$2.17 Million is the total value of ZAZOVE ASSOCIATES LLC's 109 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 200.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | TEVA PHARMdbcv 0 250 2/0 | $114,365,000 | -4.3% | 95,823,000 | +0.9% | 5.28% | -4.8% | |
| Buy | LIBERTY MEDIAnote 1 375 10/1 | $108,738,000 | +8.0% | 103,683,000 | +2.7% | 5.02% | +7.4% | |
| Buy | CITRIX SYSTEMS INCnote 0 500 4/1 | $94,502,000 | +69.2% | 83,416,000 | +66.6% | 4.36% | +68.2% | |
| WELLPRI | New | WELLTOWER INC6 50 pfd prepet | $83,835,000 | – | 1,256,338 | +100.0% | 3.87% | – |
| Buy | AIR LEASE CORPORATIONnote 3 875 12/0 | $61,088,000 | +6.2% | 49,213,000 | +4.9% | 2.82% | +5.6% | |
| New | LAM RESEARCH CORPORATIONnote 1 250 5/1 | $50,301,000 | – | 31,510,000 | +100.0% | 2.32% | – | |
| New | TRINITY INDUSTRIES INCnote 3 875 6/0 | $46,956,000 | – | 39,130,000 | +100.0% | 2.17% | – | |
| Buy | RED HAT INCnote 0 250 10/0 | $43,799,000 | +84.7% | 34,500,000 | +76.7% | 2.02% | +83.6% | |
| Buy | RPM INTERNATIONAL INCnote 2 250 12/1 | $40,412,000 | +3.7% | 33,640,000 | +0.6% | 1.87% | +3.1% | |
| NYCBPRU | New | NEW YORK COMMUNITY BANCORP TRUSTunit 11/01/2051 | $39,561,000 | – | 790,431 | +100.0% | 1.83% | – |
| Buy | ALON USA ENERGY INCnote 3 000 9/1 | $38,622,000 | +23.7% | 40,309,000 | +12.3% | 1.78% | +22.9% | |
| Buy | SALESFORCE COM INCnote 0 250 4/0 | $37,267,000 | +5.1% | 31,095,000 | +13.5% | 1.72% | +4.5% | |
| Buy | INTEL CORPsdcv 12/1 | $34,397,000 | +7.6% | 24,890,000 | +0.7% | 1.59% | +7.0% | |
| New | DYCOM INDUSTRIES INCnote 0 750 9/1 | $32,390,000 | – | 29,580,000 | +100.0% | 1.50% | – | |
| New | AMTRUST FINANCIAL SERVICES INCnote 2 750 12/1 | $10,036,000 | – | 11,560,000 | +100.0% | 0.46% | – | |
| WFCPRL | New | WELLS FARGO & COMPANYperp pfd cnv a | $9,252,000 | – | 7,069 | +100.0% | 0.43% | – |
| Buy | ALTRA HOLDINGS INCnote 2 750 3/0 | $8,930,000 | +24.7% | 7,465,000 | +19.0% | 0.41% | +23.7% | |
| ROIAK | New | RADIO ONE INCcl d non vtg | $5,169,000 | – | 1,706,031 | +100.0% | 0.24% | – |
| EVV | Buy | EATON VANCE LIMITED DURATION INCOME FUND | $3,458,000 | +49.9% | 252,198 | +46.9% | 0.16% | +49.5% |
| New | WEBMD HEALTH CORPnote 2 500 1/3 | $2,605,000 | – | 2,500,000 | +100.0% | 0.12% | – | |
| JQC | New | NUVEEN CREDIT STRATEGIES INCOME FUND | $2,576,000 | – | 303,805 | +100.0% | 0.12% | – |
| EMMS | New | EMMIS COMMUNICATIONS | $2,477,000 | – | 611,585 | +100.0% | 0.11% | – |
| Buy | COLONY CAPITAL INCnote 5 000 4/1 | $2,009,000 | +4.6% | 2,020,000 | +1.3% | 0.09% | +4.5% | |
| BACWSA | Buy | BANK OF AMERICA*w exp 01/16/201 | $1,587,000 | +91.2% | 343,568 | +44.0% | 0.07% | +87.2% |
| New | QUANTUM CORPnote 4 500 11/1 | $1,040,000 | – | 1,100,000 | +100.0% | 0.05% | – | |
| New | PRICELINE COMnote 0 350 6/1 | $948,000 | – | 740,000 | +100.0% | 0.04% | – | |
| HTR | New | BROOKFIELD TOTAL RETURN FUND | $850,000 | – | 37,929 | +100.0% | 0.04% | – |
| JSD | New | NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND | $684,000 | – | 40,640 | +100.0% | 0.03% | – |
| FOF | New | COHEN & STEERS CLOSED-END OPPORTUNITY FUND | $603,000 | – | 49,031 | +100.0% | 0.03% | – |
| DPG | New | DUFF & PHELPS GLOBAL UTILITY INCOME FUND | $578,000 | – | 33,833 | +100.0% | 0.03% | – |
| UTF | New | COHEN & STEERS INFRASTRUCTURE FUND | $576,000 | – | 26,758 | +100.0% | 0.03% | – |
| PHD | New | PIONEER FLOATING RATE TRUST | $564,000 | – | 47,798 | +100.0% | 0.03% | – |
| GLU | New | GABELLI CONVERTIBLE AND INCOME FUND | $555,000 | – | 30,347 | +100.0% | 0.03% | – |
| BSL | New | BLACKSTONE / GSO SENIOR FLOATING RATE TERM FUND | $562,000 | – | 33,375 | +100.0% | 0.03% | – |
| DRRX | Buy | DURECT CORPORATION | $354,000 | +129.9% | 255,000 | +102.6% | 0.02% | +128.6% |
| JRO | New | NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND | $326,000 | – | 29,447 | +100.0% | 0.02% | – |
| JFR | New | NUVEEN FLOATING RATE INCOME FUND | $295,000 | – | 26,758 | +100.0% | 0.01% | – |
| AIGWS | New | AMERICAN INTERNATIONAL GROUP*w exp 01/19/202 | $259,000 | – | 12,220 | +100.0% | 0.01% | – |
| EVG | New | EATON VANCE SHORT DURATION DIVERSIFIED INC FUND | $255,000 | – | 18,602 | +100.0% | 0.01% | – |
| AFT | New | APOLLO SENIOR FLOATING RATE | $246,000 | – | 14,507 | +100.0% | 0.01% | – |
| GDL | New | GDL FUND | $225,000 | – | 22,652 | +100.0% | 0.01% | – |
| NSL | New | NUVEEN SENIOR INCOME FUND SBI | $221,000 | – | 33,844 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2016-11-04
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| LIBERTY MEDIA (PCS) | 40 | Q3 2023 | 0.1% |
| DIGITALBRIDGE GROUP | 37 | Q3 2022 | 0.6% |
| LIBERTY MEDIA (SIRIUS XM BASKET) | 34 | Q3 2023 | 7.8% |
| NUVEEN CR STRATEGIES INCOME | 34 | Q3 2023 | 0.2% |
| EATON VANCE LIMITED DURATION INCOME FUND | 32 | Q2 2021 | 0.3% |
| JOHNSON & JOHNSON | 29 | Q2 2020 | 7.7% |
| TEVA PHARM (SERIES C) | 29 | Q2 2020 | 7.1% |
| BANK OF AMERICA $72.50 | 29 | Q3 2023 | 1.5% |
| APOLLO SR FLOATING RATE FD I | 28 | Q3 2023 | 0.0% |
| NEW YORK COMMUNITY BANCORP TRUST | 27 | Q3 2023 | 1.9% |
View ZAZOVE ASSOCIATES LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Landsea Homes Corp | January 12, 2022 | 605,372 | 1.3% |
| Blueknight Energy Partners, L.P. | January 07, 2022 | 3,317,982 | 8.0% |
| INNOVATE Corp. | January 07, 2022 | 2,896,615 | 3.6% |
| COWEN INC. | January 20, 2021 | 348,592 | 1.3% |
| EMMIS COMMUNICATIONS CORP | January 20, 2021 | 1,380,378 | 11.4% |
| Daseke, Inc. | February 05, 2020 | 3,203,124 | 4.7% |
| SCHOOL SPECIALTY INC | January 06, 2020 | 794,922 | 11.3% |
| CARRIAGE SERVICES INC | January 29, 2019 | ? | ? |
| CorEnergy Infrastructure Trust, Inc. | February 08, 2018 | 534,030 | 4.3% |
| Cinedigm Corp. | December 14, 2017 | 1,034,814 | 2.9% |
View ZAZOVE ASSOCIATES LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-07 |
| 13F-HR | 2024-01-31 |
| SC 13G | 2024-01-11 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| SC 13G/A | 2024-01-10 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-08-07 |
| 13F-HR | 2023-05-04 |
| SC 13G/A | 2023-05-02 |
View ZAZOVE ASSOCIATES LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.
Compare quarters
The following issues were detected while analyzing the report:
- The reported total value is incorrect (2165000.0 != 2165180000.0)
- The reported number of holdings is incorrect (109 != 110)
- The reported has been restated
- The reported has been amended
Export ZAZOVE ASSOCIATES LLC's holdings