9% | 546,978 | -4.8% | 0.55% | -4.7% |
| AET | Buy | AETNA US HEALTHCARE INC COM | $7,566,000 | -11.8% | 69,154 | +2.7% | 0.49% | -3.3% |
| EPD | Sell | ENTERPRISE PRD PRTNRS LP | $7,261,000 | -19.5% | 291,597 | -3.4% | 0.47% | -11.8% |
| VNOPRJCL | Sell | VORNADO REALTY TRUST PFD 6.875% SERpreferred stock | $5,929,000 | -2.7% | 232,072 | -2.4% | 0.38% | +6.4% |
| PNCPRP | Buy | PNC FINANCIAL SERVICES 6.125% SERIEpreferred stock | $5,809,000 | +9.9% | 211,913 | +10.0% | 0.38% | +20.4% |
| WFCPRQ | Buy | WELLS FARGO & CO 5.85% PFDpreferred stock | $5,793,000 | +11.8% | 227,162 | +11.8% | 0.38% | +22.5% |
| KIMPRICL | Buy | KIMCO REALTY CORP 6.00% PFD SERIESpreferred stock | $5,632,000 | +4.7% | 223,208 | +2.2% | 0.36% | +14.8% |
| COG | Buy | CABOT OIL & GAS CORP COM | $5,207,000 | -24.5% | 238,220 | +8.9% | 0.34% | -17.2% |
| AMG | New | AFFILIATED MANAGEMENT | $5,165,000 | – | 30,206 | +100.0% | 0.34% | – |
| ALLPRECL | Buy | ALLSTATE CORP 6.625% PFD SER Epreferred stock | $4,895,000 | +14.0% | 185,138 | +13.0% | 0.32% | +24.8% |
| ADS | Buy | ALLIANCE DATA SYS CORP COM | $4,714,000 | -6.9% | 18,204 | +4.9% | 0.31% | +2.0% |
| NEEPRGCL | Buy | NEXTERA ENERGY CAPITAL PFD SER Gpreferred stock | $4,377,000 | +4.1% | 175,346 | +0.5% | 0.28% | +14.1% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,236,000 | -3.9% | 45,373 | +0.4% | 0.28% | +5.4% |
| CTXCL | Buy | QWEST CORP 7.00% PFD 04/01/52preferred stock | $4,196,000 | +11.8% | 164,609 | +12.5% | 0.27% | +22.5% |
| AEHCL | Sell | AEGON NV 6.375% PFDpreferred stock | $4,115,000 | -3.4% | 163,288 | -3.7% | 0.27% | +6.0% |
| LLY | Buy | ELI LILLY & CO | $4,038,000 | +14.6% | 48,244 | +14.3% | 0.26% | +26.0% |
| DHI | Buy | D R HORTON INC | $3,958,000 | +140.5% | 134,816 | +124.1% | 0.26% | +164.9% |
| GE | Buy | GENERAL ELECTRIC CO (USD) | $3,931,000 | -3.6% | 155,885 | +1.5% | 0.26% | +5.8% |
| PBIPRB | Buy | PITNEY BOWES INC PFDpreferred stock | $3,803,000 | +4.7% | 145,725 | +2.1% | 0.25% | +14.9% |
| JPMPRFCL | Buy | JPMORGAN CHASE & CO 6.125% PFD SERpreferred stock | $3,816,000 | +26.7% | 151,900 | +25.7% | 0.25% | +38.8% |
| RZA | Sell | REINSURANCE GROUP OF AMERICA 6.2% Ppreferred stock | $3,754,000 | -0.5% | 135,563 | -2.1% | 0.24% | +9.0% |
| RTN | Sell | RAYTHEON CO COM NEW | $3,630,000 | -43.6% | 33,228 | -50.6% | 0.24% | -38.3% |
| DFSPRBCL | Buy | DISCOVER FIN SVS 6.50% SER Bpreferred stock | $3,476,000 | +3.5% | 134,661 | +2.2% | 0.22% | +13.1% |
| MSFT | Sell | MICROSOFT CORP | $3,459,000 | -89.3% | 78,151 | -89.3% | 0.22% | -88.3% |
| PSAPRRCL | Sell | PUBLIC STORAGE PFD R 6.35%preferred stock | $3,048,000 | -10.4% | 118,911 | -11.2% | 0.20% | -1.5% |
| CTQCL | Sell | QWEST CORP PFDpreferred stock | $3,029,000 | -2.9% | 118,728 | -1.0% | 0.20% | +6.5% |
| IAU | New | ISHARES GOLD TRUST | $2,949,000 | – | 273,564 | +100.0% | 0.19% | – |
| PSAPRQCL | Sell | PUBLIC STORAGE 6.5% PFD PERP SERIESpreferred stock | $2,848,000 | -1.7% | 111,941 | -1.8% | 0.18% | +8.2% |
| SWJCL | Sell | STANLEY BLACK & DECKER I PFD 5.75%preferred stock | $2,712,000 | +1.4% | 106,355 | -1.4% | 0.18% | +11.4% |
| GSFCL | Sell | GOLDMAN SACHS 6.125%60 SENIOR NT DUpreferred stock | $2,628,000 | -6.7% | 103,840 | -6.6% | 0.17% | +1.8% |
| PG | Buy | PROCTER & GAMBLE | $2,588,000 | -7.7% | 35,978 | +0.4% | 0.17% | +1.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,383,000 | +39.1% | 20,539 | +46.3% | 0.15% | +52.5% |
| TGT | New | TARGET CORP | $2,365,000 | – | 30,062 | +100.0% | 0.15% | – |
| MJN | Buy | MEAD JOHNSON NUTRITION | $2,316,000 | +95.6% | 32,897 | +150.7% | 0.15% | +114.3% |
| BFAM | Buy | BRIGHT HORIZONS FAMILY SOLUTIONS, I | $2,281,000 | +96.5% | 35,501 | +76.8% | 0.15% | +114.5% |
| SCHWPRBCL | Buy | SCHWAB CHARLES 6.0% PFD SER Bpreferred stock | $2,284,000 | +25.7% | 90,725 | +28.7% | 0.15% | +38.3% |
| VZACL | Buy | VERIZON COMMUNICATIONS SR NT 5.9% Ppreferred stock | $2,203,000 | +10.4% | 84,740 | +11.3% | 0.14% | +21.2% |
| WFCPRP | WELLS FARGO & CO NEW DEP1/1000PF CLpreferred stock | $2,167,000 | +1.4% | 88,465 | 0.0% | 0.14% | +11.1% | |
| DVA | Sell | DAVITA HEALTHCARE | $2,147,000 | -14.9% | 29,682 | -6.5% | 0.14% | -6.7% |
| SRCL | Sell | STERICYCLE INC | $2,128,000 | +3.7% | 15,273 | -0.3% | 0.14% | +14.0% |
| IBM | Buy | INTL BUSINESS MACHINES | $2,044,000 | -5.3% | 14,099 | +6.3% | 0.13% | +3.9% |
| DOW | Sell | DOW CHEMICAL COMPANY | $2,042,000 | -17.4% | 48,150 | -0.4% | 0.13% | -9.6% |
| VZ | Sell | VERIZON COMMUNICATIONS | $2,022,000 | -7.4% | 46,481 | -0.8% | 0.13% | +1.6% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $2,013,000 | -3.0% | 50,946 | -0.4% | 0.13% | +6.5% |
| USBPRM | Sell | US BANCORP PFD SERIES F 6.50%preferred stock | $1,969,000 | +1.7% | 68,575 | -0.1% | 0.13% | +11.3% |
| SPY | Buy | S P D R S&P 500 ETF TR EXPIRING 01/ | $1,955,000 | +60.9% | 10,201 | +72.8% | 0.13% | +76.4% |
| KHC | New | KRAFT HEINZ CO | $1,937,000 | – | 27,448 | +100.0% | 0.13% | – |
| MO | Buy | ALTRIA GROUP INC | $1,927,000 | +11.8% | 35,430 | +0.6% | 0.12% | +22.5% |
| BGS | B&G FOODS | $1,897,000 | +27.7% | 52,035 | 0.0% | 0.12% | +39.8% | |
| WM | Sell | WASTE MANAGEMENT INC | $1,898,000 | +7.5% | 38,100 | -0.0% | 0.12% | +18.3% |
| OXY | Sell | OCCIDENTAL PETE CORP | $1,868,000 | -27.8% | 28,245 | -15.1% | 0.12% | -20.9% |
| PM | Buy | PHILIP MORRIS INTL INC | $1,865,000 | -0.6% | 23,508 | +0.4% | 0.12% | +9.0% |
| SO | Buy | THE SOUTHERN COMPANY | $1,838,000 | +12.4% | 41,113 | +5.3% | 0.12% | +22.7% |
| CXO | Sell | CONCHO RESOURCES INC | $1,827,000 | -91.2% | 18,583 | -89.8% | 0.12% | -90.4% |
| NEEPRHCL | NEXTERA ENERGY CAPITAL 5.625% PFDpreferred stock | $1,774,000 | +2.7% | 71,809 | 0.0% | 0.12% | +12.7% | |
| DUK | Buy | DUKE ENERGY CORP NEW | $1,729,000 | +2.7% | 24,038 | +0.8% | 0.11% | +12.0% |
| TSCO | Buy | TRACTOR SUPPLY CO | $1,705,000 | -5.9% | 20,226 | +0.4% | 0.11% | +3.7% |
| PSAPRYCL | Buy | PUBLIC STORAGE 6.375% PFD SERIES Ypreferred stock | $1,640,000 | +46.4% | 62,925 | +46.8% | 0.11% | +60.6% |
| Sell | AXIS CAPITAL HLDGS LTD PFD 6.875% Spreferred stock | $1,604,000 | +1.4% | 61,513 | -0.3% | 0.10% | +10.6% | |
| HSEBCL | HSBC HLDGS PLC 8% PFD E PERPETUAL Spreferred stock | $1,577,000 | -1.4% | 61,807 | 0.0% | 0.10% | +7.4% | |
| RRD | R R DONNELLEY & SONS CO | $1,581,000 | -16.5% | 108,600 | 0.0% | 0.10% | -8.9% | |
| KFICL | Sell | KKR FINANCIAL HOLDINGS PFDpreferred stock | $1,549,000 | -3.7% | 58,223 | -4.8% | 0.10% | +5.3% |
| BBTPRECL | Sell | BB&T CORPORATION PFD 5.625% SER Epreferred stock | $1,528,000 | +0.3% | 61,570 | -2.5% | 0.10% | +10.0% |
| DLRPRHCL | Buy | DIGITAL REALTY TRUST INC 7.375% PFDpreferred stock | $1,501,000 | +28.6% | 56,225 | +29.8% | 0.10% | +40.6% |
| ETR | ENTERGY CORP NEW COM | $1,484,000 | -7.7% | 22,800 | 0.0% | 0.10% | +1.1% | |
| XOM | Buy | EXXON MOBIL CORPORATION | $1,456,000 | +7.0% | 19,579 | +19.7% | 0.09% | +16.0% |
| GOOG | Buy | GOOGLE INC - CLASS C | $1,385,000 | +186.2% | 2,276 | +144.7% | 0.09% | +210.3% |
| T | Buy | A T & T INC NEW | $1,366,000 | -5.3% | 41,917 | +3.3% | 0.09% | +4.7% |
| BACPRZCL | Sell | BAC CAP TR VIII 6.00%35 TR PFDpreferred stock | $1,316,000 | +0.2% | 51,700 | -0.2% | 0.08% | +9.0% |
| ALXN | ALEXION PHARMACEUTICAL | $1,231,000 | -13.5% | 7,874 | 0.0% | 0.08% | -4.8% | |
| AJG | GALLAGHER ARTHUR J & CO | $1,197,000 | -12.8% | 29,000 | 0.0% | 0.08% | -3.7% | |
| RAI | Buy | REYNOLDS AMERICAN INC | $1,133,000 | +18.1% | 25,601 | +99.3% | 0.07% | +28.1% |
| EMZCL | Sell | ENTERGY MISSISSIPPI 2051 1ST MTG BNpreferred stock | $1,125,000 | -0.8% | 43,793 | -1.5% | 0.07% | +9.0% |
| STR | QUESTAR CORP | $1,131,000 | -7.1% | 58,244 | 0.0% | 0.07% | +1.4% | |
| ETN | EATON CORP PLC | $1,109,000 | -24.0% | 21,626 | 0.0% | 0.07% | -16.3% | |
| KKR | KKR & CO LP | $1,109,000 | -26.6% | 66,100 | 0.0% | 0.07% | -19.1% | |
| RYN | RAYONIER INC WITH STOCK SPLIT SHARE | $1,106,000 | -13.7% | 50,125 | 0.0% | 0.07% | -5.3% | |
| TOL | Sell | TOLL BROTHERS INC | $1,091,000 | -93.4% | 31,865 | -92.6% | 0.07% | -92.7% |
| BRKA | BERKSHIRE HATHAWAY CL A | $1,074,000 | -4.7% | 6 | 0.0% | 0.07% | +4.5% | |
| THS | New | TREEHOUSE FOODS INC | $1,022,000 | – | 13,140 | +100.0% | 0.07% | – |
| MDLZ | Sell | MONDELEZ INTERNATIONAL INC | $1,003,000 | +0.1% | 23,959 | -1.7% | 0.06% | +10.2% |
| WFCPRV | New | WELLS FARGO & COMPANY 6.0% PFD SERpreferred stock | $1,006,000 | – | 40,000 | +100.0% | 0.06% | – |
| RDSA | Buy | ROYAL DUTCH SHELL CL A ADR | $986,000 | -15.7% | 20,800 | +1.5% | 0.06% | -7.2% |
| DFS | Sell | DISCOVER FINANCIAL SVCS | $968,000 | -96.2% | 18,615 | -95.8% | 0.06% | -95.8% |
| PAGP | Buy | PLAINS GP HLDGS LP CL A | $967,000 | -25.4% | 55,268 | +10.2% | 0.06% | -18.2% |
| CCVCL | COMCAST CORP PFD 5.0% 12/15/61 SERIpreferred stock | $945,000 | +1.7% | 37,075 | 0.0% | 0.06% | +10.9% | |
| CIT | Sell | C I T GROUP INC NEW | $928,000 | -92.6% | 23,185 | -91.4% | 0.06% | -91.9% |
| JPM | Buy | JPMORGAN CHASE & CO | $898,000 | -8.7% | 14,725 | +1.4% | 0.06% | 0.0% |
| CHD | CHURCH & DWIGHT CO INC | $874,000 | +3.4% | 10,417 | 0.0% | 0.06% | +14.0% | |
| ETP | Buy | ENERGY TRANSFER PARTNERS LP | $873,000 | -20.6% | 21,265 | +0.9% | 0.06% | -12.3% |
| SAM | Sell | BOSTON BEER CO INC CL A CLASS A | $869,000 | -96.2% | 4,125 | -95.8% | 0.06% | -95.8% |
| PEG | PUB SVC ENT GROUP INC | $843,000 | +7.3% | 20,000 | 0.0% | 0.06% | +19.6% | |
| WYPRA | Sell | WEYERHAEUSER CO 6.375% SER A PFDpreferred stock | $856,000 | -9.5% | 17,943 | -1.4% | 0.06% | -1.8% |
| NWL | NEWELL RUBBERMAID INC | $830,000 | -3.4% | 20,906 | 0.0% | 0.05% | +5.9% | |
| WPZ | Sell | WILLIAMS PARTNERS LP | $823,000 | -34.7% | 25,797 | -1.0% | 0.05% | -29.3% |
| CNP | CENTERPOINT ENERGY INC COM | $814,000 | -5.1% | 45,100 | 0.0% | 0.05% | +3.9% | |
| HUSIPRGCL | Sell | HSBC USA INC SERIES G ADJ RATEpreferred stock | $800,000 | -5.5% | 35,441 | -0.7% | 0.05% | +4.0% |
| WFCPRN | Buy | WELLS FARGO CO PFD 5.20% SERpreferred stock | $777,000 | +10.4% | 32,070 | +5.6% | 0.05% | +19.0% |
| COST | Sell | COSTCO WHSL CORP | $739,000 | +2.1% | 5,114 | -4.7% | 0.05% | +11.6% |
| TASR | Sell | TASER INTERNATIONAL | $734,000 | -94.6% | 33,325 | -91.8% | 0.05% | -94.0% |
| HEP | Sell | HOLLY ENERGY PARTNERS | $736,000 | -17.4% | 25,351 | -0.0% | 0.05% | -9.4% |
| FITBI | New | FIFTH THIRD BANCORP 6.625% PFD SERpreferred stock | $723,000 | – | 26,550 | +100.0% | 0.05% | – |
| EEP | Sell | ENBRIDGE ENERGY PRTNRS LP | $727,000 | -26.6% | 29,391 | -1.2% | 0.05% | -20.3% |
| PSAPRVCL | PUBLIC STORAGE 5.375% PFDpreferred stock | $693,000 | +3.9% | 28,510 | 0.0% | 0.04% | +15.4% | |
| MNKKQ | Sell | MALLINCKRODT PLC | $671,000 | -97.7% | 10,499 | -95.8% | 0.04% | -97.5% |
| EQCOCL | EQUITY COMMONWEALTH 5.75% PFDpreferred stock | $644,000 | +4.0% | 26,800 | 0.0% | 0.04% | +13.5% | |
| GTY | GETTY REALTY CORP NEW | $652,000 | -3.4% | 41,250 | 0.0% | 0.04% | +5.0% | |
| SPGPRJ | Sell | SIMON PPTY GP 8.375% SER J PFDpreferred stock | $654,000 | -2.2% | 9,350 | -2.1% | 0.04% | +5.0% |
| WY | WEYERHAEUSER CO | $615,000 | -13.3% | 22,504 | 0.0% | 0.04% | -4.8% | |
| DHR | DANAHER CORP DEL COM | $624,000 | -0.5% | 7,322 | 0.0% | 0.04% | +8.1% | |
| COFPRDCL | New | CAPITAL ONE FINANCIAL COpreferred stock | $606,000 | – | 22,850 | +100.0% | 0.04% | – |
| LNG | CHENIERE ENERGY INC | $603,000 | -30.2% | 12,475 | 0.0% | 0.04% | -23.5% | |
| DIS | Buy | DISNEY WALT CO | $608,000 | +36.0% | 5,947 | +51.8% | 0.04% | +50.0% |
| JPMPRBCL | JP MORGAN CHASE SER T 6.7%preferred stock | $587,000 | +2.3% | 21,900 | 0.0% | 0.04% | +11.8% | |
| MMC | Sell | MARSH & MC LENNAN CO INC | $589,000 | -17.4% | 11,275 | -10.3% | 0.04% | -9.5% |
| USBPRNCL | Sell | US BANCORP PFD 6% SER Gpreferred stock | $588,000 | -2.2% | 22,325 | -1.1% | 0.04% | +5.6% |
| SEP | Sell | SPECTRA ENRGY PARTNERS LP | $537,000 | -14.1% | 13,358 | -1.4% | 0.04% | -5.4% |
| MCD | Sell | MC DONALDS CORP | $542,000 | -19.3% | 5,498 | -22.2% | 0.04% | -12.5% |
| FTR | Buy | FRONTIER COMMUNICATIONS | $516,000 | +1.2% | 108,711 | +5.4% | 0.03% | +10.0% |
| DPZ | Sell | DOMINO'S PIZZA, INC | $502,000 | -23.9% | 4,652 | -20.1% | 0.03% | -15.4% |
| SLB | Buy | SCHLUMBERGER LTD | $505,000 | -18.2% | 7,328 | +2.3% | 0.03% | -10.8% |
| MMM | Buy | 3M COMPANY | $493,000 | -7.7% | 3,480 | +0.5% | 0.03% | 0.0% |
| XEL | XCEL ENERGY INC | $494,000 | +10.0% | 13,950 | 0.0% | 0.03% | +18.5% | |
| GLP | GLOBAL PARTNERS LP COM UNITS | $487,000 | -12.7% | 17,200 | 0.0% | 0.03% | -3.0% | |
| CCIPRA | Sell | CROWN CASTLE INTL 4.5% PFD SERIES Apreferred stock | $472,000 | -5.6% | 4,635 | -4.6% | 0.03% | +3.3% |
| UTX | Sell | UNITED TECHNOLOGIES | $461,000 | -34.4% | 5,180 | -18.3% | 0.03% | -28.6% |
| TMO | THERMO FISHER SCIENTIFIC INC | $440,000 | -5.8% | 3,601 | 0.0% | 0.03% | +3.6% | |
| COFPRPCL | CAPITAL ONE FINANCIAL CO PFD 6.00%preferred stock | $425,000 | +0.5% | 17,155 | 0.0% | 0.03% | +12.0% | |
| SNMX | SENOMYX INC | $431,000 | -16.8% | 96,635 | 0.0% | 0.03% | -9.7% | |
| AAP | New | ADVANCED AUTO PARTS | $413,000 | – | 2,179 | +100.0% | 0.03% | – |
| AXP | Buy | AMERICAN EXPRESS COMPANY | $404,000 | -2.9% | 5,444 | +1.7% | 0.03% | +4.0% |
| VNOPRL | VORNADO REALTY TRUST 5.4% SERIES Lpreferred stock | $396,000 | +0.5% | 17,610 | 0.0% | 0.03% | +13.0% | |
| HCA | HCA INC | $391,000 | -14.6% | 5,050 | 0.0% | 0.02% | -7.4% | |
| TCBIL | Sell | TEXAS CAPITAL BK 6.50% 9/1/42 SERpreferred stock | $387,000 | -2.0% | 15,600 | -2.5% | 0.02% | +8.7% |
| PAA | Sell | PLAINS ALL AMER PIPELINE LP | $379,000 | -30.6% | 12,476 | -0.4% | 0.02% | -21.9% |
| STTPRCCL | Sell | STATE STREET CORP 5.25% SERIES Cpreferred stock | $364,000 | -23.8% | 14,625 | -25.5% | 0.02% | -14.3% |
| CPRN | Sell | CITIGROUP CAPITAL XIII PFD 7.875%preferred stock | $348,000 | -3.3% | 13,535 | -2.5% | 0.02% | +9.5% |
| ABBV | Buy | ABBVIE INC | $362,000 | -10.8% | 6,650 | +9.9% | 0.02% | -4.2% |
| SSD | SIMPSON MFG CO INC COM | $361,000 | -1.4% | 10,765 | 0.0% | 0.02% | +4.5% | |
| DDT | Sell | DILLARDS CAP TR I 7.5%38 CAP SECS Dpreferred stock | $337,000 | -2.3% | 12,759 | -3.2% | 0.02% | +10.0% |
| MWOCL | MORGAN STANLEY CAP 5.75%preferred stock | $339,000 | -0.9% | 13,550 | 0.0% | 0.02% | +10.0% | |
| EUM | New | PROSHARES SHORT MSCI EMERGING MARKE | $344,000 | – | 11,503 | +100.0% | 0.02% | – |
| PREPRECL | Buy | PARTNERRE LTD 7.25% PFD Epreferred stock | $322,000 | +15.8% | 11,700 | +9.3% | 0.02% | +31.2% |
| NS | NUSTAR ENERGY LP | $309,000 | -24.6% | 6,900 | 0.0% | 0.02% | -16.7% | |
| TFX | New | TELEFLEX INC COM | $277,000 | – | 2,231 | +100.0% | 0.02% | – |
| YHOO | New | YAHOO INC | $271,000 | – | 9,360 | +100.0% | 0.02% | – |
| C | CITIGROUP INC | $285,000 | -10.1% | 5,740 | 0.0% | 0.02% | -5.3% | |
| MRK | Sell | MERCK & CO INC NEW | $264,000 | -84.3% | 5,352 | -81.8% | 0.02% | -82.8% |
| CVX | Sell | CHEVRON CORPORATION | $250,000 | -37.5% | 3,164 | -23.8% | 0.02% | -33.3% |
| AVP | Sell | AVON PRODUCTS INC | $248,000 | -60.4% | 76,450 | -23.7% | 0.02% | -56.8% |
| SBUX | New | STARBUCKS CORP | $254,000 | – | 4,463 | +100.0% | 0.02% | – |
| M | MACY'S INC | $246,000 | -23.8% | 4,791 | 0.0% | 0.02% | -15.8% | |
| RF | REGIONS FINANCIAL CORP COM | $225,000 | -13.1% | 25,000 | 0.0% | 0.02% | 0.0% | |
| HSBCPRA | Sell | HSBC HOLDINGS 6.20%preferred stock | $239,000 | -4.8% | 9,465 | -4.9% | 0.02% | 0.0% |
| MHK | MOHAWK INDUSTRIES INC | $224,000 | -5.1% | 1,234 | 0.0% | 0.02% | +7.1% | |
| MON | MONSANTO CO NEW | $234,000 | -19.9% | 2,740 | 0.0% | 0.02% | -11.8% | |
| AMGN | Sell | AMGEN INC | $230,000 | -14.5% | 1,664 | -5.0% | 0.02% | -6.2% |
| ALLPRCCL | ALLSTATE 6.75% SER C PERPpreferred stock | $209,000 | 0.0% | 7,900 | 0.0% | 0.01% | +16.7% | |
| PJH | PRUDENTIAL FIN 5.750% 12/15/12 SERpreferred stock | $219,000 | +1.9% | 8,700 | 0.0% | 0.01% | +7.7% | |
| MKTX | New | MARKETAXESS HLDGS INC COM | $223,000 | – | 2,403 | +100.0% | 0.01% | – |
| GSPRICL | GOLDMAN SACHS GROUP PERPETUAL 5.95%preferred stock | $205,000 | +0.5% | 8,200 | 0.0% | 0.01% | +8.3% | |
| NYCB | Sell | NEW YORK COMMUNITY BANCORP INC | $202,000 | -1.9% | 11,200 | -0.1% | 0.01% | +8.3% |
| DXBCL | DB CAP TRST II 6.55%preferred stock | $208,000 | 0.0% | 7,900 | 0.0% | 0.01% | +8.3% | |
| NKE | New | NIKE INC CLASS B | $205,000 | – | 1,669 | +100.0% | 0.01% | – |
| POM | PEPCO HOLDINGS INC | $206,000 | -10.0% | 8,488 | 0.0% | 0.01% | -7.1% | |
| FCX | Buy | FREEPORT MCMORAN COPPER A' | $179,000 | -47.2% | 18,500 | +1.6% | 0.01% | -40.0% |
| NYLD | Buy | NRG YIELD INC-CLASS C | $165,000 | -42.9% | 14,233 | +7.9% | 0.01% | -35.3% |
| KEY | KEYCORP | $159,000 | -13.6% | 12,233 | 0.0% | 0.01% | -9.1% | |
| PDS | PRECISION DRILLING CORP | $157,000 | -44.7% | 42,200 | 0.0% | 0.01% | -41.2% | |
| HGTXU | HUGOTON ROYALTY TRUST TEXAS UNIT BE | $138,000 | -15.9% | 46,800 | 0.0% | 0.01% | -10.0% | |
| HIITQ | HII TECHNOLOGIES, INC | $0 | -100.0% | 36,000 | 0.0% | 0.00% | – | |
| WNEA | WIND ENERGY AMERICA INC | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| NEIK | NORTHSTAR ELECTRONICS INC | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| GULTU | Exit | GULF COAST ULTRA DEEP ROYALTY TRUST | $0 | – | -12,500 | -100.0% | -0.00% | – |
| Exit | OMNICARE INC 3.25%35 CVT PUT DUE 12convertible bonds | $0 | – | -29,000 | -100.0% | -0.00% | – | |
| Exit | SEACOR HOLDINGS INCconvertible bonds | $0 | – | -75,000 | -100.0% | -0.00% | – | |
| CAT | Exit | CATERPILLAR INC | $0 | – | -2,477 | -100.0% | -0.01% | – |
| PLL | Exit | PALL CORP COM | $0 | – | -1,645 | -100.0% | -0.01% | – |
| MLPL | Exit | ETRACS 2X LEVERAGED LONG ALERIAN MLexchange traded fund | $0 | – | -5,244 | -100.0% | -0.01% | – |
| SSYS | Exit | STRATASYS | $0 | – | -6,320 | -100.0% | -0.01% | – |
| NRP | Exit | NATURAL RESOURCE PTNR LP | $0 | – | -62,060 | -100.0% | -0.01% | – |
| IP | Exit | INTERNATIONAL PAPER CO | $0 | – | -7,075 | -100.0% | -0.02% | – |
| SLMAP | Exit | SLM CORP 6.97% PFD SERIES A 12/31/4preferred stock | $0 | – | -7,016 | -100.0% | -0.02% | – |
| METPRBCL | Exit | METLIFE 6.50% SER Bpreferred stock | $0 | – | -16,850 | -100.0% | -0.02% | – |
| GPORQ | Exit | GULFPORT ENERGY | $0 | – | -14,015 | -100.0% | -0.03% | – |
| ROP | Exit | ROPER TECHNOLOGIES INC | $0 | – | -4,812 | -100.0% | -0.05% | – |
| Exit | INTEL CORPconvertible bonds | $0 | – | -750,000 | -100.0% | -0.05% | – | |
| PAH | Exit | PLATFORM SPECIALTY PRODUCTS | $0 | – | -37,175 | -100.0% | -0.06% | – |
| RUK | Exit | REED ELSEVIER ADR F SPONSamerican depository | $0 | – | -14,931 | -100.0% | -0.06% | – |
| TE | Exit | TECO ENERGY INC | $0 | – | -106,700 | -100.0% | -0.11% | – |
| NSRGY | Exit | Nestle S A Spnsd ADR Repsting Reg Samerican depository | $0 | – | -31,990 | -100.0% | -0.14% | – |
| Exit | TARGET CORP | $0 | – | -28,427 | -100.0% | -0.14% | – | |
| KRFT | Exit | KRAFT FOODS GROUP, INC | $0 | – | -27,448 | -100.0% | -0.14% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -72,873 | -100.0% | -0.31% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -112,285 | -100.0% | -0.32% | – |
| ADM | Exit | ARCHER DANIELS- MIDLAND CO | $0 | – | -149,386 | -100.0% | -0.43% | – |
| Exit | VERISIGN INC COM | $0 | – | -162,065 | -100.0% | -0.59% | – | |
| VTR | Exit | VENTAS INC COM | $0 | – | -178,193 | -100.0% | -0.66% | – |
| Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -104,617 | -100.0% | -0.88% | – | |
| TRCO | Exit | TRIBUNE MEDIA CO | $0 | – | -390,050 | -100.0% | -1.23% | – |
| NVO | Exit | NOVO-NORDISK A-S ADRamerican depository | $0 | – | -413,976 | -100.0% | -1.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 38 | Q3 2022 | 5.5% |
| MICROSOFT CORP | 38 | Q3 2022 | 5.3% |
| HOME DEPOT INC COM | 38 | Q3 2022 | 4.0% |
| BERKSHIRE HATHAWAY INC DEL | 38 | Q3 2022 | 3.7% |
| META PLATFORMS INC | 38 | Q3 2022 | 4.2% |
| MICROCHIP TECHNOLOGY INC. | 38 | Q3 2022 | 3.1% |
| NEXTERA ENERGY INC CO | 38 | Q3 2022 | 3.6% |
| PFIZER INC | 38 | Q3 2022 | 3.3% |
| LOCKHEED MARTIN CORP | 38 | Q3 2022 | 4.0% |
| JOHNSON & JOHNSON | 38 | Q3 2022 | 3.0% |
View ROOSEVELT INVESTMENT GROUP LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-02-02 |
| 13F-HR | 2021-11-05 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-05-04 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-12 |
| 13F-HR | 2020-08-11 |
View ROOSEVELT INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.