$2.21 Billion is the total value of ROOSEVELT INVESTMENT GROUP LLC's 262 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 22.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MS | Sell | MORGAN STANLEY | $78,648,000 | +11.5% | 2,507,921 | -4.1% | 3.55% | +13.4% |
| HD | Sell | HOME DEPOT INC | $72,715,000 | +2.6% | 883,105 | -5.5% | 3.28% | +4.3% |
| CBI | Sell | CHICAGO BRIDGE & IRON F N Y REGISTRamerican depository | $70,163,000 | +20.1% | 843,910 | -2.1% | 3.17% | +22.1% |
| HTZ | Sell | HERTZ GLOBAL HOLDINGS INC | $68,228,000 | +0.6% | 2,383,928 | -22.1% | 3.08% | +2.3% |
| PFE | Sell | PFIZER INC | $65,485,000 | -0.3% | 2,137,946 | -6.5% | 2.96% | +1.3% |
| WFC | Sell | WELLS FARGO & CO NEW | $65,055,000 | +5.1% | 1,432,934 | -4.3% | 2.94% | +6.8% |
| FB | Sell | FACEBOOK INC | $60,817,000 | -35.2% | 1,112,868 | -40.5% | 2.75% | -34.1% |
| CELG | Sell | CELGENE CORP | $58,643,000 | +2.8% | 347,065 | -6.2% | 2.65% | +4.5% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $52,297,000 | +4.5% | 1,168,644 | -5.9% | 2.36% | +6.2% |
| RTN | Sell | RAYTHEON CO COM NEW | $50,479,000 | +12.1% | 556,544 | -4.8% | 2.28% | +13.9% |
| EOG | Sell | E O G RESOURCES INC | $47,774,000 | -5.5% | 284,640 | -4.7% | 2.16% | -4.0% |
| NMR | Sell | NOMURA HLDGS INC SPONSORED ADRamerican depository | $45,387,000 | -9.0% | 5,841,291 | -8.5% | 2.05% | -7.5% |
| OCN | Sell | OCWEN FINL CORP COM | $42,723,000 | -6.8% | 770,480 | -6.3% | 1.93% | -5.3% |
| LLY | Sell | ELI LILLY & CO | $38,772,000 | -23.2% | 760,228 | -24.2% | 1.75% | -21.9% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $38,681,000 | -29.8% | 140,536 | -20.2% | 1.75% | -28.6% |
| KSU | Sell | KANSAS CITY SOUTHERN NEW | $38,352,000 | +6.4% | 309,716 | -6.0% | 1.73% | +8.2% |
| BRCM | Sell | BROADCOM CORP CL A | $36,996,000 | +3.6% | 1,247,963 | -9.1% | 1.67% | +5.2% |
| KMR | Sell | KINDER MORGAN MGMT LLC | $34,731,000 | -3.9% | 459,043 | -4.8% | 1.57% | -2.3% |
| CREE | Sell | CREE INC | $29,118,000 | -33.7% | 465,745 | -36.2% | 1.32% | -32.6% |
| EBAY | Sell | EBAY INC | $25,012,000 | -51.0% | 455,883 | -50.1% | 1.13% | -50.2% |
| ADM | Sell | ARCHER-DANIELS-MIDLAND CO | $24,886,000 | -46.7% | 573,418 | -54.8% | 1.12% | -45.8% |
| AIG | Sell | AMERICAN INTL GROUP COM | $23,084,000 | -52.3% | 452,184 | -54.5% | 1.04% | -51.5% |
| OILNF | Sell | IPATH GOLDMAN SACHS CRUDE OIL ETNexchange traded fund | $18,406,000 | -62.7% | 796,109 | -60.9% | 0.83% | -62.1% |
| CME | Sell | CME GROUP INC CL A CLASS A | $15,004,000 | +0.1% | 191,230 | -5.8% | 0.68% | +1.7% |
| EPD | Sell | ENTERPRISE PRD PRTNRS LP | $9,650,000 | +7.2% | 145,552 | -1.4% | 0.44% | +9.0% |
| MCD | Sell | MC DONALDS CORP | $8,971,000 | -15.3% | 92,457 | -16.0% | 0.40% | -13.8% |
| MCHI | Sell | ISHARES MSCI CHINA INDEX FUNDexchange traded fund | $8,483,000 | -7.4% | 182,328 | -16.6% | 0.38% | -5.9% |
| PM | Sell | PHILIP MORRIS INTL INC | $7,878,000 | -2.1% | 90,413 | -2.8% | 0.36% | -0.6% |
| WPRT | Sell | WESTPORT INNOVATIONS COM NEW | $7,094,000 | -25.3% | 361,775 | -7.8% | 0.32% | -24.2% |
| 6699SC | Sell | Ishares Inc MSCI United Kingdom Indexchange traded fund | $4,696,000 | -2.8% | 233,155 | -10.9% | 0.21% | -1.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,493,000 | +5.1% | 49,054 | -0.5% | 0.20% | +6.8% |
| IBM | Sell | INTL BUSINESS MACHINES | $4,123,000 | -66.1% | 21,982 | -66.6% | 0.19% | -65.6% |
| DTTCL | Sell | DEUTSCHE BANK 6.625% PFD CAPITAL FNpreferred stock | $3,987,000 | -1.6% | 160,370 | -2.4% | 0.18% | 0.0% |
| TYC | Sell | TYCO INTL LTD | $3,846,000 | -45.0% | 93,714 | -53.1% | 0.17% | -44.1% |
| SWJCL | Sell | STANLEY BLACK & DECKER I PFD 5.75%preferred stock | $3,825,000 | -19.6% | 178,915 | -17.2% | 0.17% | -18.0% |
| EPOL | Sell | Ishares Trust MSCI Poland Investablexchange traded fund | $3,685,000 | -7.9% | 127,412 | -19.3% | 0.17% | -6.7% |
| KMI | Sell | KINDER MORGAN INC | $3,221,000 | -1.3% | 89,470 | -2.5% | 0.14% | 0.0% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $3,195,000 | -44.3% | 68,690 | -43.9% | 0.14% | -43.5% |
| DFSPRBCL | Sell | DISCOVER FIN SVS 6.50% SER Bpreferred stock | $3,012,000 | -23.0% | 130,750 | -21.4% | 0.14% | -21.8% |
| TUR | Sell | Ishares Inc MSCI Turkey Index Fundexchange traded fund | $2,760,000 | -42.2% | 50,734 | -38.1% | 0.12% | -41.0% |
| JPMPRCCL | Sell | JP MORGAN CHASE 6.70%40 GTD CAP SECpreferred stock | $2,588,000 | -8.4% | 102,195 | -8.1% | 0.12% | -7.1% |
| EWP | Sell | Ishares Inc MSCI Spain Index Fundexchange traded fund | $2,458,000 | +10.5% | 67,676 | -6.9% | 0.11% | +12.1% |
| VZ | Sell | VERIZON COMMUNICATIONS | $2,400,000 | +5.2% | 48,849 | -0.1% | 0.11% | +6.9% |
| MDLZ | Sell | MONDELEZ INTERNMATIONAL INC | $2,383,000 | +8.8% | 67,498 | -3.2% | 0.11% | +11.3% |
| HSEBCL | Sell | HSBC HLDGS PLC 8% PFD E PERPETUAL Spreferred stock | $2,330,000 | -4.5% | 86,499 | -4.1% | 0.10% | -2.8% |
| USBPRM | Sell | US BANCORP PFD SERIES F 6.50%preferred stock | $2,192,000 | -9.1% | 83,355 | -10.2% | 0.10% | -7.5% |
| STR | Sell | QUESTAR CORP | $2,140,000 | -0.5% | 93,076 | -2.7% | 0.10% | +1.0% |
| LNG | Sell | CHENIERE ENERGY INC | $2,036,000 | +22.4% | 47,212 | -3.2% | 0.09% | +24.3% |
| KRFT | Sell | KRAFT FOODS GROUP, INC | $1,694,000 | +2.4% | 31,432 | -0.3% | 0.08% | +4.1% |
| DUK | Sell | DUKE ENERGY CORP NEW | $1,656,000 | +2.5% | 24,000 | -0.8% | 0.08% | +4.2% |
| AEFCL | Sell | AEGON NV PFD PERP 7.25%preferred stock | $1,587,000 | -3.5% | 62,565 | -4.7% | 0.07% | -1.4% |
| SO | Sell | THE SOUTHERN COMPANY | $1,583,000 | -2.3% | 38,500 | -2.2% | 0.07% | -1.4% |
| NRP | Sell | NATURAL RESOURCE PTNR LP | $1,550,000 | +3.7% | 77,750 | -0.9% | 0.07% | +6.1% |
| PSAPRQCL | Sell | PUBLIC STORAGE 6.5% PFD PERP SERIESpreferred stock | $1,541,000 | -29.5% | 65,951 | -24.0% | 0.07% | -27.8% |
| Sell | OMNICARE INC 3.25%35 CVT PUT DUE 12convertible bonds | $1,526,000 | -21.3% | 1,426,000 | -21.9% | 0.07% | -19.8% | |
| UPS | Sell | UNITED PARCEL SVC INC CL B | $1,374,000 | +13.5% | 13,078 | -1.4% | 0.06% | +14.8% |
| ABC | Sell | AMERISOURCEBERGEN CORP COM | $1,298,000 | +8.3% | 18,463 | -5.9% | 0.06% | +11.3% |
| EXXIQ | Sell | ENERGY XXI LTD | $1,255,000 | -96.3% | 46,385 | -95.8% | 0.06% | -96.2% |
| INTC | Sell | INTEL CORP | $1,233,000 | +13.3% | 47,500 | -0.0% | 0.06% | +16.7% |
| PL | Sell | PROTECTIVE LIFE CORP | $1,216,000 | -13.4% | 24,000 | -27.3% | 0.06% | -11.3% |
| SRCL | Sell | STERICYCLE INC | $1,170,000 | +0.2% | 10,075 | -0.5% | 0.05% | +1.9% |
| HEP | Sell | HOLLY ENERGY PARTNERS | $1,124,000 | -22.4% | 34,752 | -20.7% | 0.05% | -20.3% |
| EMZCL | Sell | ENTERGY MISSISSIPPI 2051 1ST MTG BNpreferred stock | $1,129,000 | -16.9% | 47,300 | -16.5% | 0.05% | -15.0% |
| EWY | Sell | Ishares Inc MSCI South Korea Indx Fexchange traded fund | $1,093,000 | -7.8% | 16,901 | -12.4% | 0.05% | -7.5% |
| BRKA | Sell | BERKSHIRE HATHAWAY CL A | $978,000 | -18.0% | 6 | -14.3% | 0.04% | -17.0% |
| PVR | Sell | PVR Partners LP | $975,000 | +16.1% | 36,330 | -0.0% | 0.04% | +18.9% |
| ITC | Sell | ITC HOLDINGS CORP | $929,000 | +0.7% | 9,700 | -1.4% | 0.04% | +2.4% |
| CCVCL | Sell | COMCAST CORP PFD 5.0% 12/15/61 SERIpreferred stock | $898,000 | -44.5% | 43,495 | -42.9% | 0.04% | -43.1% |
| HUSIPRGCL | Sell | HSBC USA INC SERIES G ADJ RATEpreferred stock | $881,000 | -17.0% | 43,440 | -14.9% | 0.04% | -14.9% |
| CI | Sell | C I G N A CORP | $828,000 | +13.0% | 9,462 | -0.8% | 0.04% | +12.1% |
| CVX | Sell | CHEVRON CORPORATION | $779,000 | -0.4% | 6,240 | -3.1% | 0.04% | 0.0% |
| SPGPRJ | Sell | SIMON PPTY GP 8.375% SER J PFDpreferred stock | $759,000 | -10.6% | 12,540 | -5.2% | 0.03% | -10.5% |
| ROP | Sell | ROPER INDUSTRIES INC | $742,000 | -4.0% | 5,347 | -8.2% | 0.03% | 0.0% |
| EWO | Sell | Ishares Inc MSCI Austria Investableexchange traded fund | $692,000 | +0.4% | 35,431 | -10.0% | 0.03% | 0.0% |
| IP | Sell | INTERNATIONAL PAPER CO | $683,000 | +8.8% | 13,925 | -0.7% | 0.03% | +10.7% |
| COFPRPCL | Sell | CAPITAL ONE FINANCIAL CO PFD 6.00%preferred stock | $652,000 | -25.5% | 30,010 | -25.0% | 0.03% | -25.6% |
| BAC | Sell | BANK OF AMERICA CORP | $622,000 | +2.8% | 39,970 | -8.9% | 0.03% | +3.7% |
| EWC | Sell | Ishares Inc MSCI Cda Index Fdexchange traded fund | $588,000 | -42.6% | 20,518 | -45.8% | 0.03% | -40.0% |
| PKE | Sell | PARK ELECTROCHEMICAL COM | $559,000 | -49.9% | 19,450 | -50.1% | 0.02% | -50.0% |
| ACN | Sell | ACCENTURE LTD - CL A | $520,000 | -42.7% | 6,328 | -48.7% | 0.02% | -42.5% |
| STTPRCCL | Sell | STATE STREET CORP 5.25% SERIES Cpreferred stock | $498,000 | -10.6% | 24,075 | -11.6% | 0.02% | -12.0% |
| BBTPRECL | Sell | BB&T CORPORATION PFD 5.625% SER Epreferred stock | $482,000 | -24.0% | 23,670 | -23.2% | 0.02% | -21.4% |
| WFCPRN | Sell | WELLS FARGO & CO NEW DEP SHS REPSTGpreferred stock | $475,000 | -31.1% | 23,655 | -27.8% | 0.02% | -32.3% |
| TCBIL | Sell | TEXAS CAPITAL BK 6.50% 9/1/42 SERpreferred stock | $428,000 | -23.7% | 20,330 | -22.4% | 0.02% | -24.0% |
| SLMAP | Sell | SLM CORP 6.97% PFD SERIES A 12/31/4preferred stock | $395,000 | -38.1% | 8,694 | -34.9% | 0.02% | -35.7% |
| CPRN | Sell | CITIGROUP CAPITAL XIII PFD 7.875%preferred stock | $390,000 | -15.4% | 14,310 | -14.9% | 0.02% | -10.0% |
| DEO | Sell | DIAGEO PLC NEW ADRamerican depository | $358,000 | -3.0% | 2,700 | -7.2% | 0.02% | 0.0% |
| MRK | Sell | MERCK & CO INC NEW | $329,000 | -10.1% | 6,579 | -14.5% | 0.02% | -6.2% |
| PVH | Sell | PVH CORP | $310,000 | -5.2% | 2,276 | -17.6% | 0.01% | -6.7% |
| MWOCL | Sell | MORGAN STANLEY CAP 5.75%preferred stock | $303,000 | -6.8% | 13,550 | -2.2% | 0.01% | 0.0% |
| VNODCL | Sell | VORNADO RLTY LP 7.875%39 PINES DUEpreferred stock | $318,000 | -17.6% | 12,245 | -17.0% | 0.01% | -17.6% |
| PREPRECL | Sell | PARTNERRE LTD 7.25% PFD Epreferred stock | $281,000 | -8.2% | 11,100 | -9.0% | 0.01% | -7.1% |
| HSBCPRA | Sell | HSBC HOLDINGS 6.20%preferred stock | $295,000 | -3.0% | 11,950 | -3.2% | 0.01% | -7.1% |
| WNR | Sell | WESTERN REFNG INC COM | $289,000 | -9.4% | 6,810 | -35.9% | 0.01% | -7.1% |
| MPC | Sell | MARATHON PETROLEUM CORPORATION | $260,000 | -30.3% | 2,835 | -51.1% | 0.01% | -29.4% |
| KEY | Sell | KEYCORP | $246,000 | +15.5% | 18,356 | -2.2% | 0.01% | +22.2% |
| HHS | Sell | HARTE-HANKS INC COM | $252,000 | -55.9% | 32,168 | -50.3% | 0.01% | -56.0% |
| MJN | Sell | MEAD JOHNSON NUTRITION | $252,000 | -95.0% | 3,003 | -95.5% | 0.01% | -95.0% |
| AGMPRA | Sell | FARMER MAC PFD 5.875% SERIESpreferred stock | $228,000 | -34.9% | 12,060 | -30.1% | 0.01% | -37.5% |
| CPSS | Exit | CONSUMER PORTFOLIO | $0 | – | -12,000 | -100.0% | -0.00% | – |
| CEMI | Exit | CHEMBIO DIAGNOSTICS INC | $0 | – | -18,750 | -100.0% | -0.00% | – |
| NBG | Exit | NATIONAL BK GREECE SA SPONSORED ADRamerican depository | $0 | – | -22,053 | -100.0% | -0.00% | – |
| EWM | Exit | Ishares Inc MSCI Malaysia Free Indeexchange traded fund | $0 | – | -11,313 | -100.0% | -0.01% | – |
| GSPRICL | Exit | GOLDMAN SACHS GROUP PERPETUAL 5.95%preferred stock | $0 | – | -9,000 | -100.0% | -0.01% | – |
| JCI | Exit | JOHNSON CONTROLS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| PPLPRW | Exit | PPL CORP 8.75% CONVERTIBLE PFDpreferred stock | $0 | – | -3,725 | -100.0% | -0.01% | – |
| VLO | Exit | VALERO ENERGY CORP NEW COM | $0 | – | -6,582 | -100.0% | -0.01% | – |
| BBD | Exit | BANCO BRADESCO SPONSORED ADRamerican depository | $0 | – | -17,805 | -100.0% | -0.01% | – |
| ABV | Exit | COMPANHIA DE BEBIDAS DAS AMERICAS | $0 | – | -7,914 | -100.0% | -0.01% | – |
| HLNQ | Exit | HILTON HOTELS PFD 8%preferred stock | $0 | – | -11,682 | -100.0% | -0.01% | – |
| MNST | Exit | MONSTER BEVERAGE CORP | $0 | – | -5,566 | -100.0% | -0.01% | – |
| Exit | CLEARWIRE COMM LLC 144Aconvertible bonds | $0 | – | -300,000 | -100.0% | -0.02% | – | |
| BMA | Exit | Banco Macro Sa Sponsored ADR Represamerican depository | $0 | – | -15,000 | -100.0% | -0.02% | – |
| THD | Exit | Ishares Inc MSCI Thailand Index Funexchange traded fund | $0 | – | -5,356 | -100.0% | -0.02% | – |
| EPI | Exit | WISDOMTREE INDIA EARNINGSexchange traded fund | $0 | – | -27,278 | -100.0% | -0.02% | – |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -10,906 | -100.0% | -0.03% | – |
| EWA | Exit | Ishares Inc MSCI Australia Index Fdexchange traded fund | $0 | – | -33,573 | -100.0% | -0.04% | – |
| BX | Exit | BLACKSTONE GROUP LP | $0 | – | -51,900 | -100.0% | -0.06% | – |
| F | Exit | FORD MOTOR COMPANY | $0 | – | -114,470 | -100.0% | -0.09% | – |
| PALL | Exit | ETFS PHYS PALLADIUM ETF SHARES | $0 | – | -50,875 | -100.0% | -0.16% | – |
| SDS | Exit | PROSHS ULTRASHRT S&P500 PROSHARES T | $0 | – | -127,992 | -100.0% | -0.21% | – |
| TLT | Exit | ISHARESTRUST | $0 | – | -78,369 | -100.0% | -0.37% | – |
| EWZ | Exit | Ishares Inc MSCI Brazil Free Indexexchange traded fund | $0 | – | -190,362 | -100.0% | -0.38% | – |
| EEV | Exit | PROSHARES ULTRASHORT MSCI EMERGINGexchange traded fund | $0 | – | -567,350 | -100.0% | -0.56% | – |
| ZROZ | Exit | PIMCO EXCH TRADED FUND 25+ YR ZERO | $0 | – | -200,527 | -100.0% | -0.79% | – |
| SLM | Exit | SLM CORPORATION | $0 | – | -825,506 | -100.0% | -0.91% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -416,314 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 38 | Q3 2022 | 5.5% |
| MICROSOFT CORP | 38 | Q3 2022 | 5.3% |
| HOME DEPOT INC COM | 38 | Q3 2022 | 4.0% |
| BERKSHIRE HATHAWAY INC DEL | 38 | Q3 2022 | 3.7% |
| META PLATFORMS INC | 38 | Q3 2022 | 4.2% |
| MICROCHIP TECHNOLOGY INC. | 38 | Q3 2022 | 3.1% |
| NEXTERA ENERGY INC CO | 38 | Q3 2022 | 3.6% |
| PFIZER INC | 38 | Q3 2022 | 3.3% |
| LOCKHEED MARTIN CORP | 38 | Q3 2022 | 4.0% |
| JOHNSON & JOHNSON | 38 | Q3 2022 | 3.0% |
View ROOSEVELT INVESTMENT GROUP LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-02-02 |
| 13F-HR | 2021-11-05 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-05-04 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-12 |
| 13F-HR | 2020-08-11 |
View ROOSEVELT INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.