$2.21 Billion is the total value of ROOSEVELT INVESTMENT GROUP LLC's 262 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was 19.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DFS | Buy | DISCOVER FINANCIAL SVCS | $81,936,000 | +17.6% | 1,464,442 | +6.3% | 3.70% | +19.6% |
| MS | Sell | MORGAN STANLEY | $78,648,000 | +11.5% | 2,507,921 | -4.1% | 3.55% | +13.4% |
| HD | Sell | HOME DEPOT INC | $72,715,000 | +2.6% | 883,105 | -5.5% | 3.28% | +4.3% |
| CBI | Sell | CHICAGO BRIDGE & IRON F N Y REGISTRamerican depository | $70,163,000 | +20.1% | 843,910 | -2.1% | 3.17% | +22.1% |
| BIIB | Buy | BIOGEN IDEC INC | $68,315,000 | +27.5% | 244,357 | +9.8% | 3.08% | +29.6% |
| HTZ | Sell | HERTZ GLOBAL HOLDINGS INC | $68,228,000 | +0.6% | 2,383,928 | -22.1% | 3.08% | +2.3% |
| DXJ | Buy | WISDOMTREE JAPAN HEDGED EQUITY FUNDexchange traded fund | $66,476,000 | +22.3% | 1,307,558 | +15.3% | 3.00% | +24.3% |
| PFE | Sell | PFIZER INC | $65,485,000 | -0.3% | 2,137,946 | -6.5% | 2.96% | +1.3% |
| WFC | Sell | WELLS FARGO & CO NEW | $65,055,000 | +5.1% | 1,432,934 | -4.3% | 2.94% | +6.8% |
| LYB | Buy | LYONDELLBASELL INDS F CLASS A | $64,834,000 | +24.7% | 807,600 | +13.7% | 2.93% | +26.7% |
| FB | Sell | FACEBOOK INC | $60,817,000 | -35.2% | 1,112,868 | -40.5% | 2.75% | -34.1% |
| CELG | Sell | CELGENE CORP | $58,643,000 | +2.8% | 347,065 | -6.2% | 2.65% | +4.5% |
| GNCIQ | Buy | GNC HOLDINGS INC | $57,496,000 | +22.5% | 983,676 | +14.5% | 2.60% | +24.6% |
| CTSH | Buy | COGNIZANT TECH SOL CL A | $53,043,000 | +46.1% | 525,282 | +18.8% | 2.40% | +48.6% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $52,297,000 | +4.5% | 1,168,644 | -5.9% | 2.36% | +6.2% |
| RTN | Sell | RAYTHEON CO COM NEW | $50,479,000 | +12.1% | 556,544 | -4.8% | 2.28% | +13.9% |
| EOG | Sell | E O G RESOURCES INC | $47,774,000 | -5.5% | 284,640 | -4.7% | 2.16% | -4.0% |
| SSYS | Buy | STRATASYS | $46,698,000 | +145.4% | 346,680 | +84.5% | 2.11% | +149.5% |
| NMR | Sell | NOMURA HLDGS INC SPONSORED ADRamerican depository | $45,387,000 | -9.0% | 5,841,291 | -8.5% | 2.05% | -7.5% |
| OCN | Sell | OCWEN FINL CORP COM | $42,723,000 | -6.8% | 770,480 | -6.3% | 1.93% | -5.3% |
| ETN | Buy | EATON CORPORATION | $39,788,000 | +38.3% | 522,701 | +25.1% | 1.80% | +40.5% |
| LLY | Sell | ELI LILLY & CO | $38,772,000 | -23.2% | 760,228 | -24.2% | 1.75% | -21.9% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $38,681,000 | -29.8% | 140,536 | -20.2% | 1.75% | -28.6% |
| KSU | Sell | KANSAS CITY SOUTHERN NEW | $38,352,000 | +6.4% | 309,716 | -6.0% | 1.73% | +8.2% |
| WDAY | Buy | WORKDAY, INC | $38,083,000 | +24.3% | 457,948 | +20.9% | 1.72% | +26.3% |
| IBN | Buy | ICICI BANK LTD ADR F SPONSORED ADRamerican depository | $37,208,000 | +46.0% | 1,001,012 | +19.7% | 1.68% | +48.4% |
| BRCM | Sell | BROADCOM CORP CL A | $36,996,000 | +3.6% | 1,247,963 | -9.1% | 1.67% | +5.2% |
| KMR | Sell | KINDER MORGAN MGMT LLC | $34,731,000 | -3.9% | 459,043 | -4.8% | 1.57% | -2.3% |
| CREE | Sell | CREE INC | $29,118,000 | -33.7% | 465,745 | -36.2% | 1.32% | -32.6% |
| CIT | Buy | C I T GROUP INC NEW | $28,080,000 | +105.9% | 538,654 | +92.6% | 1.27% | +109.2% |
| EBAY | Sell | EBAY INC | $25,012,000 | -51.0% | 455,883 | -50.1% | 1.13% | -50.2% |
| ADM | Sell | ARCHER-DANIELS-MIDLAND CO | $24,886,000 | -46.7% | 573,418 | -54.8% | 1.12% | -45.8% |
| PRLB | Buy | PROTO LABS INC | $24,162,000 | +33.5% | 339,451 | +43.3% | 1.09% | +35.7% |
| INCY | New | INCYTE CORP | $24,071,000 | – | 475,434 | +100.0% | 1.09% | – |
| AIG | Sell | AMERICAN INTL GROUP COM | $23,084,000 | -52.3% | 452,184 | -54.5% | 1.04% | -51.5% |
| TKR | Buy | TIMKEN CO COM | $22,395,000 | +30.8% | 406,659 | +43.4% | 1.01% | +32.9% |
| FANUY | New | FANUC LTD UNSPON ADRamerican depository | $20,312,000 | – | 662,262 | +100.0% | 0.92% | – |
| OILNF | Sell | IPATH GOLDMAN SACHS CRUDE OIL ETNexchange traded fund | $18,406,000 | -62.7% | 796,109 | -60.9% | 0.83% | -62.1% |
| V | New | VISA INC CL A CLASS A | $17,891,000 | – | 80,346 | +100.0% | 0.81% | – |
| AAPL | Buy | APPLE INC | $15,994,000 | +21.4% | 28,509 | +3.1% | 0.72% | +23.4% |
| CME | Sell | CME GROUP INC CL A CLASS A | $15,004,000 | +0.1% | 191,230 | -5.8% | 0.68% | +1.7% |
| GE | Buy | GENERAL ELECTRIC COMPANY | $14,288,000 | +24.1% | 509,753 | +5.8% | 0.64% | +26.2% |
| GOOGL | Buy | GOOGLE INC CLASS A | $12,401,000 | +74.0% | 11,065 | +35.9% | 0.56% | +76.7% |
| NVO | Buy | NOVO-NORDISK A-S ADRamerican depository | $11,704,000 | +9.4% | 63,347 | +0.2% | 0.53% | +11.2% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $9,722,000 | +16.2% | 182,907 | +1.2% | 0.44% | +18.0% |
| EPD | Sell | ENTERPRISE PRD PRTNRS LP | $9,650,000 | +7.2% | 145,552 | -1.4% | 0.44% | +9.0% |
| PCP | Buy | PRECISION CASTPARTS CORP | $9,513,000 | +19.2% | 35,326 | +0.6% | 0.43% | +21.5% |
| MCD | Sell | MC DONALDS CORP | $8,971,000 | -15.3% | 92,457 | -16.0% | 0.40% | -13.8% |
| MA | Buy | MASTERCARD INC | $8,648,000 | +55.3% | 10,351 | +25.0% | 0.39% | +57.9% |
| MCHI | Sell | ISHARES MSCI CHINA INDEX FUNDexchange traded fund | $8,483,000 | -7.4% | 182,328 | -16.6% | 0.38% | -5.9% |
| NEE | Buy | NEXTERA ENERGY INC | $7,988,000 | +8.2% | 93,299 | +1.2% | 0.36% | +10.1% |
| PM | Sell | PHILIP MORRIS INTL INC | $7,878,000 | -2.1% | 90,413 | -2.8% | 0.36% | -0.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY CL B | $7,349,000 | +10.7% | 61,985 | +6.0% | 0.33% | +12.5% |
| WPRT | Sell | WESTPORT INNOVATIONS COM NEW | $7,094,000 | -25.3% | 361,775 | -7.8% | 0.32% | -24.2% |
| COG | Buy | CABOT OIL & GAS CORP COM | $6,758,000 | +7.7% | 174,366 | +3.7% | 0.30% | +9.3% |
| EWJ | Buy | Ishares Inc MSCI Japan Index Fdexchange traded fund | $6,237,000 | +4.4% | 519,322 | +0.1% | 0.28% | +6.4% |
| NOV | Buy | NATIONAL OILWELL VARCO | $5,067,000 | +2.8% | 63,718 | +1.0% | 0.23% | +4.6% |
| AET | AETNA US HEALTHCARE INC COM | $4,894,000 | +7.1% | 71,357 | 0.0% | 0.22% | +8.9% | |
| SPY | Buy | S P D R S&P 500 ETF TR EXPIRING 01/ | $4,886,000 | +1185.8% | 26,453 | +1067.9% | 0.22% | +1200.0% |
| ROST | Buy | ROSS STORES INC COM | $4,717,000 | +456.2% | 62,952 | +439.9% | 0.21% | +460.5% |
| 6699SC | Sell | Ishares Inc MSCI United Kingdom Indexchange traded fund | $4,696,000 | -2.8% | 233,155 | -10.9% | 0.21% | -1.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,493,000 | +5.1% | 49,054 | -0.5% | 0.20% | +6.8% |
| NSRGY | Buy | Nestle S A Spnsd ADR Repsting Reg Samerican depository | $4,427,000 | +359.2% | 60,164 | +334.1% | 0.20% | +365.1% |
| IBM | Sell | INTL BUSINESS MACHINES | $4,123,000 | -66.1% | 21,982 | -66.6% | 0.19% | -65.6% |
| VNOPRJCL | Buy | VORNADO REALTY TRUST PFD 6.875% SERpreferred stock | $4,085,000 | +68.4% | 169,770 | +76.0% | 0.18% | +70.4% |
| DTTCL | Sell | DEUTSCHE BANK 6.625% PFD CAPITAL FNpreferred stock | $3,987,000 | -1.6% | 160,370 | -2.4% | 0.18% | 0.0% |
| TYC | Sell | TYCO INTL LTD | $3,846,000 | -45.0% | 93,714 | -53.1% | 0.17% | -44.1% |
| SWJCL | Sell | STANLEY BLACK & DECKER I PFD 5.75%preferred stock | $3,825,000 | -19.6% | 178,915 | -17.2% | 0.17% | -18.0% |
| EPOL | Sell | Ishares Trust MSCI Poland Investablexchange traded fund | $3,685,000 | -7.9% | 127,412 | -19.3% | 0.17% | -6.7% |
| USBPRNCL | Buy | US BANCORP PFD 6% SER Gpreferred stock | $3,621,000 | +16.4% | 132,315 | +14.5% | 0.16% | +18.1% |
| MSFT | Buy | MICROSOFT CORP | $3,414,000 | +14.7% | 91,264 | +2.0% | 0.15% | +16.7% |
| PSAPRRCL | Buy | PUBLIC STORAGE PFD R 6.35%preferred stock | $3,259,000 | +33.1% | 139,565 | +40.3% | 0.15% | +34.9% |
| KMI | Sell | KINDER MORGAN INC | $3,221,000 | -1.3% | 89,470 | -2.5% | 0.14% | 0.0% |
| HES | Buy | HESS CORP | $3,211,000 | +17.2% | 38,690 | +9.2% | 0.14% | +18.9% |
| PCL | Sell | PLUM CREEK TIMBER CO REIT | $3,195,000 | -44.3% | 68,690 | -43.9% | 0.14% | -43.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,150,000 | +46.0% | 53,871 | +29.0% | 0.14% | +47.9% |
| EWQ | Buy | Ishares Inc MSCI France Index Fdexchange traded fund | $3,147,000 | +17.7% | 114,315 | +5.9% | 0.14% | +19.3% |
| DFSPRBCL | Sell | DISCOVER FIN SVS 6.50% SER Bpreferred stock | $3,012,000 | -23.0% | 130,750 | -21.4% | 0.14% | -21.8% |
| EWG | Buy | Ishares MSCI Germany Index Fundexchange traded fund | $2,999,000 | +14.7% | 101,890 | +1.2% | 0.14% | +16.4% |
| GSFCL | Buy | GOLDMAN SACHS 6.125%60 SENIOR NT DUpreferred stock | $2,932,000 | +2.4% | 120,360 | +2.4% | 0.13% | +3.9% |
| NEEPRGCL | Buy | NEXTERA ENERGY CAPITAL 5.7%preferred stock | $2,882,000 | +15.4% | 137,900 | +17.3% | 0.13% | +17.1% |
| KIMPRICL | Buy | KIMCO REALTY CORP 6.00% PFD SERIESpreferred stock | $2,859,000 | +30.0% | 136,975 | +36.6% | 0.13% | +31.6% |
| CTQCL | Buy | QWEST CORP PFD 7.375%preferred stock | $2,816,000 | +28.4% | 121,740 | +38.8% | 0.13% | +30.9% |
| GILD | New | GILEAD SCIENCES INC. | $2,783,000 | – | 37,051 | +100.0% | 0.13% | – |
| TUR | Sell | Ishares Inc MSCI Turkey Index Fundexchange traded fund | $2,760,000 | -42.2% | 50,734 | -38.1% | 0.12% | -41.0% |
| PNCPRP | Buy | PNC FINANCIAL SERVICES 6.125% SERIEpreferred stock | $2,677,000 | +125.7% | 106,000 | +125.4% | 0.12% | +128.3% |
| JPMPRCCL | Sell | JP MORGAN CHASE 6.70%40 GTD CAP SECpreferred stock | $2,588,000 | -8.4% | 102,195 | -8.1% | 0.12% | -7.1% |
| LMT | LOCKHEED MARTIN CORP | $2,588,000 | +16.6% | 17,412 | 0.0% | 0.12% | +18.2% | |
| CAG | CONAGRA FOODS INC | $2,561,000 | +11.1% | 76,000 | 0.0% | 0.12% | +13.7% | |
| EWP | Sell | Ishares Inc MSCI Spain Index Fundexchange traded fund | $2,458,000 | +10.5% | 67,676 | -6.9% | 0.11% | +12.1% |
| RYN | Buy | RAYONIER INC WITH STOCK SPLIT SHARE | $2,411,000 | -22.5% | 57,265 | +2.4% | 0.11% | -21.0% |
| VZ | Sell | VERIZON COMMUNICATIONS | $2,400,000 | +5.2% | 48,849 | -0.1% | 0.11% | +6.9% |
| MDLZ | Sell | MONDELEZ INTERNMATIONAL INC | $2,383,000 | +8.8% | 67,498 | -3.2% | 0.11% | +11.3% |
| HSEBCL | Sell | HSBC HLDGS PLC 8% PFD E PERPETUAL Spreferred stock | $2,330,000 | -4.5% | 86,499 | -4.1% | 0.10% | -2.8% |
| LO | Buy | LORILLARD INC | $2,217,000 | +40.2% | 43,739 | +23.9% | 0.10% | +42.9% |
| USBPRM | Sell | US BANCORP PFD SERIES F 6.50%preferred stock | $2,192,000 | -9.1% | 83,355 | -10.2% | 0.10% | -7.5% |
| DOW | DOW CHEMICAL COMPANY | $2,161,000 | +15.7% | 48,666 | 0.0% | 0.10% | +18.1% | |
| STR | Sell | QUESTAR CORP | $2,140,000 | -0.5% | 93,076 | -2.7% | 0.10% | +1.0% |
| LNG | Sell | CHENIERE ENERGY INC | $2,036,000 | +22.4% | 47,212 | -3.2% | 0.09% | +24.3% |
| XOM | Buy | EXXON MOBIL CORPORATION | $1,997,000 | +17.7% | 19,737 | +0.1% | 0.09% | +20.0% |
| TGT | TARGET CORP | $1,978,000 | -1.1% | 31,270 | 0.0% | 0.09% | 0.0% | |
| RZA | Buy | REINSURANCE GROUP OF AMERICA 6.2% Ppreferred stock | $1,851,000 | +102.1% | 76,275 | +105.7% | 0.08% | +104.9% |
| TE | TECO ENERGY INC | $1,849,000 | +4.3% | 107,225 | 0.0% | 0.08% | +5.1% | |
| EWI | Buy | Ishares Inc MSCI Italy Index Fdexchange traded fund | $1,825,000 | +105.5% | 123,898 | +77.8% | 0.08% | +110.3% |
| PNR | Buy | PENTAIR INC | $1,740,000 | +21.0% | 22,398 | +1.1% | 0.08% | +23.4% |
| Buy | AXIS CAPITAL HLDGS LTD PFD 6.875% Spreferred stock | $1,702,000 | +2.2% | 72,190 | +3.0% | 0.08% | +4.1% | |
| WM | WASTE MANAGEMENT INC DEL | $1,710,000 | +8.8% | 38,109 | 0.0% | 0.08% | +10.0% | |
| KRFT | Sell | KRAFT FOODS GROUP, INC | $1,694,000 | +2.4% | 31,432 | -0.3% | 0.08% | +4.1% |
| HSY | HERSHEY COMPANY | $1,676,000 | +5.1% | 17,242 | 0.0% | 0.08% | +7.0% | |
| RRD | Buy | R R DONNELLEY & SONS CO | $1,681,000 | +205.6% | 82,900 | +137.5% | 0.08% | +216.7% |
| DVA | New | DAVITA HEALTHCARE | $1,652,000 | – | 26,076 | +100.0% | 0.08% | – |
| AEHCL | Buy | AEGON NV 6.375% PFDpreferred stock | $1,665,000 | +65.0% | 71,125 | +63.4% | 0.08% | +66.7% |
| DUK | Sell | DUKE ENERGY CORP NEW | $1,656,000 | +2.5% | 24,000 | -0.8% | 0.08% | +4.2% |
| METPRBCL | Buy | METLIFE 6.50% SER Bpreferred stock | $1,586,000 | +159.2% | 63,700 | +158.7% | 0.07% | +166.7% |
| AEFCL | Sell | AEGON NV PFD PERP 7.25%preferred stock | $1,587,000 | -3.5% | 62,565 | -4.7% | 0.07% | -1.4% |
| SO | Sell | THE SOUTHERN COMPANY | $1,583,000 | -2.3% | 38,500 | -2.2% | 0.07% | -1.4% |
| TSCO | TRACTOR SUPPLY CO | $1,557,000 | +15.5% | 20,072 | 0.0% | 0.07% | +16.7% | |
| NRP | Sell | NATURAL RESOURCE PTNR LP | $1,550,000 | +3.7% | 77,750 | -0.9% | 0.07% | +6.1% |
| PSAPRQCL | Sell | PUBLIC STORAGE 6.5% PFD PERP SERIESpreferred stock | $1,541,000 | -29.5% | 65,951 | -24.0% | 0.07% | -27.8% |
| TRCO | Buy | TRIBUNE CO NEW CL A | $1,525,000 | +23.7% | 19,705 | +0.8% | 0.07% | +25.5% |
| Sell | OMNICARE INC 3.25%35 CVT PUT DUE 12convertible bonds | $1,526,000 | -21.3% | 1,426,000 | -21.9% | 0.07% | -19.8% | |
| ALXN | Buy | ALEXION PHARMACEUTICAL | $1,536,000 | +17.1% | 11,563 | +2.4% | 0.07% | +19.0% |
| RDSA | ROYAL DUTCH SHELL PLC | $1,470,000 | +8.6% | 20,620 | 0.0% | 0.07% | +10.0% | |
| ETR | ENTERGY CORP NEW COM | $1,443,000 | +0.2% | 22,800 | 0.0% | 0.06% | +1.6% | |
| MDU | M D U RESOURCES GROUP | $1,423,000 | +9.3% | 46,575 | 0.0% | 0.06% | +10.3% | |
| T | Buy | A T & T INC NEW | $1,420,000 | +8.0% | 40,376 | +3.8% | 0.06% | +10.3% |
| UPS | Sell | UNITED PARCEL SVC INC CL B | $1,374,000 | +13.5% | 13,078 | -1.4% | 0.06% | +14.8% |
| AJG | GALLAGHER ARTHUR J & CO | $1,361,000 | +7.6% | 29,000 | 0.0% | 0.06% | +8.9% | |
| MMC | Buy | MARSH & MC LENNAN CO INC | $1,344,000 | +12.5% | 27,794 | +1.3% | 0.06% | +15.1% |
| CHD | Buy | CHURCH & DWIGHT CO INC | $1,322,000 | +11.4% | 19,947 | +0.8% | 0.06% | +13.2% |
| MMM | 3M COMPANY | $1,305,000 | +17.5% | 9,306 | 0.0% | 0.06% | +20.4% | |
| ABC | Sell | AMERISOURCEBERGEN CORP COM | $1,298,000 | +8.3% | 18,463 | -5.9% | 0.06% | +11.3% |
| TJX | T J X COS. INC. | $1,306,000 | +13.1% | 20,491 | 0.0% | 0.06% | +15.7% | |
| BACPRZCL | BAC CAP TR VIII 6.00%35 TR PFDpreferred stock | $1,283,000 | +0.3% | 51,600 | 0.0% | 0.06% | +1.8% | |
| 4945SC | Buy | KINDER MORGAN ENERGY LP UNIT | $1,292,000 | +1.4% | 16,021 | +0.4% | 0.06% | +1.8% |
| VRSK | Buy | VERISK ANALYTICS INC CL A | $1,267,000 | +2.1% | 19,285 | +0.9% | 0.06% | +3.6% |
| OLN | OLIN CORP NEW | $1,262,000 | +25.1% | 43,750 | 0.0% | 0.06% | +26.7% | |
| EXXIQ | Sell | ENERGY XXI LTD | $1,255,000 | -96.3% | 46,385 | -95.8% | 0.06% | -96.2% |
| INTC | Sell | INTEL CORP | $1,233,000 | +13.3% | 47,500 | -0.0% | 0.06% | +16.7% |
| USB | Buy | US BANCORP | $1,245,000 | +14.6% | 30,816 | +3.8% | 0.06% | +16.7% |
| HAS | HASBRO INC | $1,217,000 | +16.8% | 22,122 | 0.0% | 0.06% | +19.6% | |
| PL | Sell | PROTECTIVE LIFE CORP | $1,216,000 | -13.4% | 24,000 | -27.3% | 0.06% | -11.3% |
| SRCL | Sell | STERICYCLE INC | $1,170,000 | +0.2% | 10,075 | -0.5% | 0.05% | +1.9% |
| SAM | Buy | BOSTON BEER CO INC CL A CLASS A | $1,174,000 | +55.5% | 4,854 | +57.0% | 0.05% | +55.9% |
| HEP | Sell | HOLLY ENERGY PARTNERS | $1,124,000 | -22.4% | 34,752 | -20.7% | 0.05% | -20.3% |
| EMZCL | Sell | ENTERGY MISSISSIPPI 2051 1ST MTG BNpreferred stock | $1,129,000 | -16.9% | 47,300 | -16.5% | 0.05% | -15.0% |
| MON | Buy | MONSANTO CO NEW | $1,113,000 | +12.7% | 9,550 | +0.8% | 0.05% | +13.6% |
| EWY | Sell | Ishares Inc MSCI South Korea Indx Fexchange traded fund | $1,093,000 | -7.8% | 16,901 | -12.4% | 0.05% | -7.5% |
| WPZ | WILLIAMS PARTNERS LP | $1,088,000 | -3.8% | 21,400 | 0.0% | 0.05% | -2.0% | |
| CSCO | Buy | CISCO SYSTEMS INC | $1,057,000 | -2.5% | 47,140 | +1.8% | 0.05% | 0.0% |
| MO | ALTRIA GROUP INC | $1,066,000 | +11.9% | 27,762 | 0.0% | 0.05% | +14.3% | |
| CNP | CENTERPOINT ENERGY INC COM | $1,045,000 | -3.3% | 45,100 | 0.0% | 0.05% | -2.1% | |
| ODFL | New | OLD DOMINION FREIGHT LNS | $1,052,000 | – | 19,845 | +100.0% | 0.05% | – |
| WFT | Buy | WEATHERFORD INTL INC COM | $1,037,000 | +4.2% | 66,950 | +3.1% | 0.05% | +6.8% |
| WYPRA | Buy | WEYERHAEUSER CO 6.375% SER A PFDpreferred stock | $1,031,000 | +29.5% | 18,405 | +22.4% | 0.05% | +34.3% |
| EWL | Buy | Ishares Inc MSCI Switzerland Indexexchange traded fund | $1,013,000 | +14.6% | 31,682 | +6.5% | 0.05% | +17.9% |
| BRKA | Sell | BERKSHIRE HATHAWAY CL A | $978,000 | -18.0% | 6 | -14.3% | 0.04% | -17.0% |
| NFG | NATIONAL FUEL GAS CO | $964,000 | +3.9% | 13,501 | 0.0% | 0.04% | +7.3% | |
| PVR | Sell | PVR Partners LP | $975,000 | +16.1% | 36,330 | -0.0% | 0.04% | +18.9% |
| ITC | Sell | ITC HOLDINGS CORP | $929,000 | +0.7% | 9,700 | -1.4% | 0.04% | +2.4% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $930,000 | +6.0% | 12,357 | +0.8% | 0.04% | +7.7% |
| CCVCL | Sell | COMCAST CORP PFD 5.0% 12/15/61 SERIpreferred stock | $898,000 | -44.5% | 43,495 | -42.9% | 0.04% | -43.1% |
| SSD | SIMPSON MFG CO INC COM | $911,000 | +12.9% | 24,800 | 0.0% | 0.04% | +13.9% | |
| HUSIPRGCL | Sell | HSBC USA INC SERIES G ADJ RATEpreferred stock | $881,000 | -17.0% | 43,440 | -14.9% | 0.04% | -14.9% |
| RUK | REED ELSEVIER ADR F SPONSamerican depository | $897,000 | +11.6% | 14,931 | 0.0% | 0.04% | +11.1% | |
| ORCL | Buy | ORACLE CORPORATION | $882,000 | +16.4% | 23,052 | +0.8% | 0.04% | +17.6% |
| UZA | New | US CELLULAR CORP 6.95% PFD 05/15/60preferred stock | $845,000 | – | 37,325 | +100.0% | 0.04% | – |
| INTEL CORPconvertible bonds | $840,000 | +3.6% | 750,000 | 0.0% | 0.04% | +5.6% | ||
| CI | Sell | C I G N A CORP | $828,000 | +13.0% | 9,462 | -0.8% | 0.04% | +12.1% |
| V107SC | WELLPOINT INC | $804,000 | +10.6% | 8,702 | 0.0% | 0.04% | +12.5% | |
| AFG | AMERICAN FINL GROUP INC OHIO | $777,000 | +6.9% | 13,461 | 0.0% | 0.04% | +9.4% | |
| PG | Buy | PROCTER & GAMBLE | $783,000 | +10.6% | 9,619 | +2.7% | 0.04% | +12.9% |
| CVX | Sell | CHEVRON CORPORATION | $779,000 | -0.4% | 6,240 | -3.1% | 0.04% | 0.0% |
| YPF | Buy | YPF SOCIEDADamerican depository | $782,000 | +83.6% | 23,714 | +11.9% | 0.04% | +84.2% |
| GTY | GETTY REALTY CORP NEW | $761,000 | -5.5% | 41,450 | 0.0% | 0.03% | -5.6% | |
| SPGPRJ | Sell | SIMON PPTY GP 8.375% SER J PFDpreferred stock | $759,000 | -10.6% | 12,540 | -5.2% | 0.03% | -10.5% |
| ROP | Sell | ROPER INDUSTRIES INC | $742,000 | -4.0% | 5,347 | -8.2% | 0.03% | 0.0% |
| ALK | ALASKA AIR GROUP INC | $731,000 | +17.3% | 9,959 | 0.0% | 0.03% | +17.9% | |
| PEG | Buy | PUB SVC ENT GROUP INC | $721,000 | +9.6% | 22,500 | +12.5% | 0.03% | +13.8% |
| WY | WEYERHAEUSER CO | $723,000 | +10.4% | 22,905 | 0.0% | 0.03% | +13.8% | |
| FCX | Buy | FREEPORT MCMORAN COPPER A' | $692,000 | +15.0% | 18,326 | +0.7% | 0.03% | +14.8% |
| FXI | New | Ishares Trust Ftse Hk China 25 Indeexchange traded fund | $696,000 | – | 18,512 | +100.0% | 0.03% | – |
| EWO | Sell | Ishares Inc MSCI Austria Investableexchange traded fund | $692,000 | +0.4% | 35,431 | -10.0% | 0.03% | 0.0% |
| IP | Sell | INTERNATIONAL PAPER CO | $683,000 | +8.8% | 13,925 | -0.7% | 0.03% | +10.7% |
| UTX | UNITED TECHNOLOGIES | $666,000 | +5.7% | 5,850 | 0.0% | 0.03% | +7.1% | |
| PBIPRB | New | PITNEY BOWES INC PFD 6.7%preferred stock | $659,000 | – | 26,950 | +100.0% | 0.03% | – |
| COST | COSTCO WHSL CORP | $663,000 | +3.4% | 5,570 | 0.0% | 0.03% | +7.1% | |
| COFPRPCL | Sell | CAPITAL ONE FINANCIAL CO PFD 6.00%preferred stock | $652,000 | -25.5% | 30,010 | -25.0% | 0.03% | -25.6% |
| HE | HAWAIIAN ELEC INDS COM | $633,000 | +3.9% | 24,291 | 0.0% | 0.03% | +7.4% | |
| CF | CF INDUSTRUES HOLDINGS, INC | $647,000 | +10.6% | 2,778 | 0.0% | 0.03% | +11.5% | |
| BAC | Sell | BANK OF AMERICA CORP | $622,000 | +2.8% | 39,970 | -8.9% | 0.03% | +3.7% |
| EWC | Sell | Ishares Inc MSCI Cda Index Fdexchange traded fund | $588,000 | -42.6% | 20,518 | -45.8% | 0.03% | -40.0% |
| ADS | New | ALLIANCE DATA SYS CORP COM | $592,000 | – | 2,251 | +100.0% | 0.03% | – |
| EWT | Buy | Ishares Inc Taiwan Index Fdexchange traded fund | $578,000 | +23.8% | 40,066 | +19.3% | 0.03% | +23.8% |
| PKE | Sell | PARK ELECTROCHEMICAL COM | $559,000 | -49.9% | 19,450 | -50.1% | 0.02% | -50.0% |
| DHR | DANAHER CORP DEL COM | $564,000 | +11.5% | 7,304 | 0.0% | 0.02% | +13.6% | |
| CAH | CARDINAL HEALTH INC | $541,000 | +28.2% | 8,100 | 0.0% | 0.02% | +26.3% | |
| ACN | Sell | ACCENTURE LTD - CL A | $520,000 | -42.7% | 6,328 | -48.7% | 0.02% | -42.5% |
| DDT | DILLARDS CAP TR I 7.5%38 CAP SECS Dpreferred stock | $514,000 | -1.2% | 20,260 | 0.0% | 0.02% | 0.0% | |
| ABT | ABBOTT LABORATORIES | $489,000 | +15.6% | 12,750 | 0.0% | 0.02% | +15.8% | |
| STTPRCCL | Sell | STATE STREET CORP 5.25% SERIES Cpreferred stock | $498,000 | -10.6% | 24,075 | -11.6% | 0.02% | -12.0% |
| BBTPRECL | Sell | BB&T CORPORATION PFD 5.625% SER Epreferred stock | $482,000 | -24.0% | 23,670 | -23.2% | 0.02% | -21.4% |
| SNMX | SENOMYX INC | $459,000 | +43.4% | 90,760 | 0.0% | 0.02% | +50.0% | |
| WFCPRN | Sell | WELLS FARGO & CO NEW DEP SHS REPSTGpreferred stock | $475,000 | -31.1% | 23,655 | -27.8% | 0.02% | -32.3% |
| AXP | AMERICAN EXPRESS COMPANY | $436,000 | +20.4% | 4,800 | 0.0% | 0.02% | +25.0% | |
| DPZ | Buy | DOMINO'S PIZZA, INC | $416,000 | +7.5% | 5,978 | +4.9% | 0.02% | +11.8% |
| TCBIL | Sell | TEXAS CAPITAL BK 6.50% 9/1/42 SERpreferred stock | $428,000 | -23.7% | 20,330 | -22.4% | 0.02% | -24.0% |
| USNA | USANA HEALTH SCIENCES INC | $427,000 | -12.9% | 5,647 | 0.0% | 0.02% | -13.6% | |
| SLMAP | Sell | SLM CORP 6.97% PFD SERIES A 12/31/4preferred stock | $395,000 | -38.1% | 8,694 | -34.9% | 0.02% | -35.7% |
| CPRN | Sell | CITIGROUP CAPITAL XIII PFD 7.875%preferred stock | $390,000 | -15.4% | 14,310 | -14.9% | 0.02% | -10.0% |
| MUR | MURPHY OIL CORP | $400,000 | +7.8% | 6,166 | 0.0% | 0.02% | +12.5% | |
| XEL | XCEL ENERGY INC | $390,000 | +1.3% | 13,950 | 0.0% | 0.02% | +5.9% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $401,000 | +21.1% | 3,601 | 0.0% | 0.02% | +20.0% | |
| HGTXU | HUGOTON ROYALTY TRUST TEXAS UNIT BE | $396,000 | +0.5% | 52,800 | 0.0% | 0.02% | 0.0% | |
| PDS | PRECISION DRILLING CORP | $395,000 | -5.5% | 42,200 | 0.0% | 0.02% | -5.3% | |
| C | Buy | CITIGROUP INC | $374,000 | +7.5% | 7,177 | +0.0% | 0.02% | +13.3% |
| BP | New | BP PLC Sponsored ADRamerican depository | $375,000 | – | 7,720 | +100.0% | 0.02% | – |
| TFX | TELEFLEX INC COM | $356,000 | +14.1% | 3,794 | 0.0% | 0.02% | +14.3% | |
| DEO | Sell | DIAGEO PLC NEW ADRamerican depository | $358,000 | -3.0% | 2,700 | -7.2% | 0.02% | 0.0% |
| NUS | NU SKIN ENTERPRISES, INC | $332,000 | +45.0% | 2,400 | 0.0% | 0.02% | +50.0% | |
| KR | KROGER CO | $343,000 | -1.7% | 8,675 | 0.0% | 0.02% | -6.2% | |
| MRK | Sell | MERCK & CO INC NEW | $329,000 | -10.1% | 6,579 | -14.5% | 0.02% | -6.2% |
| PVH | Sell | PVH CORP | $310,000 | -5.2% | 2,276 | -17.6% | 0.01% | -6.7% |
| MCK | MCKESSON CORPORATION | $320,000 | +26.0% | 1,984 | 0.0% | 0.01% | +27.3% | |
| MWOCL | Sell | MORGAN STANLEY CAP 5.75%preferred stock | $303,000 | -6.8% | 13,550 | -2.2% | 0.01% | 0.0% |
| DAL | DELTA AIR LINES INC NEW | $310,000 | +17.0% | 11,274 | 0.0% | 0.01% | +16.7% | |
| CGNX | COGNEX CORPORATION | $319,000 | +22.2% | 8,345 | 0.0% | 0.01% | +16.7% | |
| VNODCL | Sell | VORNADO RLTY LP 7.875%39 PINES DUEpreferred stock | $318,000 | -17.6% | 12,245 | -17.0% | 0.01% | -17.6% |
| WFCPRP | New | WELLS FARGO & CO NEW DEP1/1000PF CLpreferred stock | $321,000 | – | 15,965 | +100.0% | 0.01% | – |
| ARLP | ALLIANCE RESOURCE PARTNERS L P UNIT | $308,000 | +4.1% | 4,000 | 0.0% | 0.01% | +7.7% | |
| TRV | TRAVELERS COMPANIES INC | $281,000 | +7.3% | 3,102 | 0.0% | 0.01% | +8.3% | |
| PREPRECL | Sell | PARTNERRE LTD 7.25% PFD Epreferred stock | $281,000 | -8.2% | 11,100 | -9.0% | 0.01% | -7.1% |
| HSBCPRA | Sell | HSBC HOLDINGS 6.20%preferred stock | $295,000 | -3.0% | 11,950 | -3.2% | 0.01% | -7.1% |
| WNR | Sell | WESTERN REFNG INC COM | $289,000 | -9.4% | 6,810 | -35.9% | 0.01% | -7.1% |
| PEP | PEPSICO INC | $261,000 | +4.4% | 3,145 | 0.0% | 0.01% | +9.1% | |
| MPC | Sell | MARATHON PETROLEUM CORPORATION | $260,000 | -30.3% | 2,835 | -51.1% | 0.01% | -29.4% |
| M | MACY'S INC | $256,000 | +23.7% | 4,790 | 0.0% | 0.01% | +33.3% | |
| CAT | New | CATERPILLAR INC | $256,000 | – | 2,817 | +100.0% | 0.01% | – |
| PZE | Buy | PETROBRAS ENERGIA ADRamerican depository | $268,000 | +26.4% | 48,363 | +28.2% | 0.01% | +33.3% |
| ABBV | Buy | ABBVIE INC | $275,000 | +18.5% | 5,201 | +0.0% | 0.01% | +20.0% |
| KEY | Sell | KEYCORP | $246,000 | +15.5% | 18,356 | -2.2% | 0.01% | +22.2% |
| RF | REGIONS FINANCIAL CORP COM | $247,000 | +6.9% | 25,000 | 0.0% | 0.01% | +10.0% | |
| HCA | HCA INC | $241,000 | +12.1% | 5,050 | 0.0% | 0.01% | +10.0% | |
| TEO | New | Telecom Argentina Stet- France Teleamerican depository | $236,000 | – | 13,703 | +100.0% | 0.01% | – |
| HHS | Sell | HARTE-HANKS INC COM | $252,000 | -55.9% | 32,168 | -50.3% | 0.01% | -56.0% |
| MSJCL | Buy | M S CAP TRUST VI 6.60%46 CAP SECS Dpreferred stock | $248,000 | +5.1% | 10,100 | +6.3% | 0.01% | +10.0% |
| MJN | Sell | MEAD JOHNSON NUTRITION | $252,000 | -95.0% | 3,003 | -95.5% | 0.01% | -95.0% |
| ALLPRCCL | New | ALLSTATE 6.75% SER C PERPpreferred stock | $233,000 | – | 9,100 | +100.0% | 0.01% | – |
| EXC | New | EXELON CORP | $230,000 | – | 8,380 | +100.0% | 0.01% | – |
| EZA | New | Ishares Inc South Africa Index Fundexchange traded fund | $232,000 | – | 3,602 | +100.0% | 0.01% | – |
| AGMPRA | Sell | FARMER MAC PFD 5.875% SERIESpreferred stock | $228,000 | -34.9% | 12,060 | -30.1% | 0.01% | -37.5% |
| QCOR | New | QUESTCOR PHARMACEUTICALS | $222,000 | – | 4,084 | +100.0% | 0.01% | – |
| EMR | EMERSON ELECTRIC CO | $222,000 | +8.8% | 3,160 | 0.0% | 0.01% | +11.1% | |
| NYCB | Buy | NEW YORK COMMUNITY BANCORP INC | $193,000 | +14.2% | 11,448 | +2.2% | 0.01% | +12.5% |
| MDT | New | MEDTRONIC INC | $207,000 | – | 3,609 | +100.0% | 0.01% | – |
| DSX | New | DIANA SHIPPING, INC | $210,000 | – | 16,300 | +100.0% | 0.01% | – |
| LEA | New | LEAR CORP | $202,000 | – | 2,500 | +100.0% | 0.01% | – |
| NBG | New | NATIONAL BK GREECE SA SPONSORED ADRamerican depository | $171,000 | – | 36,462 | +100.0% | 0.01% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS | $52,000 | +18.2% | 11,290 | +7.2% | 0.00% | 0.0% |
| CPST | CAPSTONE TURBINE CORP COM | $26,000 | +13.0% | 20,000 | 0.0% | 0.00% | 0.0% | |
| WNEA | WIND ENERGY AMERICA INC | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| CPSS | Exit | CONSUMER PORTFOLIO | $0 | – | -12,000 | -100.0% | -0.00% | – |
| CEMI | Exit | CHEMBIO DIAGNOSTICS INC | $0 | – | -18,750 | -100.0% | -0.00% | – |
| NBG | Exit | NATIONAL BK GREECE SA SPONSORED ADRamerican depository | $0 | – | -22,053 | -100.0% | -0.00% | – |
| EWM | Exit | Ishares Inc MSCI Malaysia Free Indeexchange traded fund | $0 | – | -11,313 | -100.0% | -0.01% | – |
| GSPRICL | Exit | GOLDMAN SACHS GROUP PERPETUAL 5.95%preferred stock | $0 | – | -9,000 | -100.0% | -0.01% | – |
| JCI | Exit | JOHNSON CONTROLS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| PPLPRW | Exit | PPL CORP 8.75% CONVERTIBLE PFDpreferred stock | $0 | – | -3,725 | -100.0% | -0.01% | – |
| VLO | Exit | VALERO ENERGY CORP NEW COM | $0 | – | -6,582 | -100.0% | -0.01% | – |
| BBD | Exit | BANCO BRADESCO SPONSORED ADRamerican depository | $0 | – | -17,805 | -100.0% | -0.01% | – |
| ABV | Exit | COMPANHIA DE BEBIDAS DAS AMERICAS | $0 | – | -7,914 | -100.0% | -0.01% | – |
| HLNQ | Exit | HILTON HOTELS PFD 8%preferred stock | $0 | – | -11,682 | -100.0% | -0.01% | – |
| MNST | Exit | MONSTER BEVERAGE CORP | $0 | – | -5,566 | -100.0% | -0.01% | – |
| Exit | CLEARWIRE COMM LLC 144Aconvertible bonds | $0 | – | -300,000 | -100.0% | -0.02% | – | |
| BMA | Exit | Banco Macro Sa Sponsored ADR Represamerican depository | $0 | – | -15,000 | -100.0% | -0.02% | – |
| THD | Exit | Ishares Inc MSCI Thailand Index Funexchange traded fund | $0 | – | -5,356 | -100.0% | -0.02% | – |
| EPI | Exit | WISDOMTREE INDIA EARNINGSexchange traded fund | $0 | – | -27,278 | -100.0% | -0.02% | – |
| FLR | Exit | FLUOR CORP NEW | $0 | – | -10,906 | -100.0% | -0.03% | – |
| EWA | Exit | Ishares Inc MSCI Australia Index Fdexchange traded fund | $0 | – | -33,573 | -100.0% | -0.04% | – |
| BX | Exit | BLACKSTONE GROUP LP | $0 | – | -51,900 | -100.0% | -0.06% | – |
| F | Exit | FORD MOTOR COMPANY | $0 | – | -114,470 | -100.0% | -0.09% | – |
| PALL | Exit | ETFS PHYS PALLADIUM ETF SHARES | $0 | – | -50,875 | -100.0% | -0.16% | – |
| SDS | Exit | PROSHS ULTRASHRT S&P500 PROSHARES T | $0 | – | -127,992 | -100.0% | -0.21% | – |
| TLT | Exit | ISHARESTRUST | $0 | – | -78,369 | -100.0% | -0.37% | – |
| EWZ | Exit | Ishares Inc MSCI Brazil Free Indexexchange traded fund | $0 | – | -190,362 | -100.0% | -0.38% | – |
| EEV | Exit | PROSHARES ULTRASHORT MSCI EMERGINGexchange traded fund | $0 | – | -567,350 | -100.0% | -0.56% | – |
| ZROZ | Exit | PIMCO EXCH TRADED FUND 25+ YR ZERO | $0 | – | -200,527 | -100.0% | -0.79% | – |
| SLM | Exit | SLM CORPORATION | $0 | – | -825,506 | -100.0% | -0.91% | – |
| JWN | Exit | NORDSTROM INC | $0 | – | -416,314 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2014-02-07
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 38 | Q3 2022 | 5.5% |
| MICROSOFT CORP | 38 | Q3 2022 | 5.3% |
| HOME DEPOT INC COM | 38 | Q3 2022 | 4.0% |
| BERKSHIRE HATHAWAY INC DEL | 38 | Q3 2022 | 3.7% |
| META PLATFORMS INC | 38 | Q3 2022 | 4.2% |
| MICROCHIP TECHNOLOGY INC. | 38 | Q3 2022 | 3.1% |
| NEXTERA ENERGY INC CO | 38 | Q3 2022 | 3.6% |
| PFIZER INC | 38 | Q3 2022 | 3.3% |
| LOCKHEED MARTIN CORP | 38 | Q3 2022 | 4.0% |
| JOHNSON & JOHNSON | 38 | Q3 2022 | 3.0% |
View ROOSEVELT INVESTMENT GROUP LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-02 |
| 13F-HR | 2022-02-02 |
| 13F-HR | 2021-11-05 |
| 13F-HR | 2021-08-11 |
| 13F-HR | 2021-05-04 |
| 13F-HR | 2021-02-12 |
| 13F-HR | 2020-11-12 |
| 13F-HR | 2020-08-11 |
View ROOSEVELT INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.