$1.11 Billion is the total value of ZAZOVE ASSOCIATES LLC's 168 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MIDDLEBYnote 1.000% 9/0 | $22,614,000 | +1.0% | 19,740,000 | 0.0% | 2.04% | -3.8% | ||
| CRACKER BARREL OLD COUNTRY STOREnote 0.625% 6/1 | $22,511,000 | +1.3% | 27,138,000 | 0.0% | 2.04% | -3.5% | ||
| OXYWS | OCCIDENTAL PETROLEUM*w exp 08/03/202 | $19,792,000 | +6.3% | 500,000 | 0.0% | 1.79% | +1.2% | |
| BACPRL | BANK OF AMERICA7.25%cnv pfd l | $15,383,000 | -2.2% | 13,075 | 0.0% | 1.39% | -6.8% | |
| UONEK | URBAN ONEcl d non vtg | $10,353,000 | -0.7% | 2,435,894 | 0.0% | 0.94% | -5.5% | |
| HELIX ENERGY SOLUTIONS GROUPnote 6.750% 2/1 | $9,880,000 | +8.4% | 9,604,000 | 0.0% | 0.89% | +3.2% | ||
| SUMMIT HOTEL PROPERTIESvnote 1.500% 2/1 | $8,686,000 | -0.5% | 10,335,000 | 0.0% | 0.79% | -5.2% | ||
| BHR | BRAEMAR HOTELS & RESORTS | $8,593,000 | +0.2% | 1,998,359 | 0.0% | 0.78% | -4.5% | |
| CMLS | CUMULUS MEDIA | $8,515,000 | -9.1% | 1,211,259 | 0.0% | 0.77% | -13.4% | |
| HALOZYME THERAPEUTICSnote 0.250% 3/0 | $8,481,000 | -4.1% | 9,978,000 | 0.0% | 0.77% | -8.7% | ||
| IMAXnote 0.500% 4/0 | $8,416,000 | -6.0% | 10,100,000 | 0.0% | 0.76% | -10.5% | ||
| AKAMAI TECHNOLOGIESnote 0.125% 5/0 | $8,170,000 | -7.2% | 8,010,000 | 0.0% | 0.74% | -11.6% | ||
| INNOVATEnote 7.500% 8/0 | $8,012,000 | -22.9% | 12,363,000 | 0.0% | 0.72% | -26.5% | ||
| HOPE BANCORPnote 2.000% 5/1 | $6,963,000 | +0.0% | 7,158,000 | 0.0% | 0.63% | -4.7% | ||
| AIRBNBnote 3/1 | $6,549,000 | +0.4% | 7,890,000 | 0.0% | 0.59% | -4.4% | ||
| CCO | CLEAR CHANNEL HOLDINGS | $6,508,000 | +28.1% | 4,750,000 | 0.0% | 0.59% | +21.9% | |
| PROSPECT CAPITALnote 6.375% 3/0 | $5,994,000 | -2.1% | 6,042,000 | 0.0% | 0.54% | -6.7% | ||
| GUARDANT HEALTHnote 11/1 | $4,202,000 | +16.8% | 5,735,000 | 0.0% | 0.38% | +11.1% | ||
| KYN | KAYNE ANDERSON MLP INVESTMENT COMPANY | $3,795,000 | -3.3% | 468,507 | 0.0% | 0.34% | -8.0% | |
| NCL CORPORATIONnote 5.375% 8/0 | $3,685,000 | +1.1% | 3,773,000 | 0.0% | 0.33% | -3.8% | ||
| PFIX | SIMPLIFY INTEREST RATE HEDGEsimplify interst | $3,572,000 | +20.8% | 52,380 | 0.0% | 0.32% | +14.9% | |
| CNX RESOURCESnote 2.250% 5/0 | $3,460,000 | -5.4% | 2,500,000 | 0.0% | 0.31% | -9.8% | ||
| PALO ALTO NETWORKSnote 0.375% 6/0 | $3,391,000 | -1.3% | 2,000,000 | 0.0% | 0.31% | -5.8% | ||
| ETSYnote 0.125%10/0 | $3,344,000 | +17.8% | 2,500,000 | 0.0% | 0.30% | +12.3% | ||
| UONE | URBAN ONEcl a | $3,100,000 | -3.1% | 585,978 | 0.0% | 0.28% | -7.9% | |
| VISHAY INTERTECHNOLOGYnote 2.250% 6/1 | $2,790,000 | -2.5% | 3,000,000 | 0.0% | 0.25% | -7.4% | ||
| PALO ALTO NETWORKSnote 0.750% 7/0 | $2,782,000 | -1.2% | 1,500,000 | 0.0% | 0.25% | -5.6% | ||
| USAC | USA COMPRESSION PARTNERS | $2,640,000 | +4.1% | 151,715 | 0.0% | 0.24% | -0.8% | |
| RINGCENTRALnote 3/0 | $2,399,000 | +2.7% | 2,837,000 | 0.0% | 0.22% | -2.3% | ||
| KBRnote 2.500%11/0 | $2,173,000 | -10.0% | 1,250,000 | 0.0% | 0.20% | -14.0% | ||
| KMF | KAYNE ANDERSON MIDSTREAM/ENERGY FUND | $2,114,000 | -5.9% | 299,073 | 0.0% | 0.19% | -10.3% | |
| AM | ANTERO MIDSTREAM | $2,066,000 | +1.5% | 225,000 | 0.0% | 0.19% | -3.1% | |
| TTT | PROSHARES ULTRAPRO SHORT 20 YEAR 3X TREASURYulsh 20yrtre new | $1,756,000 | +31.6% | 23,100 | 0.0% | 0.16% | +25.2% | |
| GDL | GDL FUND | $1,610,000 | -3.5% | 203,318 | 0.0% | 0.15% | -7.6% | |
| ATLAS AIR WORLDWIDE HOLDINGS049164bj4 | $1,599,000 | +36.0% | 1,000,000 | 0.0% | 0.14% | +29.5% | ||
| JQC | NUVEEN CREDIT STRATEGIES INCOME FUND | $1,488,000 | -1.7% | 291,105 | 0.0% | 0.14% | -6.2% | |
| NIMC | NISOURCEunit 12/01/2023 | $1,460,000 | -11.3% | 14,560 | 0.0% | 0.13% | -15.4% | |
| BHC | BAUSCH HEALTH | $1,426,000 | -17.6% | 207,000 | 0.0% | 0.13% | -21.3% | |
| DIGITAL WORLD ACQUISITION*w exp 06/30/202 | $1,372,000 | -38.5% | 384,865 | 0.0% | 0.12% | -41.5% | ||
| ALIT | ALIGHT | $1,316,000 | +8.6% | 179,487 | 0.0% | 0.12% | +3.5% | |
| INTEGRA LIFESCIENCES HOLDINGSnote 0.500% 8/1 | $1,313,000 | -7.9% | 1,500,000 | 0.0% | 0.12% | -11.9% | ||
| IMAX | IMAX | $1,253,000 | -16.4% | 88,740 | 0.0% | 0.11% | -20.4% | |
| NYCBPRU | NEW YORK COMMUNITY BANCORP TRUSTunit 05/07/2051 | $1,213,000 | -4.9% | 27,888 | 0.0% | 0.11% | -9.1% | |
| UGIC | UGIunit 06/01/2024 | $1,194,000 | -13.0% | 15,000 | 0.0% | 0.11% | -16.9% | |
| MIRION TECHNOLOGIES*w exp 10/20/202 | $1,182,000 | +44.9% | 804,182 | 0.0% | 0.11% | +39.0% | ||
| CORENERGY INFRASTRUCTURE TRUSTnote 5.875% 8/1 | $1,119,000 | -8.4% | 1,575,000 | 0.0% | 0.10% | -12.9% | ||
| AQNU | ALGONQUIN POWER AND UTILITIESunit 06/15/2024 | $1,039,000 | -14.4% | 27,700 | 0.0% | 0.09% | -18.3% | |
| CHEFS WAREHOUSE INnote 1.875%12/0 | $987,000 | -10.6% | 1,000,000 | 0.0% | 0.09% | -15.2% | ||
| NCMI | NATIONAL CINEMEDIA | $824,000 | -28.9% | 1,264,938 | 0.0% | 0.08% | -31.8% | |
| TEAMnote 5.000% 8/0 | $782,000 | -0.1% | 871,000 | 0.0% | 0.07% | -4.1% | ||
| SOFI | SOFI TECHNOLOGIES | $781,000 | -7.4% | 160,000 | 0.0% | 0.07% | -11.2% | |
| LIBERTY INTERACTIVEdeb 3.750% 2/1 | $587,000 | -3.9% | 1,266,000 | 0.0% | 0.05% | -8.6% | ||
| RLJPRA | RLJ LODGING TRUSTcum conv pfd a | $590,000 | -6.1% | 24,176 | 0.0% | 0.05% | -11.7% | |
| DISH NETWORKnote 2.375% 3/1 | $497,000 | +2.7% | 549,000 | 0.0% | 0.04% | -2.2% | ||
| FRA | BLACKROCK FLOATING RATE INCOME STRATEGIES FUND | $421,000 | -3.4% | 38,276 | 0.0% | 0.04% | -7.3% | |
| FORUM ENERGY TECHNOLOGIESnote 9.000% 8/0 | $411,000 | -0.5% | 429,399 | 0.0% | 0.04% | -5.1% | ||
| CHEGGnote 9/0 | $351,000 | +2.6% | 461,000 | 0.0% | 0.03% | 0.0% | ||
| EPD | ENTERPRISE PRODUCTS PARTNERS | $350,000 | -2.2% | 14,710 | 0.0% | 0.03% | -5.9% | |
| NABORS INDUSTRIESnote 0.750% 1/1 | $352,000 | -2.5% | 386,000 | 0.0% | 0.03% | -5.9% | ||
| DOCUSIGNnote 1/1 | $328,000 | +1.2% | 350,000 | 0.0% | 0.03% | -3.2% | ||
| RCA | READY CAPITAL ($25 PAR)7% cn sr nt 2023 | $303,000 | 0.0% | 12,100 | 0.0% | 0.03% | -6.9% | |
| APOLLO COMMERCIAL REAL ESTATE FINANCEnote 5.375%10/1 | $299,000 | +1.4% | 300,000 | 0.0% | 0.03% | -3.6% | ||
| TEEKAYnote 5.000% 1/1 | $303,000 | +0.3% | 296,000 | 0.0% | 0.03% | -6.9% | ||
| SEA LIMITEDnote 0.250% 9/1 | $280,000 | -4.8% | 404,000 | 0.0% | 0.02% | -10.7% | ||
| PENNYMAC MORTGAGE INVESTMENT TRUSTnote 5.500% 3/1 | $260,000 | -6.5% | 319,000 | 0.0% | 0.02% | -7.7% | ||
| MFA FINANCIALnote 6.250% 6/1 | $254,000 | -10.6% | 293,000 | 0.0% | 0.02% | -14.8% | ||
| TRANSOCEANdeb 0.500% 1/3 | $257,000 | +5.8% | 259,000 | 0.0% | 0.02% | 0.0% | ||
| INTERCEPT PHARMACEUTICALSnote 3.250% 7/0 | $240,000 | +3.9% | 246,000 | 0.0% | 0.02% | 0.0% | ||
| GEL | GENESIS ENERGYunit ltd partn | $189,000 | +15.2% | 20,500 | 0.0% | 0.02% | +6.2% | |
| RINGCENTRALnote 3/1 | $186,000 | +2.2% | 240,000 | 0.0% | 0.02% | 0.0% | ||
| AFT | APOLLO SENIOR FLOATING RATE | $181,000 | -2.7% | 14,507 | 0.0% | 0.02% | -11.1% | |
| ET | ENERGY TRANSFER | $165,000 | +10.0% | 15,000 | 0.0% | 0.02% | +7.1% | |
| FOA | FINANCE OF AMERICA COMPANIES | $126,000 | -5.3% | 84,944 | 0.0% | 0.01% | -15.4% | |
| EOSEW | EOS ENERGY ENTERPRISES*w exp 05/06/202 | $103,000 | +53.7% | 253,067 | 0.0% | 0.01% | +50.0% | |
| FOAWS | FINANCE OF AMERICA COMPANIES*w exp 04/08/202 | $96,000 | -18.6% | 815,113 | 0.0% | 0.01% | -18.2% | |
| AUSWS | AUSTERLITZ ACQUISITION*w exp 02/19/202 | $73,000 | -61.4% | 726,072 | 0.0% | 0.01% | -61.1% | |
| ARQIT QUANTUM*w exp 11/02/202 | $81,000 | +11.0% | 89,936 | 0.0% | 0.01% | 0.0% | ||
| HLX | HELIX ENERGY SOLUTIONS GROUP | $77,000 | +24.2% | 20,000 | 0.0% | 0.01% | +16.7% | |
| PSFEWS | PAYSAFE*w exp 03/30/202 | $81,000 | -43.0% | 546,914 | 0.0% | 0.01% | -46.2% | |
| INSPIRATO*w exp 02/11/202 | $57,000 | -62.3% | 227,241 | 0.0% | 0.01% | -64.3% | ||
| BLACK MOUNTAIN ACQUISITION*w exp 10/15/202 | $23,000 | -34.3% | 210,103 | 0.0% | 0.00% | -33.3% | ||
| VAHANNA TECH EDGE ACQUISITION*w exp 11/30/202 | $17,000 | -39.3% | 150,602 | 0.0% | 0.00% | -33.3% | ||
| POLESTAR AUTOMOTIVEads c-1 | $27,000 | -34.1% | 24,495 | 0.0% | 0.00% | -50.0% | ||
| CURIW | CURIOSITYSTREAM*w exp 10/14/202 | $27,000 | -38.6% | 150,157 | 0.0% | 0.00% | -50.0% | |
| IRONNET*w exp 08/26/202 | $24,000 | -68.4% | 204,574 | 0.0% | 0.00% | -71.4% | ||
| BLUE OCEAN ACQUISITION*w exp 12/02/202 | $19,000 | -42.4% | 168,542 | 0.0% | 0.00% | -33.3% | ||
| MOTIVE CAPITAL*w exp 99/99/999 | $17,000 | -46.9% | 125,193 | 0.0% | 0.00% | -33.3% | ||
| GOOD WORKS II ACQUISITION*w exp 02/01/202 | $7,000 | +600.0% | 31,076 | 0.0% | 0.00% | – | ||
| FTAC ZEUS ACQUISITION*w exp 04/15/202 | $10,000 | -58.3% | 125,000 | 0.0% | 0.00% | -50.0% | ||
| CRYPTO 1 ACQUISITION*w exp 04/30/202 | $12,000 | -29.4% | 124,700 | 0.0% | 0.00% | -50.0% | ||
| JASPER THERAPEUTICS*w exp 12/01/202 | $5,000 | -28.6% | 65,456 | 0.0% | 0.00% | -100.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-10-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.