$1.88 Million is the total value of ROOSEVELT INVESTMENT GROUP LLC's 229 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 14.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LYB | Sell | LYONDELLBASELL INDS F CLASS A | $82,964,000 | -13.9% | 763,519 | -22.6% | 4.42% | +7.7% |
| DFS | Sell | DISCOVER FINANCIAL SVCS | $82,151,000 | -17.1% | 1,275,842 | -20.2% | 4.37% | +3.7% |
| WFC | Sell | WELLS FARGO & CO NEW | $74,899,000 | -9.2% | 1,443,981 | -8.0% | 3.99% | +13.5% |
| BIIB | Sell | BIOGEN IDEC INC | $55,929,000 | -34.2% | 169,067 | -37.3% | 2.98% | -17.8% |
| FB | Sell | FACEBOOK INC | $54,438,000 | -8.8% | 688,734 | -22.4% | 2.90% | +14.0% |
| CVS | Sell | CVS HEALTH CORP | $53,926,000 | -4.2% | 677,542 | -9.3% | 2.87% | +19.7% |
| HES | Sell | HESS CORP | $52,841,000 | -25.6% | 560,229 | -22.0% | 2.81% | -7.0% |
| MS | Sell | MORGAN STANLEY | $50,019,000 | -37.7% | 1,446,880 | -41.8% | 2.66% | -22.2% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $47,063,000 | -35.3% | 996,469 | -33.1% | 2.51% | -19.1% |
| MRK | Sell | MERCK & CO INC NEW | $46,464,000 | -0.6% | 783,803 | -3.0% | 2.47% | +24.3% |
| WFTIQ | Sell | WEATHERFORD INTL INC COM | $45,766,000 | -28.8% | 2,200,307 | -21.8% | 2.44% | -10.9% |
| MSFT | Sell | MICROSOFT CORP | $43,572,000 | -15.3% | 939,866 | -23.8% | 2.32% | +5.9% |
| HD | Sell | HOME DEPOT INC | $42,567,000 | -14.1% | 463,991 | -24.2% | 2.27% | +7.4% |
| MNKKQ | New | MALLINCKRODT PLC | $42,406,000 | – | 470,392 | +100.0% | 2.26% | – |
| AAPL | Sell | APPLE INC | $41,955,000 | -9.2% | 416,426 | -16.3% | 2.23% | +13.5% |
| PFE | Sell | PFIZER INC | $41,266,000 | -39.6% | 1,395,521 | -39.4% | 2.20% | -24.6% |
| KSU | Sell | KANSAS CITY SOUTHERN NEW | $39,861,000 | -17.5% | 328,887 | -26.8% | 2.12% | +3.2% |
| CELG | Sell | CELGENE CORP | $38,852,000 | -33.3% | 409,922 | -39.6% | 2.07% | -16.7% |
| EOG | Sell | E O G RESOURCES INC | $38,051,000 | -47.9% | 384,281 | -38.5% | 2.03% | -34.9% |
| NEE | Sell | NEXTERA ENERGY INC | $37,170,000 | -26.2% | 395,932 | -19.5% | 1.98% | -7.8% |
| FLS | Sell | FLOWSERVE CORPORATION | $34,764,000 | -8.1% | 492,959 | -3.1% | 1.85% | +14.8% |
| KMR | Sell | KINDER MORGAN MGMT LLC | $34,420,000 | -16.9% | 365,583 | -30.3% | 1.83% | +4.0% |
| SSYS | Sell | STRATASYS | $33,934,000 | -22.6% | 280,953 | -27.2% | 1.81% | -3.3% |
| NXPI | Sell | NXP SEMICONDUCTORS NV | $33,126,000 | -21.6% | 484,086 | -24.2% | 1.76% | -2.0% |
| RTN | Sell | RAYTHEON CO COM NEW | $32,744,000 | -41.9% | 322,216 | -47.2% | 1.74% | -27.3% |
| CME | Sell | CME GROUP INC CL A CLASS A | $31,964,000 | -17.8% | 399,780 | -27.1% | 1.70% | +2.7% |
| CIT | Sell | C I T GROUP INC NEW | $27,172,000 | -27.4% | 591,217 | -27.7% | 1.45% | -9.3% |
| FANUY | Sell | FANUC LTD UNSPON ADRamerican depository | $24,843,000 | -23.9% | 822,612 | -27.5% | 1.32% | -4.9% |
| TMST | New | TIMKENSTEEL CORP | $22,420,000 | – | 482,244 | +100.0% | 1.19% | – |
| SHW | New | SHERWIN WILLIAMS CO | $21,837,000 | – | 99,719 | +100.0% | 1.16% | – |
| V | Sell | VISA INC CL A CLASS A | $20,797,000 | -27.1% | 97,467 | -28.0% | 1.11% | -8.9% |
| TKR | Sell | TIMKEN CO COM | $20,392,000 | -57.8% | 481,049 | -32.5% | 1.09% | -47.3% |
| SAM | Buy | BOSTON BEER CO INC CL A CLASS A | $18,565,000 | +68.9% | 83,716 | +70.2% | 0.99% | +111.1% |
| PAGP | Sell | PLAINS GP HLDGS LP CL A | $17,664,000 | -24.7% | 576,322 | -21.4% | 0.94% | -6.0% |
| AIG | Sell | AMERICAN INTL GROUP COM | $17,628,000 | -45.6% | 326,326 | -45.0% | 0.94% | -31.9% |
| NVO | Buy | NOVO-NORDISK A-S ADRamerican depository | $16,345,000 | +15.8% | 343,239 | +12.4% | 0.87% | +44.8% |
| DD | New | DU PONT E I DE NEMOUR&CO | $16,092,000 | – | 224,252 | +100.0% | 0.86% | – |
| OKE | Sell | ONEOK INC NEW | $16,031,000 | -25.1% | 244,567 | -22.2% | 0.85% | -6.5% |
| MLPI | New | ETRACS ALERIAN INFRASTRUCTURE INDEXexchange traded fund | $15,422,000 | – | 337,314 | +100.0% | 0.82% | – |
| ADM | Sell | ARCHER DANIELS- MIDLAND CO | $15,030,000 | -28.0% | 294,133 | -37.9% | 0.80% | -10.1% |
| EQC | New | EQUITY COMMONWEALTH | $13,009,000 | – | 505,996 | +100.0% | 0.69% | – |
| ETN | Sell | EATON CORPORATION | $12,759,000 | -83.0% | 201,347 | -79.3% | 0.68% | -78.7% |
| BRKB | Buy | BERKSHIRE HATHAWAY CL B | $12,520,000 | +31.9% | 90,636 | +20.8% | 0.67% | +65.1% |
| EPD | Buy | ENTERPRISE PRD PRTNRS LP | $11,150,000 | +5.1% | 276,666 | +104.2% | 0.59% | +31.4% |
| PCP | Buy | PRECISION CASTPARTS CORP | $10,501,000 | +5.4% | 44,331 | +12.3% | 0.56% | +31.8% |
| GILD | Sell | GILEAD SCIENCES INC. | $10,211,000 | +19.5% | 95,922 | -6.9% | 0.54% | +49.5% |
| AA | Buy | ALCOA INC | $9,980,000 | +2226.3% | 620,250 | +2052.5% | 0.53% | +2850.0% |
| HON | Buy | HONEYWELL INTERNATIONAL | $9,265,000 | +3728.5% | 99,498 | +3718.0% | 0.49% | +4830.0% |
| GOOGL | Buy | GOOGLE INC - CLASS A | $9,077,000 | +21.4% | 15,427 | +20.6% | 0.48% | +51.4% |
| MA | Buy | MASTERCARD INC | $8,501,000 | +3.7% | 115,005 | +3.0% | 0.45% | +29.8% |
| COG | Buy | CABOT OIL & GAS CORP COM | $7,955,000 | +17.2% | 243,343 | +22.4% | 0.42% | +46.7% |
| MCD | Sell | MC DONALDS CORP | $7,640,000 | -17.3% | 80,582 | -12.1% | 0.41% | +3.3% |
| ANN | New | ANN INC | $7,299,000 | – | 177,458 | +100.0% | 0.39% | – |
| NSRGY | Buy | Nestle S A Spnsd ADR Repsting Reg Samerican depository | $6,475,000 | +2.6% | 87,936 | +8.3% | 0.34% | +28.3% |
| TYC | Buy | TYCO INTL LTD | $6,483,000 | +16.9% | 145,447 | +19.6% | 0.34% | +46.2% |
| ROST | Buy | ROSS STORES INC COM | $5,903,000 | +46.3% | 78,109 | +28.0% | 0.31% | +82.6% |
| ODFL | Buy | OLD DOMINION FREIGHT LNS | $5,561,000 | +103.6% | 78,726 | +83.5% | 0.30% | +155.2% |
| VNOPRJCL | Sell | VORNADO REALTY TRUST PFD 6.875% SERpreferred stock | $5,495,000 | -4.1% | 207,917 | -5.4% | 0.29% | +20.1% |
| AET | AETNA US HEALTHCARE INC COM | $5,461,000 | -0.1% | 67,425 | 0.0% | 0.29% | +24.9% | |
| GOOG | Sell | GOOGLE INC - CLASS C | $5,118,000 | -11.3% | 8,865 | -11.6% | 0.27% | +10.6% |
| JNJ | Sell | JOHNSON & JOHNSON | $5,052,000 | -1.0% | 47,400 | -2.8% | 0.27% | +24.0% |
| SWJCL | Sell | STANLEY BLACK & DECKER I PFD 5.75%preferred stock | $5,035,000 | -2.3% | 203,995 | -3.5% | 0.27% | +22.4% |
| KIMPRICL | Sell | KIMCO REALTY CORP 6.00% PFD SERIESpreferred stock | $4,564,000 | -12.1% | 182,933 | -12.8% | 0.24% | +10.0% |
| GE | Sell | GENERAL ELECTRIC COMPANY | $4,247,000 | -60.2% | 165,783 | -59.2% | 0.23% | -50.3% |
| DTTCL | Sell | DEUTSCHE BANK 6.625% PFD CAPITAL FNpreferred stock | $3,970,000 | -0.9% | 156,355 | -0.5% | 0.21% | +23.4% |
| PNCPRP | Sell | PNC FINANCIAL SERVICES 6.125% SERIEpreferred stock | $3,936,000 | -18.1% | 144,134 | -17.7% | 0.21% | +2.4% |
| RZA | Sell | REINSURANCE GROUP OF AMERICA 6.2% Ppreferred stock | $3,922,000 | -16.0% | 142,554 | -16.2% | 0.21% | +5.0% |
| NEEPRGCL | Sell | NEXTERA ENERGY CAPITAL 5.7%preferred stock | $3,782,000 | -10.7% | 156,588 | -10.5% | 0.20% | +11.7% |
| PSAPRRCL | Sell | PUBLIC STORAGE PFD R 6.35%preferred stock | $3,635,000 | -7.7% | 141,486 | -7.6% | 0.19% | +15.5% |
| AEHCL | Sell | AEGON NV 6.375% PFDpreferred stock | $3,613,000 | -8.5% | 142,024 | -8.1% | 0.19% | +14.3% |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $3,544,000 | +5.1% | 69,247 | -0.4% | 0.19% | +31.2% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,448,000 | +12.3% | 57,242 | +7.4% | 0.18% | +40.5% |
| OXY | New | OCCIDENTAL PETE CORP | $3,432,000 | – | 35,696 | +100.0% | 0.18% | – |
| CTQCL | Sell | QWEST CORP PFD 7.375%preferred stock | $3,277,000 | -11.1% | 125,928 | -9.7% | 0.17% | +10.8% |
| MU | New | MICRON TECHNOLOGY INC COM | $3,261,000 | – | 95,187 | +100.0% | 0.17% | – |
| DFSPRBCL | Buy | DISCOVER FIN SVS 6.50% SER Bpreferred stock | $3,218,000 | +2.1% | 127,581 | +1.7% | 0.17% | +27.6% |
| LMT | Buy | LOCKHEED MARTIN CORP | $3,201,000 | +13.8% | 17,511 | +0.0% | 0.17% | +41.7% |
| ADS | Buy | ALLIANCE DATA SYS CORP COM | $3,132,000 | +80.0% | 12,615 | +103.9% | 0.17% | +125.7% |
| GSFCL | Sell | GOLDMAN SACHS 6.125%60 SENIOR NT DUpreferred stock | $3,116,000 | -8.0% | 120,000 | -8.1% | 0.17% | +15.3% |
| DVA | Buy | DAVITA HEALTHCARE | $3,124,000 | +44.8% | 42,709 | +43.1% | 0.17% | +80.4% |
| KMI | Sell | KINDER MORGAN INC | $2,963,000 | +5.0% | 77,282 | -0.7% | 0.16% | +31.7% |
| MDLZ | Buy | MONDELEZ INTERNATIONAL INC | $2,951,000 | -2.4% | 86,113 | +7.1% | 0.16% | +21.7% |
| PSAPRQCL | Sell | PUBLIC STORAGE 6.5% PFD PERP SERIESpreferred stock | $2,941,000 | -11.1% | 112,156 | -11.8% | 0.16% | +11.3% |
| LLY | Buy | ELI LILLY & CO | $2,860,000 | +4.6% | 44,105 | +0.3% | 0.15% | +31.0% |
| LO | LORILLARD INC | $2,749,000 | -1.7% | 45,878 | 0.0% | 0.15% | +22.7% | |
| USBPRM | Sell | US BANCORP PFD SERIES F 6.50%preferred stock | $2,703,000 | -0.1% | 94,255 | -1.6% | 0.14% | +25.2% |
| JPMPRCCL | Sell | JP MORGAN CHASE 6.70%40 GTD CAP SECpreferred stock | $2,577,000 | -1.8% | 100,820 | -0.1% | 0.14% | +22.3% |
| DOW | Sell | DOW CHEMICAL COMPANY | $2,534,000 | +1.7% | 48,330 | -0.1% | 0.14% | +27.4% |
| CAG | CONAGRA FOODS INC | $2,511,000 | +11.3% | 76,000 | 0.0% | 0.13% | +39.6% | |
| VZ | Buy | VERIZON COMMUNICATIONS | $2,431,000 | +2.2% | 48,638 | +0.1% | 0.13% | +27.7% |
| LNG | Sell | CHENIERE ENERGY INC | $2,324,000 | -28.5% | 29,040 | -36.0% | 0.12% | -10.8% |
| CTXCL | Sell | QWEST CORP 7.00% PFD 04/01/52preferred stock | $2,313,000 | -18.1% | 91,921 | -15.6% | 0.12% | +2.5% |
| METPRBCL | Sell | METLIFE 6.50% SER Bpreferred stock | $2,230,000 | -10.2% | 87,050 | -10.4% | 0.12% | +12.3% |
| UZA | Sell | US CELLULAR CORP 6.95% PFD 05/15/60preferred stock | $2,098,000 | -28.0% | 82,912 | -27.5% | 0.11% | -9.7% |
| PBIPRB | Sell | PITNEY BOWES INC PFD 6.7%preferred stock | $2,076,000 | -10.7% | 80,125 | -10.6% | 0.11% | +12.1% |
| PM | Sell | PHILIP MORRIS INTL INC | $2,040,000 | -4.4% | 24,455 | -3.3% | 0.11% | +19.8% |
| WFCPRQ | Sell | WELLS FARGO & CO 5.85% PFDpreferred stock | $2,044,000 | -7.7% | 79,760 | -6.5% | 0.11% | +16.0% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $2,019,000 | -27.4% | 51,765 | -16.0% | 0.11% | -9.3% |
| ALLPRECL | Buy | ALLSTATE CORP 6.625% PFD SER Epreferred stock | $1,953,000 | +50.5% | 76,300 | +52.5% | 0.10% | +89.1% |
| STR | QUESTAR CORP | $1,946,000 | -10.1% | 87,318 | 0.0% | 0.10% | +13.0% | |
| TGT | TARGET CORP | $1,951,000 | +8.2% | 31,120 | 0.0% | 0.10% | +35.1% | |
| TE | TECO ENERGY INC | $1,854,000 | -6.0% | 106,700 | 0.0% | 0.10% | +17.9% | |
| DUK | DUKE ENERGY CORP NEW | $1,842,000 | +0.8% | 24,637 | 0.0% | 0.10% | +25.6% | |
| ETR | Sell | ENTERGY CORP NEW COM | $1,815,000 | -6.2% | 23,473 | -0.4% | 0.10% | +18.3% |
| WM | Sell | WASTE MANAGEMENT INC DEL | $1,811,000 | +5.4% | 38,109 | -0.8% | 0.10% | +31.5% |
| KRFT | KRAFT FOODS GROUP, INC | $1,812,000 | -5.9% | 32,127 | 0.0% | 0.10% | +17.1% | |
| Sell | AXIS CAPITAL HLDGS LTD PFD 6.875% Spreferred stock | $1,728,000 | -2.4% | 66,700 | -1.4% | 0.09% | +22.7% | |
| NEEPRHCL | Buy | NEXTERA ENERGY CAPITAL 5.625% PFDpreferred stock | $1,700,000 | +46.9% | 71,809 | +48.6% | 0.09% | +85.7% |
| SO | Sell | THE SOUTHERN COMPANY | $1,704,000 | -4.3% | 39,035 | -0.5% | 0.09% | +19.7% |
| RGP | REGENCY ENERGY PARTNERS, LP | $1,682,000 | +1.3% | 51,561 | 0.0% | 0.09% | +26.8% | |
| HSEBCL | Sell | HSBC HLDGS PLC 8% PFD E PERPETUAL Spreferred stock | $1,682,000 | -27.2% | 63,127 | -26.0% | 0.09% | -8.2% |
| XOM | Sell | EXXON MOBIL CORPORATION | $1,645,000 | -7.1% | 17,487 | -0.6% | 0.09% | +17.3% |
| ORLY | New | O REILLY AUTOMOTIVE COM | $1,637,000 | – | 10,884 | +100.0% | 0.09% | – |
| WPZ | Sell | WILLIAMS PARTNERS LP | $1,630,000 | -2.5% | 30,735 | -0.2% | 0.09% | +22.5% |
| MO | ALTRIA GROUP INC | $1,623,000 | +9.5% | 35,331 | 0.0% | 0.09% | +36.5% | |
| RYN | Sell | RAYONIER INC WITH STOCK SPLIT SHARE | $1,573,000 | -20.6% | 50,500 | -9.3% | 0.08% | 0.0% |
| RDSA | ROYAL DUTCH SHELL PLC | $1,561,000 | -7.5% | 20,500 | 0.0% | 0.08% | +15.3% | |
| BBTPRECL | BB&T CORPORATION PFD 5.625% SER Epreferred stock | $1,529,000 | -2.5% | 66,070 | 0.0% | 0.08% | +20.9% | |
| T | Sell | A T & T INC NEW | $1,512,000 | -1.5% | 42,916 | -1.2% | 0.08% | +23.1% |
| 4945SC | Sell | KINDER MORGAN ENERGY LP UNIT | $1,483,000 | +11.6% | 15,901 | -1.6% | 0.08% | +38.6% |
| WFCPRP | WELLS FARGO & CO NEW DEP1/1000PF CLpreferred stock | $1,412,000 | -4.5% | 61,965 | 0.0% | 0.08% | +19.0% | |
| ALXN | Sell | ALEXION PHARMACEUTICAL | $1,365,000 | +5.5% | 8,232 | -0.6% | 0.07% | +32.7% |
| RRD | R R DONNELLEY & SONS CO | $1,365,000 | -2.9% | 82,900 | 0.0% | 0.07% | +21.7% | |
| IBM | Sell | INTL BUSINESS MACHINES | $1,349,000 | -34.2% | 7,105 | -37.2% | 0.07% | -17.2% |
| AJG | GALLAGHER ARTHUR J & CO | $1,315,000 | -2.7% | 29,000 | 0.0% | 0.07% | +20.7% | |
| BACPRZCL | BAC CAP TR VIII 6.00%35 TR PFDpreferred stock | $1,308,000 | -0.2% | 51,600 | 0.0% | 0.07% | +25.0% | |
| BKLN | Buy | POWERSHARES SENIOR LOAN | $1,258,000 | +0.5% | 51,822 | +3.0% | 0.07% | +26.4% |
| TSCO | TRACTOR SUPPLY CO | $1,258,000 | +1.9% | 20,455 | 0.0% | 0.07% | +26.4% | |
| TRCO | TRIBUNE MEDIA CO | $1,250,000 | -22.6% | 18,995 | 0.0% | 0.07% | -2.9% | |
| EMZCL | Sell | ENTERGY MISSISSIPPI 2051 1ST MTG BNpreferred stock | $1,179,000 | -0.5% | 46,145 | -1.0% | 0.06% | +26.0% |
| EEP | Buy | ENBRIDGE ENERGY PRTNRS LP | $1,190,000 | +86.8% | 30,620 | +77.6% | 0.06% | +133.3% |
| SRCL | STERICYCLE INC | $1,148,000 | -1.5% | 9,850 | 0.0% | 0.06% | +22.0% | |
| BRKA | BERKSHIRE HATHAWAY CL A | $1,138,000 | +9.0% | 6 | 0.0% | 0.06% | +38.6% | |
| VRSK | VERISK ANALYTICS INC CL A | $1,126,000 | +1.4% | 18,500 | 0.0% | 0.06% | +27.7% | |
| MMC | Sell | MARSH & MC LENNAN CO INC | $1,134,000 | +0.4% | 21,662 | -0.7% | 0.06% | +25.0% |
| CNP | Buy | CENTERPOINT ENERGY INC COM | $1,129,000 | -3.5% | 46,130 | +0.7% | 0.06% | +20.0% |
| OLN | OLIN CORP NEW | $1,105,000 | -6.2% | 43,750 | 0.0% | 0.06% | +18.0% | |
| HEP | Sell | HOLLY ENERGY PARTNERS | $1,090,000 | -0.2% | 29,958 | -5.7% | 0.06% | +23.4% |
| KFICL | Buy | KKR FINANCIAL HOLDINGS 7.50% PFDpreferred stock | $1,034,000 | -2.5% | 38,746 | +0.5% | 0.06% | +22.2% |
| Sell | OMNICARE INC 3.25%35 CVT PUT DUE 12convertible bonds | $1,029,000 | -28.2% | 987,000 | -26.7% | 0.06% | -9.8% | |
| SJNK | Sell | Barclays Short Term High Yield Bond | $1,029,000 | -24.4% | 34,396 | -21.8% | 0.06% | -5.2% |
| KKR | New | KKR & CO LP | $1,001,000 | – | 44,900 | +100.0% | 0.05% | – |
| WYPRA | Sell | WEYERHAEUSER CO 6.375% SER A PFDpreferred stock | $992,000 | -5.2% | 18,359 | -0.4% | 0.05% | +17.8% |
| CCVCL | Sell | COMCAST CORP PFD 5.0% 12/15/61 SERIpreferred stock | $992,000 | -5.2% | 39,455 | -5.0% | 0.05% | +17.8% |
| INTEL CORPconvertible bonds | $954,000 | +2.4% | 750,000 | 0.0% | 0.05% | +27.5% | ||
| RUK | REED ELSEVIER ADR F SPONSamerican depository | $962,000 | -0.4% | 14,931 | 0.0% | 0.05% | +24.4% | |
| NRP | Sell | NATURAL RESOURCE PTNR LP | $939,000 | -21.9% | 72,020 | -0.7% | 0.05% | -2.0% |
| HUSIPRGCL | Sell | HSBC USA INC SERIES G ADJ RATEpreferred stock | $878,000 | -6.0% | 38,235 | -4.4% | 0.05% | +17.5% |
| BP | Buy | BP PLC Sponsored ADRamerican depository | $865,000 | -13.5% | 19,690 | +3.9% | 0.05% | +7.0% |
| SPGPRJ | Sell | SIMON PPTY GP 8.375% SER J PFDpreferred stock | $829,000 | +1.3% | 11,395 | -4.2% | 0.04% | +25.7% |
| GPORQ | Buy | GULFPORT ENERGY | $818,000 | -14.0% | 15,315 | +1.1% | 0.04% | +7.3% |
| SNMX | SENOMYX INC | $825,000 | -5.2% | 100,635 | 0.0% | 0.04% | +18.9% | |
| PG | PROCTER & GAMBLE | $813,000 | +6.6% | 9,712 | 0.0% | 0.04% | +34.4% | |
| SPY | Buy | S P D R S&P 500 ETF TR EXPIRING 01/ | $777,000 | +5.7% | 3,946 | +5.1% | 0.04% | +32.3% |
| PAA | Buy | PLAINS ALL AMER PIPELINE LP | $764,000 | -0.1% | 12,980 | +1.8% | 0.04% | +24.2% |
| PEG | Sell | PUB SVC ENT GROUP INC | $761,000 | -10.5% | 20,445 | -1.9% | 0.04% | +13.9% |
| SEP | Buy | SPECTRA ENRGY PARTNERS LP | $750,000 | +1.2% | 14,150 | +1.9% | 0.04% | +25.0% |
| WY | WEYERHAEUSER CO | $730,000 | -3.7% | 22,905 | 0.0% | 0.04% | +21.9% | |
| CHD | CHURCH & DWIGHT CO INC | $731,000 | +0.3% | 10,417 | 0.0% | 0.04% | +25.8% | |
| ROP | ROPER INDUSTRIES INC | $738,000 | +0.1% | 5,047 | 0.0% | 0.04% | +25.8% | |
| MLPL | New | ETRACS 2X LEVERAGED LONG ALERIAN MLexchange traded fund | $718,000 | – | 9,791 | +100.0% | 0.04% | – |
| GLP | GLOBAL PARTNERS LP COM UNITS | $717,000 | +2.6% | 17,200 | 0.0% | 0.04% | +26.7% | |
| SSD | SIMPSON MFG CO INC COM | $723,000 | -19.8% | 24,800 | 0.0% | 0.04% | 0.0% | |
| GTY | Sell | GETTY REALTY CORP NEW | $701,000 | -11.4% | 41,250 | -0.5% | 0.04% | +8.8% |
| HE | HAWAIIAN ELEC INDS COM | $645,000 | +4.9% | 24,291 | 0.0% | 0.03% | +30.8% | |
| COST | COSTCO WHSL CORP | $648,000 | +8.9% | 5,169 | 0.0% | 0.03% | +36.0% | |
| UTX | Buy | UNITED TECHNOLOGIES | $643,000 | -8.1% | 6,086 | +0.3% | 0.03% | +13.3% |
| USBPRNCL | Sell | US BANCORP PFD 6% SER Gpreferred stock | $630,000 | -29.5% | 23,350 | -28.4% | 0.03% | -10.5% |
| BAC | Sell | BANK OF AMERICA CORP | $611,000 | -0.7% | 35,840 | -10.4% | 0.03% | +26.9% |
| FCX | FREEPORT MCMORAN COPPER A' | $626,000 | -10.6% | 19,166 | 0.0% | 0.03% | +10.0% | |
| EQCOCL | New | EQUITY COMMONWEALTH 5.75% PFDpreferred stock | $596,000 | – | 27,475 | +100.0% | 0.03% | – |
| JPMPRBCL | Buy | JP MORGAN CHASE SER T 6.7%preferred stock | $575,000 | +1.1% | 22,500 | +2.3% | 0.03% | +29.2% |
| IP | Sell | INTERNATIONAL PAPER CO | $541,000 | -10.1% | 11,325 | -5.0% | 0.03% | +11.5% |
| DHR | DANAHER CORP DEL COM | $550,000 | -3.5% | 7,236 | 0.0% | 0.03% | +20.8% | |
| WFCPRN | Buy | WELLS FARGO & CO NEW DEP SHS REPSTGpreferred stock | $548,000 | +0.9% | 24,105 | +1.9% | 0.03% | +26.1% |
| DPZ | Sell | DOMINO'S PIZZA, INC | $492,000 | +4.9% | 6,393 | -0.4% | 0.03% | +30.0% |
| STTPRCCL | Sell | STATE STREET CORP 5.25% SERIES Cpreferred stock | $494,000 | -12.9% | 21,475 | -12.3% | 0.03% | +8.3% |
| HGTXU | HUGOTON ROYALTY TRUST TEXAS UNIT BE | $474,000 | -18.3% | 52,800 | 0.0% | 0.02% | 0.0% | |
| 2108SC | EL PASO PIPELINE PARTNERS LP | $462,000 | +10.8% | 11,500 | 0.0% | 0.02% | +38.9% | |
| CCIPRA | Buy | CROWN CASTLE INTL 4.5% PFD SERIES Apreferred stock | $476,000 | +7.4% | 4,525 | +4.0% | 0.02% | +31.6% |
| COFPRPCL | Sell | CAPITAL ONE FINANCIAL CO PFD 6.00%preferred stock | $473,000 | -32.7% | 20,210 | -30.6% | 0.02% | -16.7% |
| PKE | PARK ELECTROCHEMICAL COM | $458,000 | -16.6% | 19,450 | 0.0% | 0.02% | +4.3% | |
| TCBIL | Sell | TEXAS CAPITAL BK 6.50% 9/1/42 SERpreferred stock | $443,000 | -6.3% | 18,475 | -3.8% | 0.02% | +20.0% |
| CVX | Sell | CHEVRON CORPORATION | $455,000 | -25.2% | 3,815 | -18.1% | 0.02% | -7.7% |
| NS | NUSTAR ENERGY LP | $455,000 | +6.3% | 6,900 | 0.0% | 0.02% | +33.3% | |
| PDS | PRECISION DRILLING CORP | $455,000 | -23.9% | 42,200 | 0.0% | 0.02% | -4.0% | |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $428,000 | -11.2% | 4,886 | -3.8% | 0.02% | +9.5% |
| XEL | XCEL ENERGY INC | $424,000 | -5.8% | 13,950 | 0.0% | 0.02% | +21.1% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $438,000 | +3.1% | 3,601 | 0.0% | 0.02% | +27.8% | |
| COP | Sell | CONOCOPHILLIPS | $420,000 | -17.5% | 5,492 | -7.5% | 0.02% | 0.0% |
| SLMAP | Sell | SLM CORP 6.97% PFD SERIES A 12/31/4preferred stock | $402,000 | -2.2% | 8,151 | -3.6% | 0.02% | +16.7% |
| TFX | TELEFLEX INC COM | $399,000 | -0.5% | 3,794 | 0.0% | 0.02% | +23.5% | |
| CPRN | CITIGROUP CAPITAL XIII PFD 7.875%preferred stock | $374,000 | -2.9% | 13,885 | 0.0% | 0.02% | +25.0% | |
| DDT | Sell | DILLARDS CAP TR I 7.5%38 CAP SECS Dpreferred stock | $355,000 | -26.0% | 13,719 | -25.7% | 0.02% | -5.0% |
| HCA | HCA INC | $356,000 | +24.9% | 5,050 | 0.0% | 0.02% | +58.3% | |
| MDU | Sell | M D U RESOURCES GROUP | $356,000 | -23.1% | 12,797 | -3.0% | 0.02% | -5.0% |
| MMM | 3M COMPANY | $350,000 | -1.1% | 2,471 | 0.0% | 0.02% | +26.7% | |
| HYD | Sell | MARKET VECTORS HI YLD MUNI | $347,000 | -64.2% | 11,277 | -64.9% | 0.02% | -56.1% |
| C | Sell | CITIGROUP INC | $329,000 | +1.9% | 6,351 | -7.3% | 0.02% | +28.6% |
| ARLP | ALLIANCE RESOURCE PARTNERS L P UNIT | $343,000 | -8.0% | 8,000 | 0.0% | 0.02% | +12.5% | |
| MWOCL | MORGAN STANLEY CAP 5.75%preferred stock | $339,000 | 0.0% | 13,550 | 0.0% | 0.02% | +28.6% | |
| PEP | Sell | PEPSICO INC | $341,000 | +4.0% | 3,660 | -0.2% | 0.02% | +28.6% |
| CGNX | COGNEX CORPORATION | $322,000 | +4.9% | 8,000 | 0.0% | 0.02% | +30.8% | |
| PPL | Sell | PPL CORPORATION | $324,000 | -43.8% | 9,867 | -39.1% | 0.02% | -32.0% |
| ABBV | Sell | ABBVIE INC | $312,000 | +0.3% | 5,400 | -2.0% | 0.02% | +30.8% |
| VNODCL | Buy | VORNADO RLTY LP 7.875%39 PINES DUEpreferred stock | $315,000 | +0.3% | 12,458 | +1.3% | 0.02% | +30.8% |
| MON | Sell | MONSANTO CO NEW | $308,000 | -10.5% | 2,740 | -0.7% | 0.02% | +6.7% |
| PREPRECL | PARTNERRE LTD 7.25% PFD Epreferred stock | $290,000 | +0.3% | 10,800 | 0.0% | 0.02% | +25.0% | |
| SLCA | New | US SILICA HOLDINGS INC | $277,000 | – | 4,439 | +100.0% | 0.02% | – |
| M | MACY'S INC | $279,000 | +0.4% | 4,790 | 0.0% | 0.02% | +25.0% | |
| CAT | Sell | CATERPILLAR INC | $264,000 | -10.8% | 2,668 | -2.1% | 0.01% | +7.7% |
| HSBCPRA | HSBC HOLDINGS 6.20%preferred stock | $256,000 | -0.8% | 10,165 | 0.0% | 0.01% | +27.3% | |
| AMJ | Sell | JP MORGAN ALERIAN MLP INDEX | $242,000 | +0.4% | 4,550 | -1.1% | 0.01% | +30.0% |
| AGMPRA | Sell | FARMER MAC PFD 5.875% SERIESpreferred stock | $242,000 | -2.8% | 10,075 | -4.8% | 0.01% | +18.2% |
| RF | REGIONS FINANCIAL CORP COM | $251,000 | -5.6% | 25,000 | 0.0% | 0.01% | +18.2% | |
| AMGN | New | AMGEN INC | $249,000 | – | 1,770 | +100.0% | 0.01% | – |
| MSJCL | M S CAP TRUST VI 6.60%46 CAP SECS Dpreferred stock | $227,000 | -0.4% | 8,900 | 0.0% | 0.01% | +20.0% | |
| EXXIQ | Sell | ENERGY XXI LTD | $223,000 | -53.2% | 19,650 | -2.5% | 0.01% | -40.0% |
| DIS | Buy | DISNEY WALT CO | $231,000 | +6.9% | 2,598 | +3.2% | 0.01% | +33.3% |
| POM | PEPCO HOLDINGS INC | $227,000 | -2.6% | 8,488 | 0.0% | 0.01% | +20.0% | |
| KEY | KEYCORP | $216,000 | -6.9% | 16,216 | 0.0% | 0.01% | +10.0% | |
| MJN | Sell | MEAD JOHNSON NUTRITION | $212,000 | -0.5% | 2,203 | -3.6% | 0.01% | +22.2% |
| PJH | PRUDENTIAL FIN 5.750% 12/15/12 SERpreferred stock | $215,000 | -0.9% | 8,700 | 0.0% | 0.01% | +22.2% | |
| ALLPRCCL | Buy | ALLSTATE 6.75% SER C PERPpreferred stock | $206,000 | +1.0% | 7,900 | +2.6% | 0.01% | +22.2% |
| HHS | HARTE-HANKS INC COM | $205,000 | -11.3% | 32,168 | 0.0% | 0.01% | +10.0% | |
| NYCB | NEW YORK COMMUNITY BANCORP INC | $178,000 | -0.6% | 11,200 | 0.0% | 0.01% | +12.5% | |
| WNEA | WIND ENERGY AMERICA INC | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| Exit | CENTRIC FINANCIAL COR | $0 | – | -17,819 | -100.0% | 0.00% | – | |
| Exit | 100000THS KINDER MOR | $0 | – | -64,634 | -100.0% | 0.00% | – | |
| EMR | Exit | EMERSON ELECTRIC CO | $0 | – | -3,160 | -100.0% | -0.01% | – |
| GSPRICL | Exit | GOLDMAN SACHS GROUP PERPETUAL 5.95%preferred stock | $0 | – | -8,200 | -100.0% | -0.01% | – |
| DXBCL | Exit | DB CAP TRST II 6.55%preferred stock | $0 | – | -7,700 | -100.0% | -0.01% | – |
| PVH | Exit | PVH CORP | $0 | – | -1,861 | -100.0% | -0.01% | – |
| Exit | FIRST REPUBLIC BANK PFD 6.7% SERIESpreferred stock | $0 | – | -7,730 | -100.0% | -0.01% | – | |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -2,171 | -100.0% | -0.01% | – |
| 3705SC | Exit | COMMONWEALTH REIT PFD 5.75%preferred stock | $0 | – | -27,475 | -100.0% | -0.03% | – |
| GTLS | Exit | CHART INDUSTRIES INC | $0 | – | -16,540 | -100.0% | -0.06% | – |
| PNR | Exit | PENTAIR PLC | $0 | – | -21,798 | -100.0% | -0.07% | – |
| 3101SC | Exit | COMMONWEALTH REIT COM | $0 | – | -702,295 | -100.0% | -0.79% | – |
| GNW | Exit | GENWORTH FINL INC COM CL A | $0 | – | -1,099,353 | -100.0% | -0.82% | – |
| HTZ | Exit | HERTZ GLOBAL HOLDINGS INC | $0 | – | -735,741 | -100.0% | -0.88% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON F N Y REGISTR | $0 | – | -381,303 | -100.0% | -1.11% | – |
| CTSH | Exit | COGNIZANT TECH SOL CL A | $0 | – | -1,171,027 | -100.0% | -2.44% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 38 | Q3 2022 | 5.5% |
| MICROSOFT CORP | 38 | Q3 2022 | 5.3% |
| HOME DEPOT INC COM | 38 | Q3 2022 | 4.0% |
| BERKSHIRE HATHAWAY INC DEL | 38 | Q3 2022 | 3.7% |
| META PLATFORMS INC | 38 | Q3 2022 | 4.2% |
| MICROCHIP TECHNOLOGY INC. | 38 | Q3 2022 | 3.1% |
| NEXTERA ENERGY INC CO | 38 | Q3 2022 | 3.6% |
| PFIZER INC | 38 | Q3 2022 | 3.3% |
| LOCKHEED MARTIN CORP | 38 | Q3 2022 | 4.0% |
| JOHNSON & JOHNSON | 38 | Q3 2022 | 3.0% |
View ROOSEVELT INVESTMENT GROUP LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-02-02 |
| 13F-HR | 2021-11-05 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-05-04 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-12 |
| 13F-HR | 2020-08-11 |
View ROOSEVELT INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.