$2.1 Million is the total value of ZAZOVE ASSOCIATES LLC's 114 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ENERNOC INC.dbcv 2.250 8/1 | $15,884,000 | +8.0% | 19,980,000 | 0.0% | 0.76% | +11.5% | ||
| AMYRISnote 6.500 5/1 | $8,959,000 | +62.2% | 14,932,000 | 0.0% | 0.43% | +67.5% | ||
| TERRAVIA HOLDINGSnote 5.000 10/0 | $6,980,000 | -14.3% | 15,510,000 | 0.0% | 0.33% | -11.4% | ||
| GLOBAL EAGLE ENTERTAINMENT INC.note 2.750 2/1 | $3,739,000 | -5.2% | 4,740,000 | 0.0% | 0.18% | -2.2% | ||
| IRDMB | IRIDIUM COMMUNICATIONSperp pfd cnv b | $3,642,000 | +14.9% | 10,580 | 0.0% | 0.17% | +19.2% | |
| EVV | EATON VANCE LIMITED DURATION INCOME FUND | $3,460,000 | +0.1% | 252,198 | 0.0% | 0.16% | +3.1% | |
| PRICELINE.COMnote 0.900 9/1 | $2,902,000 | -1.4% | 2,740,000 | 0.0% | 0.14% | +1.5% | ||
| FXCM INC.note 2.250 6/1 | $2,586,000 | +24.0% | 4,745,000 | 0.0% | 0.12% | +28.1% | ||
| SAFEGUARD SCIENTIFICSdbcv 5.250 5/1 | $2,545,000 | +1.5% | 2,450,000 | 0.0% | 0.12% | +4.3% | ||
| COLONY CAPITAL INCnote 5.000 4/1 | $2,072,000 | +3.1% | 2,020,000 | 0.0% | 0.10% | +6.5% | ||
| SPIRIT REALTY CAPITAL INC.note 2.875 5/1 | $2,024,000 | -5.7% | 1,940,000 | 0.0% | 0.10% | -2.0% | ||
| PDL BIOPHARMA INCnote 4.000 2/0 | $1,539,000 | 0.0% | 1,580,000 | 0.0% | 0.07% | +2.8% | ||
| GSV CAPITAL CORP.note 5.250 9/1 | $1,493,000 | +2.1% | 1,595,000 | 0.0% | 0.07% | +4.4% | ||
| AMERICAN REALTY CAPITAL PROPERTIES INC.note 3.000 8/0 | $1,000,000 | 0.0% | 1,000,000 | 0.0% | 0.05% | +4.3% | ||
| LIBERTY MEDIAdeb 3.750 2/1 | $786,000 | -1.0% | 1,310,000 | 0.0% | 0.04% | 0.0% | ||
| REDWOOD TRUST INCnote 5.625 11/1 | $608,000 | -0.5% | 600,000 | 0.0% | 0.03% | +3.6% | ||
| MODUSLINK GLOBAL SOLUTIONS INC.note 5.250 3/0 | $613,000 | +8.3% | 700,000 | 0.0% | 0.03% | +11.5% | ||
| FOF | COHEN STEERS CLOSED-END OPPORTUNITY FUND | $574,000 | -4.8% | 49,031 | 0.0% | 0.03% | -3.6% | |
| DPG | DUFF PHELPS GLOBAL UTILITY INCOME FUND | $524,000 | -9.3% | 33,833 | 0.0% | 0.02% | -7.4% | |
| UTF | COHEN STEERS INFRASTRUCTURE FUND | $518,000 | -10.1% | 26,758 | 0.0% | 0.02% | -7.4% | |
| GLU | GABELLI CONVERTIBLE AND INCOME FUND | $510,000 | -8.1% | 30,347 | 0.0% | 0.02% | -7.7% | |
| PERNIX THERAPEUTICS HOLDINGSdbcv 4.250 4/0 | $510,000 | -21.5% | 2,000,000 | 0.0% | 0.02% | -20.0% | ||
| SPIRIT REALTY CAPITAL INC.note 3.750 5/1 | $390,000 | -7.1% | 370,000 | 0.0% | 0.02% | 0.0% | ||
| DRRX | DURECT CORPORATION | $342,000 | -3.4% | 255,000 | 0.0% | 0.02% | 0.0% | |
| EVG | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $258,000 | +1.2% | 18,602 | 0.0% | 0.01% | 0.0% | |
| AFT | APOLLO SENIOR FLOATING RATE | $252,000 | +2.4% | 14,507 | 0.0% | 0.01% | +9.1% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-06-04 |
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.