$2.1 Million is the total value of ZAZOVE ASSOCIATES LLC's 114 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 123.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TEVA PHARMdbcv 0.250 2/0 | $106,728,000 | -6.7% | 96,368,000 | +0.6% | 5.09% | -3.6% | |
| Buy | ARCONIC INCnote 1.625 10/1 | $82,053,000 | +9.7% | 79,083,000 | +13.0% | 3.91% | +13.3% | |
| WELLPRI | New | WELLTOWER INC6.50 pfd prepet | $70,154,000 | – | 1,170,898 | +100.0% | 3.34% | – |
| Buy | JANUS CAPITAL GROUP INCnote 0.750 7/1 | $63,145,000 | -1.2% | 47,881,000 | +2.5% | 3.01% | +2.0% | |
| Buy | SALESFORCE.COM INC.note 0.250 4/0 | $62,321,000 | +67.2% | 53,550,000 | +72.2% | 2.97% | +72.7% | |
| Buy | MACQUARIE INFRASTRUCTURE COMPANY LLCnote 2.875 7/1 | $58,418,000 | +3.0% | 49,903,000 | +3.6% | 2.79% | +6.4% | |
| Buy | RED HAT INCnote 0.250 10/0 | $47,873,000 | +9.3% | 40,715,000 | +18.0% | 2.28% | +12.9% | |
| Buy | DYCOM INDUSTRIES INCnote 0.750 9/1 | $47,652,000 | +47.1% | 43,693,000 | +47.7% | 2.27% | +51.9% | |
| Buy | RPM INTERNATIONAL INCnote 2.250 12/1 | $46,016,000 | +13.9% | 38,267,000 | +13.8% | 2.19% | +17.6% | |
| NYCBPRU | Buy | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $40,647,000 | +2.7% | 811,931 | +2.7% | 1.94% | +6.1% |
| New | WORKDAY INCnote 1.500 7/1 | $40,253,000 | – | 36,468,000 | +100.0% | 1.92% | – | |
| Buy | INTEL CORPsdcv 12/1 | $38,739,000 | +12.6% | 28,630,000 | +15.0% | 1.85% | +16.2% | |
| Buy | GREENBRIER COMPANIESnote 3.500 4/0 | $36,825,000 | +22.0% | 29,343,000 | +10.4% | 1.76% | +26.0% | |
| Buy | MOLINA HEALTHCARE INCdbcv 1.625 8/1 | $27,035,000 | +12.1% | 23,715,000 | +17.0% | 1.29% | +15.7% | |
| Buy | NATIONAL HEALTH INVESTORS INC.note 3.250 4/0 | $23,884,000 | +21.3% | 21,217,000 | +23.6% | 1.14% | +25.2% | |
| Buy | ROYAL GOLD INCnote 2.875 6/1 | $21,326,000 | +2.1% | 20,083,000 | +8.1% | 1.02% | +5.4% | |
| New | ACETO CORPnote 2.000 11/0 added | $18,723,000 | – | 19,389,000 | +100.0% | 0.89% | – | |
| New | SILVER STANDARD RESOURCES INCnote 2.875 2/0 added | $16,936,000 | – | 18,285,000 | +100.0% | 0.81% | – | |
| New | HARMONIC INCnote 4.000 12/0 added | $15,046,000 | – | 13,370,000 | +100.0% | 0.72% | – | |
| GMWSB | New | GENERAL MOTORS CORP - CLASS B*w exp 07/10/201 | $14,704,000 | – | 856,876 | +100.0% | 0.70% | – |
| Buy | EURONET WORLDWIDE INCnote 1.500 10/0 | $14,458,000 | +1942.1% | 12,410,000 | +2116.1% | 0.69% | +1987.9% | |
| Buy | TELIGENT INCnote 3.750 12/1 | $13,043,000 | +22.6% | 13,912,000 | +26.1% | 0.62% | +26.7% | |
| Buy | SPECTRANETICS CORPORATIONmtnf 2.625 6/0 | $11,085,000 | -0.7% | 10,671,000 | +1.5% | 0.53% | +2.5% | |
| New | HEALTHSOUTH CORPdebt 2.000 12/0 added | $10,990,000 | – | 9,225,000 | +100.0% | 0.52% | – | |
| WFCPRL | New | WELLS FARGO COMPANYperp pfd cnv a | $8,394,000 | – | 7,069 | +100.0% | 0.40% | – |
| New | PDL BIOPHARMA INCnote 2.750 12/0 added | $7,839,000 | – | 9,560,000 | +100.0% | 0.37% | – | |
| Buy | INTERDIGITAL INCnote 1.500 3/0 | $7,134,000 | +56.8% | 5,250,000 | +40.0% | 0.34% | +61.9% | |
| New | VITAMIN SHOPPE INCnote 2.250 12/0 added | $5,290,000 | – | 5,680,000 | +100.0% | 0.25% | – | |
| ROIAK | Buy | RADIO ONE INCcl d non vtg | $5,174,000 | +0.1% | 1,753,784 | +2.8% | 0.25% | +3.3% |
| New | MACQUARIE INFRASTRUCTUREnote 2.000 10/0 added | $4,577,000 | – | 4,525,000 | +100.0% | 0.22% | – | |
| New | WEBMD HEALTH CORP.note 1.500 12/0 | $3,419,000 | – | 3,021,000 | +100.0% | 0.16% | – | |
| EMMS | Buy | EMMIS COMMUNICATIONS | $2,690,000 | +8.6% | 793,654 | +29.8% | 0.13% | +12.3% |
| JQC | New | NUVEEN CREDIT STRATEGIES INCOME FUND | $2,689,000 | – | 303,805 | +100.0% | 0.13% | – |
| Buy | SEACOR HOLDING INCnote 3.000 11/1 | $2,466,000 | +69.4% | 2,785,000 | +56.0% | 0.12% | +76.1% | |
| KEYPRG | Buy | KEYCORPpfd 7.75 sr a | $1,979,000 | +23.8% | 14,664 | +25.2% | 0.09% | +27.0% |
| New | CTRIP.COM INTERNATIONAL LTDnote 1.990 7/0 | $1,880,000 | – | 1,800,000 | +100.0% | 0.09% | – | |
| New | SUNPOWER CORPdbcv 4.000 1/1 added | $1,790,000 | – | 2,510,000 | +100.0% | 0.08% | – | |
| Buy | PRICELINE.COMnote 0.350 6/1 | $1,647,000 | +73.7% | 1,290,000 | +74.3% | 0.08% | +79.5% | |
| Buy | QUANTUM CORPnote 4.500 11/1 | $1,467,000 | +41.1% | 1,500,000 | +36.4% | 0.07% | +45.8% | |
| NRF | New | NORTHSTAR REALTY FINANCE CORP | $1,445,000 | – | 95,383 | +100.0% | 0.07% | – |
| GDL | Buy | GDL FUND | $1,085,000 | +382.2% | 110,269 | +386.8% | 0.05% | +420.0% |
| BACWSA | New | BANK OF AMERICA*w exp 01/16/201 | $1,045,000 | – | 105,000 | +100.0% | 0.05% | – |
| New | SHIP FINANCE INTERNATIONALnote 5.750 10/1 added | $1,002,000 | – | 1,000,000 | +100.0% | 0.05% | – | |
| FCHPRA | Buy | FELCOR LODGING TRUST INC.pfd cv a $1.95 | $991,000 | +5.4% | 39,700 | +5.9% | 0.05% | +9.3% |
| RA | New | BROOKFIELD REAL ASSETS INCOME FUND | $811,000 | – | 36,347 | +100.0% | 0.04% | – |
| New | ARBOR REALTY TRUSTnote 6.500 10/0 added | $748,000 | – | 750,000 | +100.0% | 0.04% | – | |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $711,000 | – | 40,640 | +100.0% | 0.03% | – |
| CMLSQ | New | CUMULUS MEDIA INCcl a new | $694,000 | – | 680,576 | +100.0% | 0.03% | – |
| DSU | New | BLACKROCK DEBT STRATEGIES FUND | $575,000 | – | 50,668 | +100.0% | 0.03% | – |
| PHD | New | PIONEER FLOATING RATE TRUST | $567,000 | – | 47,798 | +100.0% | 0.03% | – |
| New | INTEGRATED DEVICE TECHnote 0.875 11/1 added | $496,000 | – | 480,000 | +100.0% | 0.02% | – | |
| SIRI | New | SIRIUS XM RADIO INC | $445,000 | – | 100,000 | +100.0% | 0.02% | – |
| AIGWS | New | AMERICAN INTERNATIONAL GROUP*w exp 01/19/202 | $249,000 | – | 10,610 | +100.0% | 0.01% | – |
| NSL | New | NUVEEN SENIOR INCOME FUND SBI | $230,000 | – | 33,844 | +100.0% | 0.01% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HOLDINGS INCcl a | $218,000 | – | 43,198 | +100.0% | 0.01% | – |
| KMIWS | New | KINDER MORGAN ENERGY PARTNERS*w exp 05/25/201 | $69,000 | – | 12,576,332 | +100.0% | 0.00% | – |
| KODKWSA | New | EASTMAN KODAK*w exp 09/03/201 | $33,000 | – | 11,700 | +100.0% | 0.00% | – |
| KODKWS | New | EASTMAN KODAK*w exp 09/03/201 | $43,000 | – | 11,128 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-06-04 |
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.