$1.08 Million is the total value of ZAZOVE ASSOCIATES LLC's 149 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 58.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | JAZZ INVESTMENTSnote 2.000% 6/1 | $42,382 | -99.9% | 35,450,000 | -6.6% | 3.92% | +6.5% | |
| Sell | BOOKING HOLDINGSnote 0.750% 5/0 | $41,991 | -99.9% | 31,248,000 | -34.9% | 3.88% | -25.7% | |
| Sell | KAMANnote 3.250% 5/0 | $28,203 | -99.9% | 29,922,000 | -1.8% | 2.61% | +0.2% | |
| Sell | HELIX ENERGY SOLUTIONS GROUPnote 6.750% 2/1 | $12,056 | -99.9% | 8,704,000 | -9.4% | 1.12% | +24.9% | |
| Sell | WINNEBAGO INDUSTRIESnote 1.500% 4/0 | $10,996 | -99.9% | 10,439,000 | -1.2% | 1.02% | +1.3% | |
| Sell | HALOZYME THERAPEUTICSnote 0.250% 3/0 | $9,444 | -99.9% | 9,688,000 | -2.9% | 0.87% | +14.0% | |
| Sell | IMAXnote 0.500% 4/0 | $8,292 | -99.9% | 9,675,000 | -4.2% | 0.77% | +0.8% | |
| Sell | HOPE BANCORPnote 2.000% 5/1 | $6,945 | -99.9% | 7,061,000 | -1.4% | 0.64% | +1.9% | |
| Sell | AIRBNBnote 3/1 | $6,089 | -99.9% | 7,350,000 | -6.8% | 0.56% | -4.9% | |
| Sell | PROSPECT CAPITALnote 6.375% 3/0 | $5,901 | -99.9% | 5,887,000 | -2.6% | 0.55% | +0.7% | |
| PETQ | Sell | PETIQ | $4,019 | -99.9% | 435,949 | -17.7% | 0.37% | +12.4% |
| Sell | EURONET WORLDWIDEnote 0.750% 3/1 | $3,255 | -100.0% | 3,422,000 | -89.9% | 0.30% | -89.1% | |
| Sell | SPLUNKnote 1.125% 9/1 | $2,436 | -100.0% | 2,570,000 | -85.7% | 0.22% | -84.4% | |
| Sell | OKTAnote 0.375% 6/1 | $2,360 | -100.0% | 2,790,000 | -63.7% | 0.22% | -59.9% | |
| Sell | LCI INDUSTRIESnote 1.125% 5/1 | $2,148 | -99.9% | 2,540,000 | -37.1% | 0.20% | -36.6% | |
| Sell | STRIDEnote 1.125% 9/0 | $1,905 | -100.0% | 2,122,000 | -78.1% | 0.18% | -80.2% | |
| Sell | BLOCKnote 0.125% 3/0 | $1,908 | -99.9% | 2,000,000 | -42.9% | 0.18% | -39.1% | |
| Sell | NCL CORPORATIONnote 5.375% 8/0 | $1,021 | -100.0% | 1,000,000 | -73.5% | 0.09% | -71.8% | |
| NYCBPRU | Sell | NEW YORK COMMUNITY BANCORP TRUSTunit 05/07/2051 | $897 | -99.9% | 20,148 | -27.8% | 0.08% | -24.5% |
| Sell | ETSYnote 0.250% 6/1 | $862 | -100.0% | 1,000,000 | -84.2% | 0.08% | -82.1% | |
| Sell | DISH NETWORKnote 2.375% 3/1 | $292 | -99.9% | 323,000 | -41.2% | 0.03% | -40.0% | |
| Sell | FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0 | $274 | -99.9% | 263,919 | -38.5% | 0.02% | -32.4% | |
| RLJPRA | Sell | RLJ LODGING TRUSTcum conv pfd a | $263 | -100.0% | 11,046 | -54.3% | 0.02% | -54.7% |
| ALIT | Sell | ALIGHT | $209 | -100.0% | 25,000 | -86.1% | 0.02% | -84.0% |
| Sell | CHEGGnote 9/0 | $202 | -99.9% | 257,000 | -44.3% | 0.02% | -40.6% | |
| Sell | DOCUSIGNnote 1/1 | $189 | -99.9% | 200,000 | -42.9% | 0.02% | -43.3% | |
| Sell | SEA LIMITEDnote 0.250% 9/1 | $162 | -99.9% | 220,000 | -45.5% | 0.02% | -40.0% | |
| Sell | ARQIT QUANTUM*w exp 09/03/202 | $48 | -99.9% | 89,836 | -0.1% | 0.00% | -42.9% | |
| FOAWS | Sell | FINANCE OF AMERICA COMPANIES*w exp 04/08/202 | $42 | -100.0% | 502,865 | -38.3% | 0.00% | -55.6% |
| MAPSW | Exit | WM TECHNOLOGY*w exp 06/16/202 | $0 | – | -10,871 | -100.0% | 0.00% | – |
| Exit | CRYPTO 1 ACQUISITION*w exp 04/30/202 | $0 | – | -124,700 | -100.0% | -0.00% | – | |
| ESSCW | Exit | EAST STONE ACQUISITION*w exp 12/31/202 | $0 | – | -64,571 | -100.0% | -0.00% | – |
| Exit | GOOD WORKS II ACQUISITION*w exp 02/01/202 | $0 | – | -31,076 | -100.0% | -0.00% | – | |
| Exit | C5 ACQUISITION*w exp 12/31/202 | $0 | – | -108,607 | -100.0% | -0.00% | – | |
| Exit | FTAC ZEUS ACQUISITION*w exp 04/15/202 | $0 | – | -125,000 | -100.0% | -0.00% | – | |
| CURIW | Exit | CURIOSITYSTREAM*w exp 10/14/202 | $0 | – | -150,157 | -100.0% | -0.00% | – |
| Exit | IRONNET*w exp 08/26/202 | $0 | – | -204,574 | -100.0% | -0.00% | – | |
| Exit | BLUE OCEAN ACQUISITION*w exp 12/02/202 | $0 | – | -168,542 | -100.0% | -0.00% | – | |
| Exit | BLACK MOUNTAIN ACQUISITION*w exp 10/15/202 | $0 | – | -210,103 | -100.0% | -0.00% | – | |
| Exit | INSPIRATO*w exp 02/11/202 | $0 | – | -227,241 | -100.0% | -0.01% | – | |
| Exit | HAEMONETICSnote 3/0 | $0 | – | -70,000 | -100.0% | -0.01% | – | |
| AUSWS | Exit | AUSTERLITZ ACQUISITION*w exp 02/19/202 | $0 | – | -726,072 | -100.0% | -0.01% | – |
| Exit | GETTY IMAGES HOLDING*w exp 07/22/202 | $0 | – | -2,771,652 | -100.0% | -0.01% | – | |
| Exit | JAZZ INVESTMENTS Inote 1.500% 8/1 | $0 | – | -120,000 | -100.0% | -0.01% | – | |
| BFLYWS | Exit | BUTTERFLY NETWORK*w exp 02/12/202 | $0 | – | -164,364 | -100.0% | -0.01% | – |
| Exit | LIVE NATION ENTERTAINMENTnote 2.000% 2/1 | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| Exit | BAKKT HOLDINGS*w exp 10/25/202 | $0 | – | -299,705 | -100.0% | -0.02% | – | |
| Exit | INTERDIGITALnote 2.000% 6/0 | $0 | – | -200,000 | -100.0% | -0.02% | – | |
| Exit | INTERCEPT PHARMACEUTICALSnote 3.250% 7/0 | $0 | – | -246,000 | -100.0% | -0.02% | – | |
| Exit | MFA FINANCIALnote 6.250% 6/1 | $0 | – | -293,000 | -100.0% | -0.02% | – | |
| Exit | TRANSOCEANdeb 0.500% 1/3 | $0 | – | -259,000 | -100.0% | -0.02% | – | |
| Exit | TEEKAYnote 5.000% 1/1 | $0 | – | -296,000 | -100.0% | -0.03% | – | |
| RCA | Exit | READY CAPITAL ($25 PAR)7% cn sr nt 2023 | $0 | – | -12,100 | -100.0% | -0.03% | – |
| Exit | DIGITALBRIDGE GROUPnote 5.000% 4/1 | $0 | – | -295,000 | -100.0% | -0.03% | – | |
| Exit | APOLLO COMMERCIAL REAL ESTATE FINANCEnote 5.375%10/1 | $0 | – | -300,000 | -100.0% | -0.03% | – | |
| PRPL | Exit | PURPLE INNOVATION | $0 | – | -75,200 | -100.0% | -0.03% | – |
| Exit | NABORS INDUSTRIESnote 0.750% 1/1 | $0 | – | -386,000 | -100.0% | -0.03% | – | |
| Exit | WORKDAYnote 0.250%10/0 | $0 | – | -500,000 | -100.0% | -0.05% | – | |
| Exit | SHOPIFYnote 0.125%11/0 | $0 | – | -1,100,000 | -100.0% | -0.08% | – | |
| Exit | CORENERGY INFRASTRUCTURE TRUSTnote 5.875% 8/1 | $0 | – | -1,575,000 | -100.0% | -0.10% | – | |
| Exit | REVANCE THERAPEUTICSnote 1.750% 2/1 | $0 | – | -1,146,000 | -100.0% | -0.11% | – | |
| IMAX | Exit | IMAX | $0 | – | -88,740 | -100.0% | -0.11% | – |
| ENPCWS | Exit | EXECUTIVE NETWORK PARTNERING*w exp 09/25/202 | $0 | – | -1,446,679 | -100.0% | -0.12% | – |
| Exit | VISHAY INTERTECHNOLOGYnote 2.250% 6/1 | $0 | – | -3,000,000 | -100.0% | -0.25% | – | |
| Exit | PALO ALTO NETWORKSnote 0.375% 6/0 | $0 | – | -2,000,000 | -100.0% | -0.31% | – | |
| Exit | SILICON LABORATORIESnote 0.625% 6/1 | $0 | – | -4,940,000 | -100.0% | -0.53% | – | |
| Exit | CHEESECAKE FACTORYnote 0.375% 6/1 | $0 | – | -10,583,000 | -100.0% | -0.75% | – | |
| Exit | AVALARAnote 0.250% 8/0 | $0 | – | -32,888,000 | -100.0% | -2.88% | – | |
| Exit | LIBERTY MEDIAnote 1.375%10/1 | $0 | – | -41,912,000 | -100.0% | -4.61% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
| SC 13G/A | 2023-02-06 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.