Q3 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | Gilead Sciences, Inc.conv | $4,718,000 | -39.0% | 1,100,000 | -26.7% | 2.05% | -32.8% | |
| AGNPRA | New | Allergan plcpfd cv | $4,350,000 | – | 4,600 | – | 1.89% | – |
| New | NXP Semiconductors N. V.conv | $3,328,000 | – | 3,000,000 | – | 1.45% | – | |
| Buy | InterDigital, Inc.conv | $3,136,000 | +143.7% | 3,250,000 | +160.0% | 1.36% | +168.7% | |
| NEEPRQ | New | NextEra Energy, Inc.pfd cv | $3,087,000 | – | 60,000 | – | 1.34% | – |
| Sell | Micron Technology, Inc.conv | $2,960,000 | -18.5% | 3,500,000 | -12.5% | 1.29% | -10.1% | |
| Buy | Bottomline Technologies, Inc.conv | $2,927,000 | +49.9% | 2,750,000 | +57.1% | 1.27% | +65.2% | |
| Buy | Anthem, Inc.pfd cv | $2,900,000 | +37.1% | 60,000 | +50.0% | 1.26% | +51.1% | |
| Buy | Web.com Group, Inc.conv | $2,828,000 | +3.4% | 3,000,000 | +9.1% | 1.23% | +14.0% | |
| Buy | CalAmp Corp.conv | $2,786,000 | +39.2% | 3,100,000 | +47.6% | 1.21% | +53.4% | |
| Buy | FireEye, Inc.conv | $2,668,000 | +24.6% | 3,000,000 | +50.0% | 1.16% | +37.4% | |
| Buy | The Medicines Co.conv | $2,612,000 | +58.5% | 2,000,000 | +33.3% | 1.14% | +74.9% | |
| Buy | Synchronoss Technologies, Incconv | $2,534,000 | +50.7% | 2,500,000 | +66.7% | 1.10% | +66.1% | |
| New | SanDisk Corp.conv | $2,492,000 | – | 2,000,000 | – | 1.08% | – | |
| WELLPRI | New | Welltower Inc.pfd cv | $2,446,000 | – | 40,000 | – | 1.06% | – |
| Sell | Incyte Corp.conv | $2,176,000 | -47.4% | 1,000,000 | -50.0% | 0.95% | -41.9% | |
| KDNUU | Buy | Kindred Healthcare, Inc.pfd cv | $2,111,000 | +2.9% | 2,500 | +25.0% | 0.92% | +13.6% |
| SRCLP | New | Stericycle, Inc.pfd cv | $2,033,000 | – | 20,000 | – | 0.88% | – |
| New | Extra Space Storage LPconv | $2,024,000 | – | 2,000,000 | – | 0.88% | – | |
| Buy | Echo Global Logistics, Inc.conv | $2,021,000 | +49.9% | 2,250,000 | +80.0% | 0.88% | +65.4% | |
| New | Dycom Industries, Inc.conv | $1,985,000 | – | 2,000,000 | – | 0.86% | – | |
| Buy | Horizon Pharma Investment Ltdconv | $1,942,000 | -6.6% | 2,000,000 | +33.3% | 0.84% | +2.9% | |
| Buy | Atlas Air Worldwide Hldgs, Inconv | $1,814,000 | +5.8% | 2,250,000 | +28.6% | 0.79% | +16.7% | |
| Buy | SolarCity Corp.conv | $1,587,000 | +94.7% | 1,750,000 | +133.3% | 0.69% | +114.6% | |
| SBAC | Sell | SBA Communications Corp. | $1,571,000 | -33.3% | 15,000 | -26.8% | 0.68% | -26.5% |
| New | Jazz Investments I Ltd.conv | $1,450,000 | – | 1,420,000 | – | 0.63% | – | |
| CAG | Sell | ConAgra Foods, Inc. | $1,418,000 | -27.9% | 35,000 | -22.2% | 0.62% | -20.5% |
| Buy | ANI Pharmaceuticals, Inc.conv | $1,388,000 | +21.3% | 1,500,000 | +50.0% | 0.60% | +33.9% | |
| Sell | Monster Worldwide, Inc.conv | $1,376,000 | -20.6% | 1,000,000 | -20.0% | 0.60% | -12.4% | |
| New | JAKKS Pacific, Inc.conv | $1,265,000 | – | 1,233,000 | – | 0.55% | – | |
| New | EnerNOC, Inc.conv | $1,191,000 | – | 1,700,000 | – | 0.52% | – | |
| New | MercadoLibre, Inc.conv | $983,000 | – | 1,000,000 | – | 0.43% | – | |
| New | GNC Holdings, Inc.conv | $928,000 | – | 1,000,000 | – | 0.40% | – | |
| Sell | Chesapeake Energy Corp.pfd cv | $904,000 | -57.9% | 2,100 | -32.3% | 0.39% | -53.6% | |
| New | PTC Therapeutics, Inc.conv | $890,000 | – | 1,000,000 | – | 0.39% | – | |
| New | SunEdison, Inc.conv | $862,000 | – | 1,500,000 | – | 0.38% | – | |
| New | SunEdison, Inc.conv | $711,000 | – | 1,000,000 | – | 0.31% | – | |
| PSTUB | New | Post Holdings, Inc.pfd cv | $659,000 | – | 5,000 | – | 0.29% | – |
| COP | Sell | ConocoPhillips | $623,000 | -62.1% | 13,000 | -51.5% | 0.27% | -58.2% |
| CVX | Sell | Chevron Corp. | $552,000 | -59.1% | 7,000 | -50.0% | 0.24% | -55.0% |
| HK | Exit | Halcon Resources Corp. | $0 | – | -12,436 | – | -0.01% | – |
| HKRCP | Exit | Halcon Resources Corp.pfd cv | $0 | – | -1,000 | – | -0.09% | – |
| SSYS | Exit | Stratasys Ltd. | $0 | – | -12,000 | – | -0.16% | – |
| LXP | Exit | Lexington Realty Trust | $0 | – | -55,000 | – | -0.18% | – |
| Exit | Brocade Communicationsconv | $0 | – | -500,000 | – | -0.21% | – | |
| Exit | A.M. Castle & Co.conv | $0 | – | -800,000 | – | -0.27% | – | |
| Exit | Depomed, Inc.conv | $0 | – | -600,000 | – | -0.30% | – | |
| Exit | Violin Memory, Inc.conv | $0 | – | -1,000,000 | – | -0.34% | – | |
| Exit | SolarCity Corp.conv | $0 | – | -1,000,000 | – | -0.36% | – | |
| Exit | JinkoSolar Holding Co., Ltd.conv | $0 | – | -1,000,000 | – | -0.38% | – | |
| Exit | ON Semiconductor Corp.conv | $0 | – | -1,000,000 | – | -0.39% | – | |
| Exit | Microchip Technology Inc.conv | $0 | – | -1,000,000 | – | -0.40% | – | |
| UTX | Exit | United Technologies Corp. | $0 | – | -10,000 | – | -0.44% | – |
| Exit | inContact, Inc.conv | $0 | – | -1,150,000 | – | -0.45% | – | |
| UTXPRA | Exit | United Technologies Corp.pfd cv | $0 | – | -20,000 | – | -0.45% | – |
| Exit | Iconix Brand Group, Inc.conv | $0 | – | -1,120,000 | – | -0.45% | – | |
| Exit | Post Holdings, Inc.pfd cv | $0 | – | -10,000 | – | -0.48% | – | |
| Exit | MercadoLibre, Inc.conv | $0 | – | -1,000,000 | – | -0.50% | – | |
| Exit | EnerNOC, Inc.conv | $0 | – | -2,000,000 | – | -0.57% | – | |
| Exit | Iconix Brand Group, Inc.conv | $0 | – | -1,500,000 | – | -0.61% | – | |
| Exit | Jazz Pharmaceuticals plcconv | $0 | – | -1,420,000 | – | -0.66% | – | |
| Exit | Avid Technology, Inc.conv | $0 | – | -2,000,000 | – | -0.72% | – | |
| Exit | Cepheidconv | $0 | – | -1,600,000 | – | -0.73% | – | |
| Exit | Isis Pharmaceuticals, Inc.conv | $0 | – | -2,000,000 | – | -0.85% | – | |
| HCNPRI | Exit | Health Care REIT, Inc.pfd cv | $0 | – | -40,000 | – | -0.94% | – |
| Exit | InvenSense, Inc.conv | $0 | – | -2,500,000 | – | -0.96% | – | |
| Exit | SunEdison, Inc.conv | $0 | – | -2,500,000 | – | -1.02% | – | |
| NEEPRP | Exit | NextEra Energy, Inc.pfd cv | $0 | – | -50,000 | – | -1.06% | – |
| Exit | Allergan plcpfd cv | $0 | – | -4,000 | – | -1.65% | – | |
| Exit | Mylan Inc.conv | $0 | – | -1,000,000 | – | -2.01% | – |
Q2 2015
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | Gilead Sciences, Inc.conv | $7,737,000 | – | 1,500,000 | – | 3.05% | – | |
| New | Mylan Inc.conv | $5,087,000 | – | 1,000,000 | – | 2.01% | – | |
| New | Allergan plcpfd cv | $4,179,000 | – | 4,000 | – | 1.65% | – | |
| New | Incyte Corp.conv | $4,134,000 | – | 2,000,000 | – | 1.63% | – | |
| New | The Priceline Group Inc.conv | $4,009,000 | – | 3,000,000 | – | 1.58% | – | |
| New | Mentor Graphics Corp.conv | $3,733,000 | – | 2,750,000 | – | 1.47% | – | |
| New | Micron Technology, Inc.conv | $3,632,000 | – | 4,000,000 | – | 1.43% | – | |
| New | Molina Healthcare Inc.conv | $3,546,000 | – | 2,000,000 | – | 1.40% | – | |
| AMSGP | New | AmSurg Corp.pfd cv | $3,417,000 | – | 24,500 | – | 1.35% | – |
| HBANP | New | Huntington Bancshares, Inc.pfd cv | $3,338,000 | – | 2,500 | – | 1.32% | – |
| WYPRA | New | Weyerhaeuser Co.pfd cv | $3,158,000 | – | 60,000 | – | 1.25% | – |
| New | Regeneron Pharmaceuticals, Inconv | $3,033,000 | – | 500,000 | – | 1.20% | – | |
| New | CSG Systems International, Inconv | $3,030,000 | – | 2,150,000 | – | 1.20% | – | |
| WFCPRL | New | Wells Fargo & Co.pfd cv | $2,938,000 | – | 2,500 | – | 1.16% | – |
| New | Verint Systems Inc.conv | $2,841,000 | – | 2,500,000 | – | 1.12% | – | |
| New | Bank of America Corp.pfd cv | $2,780,000 | – | 2,500 | – | 1.10% | – | |
| New | Web.com Group, Inc.conv | $2,736,000 | – | 2,750,000 | – | 1.08% | – | |
| New | Proofpoint, Inc.conv | $2,703,000 | – | 2,500,000 | – | 1.07% | – | |
| TMUSP | New | T-Mobile US, Inc.pfd cv | $2,700,000 | – | 40,000 | – | 1.06% | – |
| NEEPRP | New | NextEra Energy, Inc.pfd cv | $2,675,000 | – | 50,000 | – | 1.06% | – |
| New | SunEdison, Inc.conv | $2,595,000 | – | 2,500,000 | – | 1.02% | – | |
| New | Blucora, Inc.conv | $2,488,000 | – | 2,500,000 | – | 0.98% | – | |
| NYCBPRU | New | NY Community Capital Trust Vpfd cv | $2,436,000 | – | 48,000 | – | 0.96% | – |
| New | InvenSense, Inc.conv | $2,420,000 | – | 2,500,000 | – | 0.96% | – | |
| SWH | New | Stanley Black & Decker, Inc.pfd cv | $2,405,000 | – | 20,000 | – | 0.95% | – |
| New | Encore Capital Group, Inc.conv | $2,406,000 | – | 2,250,000 | – | 0.95% | – | |
| New | Carriage Services, Inc.conv | $2,398,000 | – | 2,000,000 | – | 0.95% | – | |
| New | Equinix Inc.conv | $2,377,000 | – | 750,000 | – | 0.94% | – | |
| HCNPRI | New | Health Care REIT, Inc.pfd cv | $2,378,000 | – | 40,000 | – | 0.94% | – |
| SBAC | New | SBA Communications Corp. | $2,357,000 | – | 20,500 | – | 0.93% | – |
| TYFDL | New | Tyson Foods, Inc.pfd cv | $2,318,000 | – | 45,000 | – | 0.92% | – |
| New | Cheniere Energy, Inc.conv | $2,269,000 | – | 3,000,000 | – | 0.90% | – | |
| MHLDO | New | Maiden Holdings, Ltd.pfd cv | $2,226,000 | – | 40,000 | – | 0.88% | – |
| New | Global Eagle Entertainment Inconv | $2,197,000 | – | 2,250,000 | – | 0.87% | – | |
| New | Forest City Enterprises, Inc.conv | $2,185,000 | – | 2,000,000 | – | 0.86% | – | |
| BGEPF | New | Bunge Ltd.pfd cv | $2,180,000 | – | 20,000 | – | 0.86% | – |
| New | Isis Pharmaceuticals, Inc.conv | $2,164,000 | – | 2,000,000 | – | 0.85% | – | |
| New | Chesapeake Energy Corp.pfd cv | $2,146,000 | – | 3,100 | – | 0.85% | – | |
| New | FireEye, Inc.conv | $2,142,000 | – | 2,000,000 | – | 0.84% | – | |
| New | Anthem, Inc.pfd cv | $2,115,000 | – | 40,000 | – | 0.84% | – | |
| New | Colony Capital, Inc.conv | $2,105,000 | – | 2,000,000 | – | 0.83% | – | |
| New | Jarden Corp.conv | $2,102,000 | – | 1,250,000 | – | 0.83% | – | |
| New | Horizon Pharma Investment Ltdconv | $2,080,000 | – | 1,500,000 | – | 0.82% | – | |
| CCIPRA | New | Crown Castle International Copfd cv | $2,064,000 | – | 20,000 | – | 0.81% | – |
| KDNUU | New | Kindred Healthcare, Inc.pfd cv | $2,051,000 | – | 2,000 | – | 0.81% | – |
| New | Alaska Communications Systemsconv | $2,004,000 | – | 2,000,000 | – | 0.79% | – | |
| New | CalAmp Corp.conv | $2,002,000 | – | 2,100,000 | – | 0.79% | – | |
| AMTPRB | New | American Tower Corp.pfd cv | $2,000,000 | – | 20,000 | – | 0.79% | – |
| FTRPR | New | Frontier Communications Corppfd cv | $1,986,000 | – | 20,000 | – | 0.78% | – |
| New | Emergent BioSolutions Inc.conv | $1,986,000 | – | 1,600,000 | – | 0.78% | – | |
| New | TeleCommunication Systems, Inconv | $1,980,000 | – | 2,000,000 | – | 0.78% | – | |
| New | Kaman Corp.conv | $1,974,000 | – | 1,500,000 | – | 0.78% | – | |
| CAG | New | ConAgra Foods, Inc. | $1,967,000 | – | 45,000 | – | 0.78% | – |
| New | Bottomline Technologies, Inc.conv | $1,953,000 | – | 1,750,000 | – | 0.77% | – | |
| EQIX | New | Equinix, Inc. | $1,905,000 | – | 7,500 | – | 0.75% | – |
| DCUC | New | Dominion Resources, Inc.pfd cv | $1,868,000 | – | 40,000 | – | 0.74% | – |
| New | Cepheidconv | $1,857,000 | – | 1,600,000 | – | 0.73% | – | |
| VOD | New | Vodafone Group Plc (ADR) | $1,856,000 | – | 50,909 | – | 0.73% | – |
| New | Avid Technology, Inc.conv | $1,820,000 | – | 2,000,000 | – | 0.72% | – | |
| T | New | AT&T Inc. | $1,776,000 | – | 50,000 | – | 0.70% | – |
| New | Jarden Corp.conv | $1,754,000 | – | 1,500,000 | – | 0.69% | – | |
| New | Monster Worldwide, Inc.conv | $1,734,000 | – | 1,250,000 | – | 0.68% | – | |
| New | Infinera Corp.conv | $1,732,000 | – | 1,000,000 | – | 0.68% | – | |
| KMI | New | Kinder Morgan, Inc. | $1,728,000 | – | 45,000 | – | 0.68% | – |
| DIS | New | Walt Disney Co. | $1,712,000 | – | 15,000 | – | 0.68% | – |
| New | Atlas Air Worldwide Hldgs, Inconv | $1,714,000 | – | 1,750,000 | – | 0.68% | – | |
| New | Synchronoss Technologies, Incconv | $1,682,000 | – | 1,500,000 | – | 0.66% | – | |
| ABBV | New | AbbVie Inc. | $1,680,000 | – | 25,000 | – | 0.66% | – |
| New | Jazz Pharmaceuticals plcconv | $1,659,000 | – | 1,420,000 | – | 0.66% | – | |
| New | The Medicines Co.conv | $1,648,000 | – | 1,500,000 | – | 0.65% | – | |
| COP | New | ConocoPhillips | $1,645,000 | – | 26,782 | – | 0.65% | – |
| C | New | Citigroup Inc. | $1,632,000 | – | 29,546 | – | 0.64% | – |
| CHD | New | Church & Dwight Co., Inc. | $1,623,000 | – | 20,000 | – | 0.64% | – |
| New | BlackRock Kelso Capital Corp.conv | $1,549,000 | – | 1,500,000 | – | 0.61% | – | |
| New | Iconix Brand Group, Inc.conv | $1,544,000 | – | 1,500,000 | – | 0.61% | – | |
| New | Amerivon Holdings LLCpfd cv | $1,527,000 | – | 1,364,786 | – | 0.60% | – | |
| F | New | Ford Motor Co. | $1,501,000 | – | 100,000 | – | 0.59% | – |
| New | Take-Two Interactive Softwareconv | $1,491,000 | – | 1,000,000 | – | 0.59% | – | |
| New | PROS Holdings, Inc.conv | $1,461,000 | – | 1,500,000 | – | 0.58% | – | |
| New | EnerNOC, Inc.conv | $1,449,000 | – | 2,000,000 | – | 0.57% | – | |
| New | SunPower Corp.conv | $1,446,000 | – | 1,500,000 | – | 0.57% | – | |
| New | NVIDIA Corp.conv | $1,438,000 | – | 1,250,000 | – | 0.57% | – | |
| VZ | New | Verizon Communications Inc. | $1,398,000 | – | 30,000 | – | 0.55% | – |
| AMT | New | American Tower Corp. | $1,399,000 | – | 15,000 | – | 0.55% | – |
| CVX | New | Chevron Corp. | $1,351,000 | – | 14,000 | – | 0.53% | – |
| New | Echo Global Logistics, Inc.conv | $1,348,000 | – | 1,250,000 | – | 0.53% | – | |
| PFE | New | Pfizer Inc. | $1,341,000 | – | 40,000 | – | 0.53% | – |
| New | IGI Laboratories, Inc.conv | $1,336,000 | – | 1,500,000 | – | 0.53% | – | |
| GE | New | General Electric Co. | $1,328,000 | – | 50,000 | – | 0.52% | – |
| New | Oclaro, Inc.conv | $1,322,000 | – | 1,000,000 | – | 0.52% | – | |
| CCI | New | Crown Castle International Co | $1,293,000 | – | 16,100 | – | 0.51% | – |
| MRK | New | Merck & Co., Inc. | $1,290,000 | – | 22,651 | – | 0.51% | – |
| New | InterDigital, Inc.conv | $1,287,000 | – | 1,250,000 | – | 0.51% | – | |
| New | MercadoLibre, Inc.conv | $1,270,000 | – | 1,000,000 | – | 0.50% | – | |
| FCAM | New | Fiat Chrysler Automobiles N.Vpfd cv | $1,262,000 | – | 10,000 | – | 0.50% | – |
| MSFT | New | Microsoft Corp. | $1,263,000 | – | 28,600 | – | 0.50% | – |
| LLY | New | Eli Lilly & Co. | $1,252,000 | – | 15,000 | – | 0.49% | – |
| WFC | New | Wells Fargo & Co. | $1,249,000 | – | 22,200 | – | 0.49% | – |
| INTC | New | Intel Corp. | $1,217,000 | – | 40,000 | – | 0.48% | – |
| New | Post Holdings, Inc.pfd cv | $1,204,000 | – | 10,000 | – | 0.48% | – | |
| New | BlackRock Capital Investment | $1,198,000 | – | 131,034 | – | 0.47% | – | |
| New | Iconix Brand Group, Inc.conv | $1,148,000 | – | 1,120,000 | – | 0.45% | – | |
| UTXPRA | New | United Technologies Corp.pfd cv | $1,146,000 | – | 20,000 | – | 0.45% | – |
| New | ANI Pharmaceuticals, Inc.conv | $1,144,000 | – | 1,000,000 | – | 0.45% | – | |
| New | inContact, Inc.conv | $1,141,000 | – | 1,150,000 | – | 0.45% | – | |
| MET | New | MetLife, Inc. | $1,130,000 | – | 20,175 | – | 0.45% | – |
| New | Cowen Group, Inc.pfd cv | $1,119,000 | – | 1,000 | – | 0.44% | – | |
| UTX | New | United Technologies Corp. | $1,109,000 | – | 10,000 | – | 0.44% | – |
| New | Trinity Biotech Investment Ltconv | $1,089,000 | – | 1,000,000 | – | 0.43% | – | |
| New | Nuance Comminications, Inc.conv | $1,042,000 | – | 1,000,000 | – | 0.41% | – | |
| New | Microchip Technology Inc.conv | $1,014,000 | – | 1,000,000 | – | 0.40% | – | |
| New | Anadarko Petroleum Corppfd cv | $1,005,000 | – | 20,000 | – | 0.40% | – | |
| UN | New | Unilever N.V. (ADR) | $1,004,000 | – | 24,000 | – | 0.40% | – |
| New | Quidel Corp.conv | $1,003,000 | – | 1,000,000 | – | 0.40% | – | |
| BGS | New | B&G Foods, Inc. | $999,000 | – | 35,000 | – | 0.39% | – |
| New | ON Semiconductor Corp.conv | $994,000 | – | 1,000,000 | – | 0.39% | – | |
| New | IAS Operating Partnership LPconv | $980,000 | – | 1,000,000 | – | 0.39% | – | |
| RHHBY | New | Roche Holdings Ltd. (ADR) | $964,000 | – | 27,500 | – | 0.38% | – |
| New | JinkoSolar Holding Co., Ltd.conv | $956,000 | – | 1,000,000 | – | 0.38% | – | |
| New | OPKO Health Inc.conv | $946,000 | – | 400,000 | – | 0.37% | – | |
| New | Spirit Realty Capital, Inc.conv | $935,000 | – | 1,000,000 | – | 0.37% | – | |
| New | SolarCity Corp.conv | $920,000 | – | 1,000,000 | – | 0.36% | – | |
| New | Red Hat, Inc.conv | $891,000 | – | 725,000 | – | 0.35% | – | |
| New | Twitter, Inc.conv | $881,000 | – | 1,000,000 | – | 0.35% | – | |
| New | Violin Memory, Inc.conv | $850,000 | – | 1,000,000 | – | 0.34% | – | |
| IVR | New | Invesco Mortgage Capital Inc. | $841,000 | – | 58,700 | – | 0.33% | – |
| New | Spansion LLCconv | $842,000 | – | 400,000 | – | 0.33% | – | |
| New | Hornbeck Offshore Services, Iconv | $819,000 | – | 1,000,000 | – | 0.32% | – | |
| New | SolarCity Corp.conv | $815,000 | – | 750,000 | – | 0.32% | – | |
| New | Depomed, Inc.conv | $770,000 | – | 600,000 | – | 0.30% | – | |
| New | Clean Energy Fuels Corp.conv | $728,000 | – | 1,000,000 | – | 0.29% | – | |
| New | A.M. Castle & Co.conv | $690,000 | – | 800,000 | – | 0.27% | – | |
| New | Tesla Motors, Inc.conv | $688,000 | – | 700,000 | – | 0.27% | – | |
| New | Exelixis, Inc.conv | $667,000 | – | 750,000 | – | 0.26% | – | |
| New | Array BioPharma Inc.conv | $634,000 | – | 500,000 | – | 0.25% | – | |
| New | Royal Gold, Inc.conv | $617,000 | – | 600,000 | – | 0.24% | – | |
| New | RTI International Metals, Incconv | $545,000 | – | 500,000 | – | 0.22% | – | |
| New | Brocade Communicationsconv | $521,000 | – | 500,000 | – | 0.21% | – | |
| New | Goodrich Petroleum Corp.conv | $523,000 | – | 1,035,000 | – | 0.21% | – | |
| New | Yahoo! Inc.conv | $515,000 | – | 500,000 | – | 0.20% | – | |
| New | SanDisk Corp.conv | $487,000 | – | 500,000 | – | 0.19% | – | |
| LXP | New | Lexington Realty Trust | $466,000 | – | 55,000 | – | 0.18% | – |
| SSYS | New | Stratasys Ltd. | $419,000 | – | 12,000 | – | 0.16% | – |
| POSTU | New | Post Holdings, Inc.pfd cv | $262,000 | – | 2,500 | – | 0.10% | – |
| HKRCP | New | Halcon Resources Corp.pfd cv | $224,000 | – | 1,000 | – | 0.09% | – |
| New | Amerivon Holdings LLCpfd cv | $33,000 | – | 545,456 | – | 0.01% | – | |
| HK | New | Halcon Resources Corp. | $14,000 | – | 12,436 | – | 0.01% | – |
Q4 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HK | Exit | Halcon Resources Corp. | $0 | – | -5,548 | – | -0.01% | – |
| Exit | Amerivon Holdings LLCpfd cv | $0 | – | -545,456 | – | -0.01% | – | |
| POSTU | Exit | Post Holdings, Inc.pfd cv | $0 | – | -5,000 | – | -0.15% | – |
| Exit | Array BioPharma Inc.conv | $0 | – | -500,000 | – | -0.18% | – | |
| Exit | The Spectranetics Corp.conv | $0 | – | -500,000 | – | -0.22% | – | |
| Exit | SanDisk Corp.conv | $0 | – | -500,000 | – | -0.24% | – | |
| Exit | Royal Gold, Inc.conv | $0 | – | -600,000 | – | -0.25% | – | |
| Exit | Depomed, Inc.conv | $0 | – | -600,000 | – | -0.25% | – | |
| Exit | Tesla Motors, Inc.conv | $0 | – | -700,000 | – | -0.26% | – | |
| BGS | Exit | B&G Foods, Inc. | $0 | – | -25,000 | – | -0.27% | – |
| Exit | Post Holdings, Inc.pfd cv | $0 | – | -10,000 | – | -0.28% | – | |
| Exit | NQ Mobile Inc.conv | $0 | – | -1,000,000 | – | -0.29% | – | |
| Exit | Merrimack Pharmaceuticals, Inconv | $0 | – | -500,000 | – | -0.30% | – | |
| Exit | SunEdison, Inc.conv | $0 | – | -750,000 | – | -0.30% | – | |
| Exit | Allscripts Healthcare Solutioconv | $0 | – | -750,000 | – | -0.30% | – | |
| Exit | SunEdison, Inc.conv | $0 | – | -500,000 | – | -0.30% | – | |
| RHHBY | Exit | Roche Holdings Ltd. | $0 | – | -22,500 | – | -0.33% | – |
| HKRCP | Exit | Halcon Resources Corp.pfd cv | $0 | – | -1,000 | – | -0.34% | – |
| Exit | A.M. Castle & Co.conv | $0 | – | -800,000 | – | -0.34% | – | |
| Exit | Lexington Realty Trustconv | $0 | – | -600,000 | – | -0.35% | – | |
| Exit | Clean Energy Fuels Corp.conv | $0 | – | -1,000,000 | – | -0.35% | – | |
| Exit | SolarCity Corp.conv | $0 | – | -750,000 | – | -0.36% | – | |
| IVR | Exit | Invesco Mortgage Capital Inc. | $0 | – | -58,700 | – | -0.37% | – |
| Exit | EnerNOC, INC.conv | $0 | – | -1,000,000 | – | -0.37% | – | |
| Exit | RAIT Financial Trustconv | $0 | – | -1,000,000 | – | -0.37% | – | |
| Exit | RTI International Metals, Incconv | $0 | – | -1,000,000 | – | -0.38% | – | |
| Exit | IAS Operating Partnership LPconv | $0 | – | -1,000,000 | – | -0.38% | – | |
| Exit | Twitter, Inc.conv | $0 | – | -1,000,000 | – | -0.38% | – | |
| Exit | Spirit Realty Capital, Inc.conv | $0 | – | -1,000,000 | – | -0.38% | – | |
| LLY | Exit | Eli Lilly & Co. | $0 | – | -15,000 | – | -0.38% | – |
| Exit | JinkoSolar Holding Co., Ltd.conv | $0 | – | -1,000,000 | – | -0.39% | – | |
| Exit | TiVo Inc.conv | $0 | – | -1,000,000 | – | -0.39% | – | |
| Exit | SolarCity Corp.conv | $0 | – | -1,000,000 | – | -0.39% | – | |
| Exit | Hornbeck Offshore Services, Iconv | $0 | – | -1,000,000 | – | -0.39% | – | |
| TYFDL | Exit | Tyson Foods, Inc.pfd cv | $0 | – | -20,000 | – | -0.39% | – |
| Exit | Exelixis, Inc.conv | $0 | – | -1,750,000 | – | -0.40% | – | |
| C | Exit | Citigroup Inc. | $0 | – | -19,546 | – | -0.40% | – |
| Exit | Violin Memory, Inc.conv | $0 | – | -1,000,000 | – | -0.41% | – | |
| Exit | Yahoo! Inc.conv | $0 | – | -1,000,000 | – | -0.41% | – | |
| Exit | Rudolph Technologies Inc.conv | $0 | – | -1,000,000 | – | -0.41% | – | |
| INTC | Exit | Intel Corp. | $0 | – | -30,000 | – | -0.41% | – |
| Exit | OPKO Health Inc.conv | $0 | – | -800,000 | – | -0.42% | – | |
| Exit | Illumina, Inc.conv | $0 | – | -1,000,000 | – | -0.42% | – | |
| Exit | MercadoLibre, Inc.conv | $0 | – | -1,000,000 | – | -0.43% | – | |
| Exit | Portfolio Recovery Associatesconv | $0 | – | -1,000,000 | – | -0.43% | – | |
| Exit | Goodrich Petroleum Corp.conv | $0 | – | -1,035,000 | – | -0.43% | – | |
| AMT | Exit | American Tower Corp. | $0 | – | -12,000 | – | -0.44% | – |
| BKCC | Exit | BlackRock Kelso Capital Corp. | $0 | – | -131,034 | – | -0.44% | – |
| WFC | Exit | Wells Fargo & Co. | $0 | – | -22,200 | – | -0.45% | – |
| NEEPRO | Exit | NextEra Energy, Inc.pfd cv | $0 | – | -20,000 | – | -0.47% | – |
| PFE | Exit | Pfizer Inc. | $0 | – | -40,000 | – | -0.47% | – |
| Exit | Cardtronics, Inc.conv | $0 | – | -1,250,000 | – | -0.47% | – | |
| Exit | Bristow Group Inc.conv | $0 | – | -1,111,000 | – | -0.47% | – | |
| SSYS | Exit | Stratasys Ltd. | $0 | – | -10,000 | – | -0.48% | – |
| Exit | MGM Resorts Internationalconv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | RTI International Metals, Incconv | $0 | – | -1,200,000 | – | -0.49% | – | |
| GE | Exit | General Electric Co. | $0 | – | -50,000 | – | -0.50% | – |
| Exit | InterDigital, Inc.conv | $0 | – | -1,250,000 | – | -0.51% | – | |
| MSFT | Exit | Microsoft Corp. | $0 | – | -28,600 | – | -0.52% | – |
| DIS | Exit | Walt Disney Co. | $0 | – | -15,000 | – | -0.52% | – |
| MRK | Exit | Merck & Co., Inc. | $0 | – | -22,651 | – | -0.53% | – |
| Exit | Ship Finance International Ltconv | $0 | – | -1,250,000 | – | -0.54% | – | |
| Exit | NVIDIA Corp.conv | $0 | – | -1,250,000 | – | -0.54% | – | |
| DCUB | Exit | Dominion Resources, Inc.pfd cv | $0 | – | -25,000 | – | -0.55% | – |
| DCUA | Exit | Dominion Resources, Inc.pfd cv | $0 | – | -25,000 | – | -0.55% | – |
| Exit | Chiquita Brands Internationalconv | $0 | – | -1,400,000 | – | -0.55% | – | |
| Exit | Infinera Corp.conv | $0 | – | -1,250,000 | – | -0.56% | – | |
| CHD | Exit | Church & Dwight Co., Inc. | $0 | – | -20,000 | – | -0.56% | – |
| Exit | Post Holdings, Inc.pfd cv | $0 | – | -16,600 | – | -0.57% | – | |
| MET | Exit | MetLife, Inc. | $0 | – | -26,855 | – | -0.57% | – |
| Exit | Salix Pharmaceuticals, Ltd.conv | $0 | – | -600,000 | – | -0.57% | – | |
| ABBV | Exit | AbbVie Inc. | $0 | – | -25,000 | – | -0.58% | – |
| CAG | Exit | ConAgra Foods, Inc. | $0 | – | -45,000 | – | -0.58% | – |
| Exit | Xilinx, Inc.conv | $0 | – | -1,000,000 | – | -0.59% | – | |
| F | Exit | Ford Motor Co. | $0 | – | -100,000 | – | -0.59% | – |
| Exit | Jarden Corp.conv | $0 | – | -1,500,000 | – | -0.60% | – | |
| Exit | Amerivon Holdings LLCpfd cv | $0 | – | -1,311,586 | – | -0.60% | – | |
| Exit | BlackRock Kelso Capital Corp.conv | $0 | – | -1,500,000 | – | -0.61% | – | |
| Exit | AmTrust Financial Services, Iconv | $0 | – | -1,000,000 | – | -0.61% | – | |
| Exit | Cepheidconv | $0 | – | -1,600,000 | – | -0.62% | – | |
| Exit | Kaiser Aluminum Corp.conv | $0 | – | -1,000,000 | – | -0.63% | – | |
| BGEPF | Exit | Bunge Ltd.pfd cv | $0 | – | -15,000 | – | -0.64% | – |
| Exit | Emergent BioSolutions Inc.conv | $0 | – | -1,600,000 | – | -0.64% | – | |
| Exit | Alaska Communications Systemsconv | $0 | – | -2,000,000 | – | -0.64% | – | |
| Exit | Synchronoss Technologies, Incconv | $0 | – | -1,500,000 | – | -0.65% | – | |
| Exit | Liberty Media Corp.conv | $0 | – | -1,750,000 | – | -0.67% | – | |
| VOD | Exit | Vodafone Group Plc (ADR) | $0 | – | -50,909 | – | -0.67% | – |
| Exit | Jarden Corp.conv | $0 | – | -1,250,000 | – | -0.68% | – | |
| KMI | Exit | Kinder Morgan, Inc. | $0 | – | -45,000 | – | -0.68% | – |
| Exit | Spansion LLCconv | $0 | – | -1,000,000 | – | -0.68% | – | |
| VZ | Exit | Verizon Communications Inc. | $0 | – | -35,260 | – | -0.69% | – |
| Exit | Chart Industries, Inc.conv | $0 | – | -1,500,000 | – | -0.70% | – | |
| Exit | Kaman Corp.conv | $0 | – | -1,500,000 | – | -0.76% | – | |
| Exit | Iconix Brand Group, Inc.conv | $0 | – | -1,500,000 | – | -0.76% | – | |
| Exit | Iconix Brand Group, Inc.conv | $0 | – | -1,500,000 | – | -0.77% | – | |
| Exit | Bottomline Technologies, Inc.conv | $0 | – | -1,750,000 | – | -0.77% | – | |
| Exit | TeleCommunication Systems, Inconv | $0 | – | -2,000,000 | – | -0.78% | – | |
| Exit | Illumina, Inc.conv | $0 | – | -1,000,000 | – | -0.79% | – | |
| Exit | American Realty Capital Prop.conv | $0 | – | -2,000,000 | – | -0.79% | – | |
| Exit | Salix Pharmaceuticals, Ltd.conv | $0 | – | -600,000 | – | -0.79% | – | |
| EMC | Exit | EMC Corp. | $0 | – | -70,000 | – | -0.79% | – |
| MHLDO | Exit | Maiden Holdings, Ltd.pfd cv | $0 | – | -45,000 | – | -0.80% | – |
| Exit | Forest City Enterprises, Inc.conv | $0 | – | -2,000,000 | – | -0.82% | – | |
| COP | Exit | ConocoPhillips | $0 | – | -26,782 | – | -0.82% | – |
| Exit | FXCM Inc.conv | $0 | – | -2,000,000 | – | -0.82% | – | |
| Exit | Carriage Services, Inc.conv | $0 | – | -2,000,000 | – | -0.82% | – | |
| Exit | Regeneron Pharmaceuticals, Inconv | $0 | – | -500,000 | – | -0.83% | – | |
| Exit | Photronics, Inc.conv | $0 | – | -2,000,000 | – | -0.83% | – | |
| Exit | GT Advanced Technologies Inc.conv | $0 | – | -1,850,000 | – | -0.85% | – | |
| AMTPRA | Exit | American Tower Corp.pfd cv | $0 | – | -20,250 | – | -0.87% | – |
| SWH | Exit | Stanley Black & Decker, Inc.pfd cv | $0 | – | -20,000 | – | -0.89% | – |
| SBAC | Exit | SBA Communications Corp. | $0 | – | -20,500 | – | -0.89% | – |
| Exit | Proofpoint, Inc.conv | $0 | – | -1,900,000 | – | -0.90% | – | |
| HCNPRI | Exit | Health Care REIT, Inc.pfd cv | $0 | – | -40,000 | – | -0.90% | – |
| NYCBPRU | Exit | NY Community Capital Trust Vpfd cv | $0 | – | -48,000 | – | -0.91% | – |
| Exit | Cubist Pharmaceuticals, Inc.conv | $0 | – | -2,200,000 | – | -0.96% | – | |
| T | Exit | AT&T Inc. | $0 | – | -70,000 | – | -0.97% | – |
| Exit | Incyte Corp.conv | $0 | – | -2,000,000 | – | -0.98% | – | |
| GWRU | Exit | Genesee & Wyoming, Inc.pfd cv | $0 | – | -20,000 | – | -0.98% | – |
| Exit | Web.com Group, Inc.conv | $0 | – | -2,750,000 | – | -1.00% | – | |
| Exit | Encore Capital Group, Inc.conv | $0 | – | -2,250,000 | – | -1.02% | – | |
| AMSGP | Exit | AmSurg Corp.pfd cv | $0 | – | -24,500 | – | -1.02% | – |
| Exit | Colony Financial, Inc.conv | $0 | – | -2,500,000 | – | -1.03% | – | |
| Exit | Take-Two Interactive Softwareconv | $0 | – | -2,000,000 | – | -1.06% | – | |
| Exit | CSG Systems International, Inconv | $0 | – | -2,150,000 | – | -1.07% | – | |
| Exit | Verint Systems Inc.conv | $0 | – | -2,500,000 | – | -1.08% | – | |
| Exit | SunPower Corp.conv | $0 | – | -2,500,000 | – | -1.08% | – | |
| Exit | InvenSense, Inc.conv | $0 | – | -2,500,000 | – | -1.10% | – | |
| Exit | Molina Healthcare Inc.conv | $0 | – | -2,500,000 | – | -1.17% | – | |
| Exit | Hawaiian Holdings, Inc.conv | $0 | – | -1,750,000 | – | -1.23% | – | |
| NEEPRP | Exit | NextEra Energy, Inc.pfd cv | $0 | – | -60,000 | – | -1.26% | – |
| Exit | Mentor Graphics Corp.conv | $0 | – | -2,750,000 | – | -1.28% | – | |
| WYPRA | Exit | Weyerhaeuser Co.pfd cv | $0 | – | -60,000 | – | -1.29% | – |
| HBANP | Exit | Huntington Bancshares, Inc.pfd cv | $0 | – | -2,500 | – | -1.31% | – |
| CCIPRA | Exit | Crown Castle International Copfd cv | $0 | – | -32,500 | – | -1.33% | – |
| Exit | Mylan Inc.conv | $0 | – | -1,000,000 | – | -1.36% | – | |
| Exit | Nuance Communications, Inc.conv | $0 | – | -3,500,000 | – | -1.37% | – | |
| Exit | Chesapeake Energy Corp.pfd cv | $0 | – | -3,100 | – | -1.37% | – | |
| WFCPRL | Exit | Wells Fargo & Co.pfd cv | $0 | – | -3,000 | – | -1.42% | – |
| Exit | Equinix Inc.conv | $0 | – | -1,500,000 | – | -1.52% | – | |
| BACPRL | Exit | Bank of America Corp.pfd cv | $0 | – | -3,400 | – | -1.54% | – |
| Exit | The Priceline Group Inc.conv | $0 | – | -3,000,000 | – | -1.60% | – | |
| UTXPRA | Exit | United Technologies Corp.pfd cv | $0 | – | -80,000 | – | -1.85% | – |
| Exit | Micron Technology, Inc.conv | $0 | – | -4,000,000 | – | -2.08% | – | |
| Exit | Gilead Sciences, Inc.conv | $0 | – | -1,800,000 | – | -3.34% | – |
Q3 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | Micron Technology, Inc.conv | $5,278,000 | +16.6% | 4,000,000 | +14.3% | 2.08% | +19.4% | |
| BACPRL | New | Bank of America Corp.pfd cv | $3,913,000 | – | 3,400 | – | 1.54% | – |
| Sell | Nuance Communications, Inc.conv | $3,472,000 | -13.5% | 3,500,000 | -12.5% | 1.37% | -11.5% | |
| CCIPRA | Buy | Crown Castle International Copfd cv | $3,379,000 | +21.1% | 32,500 | +18.2% | 1.33% | +24.0% |
| Buy | Mentor Graphics Corp.conv | $3,250,000 | +17.5% | 2,750,000 | +22.2% | 1.28% | +20.2% | |
| NEEPRP | Buy | NextEra Energy, Inc.pfd cv | $3,203,000 | +180.5% | 60,000 | +200.0% | 1.26% | +187.0% |
| Sell | Hawaiian Holdings, Inc.conv | $3,120,000 | -13.9% | 1,750,000 | -12.5% | 1.23% | -11.9% | |
| Buy | Verint Systems Inc.conv | $2,742,000 | +40.1% | 2,500,000 | +31.6% | 1.08% | +43.4% | |
| AMSGP | Buy | AmSurg Corp.pfd cv | $2,592,000 | +2466.3% | 24,500 | +2350.0% | 1.02% | +2512.8% |
| New | Encore Capital Group, Inc.conv | $2,588,000 | – | 2,250,000 | – | 1.02% | – | |
| Buy | Web.com Group, Inc.conv | $2,537,000 | -5.9% | 2,750,000 | +10.0% | 1.00% | -3.7% | |
| New | Cubist Pharmaceuticals, Inc.conv | $2,453,000 | – | 2,200,000 | – | 0.96% | – | |
| AMTPRA | Buy | American Tower Corp.pfd cv | $2,205,000 | +27.0% | 20,250 | +24.6% | 0.87% | +30.0% |
| New | Forest City Enterprises, Inc.conv | $2,080,000 | – | 2,000,000 | – | 0.82% | – | |
| Sell | Illumina, Inc.conv | $2,005,000 | -37.9% | 1,000,000 | -33.3% | 0.79% | -36.4% | |
| Sell | Iconix Brand Group, Inc.conv | $1,935,000 | -40.7% | 1,500,000 | -33.3% | 0.76% | -39.3% | |
| New | Spansion LLCconv | $1,736,000 | – | 1,000,000 | – | 0.68% | – | |
| Sell | Jarden Corp.conv | $1,719,000 | -54.8% | 1,250,000 | -54.5% | 0.68% | -53.8% | |
| New | Synchronoss Technologies, Incconv | $1,649,000 | – | 1,500,000 | – | 0.65% | – | |
| Sell | Kaiser Aluminum Corp.conv | $1,605,000 | -30.4% | 1,000,000 | -33.3% | 0.63% | -28.8% | |
| Buy | Cepheidconv | $1,580,000 | +154.0% | 1,600,000 | +166.7% | 0.62% | +159.8% | |
| New | Jarden Corp.conv | $1,514,000 | – | 1,500,000 | – | 0.60% | – | |
| Buy | Infinera Corp.conv | $1,411,000 | +33.7% | 1,250,000 | +25.0% | 0.56% | +37.0% | |
| Buy | NVIDIA Corp.conv | $1,381,000 | +24.5% | 1,250,000 | +25.0% | 0.54% | +27.5% | |
| Sell | Bristow Group Inc.conv | $1,203,000 | -62.3% | 1,111,000 | -55.8% | 0.47% | -61.5% | |
| NEEPRO | Sell | NextEra Energy, Inc.pfd cv | $1,189,000 | -54.3% | 20,000 | -50.0% | 0.47% | -53.2% |
| BKCC | New | BlackRock Kelso Capital Corp. | $1,128,000 | – | 131,034 | – | 0.44% | – |
| Sell | Goodrich Petroleum Corp.conv | $1,102,000 | -40.3% | 1,035,000 | -30.3% | 0.43% | -39.0% | |
| Buy | MercadoLibre, Inc.conv | $1,092,000 | +107.6% | 1,000,000 | +100.0% | 0.43% | +112.9% | |
| New | Violin Memory, Inc.conv | $1,041,000 | – | 1,000,000 | – | 0.41% | – | |
| TYFDL | New | Tyson Foods, Inc.pfd cv | $999,000 | – | 20,000 | – | 0.39% | – |
| New | SolarCity Corp.conv | $987,000 | – | 1,000,000 | – | 0.39% | – | |
| New | TiVo Inc.conv | $981,000 | – | 1,000,000 | – | 0.39% | – | |
| New | Twitter, Inc.conv | $973,000 | – | 1,000,000 | – | 0.38% | – | |
| New | EnerNOC, INC.conv | $943,000 | – | 1,000,000 | – | 0.37% | – | |
| RHHBY | Buy | Roche Holdings Ltd. | $830,000 | +78.1% | 22,500 | +80.0% | 0.33% | +82.1% |
| Sell | SunEdison, Inc.conv | $772,000 | -55.4% | 500,000 | -50.0% | 0.30% | -54.3% | |
| New | Allscripts Healthcare Solutioconv | $768,000 | – | 750,000 | – | 0.30% | – | |
| BGS | Buy | B&G Foods, Inc. | $687,000 | +40.2% | 25,000 | +66.7% | 0.27% | +43.6% |
| New | Depomed, Inc.conv | $636,000 | – | 600,000 | – | 0.25% | – | |
| New | SanDisk Corp.conv | $608,000 | – | 500,000 | – | 0.24% | – | |
| HK | Buy | Halcon Resources Corp. | $23,000 | +15.0% | 5,548 | +101.0% | 0.01% | +12.5% |
| Exit | Finisar Corp.conv | $0 | – | -150,000 | – | -0.11% | – | |
| Exit | Acorda Therapeutics, Inc.conv | $0 | – | -500,000 | – | -0.20% | – | |
| Exit | Allscripts Healthcare Solutioconv | $0 | – | -750,000 | – | -0.33% | – | |
| Exit | HomeAway, Inc.conv | $0 | – | -1,000,000 | – | -0.38% | – | |
| NEXWU | Exit | NextEra Energy, Inc.pdf cv | $0 | – | -15,000 | – | -0.39% | – |
| Exit | AMAG Pharmaceuticals, Inc.conv | $0 | – | -1,000,000 | – | -0.41% | – | |
| Exit | Move, Inc.conv | $0 | – | -1,000,000 | – | -0.42% | – | |
| Exit | BlackRock Kelso Capital Corp. | $0 | – | -131,034 | – | -0.46% | – | |
| Exit | Intel Corp.conv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | SanDisk Corp.conv | $0 | – | -750,000 | – | -0.59% | – | |
| Exit | Spansion LLCconv | $0 | – | -1,250,000 | – | -0.79% | – | |
| MLU | Exit | MetLife, Inc.pdf cv | $0 | – | -65,000 | – | -0.80% | – |
| Exit | Forest City Enterprises, Inc.conv | $0 | – | -2,000,000 | – | -0.81% | – | |
| Exit | Cubist Pharmaceuticals, Inc.conv | $0 | – | -2,200,000 | – | -0.97% | – | |
| Exit | Encore Capital Group, Inc.conv | $0 | – | -2,250,000 | – | -1.01% | – | |
| Exit | Bank of America Corp.pdf cv | $0 | – | -3,400 | – | -1.52% | – |
Q2 2014
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | Gilead Sciences, Inc.conv | $6,564,000 | – | 1,800,000 | – | 2.52% | – | |
| UTXPRA | New | United Technologies Corp.pdf cv | $5,215,000 | – | 80,000 | – | 2.00% | – |
| New | Micron Technology, Inc.conv | $4,526,000 | – | 3,500,000 | – | 1.74% | – | |
| New | The Priceline Group Inc.conv | $4,266,000 | – | 3,000,000 | – | 1.64% | – | |
| New | Nuance Communications, Inc.conv | $4,015,000 | – | 4,000,000 | – | 1.54% | – | |
| New | Bank of America Corp.pdf cv | $3,968,000 | – | 3,400 | – | 1.52% | – | |
| New | Chesapeake Energy Corp.pdf cv | $3,945,000 | – | 3,100 | – | 1.52% | – | |
| New | Mylan Inc.conv | $3,882,000 | – | 1,000,000 | – | 1.49% | – | |
| New | Equinix Inc.conv | $3,832,000 | – | 1,500,000 | – | 1.47% | – | |
| New | Jarden Corp.conv | $3,804,000 | – | 2,750,000 | – | 1.46% | – | |
| WFCPRL | New | Wells Fargo & Co.pdf cv | $3,642,000 | – | 3,000 | – | 1.40% | – |
| New | Hawaiian Holdings, Inc.conv | $3,625,000 | – | 2,000,000 | – | 1.39% | – | |
| WYPRA | New | Weyerhaeuser Co.pdf cv | $3,428,000 | – | 60,000 | – | 1.32% | – |
| HBANP | New | Huntington Bancshares, Inc.pdf cv | $3,325,000 | – | 2,500 | – | 1.28% | – |
| New | Iconix Brand Group, Inc.conv | $3,262,000 | – | 2,250,000 | – | 1.25% | – | |
| New | GT Advanced Technologies Inc.conv | $3,233,000 | – | 1,850,000 | – | 1.24% | – | |
| New | Illumina, Inc.conv | $3,227,000 | – | 1,500,000 | – | 1.24% | – | |
| New | Bristow Group Inc.conv | $3,194,000 | – | 2,511,000 | – | 1.23% | – | |
| New | Molina Healthcare Inc.conv | $3,138,000 | – | 2,500,000 | – | 1.21% | – | |
| New | InvenSense, Inc.conv | $3,098,000 | – | 2,500,000 | – | 1.19% | – | |
| New | SunPower Corp.conv | $2,939,000 | – | 2,500,000 | – | 1.13% | – | |
| CCIPRA | New | Crown Castle International Copdf cv | $2,791,000 | – | 27,500 | – | 1.07% | – |
| New | Mentor Graphics Corp.conv | $2,766,000 | – | 2,250,000 | – | 1.06% | – | |
| GWRU | New | Genesee & Wyoming, Inc.pdf cv | $2,708,000 | – | 20,000 | – | 1.04% | – |
| New | Incyte Corp.conv | $2,704,000 | – | 2,000,000 | – | 1.04% | – | |
| New | Colony Financial, Inc.conv | $2,702,000 | – | 2,500,000 | – | 1.04% | – | |
| New | Web.com Group, Inc.conv | $2,695,000 | – | 2,500,000 | – | 1.04% | – | |
| New | CSG Systems International, Inconv | $2,679,000 | – | 2,150,000 | – | 1.03% | – | |
| New | Encore Capital Group, Inc.conv | $2,631,000 | – | 2,250,000 | – | 1.01% | – | |
| New | Take-Two Interactive Softwareconv | $2,628,000 | – | 2,000,000 | – | 1.01% | – | |
| NEEPRO | New | NextEra Energy, Inc.pdf cv | $2,600,000 | – | 40,000 | – | 1.00% | – |
| New | Cubist Pharmaceuticals, Inc.conv | $2,514,000 | – | 2,200,000 | – | 0.97% | – | |
| T | New | AT&T Inc. | $2,475,000 | – | 70,000 | – | 0.95% | – |
| NYCBPRU | New | NY Community Capital Trust Vpdf cv | $2,360,000 | – | 48,000 | – | 0.91% | – |
| HCNPRI | New | Health Care REIT, Inc.pdf cv | $2,310,000 | – | 40,000 | – | 0.89% | – |
| New | Kaiser Aluminum Corp.conv | $2,305,000 | – | 1,500,000 | – | 0.89% | – | |
| COP | New | ConocoPhillips | $2,296,000 | – | 26,782 | – | 0.88% | – |
| New | Proofpoint, Inc.conv | $2,279,000 | – | 1,900,000 | – | 0.88% | – | |
| SWH | New | Stanley Black & Decker, Inc.pdf cv | $2,273,000 | – | 20,000 | – | 0.87% | – |
| MHLDO | New | Maiden Holdings, Ltd.pdf cv | $2,181,000 | – | 45,000 | – | 0.84% | – |
| New | Iconix Brand Group, Inc.conv | $2,182,000 | – | 1,500,000 | – | 0.84% | – | |
| New | Photronics, Inc.conv | $2,164,000 | – | 2,000,000 | – | 0.83% | – | |
| New | Forest City Enterprises, Inc.conv | $2,112,000 | – | 2,000,000 | – | 0.81% | – | |
| New | Chart Industries, Inc.conv | $2,103,000 | – | 1,500,000 | – | 0.81% | – | |
| SBAC | New | SBA Communications Corp. | $2,097,000 | – | 20,500 | – | 0.81% | – |
| New | Carriage Services, Inc.conv | $2,084,000 | – | 2,000,000 | – | 0.80% | – | |
| MLU | New | MetLife, Inc.pdf cv | $2,077,000 | – | 65,000 | – | 0.80% | – |
| New | Bottomline Technologies, Inc.conv | $2,074,000 | – | 1,750,000 | – | 0.80% | – | |
| New | FXCM Inc.conv | $2,071,000 | – | 2,000,000 | – | 0.80% | – | |
| New | Spansion LLCconv | $2,055,000 | – | 1,250,000 | – | 0.79% | – | |
| New | Kaman Corp.conv | $2,035,000 | – | 1,500,000 | – | 0.78% | – | |
| New | American Realty Capital Prop.conv | $2,034,000 | – | 2,000,000 | – | 0.78% | – | |
| New | Post Holdings, Inc.pdf cv | $1,970,000 | – | 16,600 | – | 0.76% | – | |
| New | TeleCommunication Systems, Inconv | $1,960,000 | – | 2,000,000 | – | 0.75% | – | |
| New | Verint Systems Inc.conv | $1,957,000 | – | 1,900,000 | – | 0.75% | – | |
| New | Goodrich Petroleum Corp.conv | $1,847,000 | – | 1,485,000 | – | 0.71% | – | |
| EMC | New | EMC Corp. | $1,844,000 | – | 70,000 | – | 0.71% | – |
| New | Liberty Media Corp.conv | $1,778,000 | – | 1,750,000 | – | 0.68% | – | |
| AMTPRA | New | American Tower Corp.pdf cv | $1,736,000 | – | 16,250 | – | 0.67% | – |
| New | SunEdison, Inc.conv | $1,731,000 | – | 1,000,000 | – | 0.66% | – | |
| VZ | New | Verizon Communications Inc. | $1,725,000 | – | 35,260 | – | 0.66% | – |
| F | New | Ford Motor Co. | $1,724,000 | – | 100,000 | – | 0.66% | – |
| VOD | New | Vodafone Group Plc (ADR) | $1,700,000 | – | 50,909 | – | 0.65% | – |
| New | Regeneron Pharmaceuticals, Inconv | $1,681,000 | – | 500,000 | – | 0.65% | – | |
| New | Emergent BioSolutions Inc.conv | $1,677,000 | – | 1,600,000 | – | 0.64% | – | |
| New | Xilinx, Inc.conv | $1,662,000 | – | 1,000,000 | – | 0.64% | – | |
| New | AmTrust Financial Services, Iconv | $1,648,000 | – | 1,000,000 | – | 0.63% | – | |
| New | Alaska Communications Systemsconv | $1,645,000 | – | 2,000,000 | – | 0.63% | – | |
| KMI | New | Kinder Morgan, Inc. | $1,632,000 | – | 45,000 | – | 0.63% | – |
| New | Salix Pharmaceuticals, Ltd.conv | $1,606,000 | – | 600,000 | – | 0.62% | – | |
| New | BlackRock Kelso Capital Corp.conv | $1,596,000 | – | 1,500,000 | – | 0.61% | – | |
| BGEPF | New | Bunge Ltd.pdf cv | $1,559,000 | – | 15,000 | – | 0.60% | – |
| New | SanDisk Corp.conv | $1,530,000 | – | 750,000 | – | 0.59% | – | |
| New | Amerivon Holdings LLCpdf cv | $1,527,000 | – | 1,311,586 | – | 0.59% | – | |
| MET | New | MetLife, Inc. | $1,492,000 | – | 26,855 | – | 0.57% | – |
| New | Exelixis, Inc.conv | $1,488,000 | – | 1,750,000 | – | 0.57% | – | |
| New | MGM Resorts Internationalconv | $1,471,000 | – | 1,000,000 | – | 0.56% | – | |
| DCUB | New | Dominion Resources, Inc.pdf cv | $1,450,000 | – | 25,000 | – | 0.56% | – |
| DCUA | New | Dominion Resources, Inc.pdf cv | $1,441,000 | – | 25,000 | – | 0.55% | – |
| New | Ship Finance International Ltconv | $1,420,000 | – | 1,250,000 | – | 0.55% | – | |
| New | Chiquita Brands Internationalconv | $1,417,000 | – | 1,400,000 | – | 0.54% | – | |
| ABBV | New | AbbVie Inc. | $1,411,000 | – | 25,000 | – | 0.54% | – |
| CHD | New | Church & Dwight Co., Inc. | $1,399,000 | – | 20,000 | – | 0.54% | – |
| New | InterDigital, Inc.conv | $1,383,000 | – | 1,250,000 | – | 0.53% | – | |
| CAG | New | ConAgra Foods, Inc. | $1,336,000 | – | 45,000 | – | 0.51% | – |
| GE | New | General Electric Co. | $1,314,000 | – | 50,000 | – | 0.50% | – |
| MRK | New | Merck & Co., Inc. | $1,310,000 | – | 22,651 | – | 0.50% | – |
| DIS | New | Walt Disney Co. | $1,286,000 | – | 15,000 | – | 0.49% | – |
| New | RTI International Metals, Incconv | $1,250,000 | – | 1,200,000 | – | 0.48% | – | |
| New | Intel Corp.conv | $1,246,000 | – | 1,000,000 | – | 0.48% | – | |
| HKRCP | New | Halcon Resources Corp.pdf cv | $1,220,000 | – | 1,000 | – | 0.47% | – |
| New | Hornbeck Offshore Services, Iconv | $1,212,000 | – | 1,000,000 | – | 0.47% | – | |
| New | Portfolio Recovery Associatesconv | $1,195,000 | – | 1,000,000 | – | 0.46% | – | |
| New | BlackRock Kelso Capital Corp. | $1,194,000 | – | 131,034 | – | 0.46% | – | |
| MSFT | New | Microsoft Corp. | $1,193,000 | – | 28,600 | – | 0.46% | – |
| PFE | New | Pfizer Inc. | $1,187,000 | – | 40,000 | – | 0.46% | – |
| New | Salix Pharmaceuticals, Ltd.conv | $1,181,000 | – | 600,000 | – | 0.45% | – | |
| WFC | New | Wells Fargo & Co. | $1,167,000 | – | 22,200 | – | 0.45% | – |
| New | Cardtronics, Inc.conv | $1,145,000 | – | 1,250,000 | – | 0.44% | – | |
| NEEPRP | New | NextEra Energy, Inc.pdf cv | $1,142,000 | – | 20,000 | – | 0.44% | – |
| SSYS | New | Stratasys Ltd. | $1,136,000 | – | 10,000 | – | 0.44% | – |
| New | NVIDIA Corp.conv | $1,109,000 | – | 1,000,000 | – | 0.43% | – | |
| New | OPKO Health Inc.conv | $1,087,000 | – | 800,000 | – | 0.42% | – | |
| New | Move, Inc.conv | $1,086,000 | – | 1,000,000 | – | 0.42% | – | |
| AMT | New | American Tower Corp. | $1,080,000 | – | 12,000 | – | 0.42% | – |
| New | Rudolph Technologies Inc.conv | $1,068,000 | – | 1,000,000 | – | 0.41% | – | |
| New | AMAG Pharmaceuticals, Inc.conv | $1,059,000 | – | 1,000,000 | – | 0.41% | – | |
| New | Infinera Corp.conv | $1,055,000 | – | 1,000,000 | – | 0.40% | – | |
| New | SolarCity Corp.conv | $1,046,000 | – | 750,000 | – | 0.40% | – | |
| New | A.M. Castle & Co.conv | $1,036,000 | – | 800,000 | – | 0.40% | – | |
| New | Illumina, Inc.conv | $1,031,000 | – | 1,000,000 | – | 0.40% | – | |
| IVR | New | Invesco Mortgage Capital Inc. | $1,019,000 | – | 58,700 | – | 0.39% | – |
| New | Post Holdings, Inc.pdf cv | $1,019,000 | – | 10,000 | – | 0.39% | – | |
| NEXWU | New | NextEra Energy, Inc.pdf cv | $1,009,000 | – | 15,000 | – | 0.39% | – |
| New | RTI International Metals, Incconv | $1,009,000 | – | 1,000,000 | – | 0.39% | – | |
| New | Spirit Realty Capital, Inc.conv | $1,006,000 | – | 1,000,000 | – | 0.39% | – | |
| New | Yahoo! Inc.conv | $1,000,000 | – | 1,000,000 | – | 0.38% | – | |
| New | JinkoSolar Holding Co., Ltd.conv | $996,000 | – | 1,000,000 | – | 0.38% | – | |
| New | IAS Operating Partnership LPconv | $979,000 | – | 1,000,000 | – | 0.38% | – | |
| New | RAIT Financial Trustconv | $979,000 | – | 1,000,000 | – | 0.38% | – | |
| New | HomeAway, Inc.conv | $979,000 | – | 1,000,000 | – | 0.38% | – | |
| New | Lexington Realty Trustconv | $976,000 | – | 600,000 | – | 0.38% | – | |
| New | Clean Energy Fuels Corp.conv | $976,000 | – | 1,000,000 | – | 0.38% | – | |
| LLY | New | Eli Lilly & Co. | $933,000 | – | 15,000 | – | 0.36% | – |
| INTC | New | Intel Corp. | $927,000 | – | 30,000 | – | 0.36% | – |
| C | New | Citigroup Inc. | $921,000 | – | 19,546 | – | 0.35% | – |
| New | Allscripts Healthcare Solutioconv | $866,000 | – | 750,000 | – | 0.33% | – | |
| New | SunEdison, Inc.conv | $807,000 | – | 750,000 | – | 0.31% | – | |
| New | Tesla Motors, Inc.conv | $680,000 | – | 700,000 | – | 0.26% | – | |
| New | Merrimack Pharmaceuticals, Inconv | $664,000 | – | 500,000 | – | 0.26% | – | |
| New | Royal Gold, Incconv | $646,000 | – | 600,000 | – | 0.25% | – | |
| New | NQ Mobile Inc.conv | $641,000 | – | 1,000,000 | – | 0.25% | – | |
| New | Cepheidconv | $622,000 | – | 600,000 | – | 0.24% | – | |
| POSTU | New | Post Holdings, Inc.pdf cv | $531,000 | – | 5,000 | – | 0.20% | – |
| New | MercadoLibre, Inc.conv | $526,000 | – | 500,000 | – | 0.20% | – | |
| New | The Spectranetics Corporationconv | $522,000 | – | 500,000 | – | 0.20% | – | |
| New | Acorda Therapeutics, Inc.conv | $521,000 | – | 500,000 | – | 0.20% | – | |
| New | Array BioPharma Inc.conv | $501,000 | – | 500,000 | – | 0.19% | – | |
| BGS | New | B&G Foods, Inc. | $490,000 | – | 15,000 | – | 0.19% | – |
| RHHBY | New | Roche Holdings Ltd. | $466,000 | – | 12,500 | – | 0.18% | – |
| New | Finisar Corp.conv | $282,000 | – | 150,000 | – | 0.11% | – | |
| AMSGP | New | AmSurg Corp.pdf cv | $101,000 | – | 1,000 | – | 0.04% | – |
| New | Amerivon Holdings LLCpdf cv | $33,000 | – | 545,456 | – | 0.01% | – | |
| HK | New | Halcon Resources Corp. | $20,000 | – | 2,760 | – | 0.01% | – |
Q4 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HK | Exit | Halcon Resources Corp. | $0 | – | -4,954 | – | -0.01% | – |
| Exit | Amerivon Holdings LLCpfd cv | $0 | – | -545,456 | – | -0.01% | – | |
| Exit | Micron Technology, Inc.conv | $0 | – | -100,000 | – | -0.07% | – | |
| Exit | Finisar Corp.conv | $0 | – | -150,000 | – | -0.14% | – | |
| Exit | ReneSola Ltd.conv | $0 | – | -500,000 | – | -0.18% | – | |
| BMY | Exit | Bristol Myers Squibb Co. | $0 | – | -10,000 | – | -0.19% | – |
| INTC | Exit | Intel Corp. | $0 | – | -25,000 | – | -0.24% | – |
| Exit | JAKKS Pacific, Inc.conv | $0 | – | -750,000 | – | -0.24% | – | |
| Exit | Royal Gold, Incconv | $0 | – | -600,000 | – | -0.24% | – | |
| LLY | Exit | Eli Lilly & Co. | $0 | – | -15,000 | – | -0.32% | – |
| NEXWU | Exit | NextEra Energy, Inc.pfd cv | $0 | – | -15,000 | – | -0.35% | – |
| ABBV | Exit | AbbVie Inc. | $0 | – | -20,000 | – | -0.37% | – |
| Exit | Merrimack Pharmaceuticals, Inconv | $0 | – | -1,000,000 | – | -0.38% | – | |
| Exit | The Ryland Group, Inc.conv | $0 | – | -1,000,000 | – | -0.38% | – | |
| C | Exit | Citigroup Inc. | $0 | – | -19,546 | – | -0.40% | – |
| Exit | Spansion LLCconv | $0 | – | -1,000,000 | – | -0.40% | – | |
| DIS | Exit | Walt Disney Co. | $0 | – | -15,000 | – | -0.40% | – |
| NEEPRP | Exit | NextEra Energy, Inc.pfd cv | $0 | – | -20,000 | – | -0.40% | – |
| Exit | 2010 Swift MandCommon Exch Trpfd cv | $0 | – | -60,000 | – | -0.42% | – | |
| Exit | Tower Group, Inc.conv | $0 | – | -1,200,000 | – | -0.42% | – | |
| Exit | Clean Energy Fuels Corp.conv | $0 | – | -1,000,000 | – | -0.43% | – | |
| Exit | RTI International Metals, Incconv | $0 | – | -1,000,000 | – | -0.44% | – | |
| Exit | Ascent Capital Group, Inc.conv | $0 | – | -1,000,000 | – | -0.44% | – | |
| Exit | Stillwater Mining Companyconv | $0 | – | -1,000,000 | – | -0.44% | – | |
| Exit | Shutterfly, Inc.conv | $0 | – | -1,000,000 | – | -0.46% | – | |
| MSFT | Exit | Microsoft Corp. | $0 | – | -33,600 | – | -0.47% | – |
| Exit | Illumina, Inc.conv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | Ixiaconv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | Infinera Corp.conv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | Northgate Minerals Corp.conv | $0 | – | -1,200,000 | – | -0.48% | – | |
| PFE | Exit | Pfizer Inc. | $0 | – | -40,000 | – | -0.48% | – |
| Exit | Rudolph Technologies Inc.conv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | Move, Inc.conv | $0 | – | -1,000,000 | – | -0.48% | – | |
| Exit | Portfolio Recovery Associatesconv | $0 | – | -1,000,000 | – | -0.49% | – | |
| Exit | CEMEX S.A.B. de C.V.conv | $0 | – | -1,000,000 | – | -0.49% | – | |
| Exit | Cubist Pharmaceuticals, Inc.conv | $0 | – | -1,100,000 | – | -0.50% | – | |
| Exit | Encore Capital Group, Inc.conv | $0 | – | -1,000,000 | – | -0.50% | – | |
| Exit | Cubist Pharmaceuticals, Inc.conv | $0 | – | -1,100,000 | – | -0.50% | – | |
| Exit | Concur Technologies, Inc.conv | $0 | – | -1,000,000 | – | -0.51% | – | |
| Exit | Intel Corp.conv | $0 | – | -1,150,000 | – | -0.52% | – | |
| Exit | Ship Finance International Ltconv | $0 | – | -1,250,000 | – | -0.53% | – | |
| Exit | United States Steel Corp.conv | $0 | – | -1,250,000 | – | -0.54% | – | |
| DCUA | Exit | Dominion Resources, Inc.pfd cv | $0 | – | -25,000 | – | -0.56% | – |
| DCUB | Exit | Dominion Resources, Inc.pfd cv | $0 | – | -25,000 | – | -0.56% | – |
| Exit | RTI International Metals, Incconv | $0 | – | -1,200,000 | – | -0.57% | – | |
| Exit | A.M. Castle & Co.conv | $0 | – | -800,000 | – | -0.58% | – | |
| Exit | Chiquita Brands Internationalconv | $0 | – | -1,400,000 | – | -0.58% | – | |
| UISPRA | Exit | Unisys Corp.pfd cv | $0 | – | -20,000 | – | -0.58% | – |
| VZ | Exit | Verizon Communications Inc. | $0 | – | -30,000 | – | -0.58% | – |
| Exit | Exelixis, Inc.conv | $0 | – | -1,250,000 | – | -0.61% | – | |
| Exit | Amerivon Holdings LLCpfd cv | $0 | – | -1,254,294 | – | -0.64% | – | |
| MRK | Exit | Merck & Co., Inc. | $0 | – | -32,651 | – | -0.65% | – |
| Exit | Volcano Corp.conv | $0 | – | -1,500,000 | – | -0.65% | – | |
| BGEPF | Exit | Bunge Ltd.pfd cv | $0 | – | -15,000 | – | -0.66% | – |
| Exit | EMC Corp.conv | $0 | – | -1,000,000 | – | -0.67% | – | |
| Exit | Xilinx, Inc.conv | $0 | – | -1,000,000 | – | -0.68% | – | |
| Exit | Annaly Capital Management, Inconv | $0 | – | -1,500,000 | – | -0.69% | – | |
| Exit | Allscripts Healthcare Solutioconv | $0 | – | -1,500,000 | – | -0.69% | – | |
| Exit | Lexington Realty Trustconv | $0 | – | -1,000,000 | – | -0.70% | – | |
| Exit | Post Holdings, Inc.pfd cv | $0 | – | -16,600 | – | -0.71% | – | |
| Exit | Array BioPharma Inc.conv | $0 | – | -1,500,000 | – | -0.72% | – | |
| Exit | OPKO Health Inc.conv | $0 | – | -1,341,000 | – | -0.72% | – | |
| MET | Exit | MetLife, Inc. | $0 | – | -36,855 | – | -0.72% | – |
| Exit | Alaska Communications Systemsconv | $0 | – | -2,000,000 | – | -0.72% | – | |
| Exit | Insulet Corp.conv | $0 | – | -1,250,000 | – | -0.76% | – | |
| Exit | Iconix Brand Group, Inc.conv | $0 | – | -1,500,000 | – | -0.76% | – | |
| Exit | Salix Pharmaceuticals Ltd.conv | $0 | – | -1,200,000 | – | -0.77% | – | |
| Exit | Regeneron Pharmaceuticals, Inconv | $0 | – | -500,000 | – | -0.78% | – | |
| MLU | Exit | MetLife, Inc.pfd cv | $0 | – | -65,000 | – | -0.78% | – |
| COP | Exit | ConocoPhillips | $0 | – | -26,782 | – | -0.78% | – |
| Exit | IAS Operating Partnership LPconv | $0 | – | -2,000,000 | – | -0.78% | – | |
| Exit | Kaman Corp.conv | $0 | – | -1,500,000 | – | -0.78% | – | |
| Exit | American Realty Capital Prop.conv | $0 | – | -2,000,000 | – | -0.79% | – | |
| HKRCP | Exit | Halcon Resources Corp.pfd cv | $0 | – | -2,000 | – | -0.81% | – |
| Exit | GT Advanced Technologies, Incconv | $0 | – | -1,500,000 | – | -0.82% | – | |
| Exit | TeleCommunication Systems, Inconv | $0 | – | -2,000,000 | – | -0.83% | – | |
| Exit | SanDisk Corp.conv | $0 | – | -1,500,000 | – | -0.83% | – | |
| Exit | Forest City Enterprises, Inc.conv | $0 | – | -2,000,000 | – | -0.85% | – | |
| Exit | Priceline.com Inc.conv | $0 | – | -1,615,000 | – | -0.87% | – | |
| Exit | Goodrich Petroleum Corp.conv | $0 | – | -2,000,000 | – | -0.90% | – | |
| NEEPRO | Exit | NextEra Energy, Inc.pfd cv | $0 | – | -40,000 | – | -0.91% | – |
| MHLDO | Exit | Maiden Holdings, Ltd.pfd cv | $0 | – | -45,000 | – | -0.92% | – |
| Exit | Photronics, Inc.conv | $0 | – | -2,000,000 | – | -0.93% | – | |
| Exit | Hornbeck Offshore Services, Iconv | $0 | – | -1,750,000 | – | -0.95% | – | |
| Exit | Web.com Group, Inc.conv | $0 | – | -2,000,000 | – | -0.95% | – | |
| Exit | DFC Global Corp.conv | $0 | – | -2,500,000 | – | -0.96% | – | |
| HCNPRI | Exit | Health Care REIT, Inc.pfd cv | $0 | – | -40,000 | – | -0.96% | – |
| Exit | Bottomline Technologies, Inc.conv | $0 | – | -2,000,000 | – | -0.97% | – | |
| Exit | Priceline.com Inc.conv | $0 | – | -700,000 | – | -0.97% | – | |
| Exit | Encore Capital Group, Inc.conv | $0 | – | -1,500,000 | – | -0.98% | – | |
| NYCBPRU | Exit | NY Community Capital Trust Vpfd cv | $0 | – | -48,000 | – | -0.98% | – |
| T | Exit | AT&T Inc. | $0 | – | -70,000 | – | -0.99% | – |
| Exit | FXCM Inc.conv | $0 | – | -2,000,000 | – | -1.01% | – | |
| GWRU | Exit | Genesee & Wyoming, Inc.pfd cv | $0 | – | -20,000 | – | -1.06% | – |
| Exit | MGM Resorts Internationalconv | $0 | – | -2,000,000 | – | -1.07% | – | |
| Exit | Colony Financial, Inc.conv | $0 | – | -2,500,000 | – | -1.08% | – | |
| Exit | CSG Systems International, Inconv | $0 | – | -2,150,000 | – | -1.09% | – | |
| Exit | InterDigital, Inc.conv | $0 | – | -2,500,000 | – | -1.10% | – | |
| Exit | Mentor Graphics Corp.conv | $0 | – | -2,000,000 | – | -1.10% | – | |
| PPLPRW | Exit | PPL Corp.pfd cv | $0 | – | -50,000 | – | -1.12% | – |
| Exit | Molina Healthcare Inc.conv | $0 | – | -2,500,000 | – | -1.13% | – | |
| SWU | Exit | Stanley Black & Decker, Inc.pfd cv | $0 | – | -20,000 | – | -1.14% | – |
| Exit | Iconix Brand Group, Inc.conv | $0 | – | -2,250,000 | – | -1.16% | – | |
| Exit | Chart Industries, Inc.conv | $0 | – | -1,500,000 | – | -1.17% | – | |
| Exit | Micron Technology, Inc.conv | $0 | – | -1,500,000 | – | -1.19% | – | |
| Exit | EMC Corp.conv | $0 | – | -1,800,000 | – | -1.20% | – | |
| Exit | Mylan Inc.conv | $0 | – | -1,000,000 | – | -1.21% | – | |
| Exit | Take-Two Interactive Softwareconv | $0 | – | -2,500,000 | – | -1.24% | – | |
| Exit | Kaiser Aluminum Corp.conv | $0 | – | -2,000,000 | – | -1.25% | – | |
| Exit | BlackRock Kelso Capital Corp.conv | $0 | – | -3,000,000 | – | -1.28% | – | |
| Exit | Bristow Group Inc.conv | $0 | – | -2,511,000 | – | -1.29% | – | |
| HBANP | Exit | Huntington Bancshares, Inc.pfd cv | $0 | – | -2,500 | – | -1.30% | – |
| Exit | AmTrust Financial Services, Iconv | $0 | – | -2,000,000 | – | -1.31% | – | |
| WYPRA | Exit | Weyerhaeuser Co.pfd cv | $0 | – | -60,000 | – | -1.32% | – |
| Exit | SBA Communications Corp.conv | $0 | – | -1,200,000 | – | -1.34% | – | |
| Exit | Hawaiian Holdings, Inc.conv | $0 | – | -2,750,000 | – | -1.35% | – | |
| Exit | SunPower Corp.conv | $0 | – | -2,500,000 | – | -1.38% | – | |
| Exit | Jarden Corp.conv | $0 | – | -2,750,000 | – | -1.38% | – | |
| Exit | Equinix, Inc.conv | $0 | – | -2,000,000 | – | -1.40% | – | |
| Exit | Nuance Communications, Inc.conv | $0 | – | -3,000,000 | – | -1.43% | – | |
| Exit | Chesapeake Energy Corp.pfd cv | $0 | – | -3,100 | – | -1.43% | – | |
| Exit | Bank of America Corp.pfd cv | $0 | – | -3,400 | – | -1.53% | – | |
| Exit | Gilead Sciences, Inc.conv | $0 | – | -1,500,000 | – | -1.75% | – | |
| WFCPRL | Exit | Wells Fargo & Co.pfd cv | $0 | – | -4,000 | – | -1.90% | – |
| UTXPRA | Exit | United Technologies Corp.pfd cv | $0 | – | -80,000 | – | -2.16% | – |
| Exit | Gilead Sciences, Inc.conv | $0 | – | -2,000,000 | – | -2.32% | – |
Q3 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WYPRA | Buy | Weyerhaeuser Co.pfd cv | $3,171,000 | +55.4% | 60,000 | +50.0% | 1.32% | +47.9% |
| Sell | AmTrust Financial Services, Iconv | $3,139,000 | -10.5% | 2,000,000 | -20.0% | 1.31% | -14.9% | |
| Buy | Take-Two Interactive Softwareconv | $2,978,000 | +79.9% | 2,500,000 | +66.7% | 1.24% | +71.1% | |
| New | Micron Technology, Inc.conv | $2,852,000 | – | 1,500,000 | – | 1.19% | – | |
| Buy | Molina Healthcare Inc.conv | $2,711,000 | +64.4% | 2,500,000 | +66.7% | 1.13% | +56.5% | |
| Sell | Encore Capital Group, Inc.conv | $2,344,000 | -3.2% | 1,500,000 | -25.0% | 0.98% | -8.0% | |
| Sell | Priceline.com Inc.conv | $2,326,000 | -5.5% | 700,000 | -22.2% | 0.97% | -10.1% | |
| New | DFC Global Corp.conv | $2,300,000 | – | 2,500,000 | – | 0.96% | – | |
| New | Web.com Group, Inc.conv | $2,281,000 | – | 2,000,000 | – | 0.95% | – | |
| New | Hornbeck Offshore Services, Iconv | $2,266,000 | – | 1,750,000 | – | 0.95% | – | |
| MHLDO | New | Maiden Holdings, Ltd.pfd cv | $2,214,000 | – | 45,000 | – | 0.92% | – |
| Buy | Priceline.com Inc.conv | $2,083,000 | +60.0% | 1,615,000 | +44.8% | 0.87% | +52.1% | |
| New | Forest City Enterprises, Inc.conv | $2,035,000 | – | 2,000,000 | – | 0.85% | – | |
| Sell | GT Advanced Technologies, Incconv | $1,962,000 | +14.9% | 1,500,000 | -25.0% | 0.82% | +9.3% | |
| New | American Realty Capital Prop.conv | $1,894,000 | – | 2,000,000 | – | 0.79% | – | |
| Sell | Insulet Corp.conv | $1,814,000 | -20.8% | 1,250,000 | -28.6% | 0.76% | -24.7% | |
| MET | New | MetLife, Inc. | $1,730,000 | – | 36,855 | – | 0.72% | – |
| Buy | Allscripts Healthcare Solutioconv | $1,641,000 | +66.4% | 1,500,000 | +50.0% | 0.69% | +58.4% | |
| VZ | Sell | Verizon Communications Inc. | $1,400,000 | -53.6% | 30,000 | -50.0% | 0.58% | -55.9% |
| DCUB | Buy | Dominion Resources, Inc.pfd cv | $1,336,000 | +33.5% | 25,000 | +25.0% | 0.56% | +26.8% |
| DCUA | Buy | Dominion Resources, Inc.pfd cv | $1,334,000 | +32.9% | 25,000 | +25.0% | 0.56% | +26.3% |
| Sell | Intel Corp.conv | $1,248,000 | -23.7% | 1,150,000 | -23.3% | 0.52% | -27.5% | |
| New | Cubist Pharmaceuticals, Inc.conv | $1,191,000 | – | 1,100,000 | – | 0.50% | – | |
| Buy | Encore Capital Group, Inc.conv | $1,186,000 | +392.1% | 1,000,000 | +300.0% | 0.50% | +367.9% | |
| New | Cubist Pharmaceuticals, Inc.conv | $1,187,000 | – | 1,100,000 | – | 0.50% | – | |
| New | Portfolio Recovery Associatesconv | $1,167,000 | – | 1,000,000 | – | 0.49% | – | |
| New | Move, Inc.conv | $1,160,000 | – | 1,000,000 | – | 0.48% | – | |
| New | Illumina, Inc.conv | $1,144,000 | – | 1,000,000 | – | 0.48% | – | |
| MSFT | Sell | Microsoft Corp. | $1,119,000 | -25.7% | 33,600 | -22.9% | 0.47% | -29.2% |
| New | Ascent Capital Group, Inc.conv | $1,055,000 | – | 1,000,000 | – | 0.44% | – | |
| New | Clean Energy Fuels Corp.conv | $1,021,000 | – | 1,000,000 | – | 0.43% | – | |
| Sell | Tower Group, Inc.conv | $1,016,000 | -61.4% | 1,200,000 | -52.0% | 0.42% | -63.4% | |
| NEEPRP | New | NextEra Energy, Inc.pfd cv | $969,000 | – | 20,000 | – | 0.40% | – |
| New | Spansion LLCconv | $964,000 | – | 1,000,000 | – | 0.40% | – | |
| C | Sell | Citigroup Inc. | $948,000 | -49.4% | 19,546 | -50.0% | 0.40% | -51.9% |
| New | Merrimack Pharmaceuticals, Inconv | $910,000 | – | 1,000,000 | – | 0.38% | – | |
| New | JAKKS Pacific, Inc.conv | $572,000 | – | 750,000 | – | 0.24% | – | |
| BMY | Sell | Bristol Myers Squibb Co. | $463,000 | -48.2% | 10,000 | -50.0% | 0.19% | -50.9% |
| Sell | ReneSola Ltd.conv | $429,000 | -21.1% | 500,000 | -50.0% | 0.18% | -25.1% | |
| HK | New | Halcon Resources Corp. | $22,000 | – | 4,954 | – | 0.01% | – |
| Exit | Starwood Property Trust, Inc.conv | $0 | – | -500,000 | – | -0.22% | – | |
| Exit | Abbott Laboratories | $0 | – | -18,000 | – | -0.28% | – | |
| Exit | Electronic Arts Inc.conv | $0 | – | -1,000,000 | – | -0.46% | – | |
| Exit | SunPower Corp.conv | $0 | – | -1,000,000 | – | -0.47% | – | |
| Exit | International Game Technologyconv | $0 | – | -1,000,000 | – | -0.47% | – | |
| Exit | Titan Machinery Inc.conv | $0 | – | -2,000,000 | – | -0.83% | – | |
| Exit | Apache Corp.pfd cv | $0 | – | -40,000 | – | -0.84% | – | |
| Exit | Rovi Corp.conv | $0 | – | -2,000,000 | – | -0.90% | – | |
| Exit | National Financial Partners Cconv | $0 | – | -1,000,000 | – | -0.90% | – | |
| Exit | Hornbeck Offshore Services, Iconv | $0 | – | -1,750,000 | – | -0.93% | – | |
| Exit | Lifepoint Hospitals, Inc.conv | $0 | – | -2,000,000 | – | -0.95% | – | |
| Exit | Micron Technology, Inc.conv | $0 | – | -1,500,000 | – | -1.06% | – | |
| Exit | DFC Global Corp.conv | $0 | – | -2,500,000 | – | -1.08% | – | |
| GMPRB | Exit | General Motors Co.pfd cv | $0 | – | -80,000 | – | -1.69% | – |
Q2 2013
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WFCPRL | New | Wells Fargo & Co.pfd cv | $4,776,000 | – | 4,000 | – | 2.10% | – |
| UTXPRA | New | United Technologies Corp.pfd cv | $4,749,000 | – | 80,000 | – | 2.09% | – |
| New | Gilead Sciences, Inc.conv | $4,530,000 | – | 2,000,000 | – | 1.99% | – | |
| GMPRB | New | General Motors Co.pfd cv | $3,853,000 | – | 80,000 | – | 1.69% | – |
| New | Bank of America Corp.pfd cv | $3,776,000 | – | 3,400 | – | 1.66% | – | |
| MLU | New | MetLife, Inc.pfd cv | $3,561,000 | – | 65,000 | – | 1.56% | – |
| New | AmTrust Financial Services, Iconv | $3,506,000 | – | 2,500,000 | – | 1.54% | – | |
| New | Nuance Communications, Inc.conv | $3,478,000 | – | 3,000,000 | – | 1.53% | – | |
| New | Gilead Sciences, Inc.conv | $3,405,000 | – | 1,500,000 | – | 1.50% | – | |
| New | Equinix, Inc.conv | $3,372,000 | – | 2,000,000 | – | 1.48% | – | |
| New | Chesapeake Energy Corp.pfd cv | $3,193,000 | – | 3,100 | – | 1.40% | – | |
| New | Jarden Corp.conv | $3,102,000 | – | 2,750,000 | – | 1.36% | – | |
| New | BlackRock Kelso Capital Corp.conv | $3,071,000 | – | 3,000,000 | – | 1.35% | – | |
| HBANP | New | Huntington Bancshares, Inc.pfd cv | $3,070,000 | – | 2,500 | – | 1.35% | – |
| VZ | New | Verizon Communications Inc. | $3,020,000 | – | 60,000 | – | 1.33% | – |
| New | Hawaiian Holdings, Inc.conv | $3,018,000 | – | 2,750,000 | – | 1.33% | – | |
| New | Bristow Group Inc.conv | $2,972,000 | – | 2,511,000 | – | 1.30% | – | |
| New | SBA Communications Corp.conv | $2,948,000 | – | 1,200,000 | – | 1.30% | – | |
| New | SunPower Corp.conv | $2,930,000 | – | 2,500,000 | – | 1.29% | – | |
| New | Kaiser Aluminum Corp.conv | $2,719,000 | – | 2,000,000 | – | 1.19% | – | |
| PPLPRW | New | PPL Corp.pfd cv | $2,701,000 | – | 50,000 | – | 1.19% | – |
| New | InterDigital, Inc.conv | $2,692,000 | – | 2,500,000 | – | 1.18% | – | |
| New | EMC Corp.conv | $2,661,000 | – | 1,800,000 | – | 1.17% | – | |
| New | Tower Group, Inc.conv | $2,634,000 | – | 2,500,000 | – | 1.16% | – | |
| SWU | New | Stanley Black & Decker, Inc.pfd cv | $2,583,000 | – | 20,000 | – | 1.14% | – |
| New | Colony Financial, Inc.conv | $2,556,000 | – | 2,500,000 | – | 1.12% | – | |
| New | Iconix Brand Group, Inc.conv | $2,548,000 | – | 2,250,000 | – | 1.12% | – | |
| HCNPRI | New | Health Care REIT, Inc.pfd cv | $2,484,000 | – | 40,000 | – | 1.09% | – |
| T | New | AT&T Inc. | $2,478,000 | – | 70,000 | – | 1.09% | – |
| New | DFC Global Corp.conv | $2,467,000 | – | 2,500,000 | – | 1.08% | – | |
| New | Priceline.com Inc.conv | $2,462,000 | – | 900,000 | – | 1.08% | – | |
| New | CSG Systems International, Inconv | $2,451,000 | – | 2,150,000 | – | 1.08% | – | |
| New | Mentor Graphics Corp.conv | $2,442,000 | – | 2,000,000 | – | 1.07% | – | |
| New | Encore Capital Group, Inc.conv | $2,422,000 | – | 2,000,000 | – | 1.06% | – | |
| New | Micron Technology, Inc.conv | $2,401,000 | – | 1,500,000 | – | 1.06% | – | |
| GWRU | New | Genesee & Wyoming, Inc.pfd cv | $2,393,000 | – | 20,000 | – | 1.05% | – |
| New | Mylan Inc.conv | $2,375,000 | – | 1,000,000 | – | 1.04% | – | |
| New | Insulet Corp.conv | $2,290,000 | – | 1,750,000 | – | 1.01% | – | |
| NYCBPRU | New | NY Community Capital Trust Vpfd cv | $2,282,000 | – | 48,000 | – | 1.00% | – |
| New | Chart Industries, Inc.conv | $2,257,000 | – | 1,500,000 | – | 0.99% | – | |
| New | MGM Resorts Internationalconv | $2,244,000 | – | 2,000,000 | – | 0.99% | – | |
| NEEPRO | New | NextEra Energy, Inc.pfd cv | $2,223,000 | – | 40,000 | – | 0.98% | – |
| New | Photronics, Inc.conv | $2,199,000 | – | 2,000,000 | – | 0.97% | – | |
| New | Bottomline Technologies, Inc.conv | $2,192,000 | – | 2,000,000 | – | 0.96% | – | |
| New | Lifepoint Hospitals, Inc.conv | $2,172,000 | – | 2,000,000 | – | 0.95% | – | |
| New | FXCM Inc.conv | $2,149,000 | – | 2,000,000 | – | 0.94% | – | |
| New | Hornbeck Offshore Services, Iconv | $2,126,000 | – | 1,750,000 | – | 0.93% | – | |
| New | National Financial Partners Cconv | $2,046,000 | – | 1,000,000 | – | 0.90% | – | |
| HKRCP | New | Halcon Resources Corp.pfd cv | $2,040,000 | – | 2,000 | – | 0.90% | – |
| New | Rovi Corp.conv | $2,040,000 | – | 2,000,000 | – | 0.90% | – | |
| WYPRA | New | Weyerhaeuser Co.pfd cv | $2,040,000 | – | 40,000 | – | 0.90% | – |
| New | SanDisk Corp.conv | $2,007,000 | – | 1,500,000 | – | 0.88% | – | |
| New | Goodrich Petroleum Corp.conv | $1,995,000 | – | 2,000,000 | – | 0.88% | – | |
| New | TeleCommunication Systems, Inconv | $1,980,000 | – | 2,000,000 | – | 0.87% | – | |
| New | Apache Corp.pfd cv | $1,910,000 | – | 40,000 | – | 0.84% | – | |
| New | Titan Machinery Inc.conv | $1,880,000 | – | 2,000,000 | – | 0.83% | – | |
| New | IAS Operating Partnership LPconv | $1,876,000 | – | 2,000,000 | – | 0.82% | – | |
| C | New | Citigroup Inc. | $1,875,000 | – | 39,092 | – | 0.82% | – |
| New | Salix Pharmaceuticals Ltd.conv | $1,833,000 | – | 1,200,000 | – | 0.80% | – | |
| New | Post Holdings, Inc.pfd cv | $1,803,000 | – | 16,600 | – | 0.79% | – | |
| New | Kaman Corp.conv | $1,782,000 | – | 1,500,000 | – | 0.78% | – | |
| New | Amerivon Holdings LLCpfd cv | $1,774,000 | – | 1,254,294 | – | 0.78% | – | |
| New | GT Advanced Technologies, Incconv | $1,708,000 | – | 2,000,000 | – | 0.75% | – | |
| New | Lexington Realty Trustconv | $1,683,000 | – | 1,000,000 | – | 0.74% | – | |
| New | Annaly Capital Management, Inconv | $1,683,000 | – | 1,500,000 | – | 0.74% | – | |
| New | Iconix Brand Group, Inc.conv | $1,679,000 | – | 1,500,000 | – | 0.74% | – | |
| New | Take-Two Interactive Softwareconv | $1,655,000 | – | 1,500,000 | – | 0.73% | – | |
| New | Molina Healthcare Inc.conv | $1,649,000 | – | 1,500,000 | – | 0.72% | – | |
| New | Intel Corp.conv | $1,636,000 | – | 1,500,000 | – | 0.72% | – | |
| COP | New | ConocoPhillips | $1,620,000 | – | 26,782 | – | 0.71% | – |
| New | Alaska Communications Systemsconv | $1,594,000 | – | 2,000,000 | – | 0.70% | – | |
| MRK | New | Merck & Co., Inc. | $1,517,000 | – | 32,651 | – | 0.67% | – |
| BGEPF | New | Bunge Ltd.pfd cv | $1,510,000 | – | 15,000 | – | 0.66% | – |
| MSFT | New | Microsoft Corp. | $1,506,000 | – | 43,600 | – | 0.66% | – |
| New | EMC Corp.conv | $1,478,000 | – | 1,000,000 | – | 0.65% | – | |
| New | OPKO Health Inc.conv | $1,448,000 | – | 1,341,000 | – | 0.64% | – | |
| New | Array BioPharma Inc.conv | $1,435,000 | – | 1,500,000 | – | 0.63% | – | |
| New | Xilinx, Inc.conv | $1,434,000 | – | 1,000,000 | – | 0.63% | – | |
| New | Volcano Corp.conv | $1,376,000 | – | 1,500,000 | – | 0.60% | – | |
| New | Chiquita Brands Internationalconv | $1,345,000 | – | 1,400,000 | – | 0.59% | – | |
| New | Regeneron Pharmaceuticals, Inconv | $1,342,000 | – | 500,000 | – | 0.59% | – | |
| New | A.M.Castle & Co.conv | $1,332,000 | – | 800,000 | – | 0.58% | – | |
| New | RTI International Metals, Incconv | $1,306,000 | – | 1,200,000 | – | 0.57% | – | |
| New | Priceline.com Inc.conv | $1,302,000 | – | 1,115,000 | – | 0.57% | – | |
| New | United States Steel Corp.conv | $1,284,000 | – | 1,250,000 | – | 0.56% | – | |
| UISPRA | New | Unisys Corp.pfd cv | $1,245,000 | – | 20,000 | – | 0.55% | – |
| New | Exelixis, Inc.conv | $1,216,000 | – | 1,250,000 | – | 0.53% | – | |
| New | Ixiaconv | $1,202,000 | – | 1,000,000 | – | 0.53% | – | |
| New | Ship Finance International Ltconv | $1,196,000 | – | 1,250,000 | – | 0.52% | – | |
| New | CEMEX S.A.B. de C.V.conv | $1,146,000 | – | 1,000,000 | – | 0.50% | – | |
| New | Rudolph Technologies Inc.conv | $1,146,000 | – | 1,000,000 | – | 0.50% | – | |
| New | Northgate Minerals Corp.conv | $1,137,000 | – | 1,200,000 | – | 0.50% | – | |
| PFE | New | Pfizer Inc. | $1,120,000 | – | 40,000 | – | 0.49% | – |
| New | Infinera Corp.conv | $1,110,000 | – | 1,000,000 | – | 0.49% | – | |
| New | Shutterfly, Inc.conv | $1,106,000 | – | 1,000,000 | – | 0.49% | – | |
| New | International Game Technologyconv | $1,068,000 | – | 1,000,000 | – | 0.47% | – | |
| New | SunPower Corp.conv | $1,062,000 | – | 1,000,000 | – | 0.47% | – | |
| New | Electronic Arts Inc.conv | $1,046,000 | – | 1,000,000 | – | 0.46% | – | |
| New | Stillwater Mining Companyconv | $1,031,000 | – | 1,000,000 | – | 0.45% | – | |
| DCUA | New | Dominion Resources, Inc.pfd cv | $1,004,000 | – | 20,000 | – | 0.44% | – |
| DCUB | New | Dominion Resources, Inc.pfd cv | $1,001,000 | – | 20,000 | – | 0.44% | – |
| New | Concur Technologies, Inc.conv | $1,000,000 | – | 1,000,000 | – | 0.44% | – | |
| New | Allscripts Healthcare Solutioconv | $986,000 | – | 1,000,000 | – | 0.43% | – | |
| DIS | New | Walt Disney Co. | $947,000 | – | 15,000 | – | 0.42% | – |
| New | RTI International Metals, Incconv | $946,000 | – | 1,000,000 | – | 0.42% | – | |
| New | The Ryland Group, Inc.conv | $908,000 | – | 1,000,000 | – | 0.40% | – | |
| BMY | New | Bristol Myers Squibb Co. | $894,000 | – | 20,000 | – | 0.39% | – |
| NEXWU | New | NextEra Energy, Inc.pfd cv | $845,000 | – | 15,000 | – | 0.37% | – |
| New | 2010 Swift MandCommon Exch Trpfd cv | $843,000 | – | 60,000 | – | 0.37% | – | |
| ABBV | New | AbbVie Inc. | $827,000 | – | 20,000 | – | 0.36% | – |
| LLY | New | Eli Lilly & Co. | $737,000 | – | 15,000 | – | 0.32% | – |
| New | Abbott Laboratories | $628,000 | – | 18,000 | – | 0.28% | – | |
| INTC | New | Intel Corp. | $606,000 | – | 25,000 | – | 0.27% | – |
| New | Royal Gold, Incconv | $546,000 | – | 600,000 | – | 0.24% | – | |
| New | ReneSola Ltd.conv | $544,000 | – | 1,000,000 | – | 0.24% | – | |
| New | Starwood Property Trust, Inc.conv | $512,000 | – | 500,000 | – | 0.22% | – | |
| New | Finisar Corp.conv | $274,000 | – | 150,000 | – | 0.12% | – | |
| New | Encore Capital Group, Inc.conv | $241,000 | – | 250,000 | – | 0.11% | – | |
| New | Micron Technology, Inc.conv | $145,000 | – | 100,000 | – | 0.06% | – | |
| New | Amerivon Holdings LLCpfd cv | $65,000 | – | 545,456 | – | 0.03% | – |