$3.12 Billion is the total value of PALISADE CAPITAL MANAGEMENT, LP's 433 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 23.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IWM | Sell | ISHARES TRput | $57,791,000 | +7.9% | 377,500 | -5.6% | 1.86% | -5.5% |
| GWR | Buy | GENESEE & WYO INCcl a | $51,053,000 | +18.1% | 585,879 | +0.3% | 1.64% | +3.4% |
| IDA | Buy | IDACORP INC | $41,029,000 | +22.1% | 412,187 | +14.2% | 1.32% | +7.0% |
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPcl a | $40,917,000 | +56.0% | 195,279 | +18.6% | 1.31% | +36.6% |
| HEIA | Sell | HEICO CORP NEWcl a | $40,557,000 | +21.3% | 482,475 | -9.1% | 1.30% | +6.2% |
| NGVT | Buy | INGEVITY CORP | $40,002,000 | +26.7% | 378,772 | +0.4% | 1.28% | +11.0% |
| ACIW | Sell | ACI WORLDWIDE INC | $36,369,000 | +5.8% | 1,106,440 | -11.0% | 1.17% | -7.3% |
| LFUS | Buy | LITTELFUSE INC | $36,239,000 | +11.3% | 198,593 | +4.6% | 1.16% | -2.6% |
| RJF | Buy | RAYMOND JAMES FINANCIAL INC | $33,804,000 | +16.0% | 420,401 | +7.4% | 1.08% | +1.6% |
| TDY | Buy | TELEDYNE TECHNOLOGIES INC | $31,696,000 | +18.5% | 133,732 | +3.5% | 1.02% | +3.7% |
| HMSY | Buy | HMS HLDGS CORP | $31,490,000 | +10.3% | 1,063,490 | +4.8% | 1.01% | -3.3% |
| IWM | New | ISHARES TRcall | $30,618,000 | – | 200,000 | +100.0% | 0.98% | – |
| RGEN | Buy | REPLIGEN CORP | $29,591,000 | +17.5% | 500,868 | +4.9% | 0.95% | +2.9% |
| CUZ | Buy | COUSINS PPTYS INC | $29,162,000 | +31.9% | 3,018,829 | +7.9% | 0.94% | +15.6% |
| RP | Buy | REALPAGE INC | $28,819,000 | +28.2% | 474,851 | +1.8% | 0.92% | +12.3% |
| ICLR | Buy | ICON PLC | $28,717,000 | +10.7% | 210,259 | +4.8% | 0.92% | -3.0% |
| DHR | Buy | DANAHER CORPORATION | $28,641,000 | +30.7% | 216,947 | +2.1% | 0.92% | +14.4% |
| AIT | Buy | APPLIED INDL TECHNOLOGIES IN | $28,331,000 | +15.8% | 476,393 | +5.1% | 0.91% | +1.3% |
| RNST | Buy | RENASANT CORP | $28,270,000 | +17.8% | 835,147 | +5.0% | 0.91% | +3.2% |
| AAPL | Sell | APPLE INC | $28,084,000 | +11.7% | 147,847 | -7.3% | 0.90% | -2.2% |
| KWR | Sell | QUAKER CHEM CORP | $27,759,000 | -5.1% | 138,568 | -15.8% | 0.89% | -16.9% |
| LRN | Sell | K12 INC | $27,512,000 | -1.1% | 806,092 | -28.2% | 0.88% | -13.4% |
| AAN | Buy | AARONS INC | $25,426,000 | +31.2% | 483,390 | +4.9% | 0.82% | +14.9% |
| SYNH | Sell | SYNEOS HEALTH INCcl a | $25,337,000 | +10.8% | 489,504 | -15.7% | 0.81% | -3.0% |
| CSOD | Sell | CORNERSTONE ONDEMAND INC | $24,940,000 | -1.3% | 455,272 | -9.1% | 0.80% | -13.5% |
| LKQ | Buy | LKQ CORP | $24,658,000 | +25.9% | 868,850 | +5.2% | 0.79% | +10.3% |
| BRKR | Buy | BRUKER CORP | $24,553,000 | +35.6% | 638,731 | +5.0% | 0.79% | +18.7% |
| WABC | Buy | WESTAMERICA BANCORPORATION | $24,202,000 | +16.6% | 391,612 | +5.1% | 0.78% | +2.1% |
| EGP | Buy | EASTGROUP PPTY INC | $23,673,000 | +27.3% | 212,047 | +4.6% | 0.76% | +11.6% |
| WAL | Buy | WESTERN ALLIANCE BANCORP | $23,633,000 | +9.3% | 575,857 | +5.2% | 0.76% | -4.2% |
| GIII | Buy | G-III APPAREL GROUP LTD | $23,471,000 | +50.3% | 587,355 | +4.9% | 0.75% | +31.6% |
| CFR | Sell | CULLEN FROST BANKERS INC | $23,305,000 | +2.0% | 240,083 | -7.6% | 0.75% | -10.6% |
| APH | Sell | AMPHENOL CORP NEWcl a | $23,075,000 | +13.8% | 244,334 | -2.4% | 0.74% | -0.3% |
| PB | Buy | PROSPERITY BANCSHARES INC | $22,349,000 | +16.5% | 323,614 | +5.1% | 0.72% | +2.0% |
| MLI | Buy | MUELLER INDS INC | $22,250,000 | +41.2% | 709,969 | +5.2% | 0.71% | +23.5% |
| SMTC | Sell | SEMTECH CORP | $22,143,000 | -2.7% | 434,940 | -12.3% | 0.71% | -14.7% |
| ODFL | Buy | OLD DOMINION FREIGHT LINE IN | $22,099,000 | +19.3% | 153,050 | +2.0% | 0.71% | +4.4% |
| POL | Buy | POLYONE CORP | $21,944,000 | +7.8% | 748,677 | +5.2% | 0.70% | -5.6% |
| RLI | Buy | RLI CORP | $21,872,000 | +8.1% | 304,835 | +3.9% | 0.70% | -5.4% |
| JWA | Buy | WILEY JOHN & SONS INCcl a | $21,684,000 | +6.4% | 490,364 | +13.0% | 0.70% | -6.8% |
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $21,004,000 | +2.9% | 16,157 | -0.0% | 0.67% | -9.9% |
| IBKC | Buy | IBERIABANK CORP | $20,741,000 | +17.9% | 289,239 | +5.7% | 0.67% | +3.3% |
| B | Sell | BARNES GROUP INC | $20,467,000 | -7.1% | 398,113 | -3.1% | 0.66% | -18.6% |
| PFGC | Buy | PERFORMANCE FOOD GROUP CO | $20,229,000 | +28.7% | 510,328 | +4.8% | 0.65% | +12.7% |
| FULT | Buy | FULTON FINL CORP PA | $20,128,000 | +5.2% | 1,300,231 | +5.2% | 0.65% | -7.8% |
| RBA | Buy | RITCHIE BROS AUCTIONEERS | $20,091,000 | +20.5% | 590,898 | +16.0% | 0.64% | +5.6% |
| RLJ | Buy | RLJ LODGING TR | $19,726,000 | +24.8% | 1,122,699 | +16.5% | 0.63% | +9.3% |
| CLGX | Buy | CORELOGIC INC | $19,317,000 | +67.5% | 518,445 | +50.3% | 0.62% | +46.6% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $19,047,000 | +66.4% | 294,391 | +35.6% | 0.61% | +45.8% |
| JPM | Sell | JPMORGAN CHASE & CO | $18,900,000 | -14.1% | 186,705 | -17.2% | 0.61% | -24.8% |
| HCSG | Sell | HEALTHCARE SVCS GRP INC | $18,753,000 | -18.8% | 568,447 | -1.1% | 0.60% | -28.9% |
| WTS | Buy | WATTS WATER TECHNOLOGIES INCcl a | $18,488,000 | +31.6% | 228,758 | +5.1% | 0.59% | +15.1% |
| WWD | Buy | WOODWARD INC | $18,369,000 | +34.7% | 193,578 | +5.4% | 0.59% | +18.0% |
| MD | Buy | MEDNAX INC | $17,993,000 | -0.7% | 662,220 | +20.6% | 0.58% | -13.0% |
| AMZN | Buy | AMAZON COM INC | $17,829,000 | +94.5% | 10,012 | +64.1% | 0.57% | +70.2% |
| AMSF | Buy | AMERISAFE INC | $17,815,000 | +9.9% | 299,922 | +4.9% | 0.57% | -3.7% |
| RGP | Buy | RESOURCES CONNECTION INC | $17,351,000 | +22.2% | 1,049,039 | +4.9% | 0.56% | +7.1% |
| COT | Buy | COTT CORP QUE | $17,231,000 | +84.7% | 1,179,385 | +76.3% | 0.55% | +61.7% |
| AABA | ALTABA INC | $16,968,000 | +27.9% | 228,929 | 0.0% | 0.54% | +12.1% | |
| FTV | Sell | FORTIVE CORP | $16,788,000 | +15.4% | 200,114 | -6.9% | 0.54% | +1.1% |
| BURL | Buy | BURLINGTON STORES INC | $16,593,000 | +42.0% | 105,901 | +47.5% | 0.53% | +24.5% |
| DECK | Sell | DECKERS OUTDOOR CORP | $16,450,000 | -17.8% | 111,914 | -28.4% | 0.53% | -28.0% |
| TXRH | Buy | TEXAS ROADHOUSE INC | $16,343,000 | +9.3% | 262,794 | +5.0% | 0.52% | -4.2% |
| CNC | Buy | CENTENE CORP DEL | $15,983,000 | +0.3% | 300,995 | +117.9% | 0.51% | -12.2% |
| BACPRL | Sell | BANK AMER CORP7.25%cnv pfd l | $15,784,000 | +1.8% | 12,049 | -2.5% | 0.51% | -10.7% |
| SM | Buy | SM ENERGY CO | $15,554,000 | +23.1% | 889,329 | +8.9% | 0.50% | +7.8% |
| WSFS | Buy | WSFS FINL CORP | $15,530,000 | +41.0% | 402,322 | +38.5% | 0.50% | +23.5% |
| CMP | Buy | COMPASS MINERALS INTL INC | $15,184,000 | +62.6% | 279,265 | +24.6% | 0.49% | +42.4% |
| V | Buy | VISA INC | $15,058,000 | +24.6% | 96,406 | +5.3% | 0.48% | +9.0% |
| BL | Buy | BLACKLINE INC | $14,630,000 | +29.6% | 315,855 | +14.6% | 0.47% | +13.5% |
| BEAT | Buy | BIOTELEMETRY INC | $14,632,000 | +9.9% | 233,661 | +4.8% | 0.47% | -3.7% |
| ACHC | Buy | ACADIA HEALTHCARE COMPANY IN | $14,298,000 | +20.0% | 487,813 | +5.2% | 0.46% | +5.0% |
| BDX | Sell | BECTON DICKINSON & CO | $13,833,000 | +8.0% | 55,393 | -2.5% | 0.44% | -5.3% |
| MNRO | Buy | MONRO INC | $13,726,000 | +31.9% | 158,642 | +4.8% | 0.44% | +15.7% |
| COR | Buy | CORESITE RLTY CORP | $12,903,000 | +28.7% | 120,567 | +4.9% | 0.41% | +12.5% |
| ICE | Buy | INTERCONTINENTAL EXCHANGE IN | $12,912,000 | +16.9% | 169,579 | +15.6% | 0.41% | +2.2% |
| Buy | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $12,821,000 | +44.8% | 12,600,000 | +38.1% | 0.41% | +27.2% | |
| CMC | Buy | COMMERCIAL METALS CO | $12,576,000 | +11.9% | 736,302 | +5.0% | 0.40% | -1.9% |
| BLKB | Buy | BLACKBAUD INC | $12,238,000 | +60.4% | 153,495 | +26.5% | 0.39% | +40.4% |
| HMN | Buy | HORACE MANN EDUCATORS CORP N | $12,173,000 | -1.3% | 345,718 | +5.0% | 0.39% | -13.5% |
| EGOV | Buy | NIC INC | $12,081,000 | +44.0% | 706,925 | +5.2% | 0.39% | +26.0% |
| IAC | Sell | IAC INTERACTIVECORP | $12,020,000 | +13.5% | 57,210 | -1.1% | 0.39% | -0.5% |
| CSGS | Buy | CSG SYS INTL INC | $11,893,000 | +41.2% | 281,154 | +6.1% | 0.38% | +23.6% |
| Buy | DYCOM INDS INCnote 0.750% 9/1 | $11,863,000 | +12.0% | 12,841,000 | +12.6% | 0.38% | -1.8% | |
| Sell | EXACT SCIENCES CORPnote 1.000% 1/1 | $11,724,000 | +11.8% | 8,581,000 | -10.4% | 0.38% | -2.3% | |
| SMP | Buy | STANDARD MTR PRODS INC | $11,725,000 | +6.8% | 238,808 | +5.4% | 0.38% | -6.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $11,691,000 | +6.8% | 83,633 | -1.4% | 0.38% | -6.5% |
| SXT | Buy | SENSIENT TECHNOLOGIES CORP | $11,589,000 | +28.6% | 170,954 | +6.0% | 0.37% | +12.7% |
| BKE | Buy | BUCKLE INC | $11,505,000 | +1.7% | 614,566 | +5.1% | 0.37% | -11.1% |
| CBRL | Buy | CRACKER BARREL OLD CTRY STOR | $11,463,000 | +6.8% | 70,931 | +5.6% | 0.37% | -6.4% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $11,287,000 | +41.9% | 905,108 | +28.5% | 0.36% | +24.4% |
| MSA | Buy | MSA SAFETY INC | $11,064,000 | +15.9% | 107,002 | +5.7% | 0.36% | +1.4% |
| OIS | Buy | OIL STS INTL INC | $11,002,000 | +32.3% | 648,684 | +11.4% | 0.35% | +15.7% |
| CAKE | Buy | CHEESECAKE FACTORY INC | $10,948,000 | +37.1% | 223,804 | +22.0% | 0.35% | +19.8% |
| PBH | Buy | PRESTIGE CONSMR HEALTHCARE I | $10,787,000 | +1.2% | 360,664 | +4.5% | 0.35% | -11.5% |
| NATI | Buy | NATIONAL INSTRS CORP | $10,715,000 | +40.7% | 241,549 | +43.9% | 0.34% | +23.3% |
| BDXA | BECTON DICKINSON & CO | $10,707,000 | +7.4% | 172,145 | 0.0% | 0.34% | -5.8% | |
| SPTN | Sell | SPARTANNASH CO | $10,611,000 | -14.1% | 668,610 | -7.0% | 0.34% | -24.7% |
| NMFC | Buy | NEW MTN FIN CORP | $10,542,000 | +30.6% | 776,885 | +21.1% | 0.34% | +14.2% |
| Buy | TWITTER INCnote 0.250% 9/1 | $10,527,000 | +1.5% | 10,695,000 | +0.1% | 0.34% | -11.1% | |
| FNV | Buy | FRANCO NEVADA CORP | $10,456,000 | +29.5% | 139,316 | +21.1% | 0.34% | +13.5% |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $10,232,000 | +1.2% | 10,451,000 | +0.0% | 0.33% | -11.4% | |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $10,198,000 | +12.7% | 9,250,000 | 0.0% | 0.33% | -1.5% | ||
| AME | Buy | AMETEK INC NEW | $10,145,000 | +58.6% | 122,272 | +29.4% | 0.33% | +39.3% |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $10,101,000 | +16.0% | 6,166,000 | 0.0% | 0.32% | +1.6% | ||
| Buy | VERINT SYS INCnote 1.500% 6/0 | $10,047,000 | +49.0% | 9,113,000 | +31.3% | 0.32% | +30.8% | |
| PCTY | Sell | PAYLOCITY HLDG CORP | $9,871,000 | +1.9% | 110,678 | -31.2% | 0.32% | -10.7% |
| RTEC | Buy | RUDOLPH TECHNOLOGIES INC | $9,799,000 | +17.2% | 429,769 | +5.2% | 0.32% | +2.6% |
| HRTX | Buy | HERON THERAPEUTICS INC | $9,403,000 | +19.4% | 384,741 | +26.7% | 0.30% | +4.5% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $9,322,000 | +8.0% | 7,945 | -4.6% | 0.30% | -5.4% |
| ALTR | New | ALTAIR ENGR INC | $9,318,000 | – | 253,138 | +100.0% | 0.30% | – |
| ZTS | Sell | ZOETIS INCcl a | $9,114,000 | +17.1% | 90,529 | -0.5% | 0.29% | +2.8% |
| Buy | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $8,995,000 | +4.3% | 9,345,000 | +0.1% | 0.29% | -8.5% | |
| FISV | Buy | FISERV INC | $8,940,000 | +83.8% | 101,273 | +53.0% | 0.29% | +61.2% |
| Buy | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $8,921,000 | +1.4% | 9,046,000 | +0.1% | 0.29% | -11.2% | |
| Buy | NEW MTN FIN CORPnote 5.000% 6/1 | $8,854,000 | 0.0% | 8,837,000 | +0.1% | 0.28% | -12.6% | |
| SERVICENOW INCnote 6/0 | $8,772,000 | +31.9% | 4,737,000 | 0.0% | 0.28% | +15.6% | ||
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $8,752,000 | +2.6% | 8,813,000 | +0.1% | 0.28% | -10.2% | |
| Buy | TUTOR PERINI CORPnote 2.875% 6/1 | $8,635,000 | +2.2% | 9,006,000 | +0.1% | 0.28% | -10.6% | |
| UNP | Sell | UNION PACIFIC CORP | $8,531,000 | +20.1% | 51,025 | -0.7% | 0.27% | +5.4% |
| MPC | Sell | MARATHON PETE CORP | $8,382,000 | +1.2% | 140,047 | -0.2% | 0.27% | -11.5% |
| DIS | Sell | DISNEY WALT CO | $8,250,000 | +0.8% | 74,308 | -0.4% | 0.26% | -11.7% |
| BDC | Buy | BELDEN INC | $8,158,000 | +35.2% | 151,926 | +5.2% | 0.26% | +18.6% |
| Buy | GREENBRIER COS INCnote 2.875% 2/0 | $8,169,000 | +18.7% | 8,510,000 | +21.4% | 0.26% | +4.0% | |
| CVX | Buy | CHEVRON CORP NEW | $8,060,000 | +79.3% | 65,431 | +58.4% | 0.26% | +57.0% |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $8,029,000 | +49.9% | 1,571,245 | +21.1% | 0.26% | +31.6% |
| Sell | CEMEX SAB DE CVnote 3.720% 3/1 | $7,935,000 | -24.7% | 7,985,000 | -25.9% | 0.26% | -33.9% | |
| Sell | NXP SEMICONDUCTORS N Vnote 1.000%12/0 | $7,781,000 | -30.9% | 7,557,000 | -32.7% | 0.25% | -39.5% | |
| SEACOR HOLDINGS INCnote 3.250% 5/1 | $7,766,000 | +6.0% | 8,641,000 | 0.0% | 0.25% | -7.4% | ||
| WORKDAY INCnote 0.250%10/0 | $7,756,000 | +14.6% | 5,484,000 | 0.0% | 0.25% | +0.4% | ||
| CAESARS ENTMT CORPnote 5.000%10/0 | $7,542,000 | +14.9% | 5,290,000 | 0.0% | 0.24% | +0.4% | ||
| NEE | Sell | NEXTERA ENERGY INC | $7,516,000 | +10.8% | 38,880 | -0.3% | 0.24% | -3.2% |
| DISH NETWORK CORPnote 3.375% 8/1 | $7,478,000 | +5.3% | 8,765,000 | 0.0% | 0.24% | -7.7% | ||
| IIN | Buy | INTRICON CORP | $7,356,000 | +43.4% | 293,316 | +50.8% | 0.24% | +25.5% |
| Buy | HURON CONSULTING GROUP INCnote 1.250%10/0 | $7,329,000 | +0.7% | 7,460,000 | +0.1% | 0.24% | -12.0% | |
| Sell | NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $7,300,000 | -21.5% | 7,291,000 | -21.5% | 0.23% | -31.4% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $7,243,000 | +4.3% | 122,496 | -0.8% | 0.23% | -8.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $7,257,000 | +1.6% | 36,124 | +3.3% | 0.23% | -11.1% |
| Buy | EZCORP INCnote 2.125% 6/1 | $7,234,000 | +1.9% | 7,262,000 | +0.1% | 0.23% | -10.8% | |
| SSNC | Sell | SS&C TECHNOLOGIES HLDGS INC | $7,239,000 | -64.1% | 113,653 | -74.6% | 0.23% | -68.6% |
| TRUP | Buy | TRUPANION INC | $7,028,000 | +35.0% | 214,653 | +5.0% | 0.23% | +18.3% |
| New | ARES CAP CORPnote 3.750% 2/0 | $6,906,000 | – | 6,915,000 | +100.0% | 0.22% | – | |
| Buy | PRICELINE GRP INCnote 0.350% 6/1 | $6,740,000 | +19.4% | 4,967,000 | +18.3% | 0.22% | +4.3% | |
| CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $6,640,000 | +22.3% | 4,871,000 | 0.0% | 0.21% | +7.0% | ||
| New | ETSY INCnote 3/0 | $6,490,000 | – | 3,352,000 | +100.0% | 0.21% | – | |
| GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $6,406,000 | +12.7% | 5,880,000 | 0.0% | 0.21% | -1.0% | ||
| HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $6,356,000 | +13.6% | 5,603,000 | 0.0% | 0.20% | -0.5% | ||
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $6,276,000 | -30.5% | 35,797 | -36.2% | 0.20% | -39.3% |
| New | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $6,259,000 | – | 6,263,000 | +100.0% | 0.20% | – | |
| COLONY CAP INCnote 5.000% 4/1 | $6,240,000 | +3.9% | 6,619,000 | 0.0% | 0.20% | -9.1% | ||
| Sell | COLONY CAP INCnote 3.875% 1/1 | $6,197,000 | -5.1% | 6,454,000 | -7.1% | 0.20% | -16.7% | |
| Sell | WAYFAIR INCnote 0.375% 9/0 | $6,127,000 | +17.4% | 4,000,000 | -17.2% | 0.20% | +3.1% | |
| MSFT | Buy | MICROSOFT CORP | $6,093,000 | +35.8% | 51,660 | +16.9% | 0.20% | +19.5% |
| Buy | NEVRO CORPnote 1.750% 6/0 | $6,045,000 | +8.9% | 5,990,000 | +0.0% | 0.19% | -4.9% | |
| Buy | PDC ENERGY INCnote 1.125% 9/1 | $6,007,000 | +157.7% | 6,408,000 | +144.0% | 0.19% | +127.1% | |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $5,964,000 | +4.3% | 6,265,000 | 0.0% | 0.19% | -9.0% | ||
| ROP | Sell | ROPER TECHNOLOGIES INC | $5,914,000 | +12.4% | 17,294 | -12.4% | 0.19% | -1.6% |
| LUMENTUM HLDGS INCnote 0.250% 3/1 | $5,917,000 | +18.1% | 5,001,000 | 0.0% | 0.19% | +3.3% | ||
| XLNX | Sell | XILINX INC | $5,893,000 | +47.0% | 46,475 | -1.3% | 0.19% | +28.6% |
| DERMIRA INCnote 3.000% 5/1 | $5,669,000 | +15.1% | 6,392,000 | 0.0% | 0.18% | +0.6% | ||
| Buy | CSG SYS INTL INCnote 4.250% 3/1 | $5,670,000 | +182.2% | 5,400,000 | +170.0% | 0.18% | +145.9% | |
| Sell | WEATHERFORD INTL LTDnote 5.875% 7/0 | $5,636,000 | -53.6% | 6,979,000 | -62.7% | 0.18% | -59.3% | |
| Buy | INPHI CORPnote 0.750% 9/0 | $5,606,000 | +12.3% | 5,365,000 | +0.1% | 0.18% | -1.6% | |
| Sell | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $5,547,000 | -6.7% | 5,566,000 | -7.3% | 0.18% | -18.3% | |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $5,491,000 | +5.6% | 1,000,000 | -20.2% | 0.18% | -7.9% | |
| Sell | HERBALIFE LTDnote 2.000% 8/1 | $5,458,000 | -38.2% | 4,388,000 | -31.3% | 0.18% | -46.0% | |
| Sell | ROVI CORPnote 0.500% 3/0 | $5,367,000 | -11.3% | 5,540,000 | -12.8% | 0.17% | -22.5% | |
| Buy | WRIGHT MED GROUP INCnote 2.000% 2/1 | $5,333,000 | +8.1% | 4,665,000 | +0.1% | 0.17% | -5.5% | |
| HUBSPOT INCnote 0.250% 6/0 | $5,285,000 | +25.8% | 2,920,000 | 0.0% | 0.17% | +10.4% | ||
| New | NUTANIX INCnote 1/1 | $5,269,000 | – | 4,947,000 | +100.0% | 0.17% | – | |
| Sell | ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $5,231,000 | -17.2% | 3,871,000 | -34.1% | 0.17% | -27.6% | |
| Buy | TTM TECHNOLOGIES INCnote 1.750%12/1 | $5,217,000 | +124.9% | 4,000,000 | +100.0% | 0.17% | +96.5% | |
| Buy | ENCORE CAP GROUP INCnote 2.875% 3/1 | $5,091,000 | +9.0% | 5,521,000 | +0.1% | 0.16% | -4.7% | |
| NVO | Sell | NOVO-NORDISK A Sadr | $5,023,000 | +13.3% | 96,025 | -0.2% | 0.16% | -1.2% |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $5,001,000 | +34.5% | 1,530,000 | 0.0% | 0.16% | +18.4% | ||
| MDLZ | Buy | MONDELEZ INTL INCcl a | $4,991,000 | +27.0% | 99,986 | +1.9% | 0.16% | +11.1% |
| MICRON TECHNOLOGY INCnote 2.125% 2/1 | $4,991,000 | +29.7% | 1,322,000 | 0.0% | 0.16% | +13.5% | ||
| Sell | RTI INTL METALS INCnote 1.625%10/1 | $4,961,000 | -9.5% | 5,010,000 | -9.0% | 0.16% | -20.9% | |
| ALLEGHENY TECHNOLOGIES INCnote 4.750% 7/0 | $4,966,000 | +13.1% | 2,610,000 | 0.0% | 0.16% | -1.2% | ||
| New | NICE SYS INCnote 1.250% 1/1 | $4,886,000 | – | 3,200,000 | +100.0% | 0.16% | – | |
| MCD | Sell | MCDONALDS CORP | $4,865,000 | +3.3% | 25,621 | -3.4% | 0.16% | -9.8% |
| CHESAPEAKE ENERGY CORPnote 5.500% 9/1 | $4,829,000 | +14.5% | 5,205,000 | 0.0% | 0.16% | 0.0% | ||
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $4,842,000 | +5.8% | 5,143,000 | -0.0% | 0.16% | -7.7% | |
| New | SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $4,666,000 | – | 2,585,000 | +100.0% | 0.15% | – | |
| MNR | Buy | MONMOUTH REAL ESTATE INVT COcl a | $4,632,000 | +208.0% | 351,406 | +189.6% | 0.15% | +170.9% |
| FB | Sell | FACEBOOK INCcl a | $4,570,000 | +24.1% | 27,418 | -2.4% | 0.15% | +8.9% |
| New | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $4,554,000 | – | 5,175,000 | +100.0% | 0.15% | – | |
| Sell | PROS HOLDINGS INCnote 2.000%12/0 | $4,519,000 | +18.5% | 3,513,000 | -0.3% | 0.14% | +3.6% | |
| Sell | CALAMP CORPnote 1.625% 5/1 | $4,497,000 | -22.7% | 4,606,000 | -24.5% | 0.14% | -32.4% | |
| Sell | FIREEYE INCnote 1.000% 6/0 | $4,449,000 | -57.6% | 4,587,000 | -58.1% | 0.14% | -62.8% | |
| FLEXION THERAPEUTICS INCnote 3.375% 5/0 | $4,422,000 | +6.5% | 5,050,000 | 0.0% | 0.14% | -6.6% | ||
| PM | Sell | PHILIP MORRIS INTL INC | $4,417,000 | +28.4% | 49,968 | -3.1% | 0.14% | +12.7% |
| AK STL CORPnote 5.000%11/1 | $4,371,000 | +1.5% | 4,341,000 | 0.0% | 0.14% | -11.4% | ||
| FNF | Buy | FIDELITY NATIONAL FINANCIAL | $4,353,000 | +18.4% | 119,100 | +1.9% | 0.14% | +3.7% |
| Buy | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $4,254,000 | +17.7% | 3,721,000 | +15.5% | 0.14% | +3.8% | |
| Buy | ILLUMINA INCnote 0.500% 6/1 | $4,229,000 | +23.1% | 3,115,000 | +19.1% | 0.14% | +7.9% | |
| New | OKTA INCnote 0.250% 2/1 | $4,240,000 | – | 2,339,000 | +100.0% | 0.14% | – | |
| MOLINA HEALTHCARE INCnote 1.125% 1/1 | $4,216,000 | +22.3% | 1,210,000 | 0.0% | 0.14% | +7.1% | ||
| Sell | RADIUS HEALTH INCnote 3.000% 9/0 | $4,172,000 | -10.2% | 5,000,000 | -16.7% | 0.13% | -21.2% | |
| Buy | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $4,184,000 | +56.2% | 3,272,000 | +44.0% | 0.13% | +36.7% | |
| HON | Buy | HONEYWELL INTL INC | $4,180,000 | +25.9% | 26,305 | +4.6% | 0.13% | +9.8% |
| New | PATRICK INDS INCdbcv 1.000% 2/0 | $4,111,000 | – | 4,600,000 | +100.0% | 0.13% | – | |
| Buy | CTRIP COM INTL LTDnote 1.250% 9/1 | $4,066,000 | +4.8% | 4,008,000 | +0.1% | 0.13% | -7.7% | |
| Sell | INPHI CORPnote 1.125%12/0 | $4,088,000 | -10.5% | 3,330,000 | -23.1% | 0.13% | -21.6% | |
| Buy | WHITING PETE CORP NEWnote 1.250% 4/0 | $4,047,000 | +2.1% | 4,188,000 | +0.1% | 0.13% | -10.3% | |
| Buy | NUANCE COMMUNICATIONS INCdebt 1.500%11/0 | $3,980,000 | +82.1% | 3,978,000 | +70.8% | 0.13% | +60.0% | |
| ON SEMICONDUCTOR CORPnote 1.000%12/0 | $3,986,000 | +12.3% | 3,214,000 | 0.0% | 0.13% | -1.5% | ||
| New | ZILLOW GROUP INCnote 2.000%12/0 | $3,975,000 | – | 3,887,000 | +100.0% | 0.13% | – | |
| REALPAGE INCnote 1.500%11/1 | $3,941,000 | +19.2% | 2,556,000 | 0.0% | 0.13% | +5.0% | ||
| MO | Sell | ALTRIA GROUP INC | $3,909,000 | -29.2% | 68,061 | -39.1% | 0.12% | -38.1% |
| Buy | EVOLENT HEALTH INCnote 2.000%12/0 | $3,890,000 | +133.6% | 4,000,000 | +166.7% | 0.12% | +104.9% | |
| Sell | WRIGHT MED GROUP N Vnote 2.250%11/1 | $3,873,000 | -40.8% | 2,500,000 | -47.4% | 0.12% | -48.3% | |
| Buy | CTRIP COM INTL LTDnote 1.000% 7/0 | $3,844,000 | +10.0% | 3,769,000 | +0.2% | 0.12% | -3.9% | |
| ALDER BIOPHARMACEUTICALS INCnote 2.500% 2/0 | $3,830,000 | +18.9% | 4,000,000 | 0.0% | 0.12% | +4.2% | ||
| BKI | Buy | BLACK KNIGHT INC | $3,793,000 | +42.5% | 69,593 | +17.8% | 0.12% | +24.5% |
| TERADYNE INCnote 1.250%12/1 | $3,808,000 | +17.6% | 2,720,000 | 0.0% | 0.12% | +2.5% | ||
| ARCC | Buy | ARES CAP CORP | $3,766,000 | +18.3% | 219,745 | +7.5% | 0.12% | +3.4% |
| Buy | VECTOR GROUP LTDfrnt 4/1 | $3,745,000 | +0.3% | 3,681,000 | +0.1% | 0.12% | -12.4% | |
| TELADOC HEALTH INCnote 3.000%12/1 | $3,719,000 | +8.3% | 2,500,000 | 0.0% | 0.12% | -5.6% | ||
| Sell | TITAN MACHY INCnote 3.750% 5/0 | $3,686,000 | +0.9% | 3,705,000 | -0.1% | 0.12% | -11.9% | |
| New | Q2 HLDGS INCnote 0.750% 2/1 | $3,573,000 | – | 2,730,000 | +100.0% | 0.12% | – | |
| INSMED INCnote 1.750% 1/1 | $3,579,000 | +40.9% | 3,550,000 | 0.0% | 0.12% | +23.7% | ||
| RAMBUS INC DELnote 1.375% 2/0 | $3,556,000 | +7.6% | 3,811,000 | 0.0% | 0.11% | -5.8% | ||
| AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $3,528,000 | +0.7% | 2,380,000 | 0.0% | 0.11% | -11.7% | ||
| New | RINGCENTRAL INCnote 3/1 | $3,514,000 | – | 2,470,000 | +100.0% | 0.11% | – | |
| New | TPG SPECIALTY LENDING INCnote 4.500%12/1 | $3,494,000 | – | 3,474,000 | +100.0% | 0.11% | – | |
| Sell | DEXCOM INCnote 0.750% 5/1 | $3,449,000 | -28.5% | 2,567,000 | -28.0% | 0.11% | -37.3% | |
| CHINA LODGING GROUP LTDnote 0.375%11/0 | $3,446,000 | +17.6% | 3,000,000 | 0.0% | 0.11% | +3.7% | ||
| QCOM | Sell | QUALCOMM INC | $3,442,000 | -4.5% | 60,350 | -4.7% | 0.11% | -16.7% |
| New | ZENDESK INCnote 0.250% 3/1 | $3,427,000 | – | 2,350,000 | +100.0% | 0.11% | – | |
| BLACKSTONE MTG TR INCnote 4.375% 5/0 | $3,409,000 | +3.8% | 3,375,000 | 0.0% | 0.11% | -9.2% | ||
| PRA GROUP INCnote 3.500% 6/0 | $3,398,000 | +5.7% | 3,775,000 | 0.0% | 0.11% | -7.6% | ||
| TESLA INCnote 1.250% 3/0 | $3,394,000 | -8.6% | 3,300,000 | 0.0% | 0.11% | -19.9% | ||
| Buy | CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $3,374,000 | +9.5% | 3,641,000 | +0.1% | 0.11% | -4.4% | |
| TESLA INCnote 2.375% 3/1 | $3,326,000 | -9.7% | 3,033,000 | 0.0% | 0.11% | -20.7% | ||
| REDFIN CORPnote 1.750% 7/1 | $3,298,000 | +16.0% | 3,420,000 | 0.0% | 0.11% | +1.9% | ||
| Sell | COLONY STARWOOD HOMESnote 3.500% 1/1 | $3,296,000 | -34.1% | 2,877,000 | -41.0% | 0.11% | -42.1% | |
| NOC | Buy | NORTHROP GRUMMAN CORP | $3,225,000 | +30.4% | 11,961 | +18.5% | 0.10% | +14.3% |
| CCIPRA | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $3,206,000 | +12.4% | 2,708 | 0.0% | 0.10% | -1.9% | |
| T | Buy | AT&T INC | $3,165,000 | +208.8% | 100,931 | +180.9% | 0.10% | +168.4% |
| FORESTAR GROUP INCnote 3.750% 3/0 | $3,184,000 | 0.0% | 3,200,000 | 0.0% | 0.10% | -12.8% | ||
| TXN | Sell | TEXAS INSTRS INC | $3,100,000 | -6.6% | 29,225 | -16.8% | 0.10% | -18.0% |
| ANTHEM INCnote 2.750%10/1 | $3,105,000 | +9.5% | 782,000 | 0.0% | 0.10% | -3.8% | ||
| SCI | New | SERVICE CORP INTL | $3,074,000 | – | 76,557 | +100.0% | 0.10% | – |
| ENSCO JERSEY FIN LTDnote 3.000% 1/3 | $3,095,000 | +14.5% | 4,000,000 | 0.0% | 0.10% | 0.0% | ||
| FTVPRA | Sell | FORTIVE CORP5% pfd cnv ser a | $3,088,000 | -37.5% | 2,933 | -46.0% | 0.10% | -45.3% |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $3,042,000 | – | 2,635,000 | +100.0% | 0.10% | – | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $2,989,000 | +10.0% | 79,400 | 0.0% | 0.10% | -4.0% | |
| INFINERA CORPORATIONnote 2.125% 9/0 | $2,956,000 | +8.6% | 3,700,000 | 0.0% | 0.10% | -5.0% | ||
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $2,970,000 | +5.8% | 3,000,000 | 0.0% | 0.10% | -7.8% | ||
| TRANSOCEAN INCdeb 0.500% 1/3 | $2,960,000 | +17.3% | 2,649,000 | 0.0% | 0.10% | +3.3% | ||
| Sell | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $2,926,000 | +1.7% | 2,969,000 | -0.4% | 0.09% | -10.5% | |
| KKR | Sell | KKR & CO INCcl a | $2,884,000 | +19.5% | 122,758 | -0.2% | 0.09% | +5.7% |
| WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $2,886,000 | +0.2% | 3,000,000 | 0.0% | 0.09% | -12.3% | ||
| WELL | New | WELLTOWER INC | $2,906,000 | – | 37,449 | +100.0% | 0.09% | – |
| NKE | Buy | NIKE INCcl b | $2,912,000 | +17.7% | 34,575 | +3.6% | 0.09% | +2.2% |
| DPZ | New | DOMINOS PIZZA INC | $2,897,000 | – | 11,225 | +100.0% | 0.09% | – |
| GOLAR LNG LTDnote 2.750% 2/1 | $2,869,000 | +2.5% | 3,000,000 | 0.0% | 0.09% | -10.7% | ||
| Sell | SILVER STD RES INCnote 2.875% 2/0 | $2,846,000 | -61.2% | 2,832,000 | -61.4% | 0.09% | -66.2% | |
| NBRPRA | Sell | NABORS INDUSTRIES LTD6% pfd cnv sr a | $2,839,000 | +22.4% | 105,300 | -19.2% | 0.09% | +7.1% |
| PACIRA PHARMACEUTICALS INCnote 2.375% 4/0 | $2,775,000 | -1.7% | 2,813,000 | 0.0% | 0.09% | -14.4% | ||
| RYAMPRA | RAYONIER ADVANCED MATLS INCpfd cv ser a | $2,756,000 | +20.4% | 27,841 | 0.0% | 0.09% | +4.8% | |
| LENDINGTREE INC NEWnote 0.625% 6/0 | $2,671,000 | +41.2% | 1,519,000 | 0.0% | 0.09% | +24.6% | ||
| CBS | Sell | CBS CORP NEWcl b | $2,677,000 | +7.4% | 56,315 | -1.2% | 0.09% | -5.5% |
| Buy | SM ENERGY COnote 1.500% 7/0 | $2,673,000 | +1.5% | 2,829,000 | +0.1% | 0.09% | -11.3% | |
| New | INTERDIGITAL INCnote 1.500% 3/0 | $2,643,000 | – | 2,515,000 | +100.0% | 0.08% | – | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $2,541,000 | +9.5% | 2,500,000 | 0.0% | 0.08% | -3.5% | ||
| Sell | CARDTRONICS INCnote 1.000%12/0 | $2,544,000 | -16.4% | 2,570,000 | -20.8% | 0.08% | -26.8% | |
| HIG | Sell | HARTFORD FINL SVCS GROUP INC | $2,536,000 | +6.1% | 51,000 | -5.2% | 0.08% | -8.0% |
| MEDICINES COnote 2.750% 7/1 | $2,524,000 | +9.9% | 3,000,000 | 0.0% | 0.08% | -3.6% | ||
| IFFT | Buy | INTERNATIONAL FLAVORS&FRAGRAunit 09/15/2021 | $2,502,000 | +43.9% | 49,750 | +48.5% | 0.08% | +25.0% |
| Buy | ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0 | $2,451,000 | +97.3% | 2,300,000 | +76.9% | 0.08% | +71.7% | |
| New | NEWPARK RES INCnote 4.000%12/0 | $2,449,000 | – | 2,000,000 | +100.0% | 0.08% | – | |
| New | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $2,367,000 | – | 2,415,000 | +100.0% | 0.08% | – | |
| New | RWT HLDGS INCnote 5.625%11/1 | $2,357,000 | – | 2,336,000 | +100.0% | 0.08% | – | |
| AIZP | Sell | ASSURANT INC6.50% conv pfd d | $2,346,000 | -7.3% | 22,721 | -11.7% | 0.08% | -19.4% |
| CARBONITE INCnote 2.500% 4/0 | $2,341,000 | -1.8% | 2,000,000 | 0.0% | 0.08% | -13.8% | ||
| XOM | Sell | EXXON MOBIL CORP | $2,335,000 | +13.9% | 28,897 | -3.9% | 0.08% | 0.0% |
| KNOWLES CORPnote 3.250%11/0 | $2,346,000 | +13.6% | 2,000,000 | 0.0% | 0.08% | -1.3% | ||
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $2,338,000 | +10.2% | 80,330 | -6.9% | 0.08% | -3.8% |
| Buy | TWITTER INCnote 1.000% 9/1 | $2,284,000 | +3.3% | 2,425,000 | +0.1% | 0.07% | -9.9% | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $2,214,000 | +3.0% | 46,366 | 0.0% | 0.07% | -10.1% | |
| Buy | SILICON LABORATORIES INCnote 1.375% 3/0 | $2,169,000 | +118.2% | 2,000,000 | +112.8% | 0.07% | +94.4% | |
| Buy | NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $2,166,000 | +65.0% | 1,600,000 | +45.5% | 0.07% | +45.8% | |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $2,129,000 | -22.2% | 167,908 | -26.8% | 0.07% | -32.0% |
| ABBV | Sell | ABBVIE INC | $2,093,000 | -28.1% | 25,975 | -17.8% | 0.07% | -37.4% |
| DHRPRA | New | DANAHER CORPORATION4.75 mnd cv pfd | $2,099,000 | – | 2,000 | +100.0% | 0.07% | – |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $2,077,000 | +6.8% | 2,000,000 | 0.0% | 0.07% | -5.6% | ||
| Buy | FIREEYE INCnote 1.625% 6/0 | $2,056,000 | +87.2% | 2,200,000 | +83.3% | 0.07% | +65.0% | |
| RTN | Sell | RAYTHEON CO | $2,048,000 | -6.5% | 11,248 | -21.3% | 0.07% | -17.5% |
| Buy | ANI PHARMACEUTICALS INCnote 3.000%12/0 | $1,997,000 | +8.9% | 1,811,000 | +0.1% | 0.06% | -4.5% | |
| MIC | Sell | MACQUARIE INFRASTRUCTURE COR | $1,987,000 | +3.9% | 48,200 | -7.8% | 0.06% | -8.6% |
| DYNC | VISTRA ENERGY CORPunit 02/02/2024 | $1,974,000 | +8.5% | 20,000 | 0.0% | 0.06% | -6.0% | |
| MERITOR INCnote 3.250%10/1 | $1,931,000 | +9.0% | 2,000,000 | 0.0% | 0.06% | -4.6% | ||
| REDWOOD TR INCnote 4.750% 8/1 | $1,916,000 | +4.0% | 2,000,000 | 0.0% | 0.06% | -8.8% | ||
| SYNAPTICS INCnote 0.500% 6/1 | $1,886,000 | +5.7% | 2,040,000 | 0.0% | 0.06% | -6.2% | ||
| INCYTE CORPnote 1.250%11/1 | $1,806,000 | +26.1% | 1,071,000 | 0.0% | 0.06% | +11.5% | ||
| BGS | Sell | B & G FOODS INC NEW | $1,808,000 | -18.0% | 74,050 | -2.9% | 0.06% | -28.4% |
| Sell | AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $1,740,000 | -36.5% | 2,000,000 | -33.3% | 0.06% | -44.0% | |
| WWE | Sell | WORLD WRESTLING ENTMT INCcl a | $1,757,000 | +12.8% | 20,250 | -2.9% | 0.06% | -1.8% |
| Buy | ROYAL GOLD INCnote 2.875% 6/1 | $1,730,000 | +0.3% | 1,730,000 | +0.4% | 0.06% | -11.1% | |
| SHW | Sell | SHERWIN WILLIAMS CO | $1,723,000 | -61.7% | 4,000 | -65.0% | 0.06% | -66.7% |
| RETROPHIN INCnote 2.500% 9/1 | $1,596,000 | +4.7% | 1,700,000 | 0.0% | 0.05% | -8.9% | ||
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,569,000 | +12.3% | 39,250 | -4.3% | 0.05% | -2.0% |
| II VI INCnote 0.250% 9/0 | $1,573,000 | +8.0% | 1,500,000 | 0.0% | 0.05% | -5.7% | ||
| AEPPL | New | AMERICAN ELEC PWR CO INCunit 03/15/2022 | $1,531,000 | – | 30,000 | +100.0% | 0.05% | – |
| BLACKROCK TCP CAPITAL CORPnote 4.625% 3/0 | $1,485,000 | +1.5% | 1,500,000 | 0.0% | 0.05% | -11.1% | ||
| NEW YORK MTG TR INCnote 6.250% 1/1 | $1,495,000 | +0.7% | 1,500,000 | 0.0% | 0.05% | -11.1% | ||
| TEAM INCnote 5.000% 8/0 | $1,498,000 | +8.8% | 1,380,000 | 0.0% | 0.05% | -4.0% | ||
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,445,000 | +19.6% | 1,228 | +6.2% | 0.05% | +4.5% |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $1,411,000 | +12.1% | 1,795,000 | 0.0% | 0.04% | -2.2% | ||
| SREPRA | Buy | SEMPRA ENERGY6% pfd conv a | $1,359,000 | +35.1% | 12,840 | +23.0% | 0.04% | +18.9% |
| EZCORP INCnote 2.875% 7/0 | $1,350,000 | +13.0% | 1,200,000 | 0.0% | 0.04% | -2.3% | ||
| MEDICINES COnote 2.500% 1/1 | $1,354,000 | +16.2% | 1,350,000 | 0.0% | 0.04% | 0.0% | ||
| HD | Sell | HOME DEPOT INC | $1,353,000 | -2.2% | 7,049 | -12.5% | 0.04% | -15.7% |
| ELGXQ | New | ENDOLOGIX INC | $1,329,000 | – | 201,013 | +100.0% | 0.04% | – |
| NTRS | NORTHERN TR CORP | $1,266,000 | +8.2% | 14,000 | 0.0% | 0.04% | -4.7% | |
| ZILLOW GROUP INCnote 1.500% 7/0 | $1,276,000 | +5.4% | 1,400,000 | 0.0% | 0.04% | -6.8% | ||
| ON SEMICONDUCTOR CORPnote 1.625%10/1 | $1,231,000 | +14.8% | 1,000,000 | 0.0% | 0.04% | +2.6% | ||
| COP | Sell | CONOCOPHILLIPS | $1,250,000 | +6.6% | 18,725 | -0.5% | 0.04% | -7.0% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,227,000 | +12.7% | 11,791 | -0.5% | 0.04% | -2.5% |
| AGN | Buy | ALLERGAN PLC | $1,170,000 | +10.9% | 7,992 | +1.3% | 0.04% | -2.6% |
| Sell | VEECO INSTRS INC DELnote 2.700% 1/1 | $1,109,000 | -36.9% | 1,300,000 | -44.0% | 0.04% | -43.8% | |
| Sell | NUVASIVE INCnote 2.250% 3/1 | $1,111,000 | -68.8% | 1,000,000 | -70.4% | 0.04% | -72.3% | |
| ADBE | Sell | ADOBE INC | $1,133,000 | -25.3% | 4,250 | -36.6% | 0.04% | -35.7% |
| EA | Sell | ELECTRONIC ARTS INC | $1,098,000 | +16.7% | 10,800 | -9.5% | 0.04% | +2.9% |
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $1,095,000 | +23.9% | 4,000 | +1.3% | 0.04% | +9.4% |
| KAMAN CORPnote 3.250% 5/0 | $1,102,000 | +3.3% | 1,000,000 | 0.0% | 0.04% | -10.3% | ||
| New | HERBALIFE LTDnote 2.625% 3/1 | $1,057,000 | – | 1,000,000 | +100.0% | 0.03% | – | |
| CWB | New | SPDR SERIES TRUSTblmbrg brc cnvrt | $1,045,000 | – | 20,000 | +100.0% | 0.03% | – |
| Sell | SUNPOWER CORPdbcv 4.000% 1/1 | $1,069,000 | -25.6% | 1,300,000 | -27.8% | 0.03% | -35.8% | |
| EXPE | Sell | EXPEDIA GROUP INC | $1,018,000 | +5.1% | 8,556 | -0.6% | 0.03% | -8.3% |
| TPG SPECIALTY LENDING INCnote 4.500% 8/0 | $1,017,000 | +3.1% | 1,000,000 | 0.0% | 0.03% | -8.3% | ||
| CNP | CENTERPOINT ENERGY INC | $1,027,000 | +8.8% | 33,450 | 0.0% | 0.03% | -5.7% | |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,018,000 | +27.6% | 5,580 | -4.2% | 0.03% | +13.8% |
| New | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $996,000 | – | 1,000,000 | +100.0% | 0.03% | – | |
| XPO | Sell | XPO LOGISTICS INC | $967,000 | -9.5% | 18,000 | -4.0% | 0.03% | -20.5% |
| RESTORATION HARDWARE HLDGS Idbcv 7/1 | $952,000 | -6.2% | 871,000 | 0.0% | 0.03% | -16.2% | ||
| BAC | Buy | BANK AMER CORP | $979,000 | +13.6% | 35,500 | +1.4% | 0.03% | -3.1% |
| OASIS PETE INC NEWnote 2.625% 9/1 | $940,000 | +4.7% | 1,000,000 | 0.0% | 0.03% | -9.1% | ||
| ENCORE CAP GROUP INCnote 3.250% 3/1 | $888,000 | +7.1% | 1,000,000 | 0.0% | 0.03% | -3.3% | ||
| ILMN | Sell | ILLUMINA INC | $901,000 | -14.2% | 2,900 | -17.1% | 0.03% | -23.7% |
| PFE | Sell | PFIZER INC | $886,000 | -6.5% | 20,867 | -3.9% | 0.03% | -20.0% |
| PVH | Buy | PVH CORP | $841,000 | +37.2% | 6,900 | +4.6% | 0.03% | +22.7% |
| INTU | Sell | INTUIT | $838,000 | -10.1% | 3,205 | -32.3% | 0.03% | -20.6% |
| SLM | SLM CORP | $805,000 | +19.3% | 81,200 | 0.0% | 0.03% | +4.0% | |
| ALE | ALLETE INC | $822,000 | +7.9% | 10,000 | 0.0% | 0.03% | -7.1% | |
| NAVI | Sell | NAVIENT CORPORATION | $778,000 | +15.9% | 67,200 | -11.8% | 0.02% | 0.0% |
| APD | AIR PRODS & CHEMS INC | $768,000 | +19.4% | 4,020 | 0.0% | 0.02% | +4.2% | |
| C | Sell | CITIGROUP INC | $746,000 | +14.8% | 11,985 | -4.1% | 0.02% | 0.0% |
| HSIC | Sell | HENRY SCHEIN INC | $743,000 | -23.8% | 12,361 | -0.5% | 0.02% | -33.3% |
| PEP | Buy | PEPSICO INC | $725,000 | +13.6% | 5,916 | +2.4% | 0.02% | 0.0% |
| SYNA | Buy | SYNAPTICS INC | $696,000 | +10.0% | 17,500 | +2.9% | 0.02% | -4.3% |
| SRPT | Sell | SAREPTA THERAPEUTICS INC | $666,000 | -36.0% | 5,587 | -41.4% | 0.02% | -44.7% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $669,000 | -16.0% | 21,050 | -15.1% | 0.02% | -27.6% |
| LITE | Sell | LUMENTUM HLDGS INC | $650,000 | +19.0% | 11,500 | -11.5% | 0.02% | +5.0% |
| WLL | WHITING PETE CORP NEW | $653,000 | +15.2% | 25,000 | 0.0% | 0.02% | 0.0% | |
| MU | Sell | MICRON TECHNOLOGY INC | $620,000 | +5.6% | 15,000 | -18.9% | 0.02% | -9.1% |
| ED | Sell | CONSOLIDATED EDISON INC | $636,000 | +10.6% | 7,500 | -0.3% | 0.02% | -4.8% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $638,000 | -88.1% | 4,166 | -89.6% | 0.02% | -89.8% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $590,000 | -44.0% | 6,670 | -53.6% | 0.02% | -51.3% |
| ARKW | New | ARK ETF TRweb x.o etf | $591,000 | – | 11,400 | +100.0% | 0.02% | – |
| LUV | Sell | SOUTHWEST AIRLS CO | $571,000 | -34.6% | 11,000 | -41.4% | 0.02% | -43.8% |
| LEN | Buy | LENNAR CORPcl a | $547,000 | +115.4% | 11,147 | +71.5% | 0.02% | +100.0% |
| ALLE | Sell | ALLEGION PUB LTD CO | $522,000 | -33.7% | 5,757 | -41.7% | 0.02% | -41.4% |
| AFL | Sell | AFLAC INC | $540,000 | +9.1% | 10,800 | -0.7% | 0.02% | -5.6% |
| ARKK | New | ARK ETF TRinnovation etf | $519,000 | – | 11,100 | +100.0% | 0.02% | – |
| NEEPRR | NEXTERA ENERGY INCunit 09/01/2019 | $512,000 | +8.0% | 8,203 | 0.0% | 0.02% | -5.9% | |
| TDG | TRANSDIGM GROUP INC | $454,000 | +33.5% | 1,000 | 0.0% | 0.02% | +25.0% | |
| MLM | MARTIN MARIETTA MATLS INC | $458,000 | +17.1% | 2,275 | 0.0% | 0.02% | +7.1% | |
| WDC | Sell | WESTERN DIGITAL CORP | $457,000 | +0.9% | 9,500 | -22.4% | 0.02% | -11.8% |
| DWDP | Sell | DOWDUPONT INC | $449,000 | -74.3% | 8,430 | -74.2% | 0.01% | -78.1% |
| HTGC | New | HERCULES CAPITAL INC | $439,000 | – | 34,669 | +100.0% | 0.01% | – |
| IBM | INTERNATIONAL BUSINESS MACHS | $448,000 | +24.1% | 3,172 | 0.0% | 0.01% | +7.7% | |
| BX | Sell | BLACKSTONE GROUP L P | $450,000 | +12.5% | 12,860 | -4.1% | 0.01% | -6.7% |
| SIVB | Sell | SVB FINL GROUP | $449,000 | +7.4% | 2,019 | -8.2% | 0.01% | -6.7% |
| ATVI | Sell | ACTIVISION BLIZZARD INC | $423,000 | -51.9% | 9,300 | -50.7% | 0.01% | -56.2% |
| WMB | Sell | WILLIAMS COS INC DEL | $431,000 | +29.8% | 15,000 | -0.3% | 0.01% | +16.7% |
| AIMC | Sell | ALTRA INDL MOTION CORP | $396,000 | -58.8% | 12,750 | -66.7% | 0.01% | -62.9% |
| MAS | MASCO CORP | $393,000 | +34.6% | 10,000 | 0.0% | 0.01% | +18.2% | |
| INGN | Sell | INOGEN INC | $405,000 | -41.2% | 4,250 | -23.4% | 0.01% | -48.0% |
| KBH | New | KB HOME | $390,000 | – | 16,125 | +100.0% | 0.01% | – |
| WFC | Sell | WELLS FARGO CO NEW | $379,000 | -34.9% | 7,850 | -37.9% | 0.01% | -42.9% |
| URI | Sell | UNITED RENTALS INC | $366,000 | -49.0% | 3,200 | -54.3% | 0.01% | -53.8% |
| FDX | FEDEX CORP | $363,000 | +12.4% | 2,000 | 0.0% | 0.01% | 0.0% | |
| ESI | New | ELEMENT SOLUTIONS INC | $349,000 | – | 34,600 | +100.0% | 0.01% | – |
| AMT | AMERICAN TOWER CORP NEW | $332,000 | +24.8% | 1,683 | 0.0% | 0.01% | +10.0% | |
| SNCR | Buy | SYNCHRONOSS TECHNOLOGIES INC | $334,000 | +108.8% | 55,000 | +111.5% | 0.01% | +83.3% |
| NEWR | New | NEW RELIC INC | $331,000 | – | 3,350 | +100.0% | 0.01% | – |
| NKTR | Sell | NEKTAR THERAPEUTICS | $336,000 | -16.6% | 10,000 | -18.4% | 0.01% | -26.7% |
| SINA | Sell | SINA CORPord | $358,000 | -13.9% | 6,039 | -22.1% | 0.01% | -26.7% |
| SBUX | STARBUCKS CORP | $314,000 | +15.4% | 4,218 | 0.0% | 0.01% | 0.0% | |
| UAL | New | UNITED CONTL HLDGS INC | $299,000 | – | 3,750 | +100.0% | 0.01% | – |
| JD | JD COM INCspon adr cl a | $319,000 | +43.7% | 10,595 | 0.0% | 0.01% | +25.0% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $315,000 | +6.4% | 1,640 | -7.5% | 0.01% | -9.1% |
| BA | New | BOEING CO | $305,000 | – | 800 | +100.0% | 0.01% | – |
| VECO | Sell | VEECO INSTRS INC DEL | $271,000 | -4.9% | 25,000 | -35.1% | 0.01% | -10.0% |
| MTG | Sell | MGIC INVT CORP WIS | $294,000 | -51.6% | 22,300 | -61.6% | 0.01% | -59.1% |
| PDCE | Sell | PDC ENERGY INC | $285,000 | +12.6% | 7,000 | -17.6% | 0.01% | 0.0% |
| QTEC | Sell | FIRST TR NASDAQ100 TECH INDE | $288,000 | -89.9% | 3,500 | -91.7% | 0.01% | -91.4% |
| OASPQ | Buy | OASIS PETE INC NEW | $289,000 | +11.2% | 47,900 | +1.9% | 0.01% | -10.0% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $282,000 | -87.8% | 1,000 | -89.2% | 0.01% | -89.4% |
| PYPL | Sell | PAYPAL HLDGS INC | $295,000 | -66.7% | 2,839 | -73.1% | 0.01% | -71.9% |
| SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $234,000 | +0.4% | 234,000 | 0.0% | 0.01% | -11.1% | ||
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $258,000 | -41.0% | 6,300 | -46.7% | 0.01% | -50.0% |
| SEACOR HOLDINGS INCnote 3.000%11/1 | $243,000 | +3.8% | 250,000 | 0.0% | 0.01% | -11.1% | ||
| CLNY | Buy | COLONY CAP INC NEW | $253,000 | +15.0% | 47,630 | +1.3% | 0.01% | 0.0% |
| CRM | New | SALESFORCE COM INC | $264,000 | – | 1,667 | +100.0% | 0.01% | – |
| RTRX | Sell | RETROPHIN INC | $238,000 | -2.1% | 10,502 | -2.3% | 0.01% | -11.1% |
| RH | Sell | RH | $257,000 | -68.0% | 2,500 | -62.7% | 0.01% | -72.4% |
| APTV | Sell | APTIV PLC | $250,000 | +19.0% | 3,140 | -8.0% | 0.01% | 0.0% |
| COG | CABOT OIL & GAS CORP | $244,000 | +16.7% | 9,335 | 0.0% | 0.01% | 0.0% | |
| GILD | GILEAD SCIENCES INC | $237,000 | +3.9% | 3,650 | 0.0% | 0.01% | 0.0% | |
| JBLU | Sell | JETBLUE AWYS CORP | $241,000 | -30.9% | 14,750 | -32.2% | 0.01% | -38.5% |
| CLOVIS ONCOLOGY INCnote 1.250% 5/0 | $257,000 | +10.3% | 330,000 | 0.0% | 0.01% | -11.1% | ||
| TIVO | TIVO CORP | $233,000 | -0.9% | 25,000 | 0.0% | 0.01% | -22.2% | |
| PEG | Sell | PUBLIC SVC ENTERPRISE GRP IN | $229,000 | +12.8% | 3,850 | -1.3% | 0.01% | 0.0% |
| ABT | Sell | ABBOTT LABS | $228,000 | +7.0% | 2,850 | -3.3% | 0.01% | -12.5% |
| J | New | JACOBS ENGR GROUP INC | $232,000 | – | 3,090 | +100.0% | 0.01% | – |
| INFN | Sell | INFINERA CORPORATION | $204,000 | -0.5% | 47,000 | -8.7% | 0.01% | -12.5% |
| ITW | New | ILLINOIS TOOL WKS INC | $207,000 | – | 1,445 | +100.0% | 0.01% | – |
| DVN | Sell | DEVON ENERGY CORP NEW | $218,000 | -44.9% | 6,900 | -60.7% | 0.01% | -53.3% |
| SCS | New | STEELCASE INCcl a | $205,000 | – | 14,100 | +100.0% | 0.01% | – |
| UMH | New | UMH PPTYS INC | $197,000 | – | 14,000 | +100.0% | 0.01% | – |
| ECHO | New | ECHO GLOBAL LOGISTICS INC | $201,000 | – | 8,116 | +100.0% | 0.01% | – |
| DEO | New | DIAGEO P L Cspon adr new | $202,000 | – | 1,235 | +100.0% | 0.01% | – |
| FEYE | FIREEYE INC | $185,000 | +3.9% | 11,000 | 0.0% | 0.01% | -14.3% | |
| NYCB | Sell | NEW YORK CMNTY BANCORP INC | $197,000 | +4.8% | 17,000 | -15.0% | 0.01% | -14.3% |
| SIRI | New | SIRIUS XM HLDGS INC | $111,000 | – | 19,500 | +100.0% | 0.00% | – |
| AKS | New | AK STL HLDG CORP | $69,000 | – | 25,000 | +100.0% | 0.00% | – |
| PTN | PALATIN TECHNOLOGIES INC | $19,000 | +46.2% | 19,010 | 0.0% | 0.00% | – | |
| NH | Sell | NANTHEALTH INC | $38,000 | +58.3% | 41,000 | -8.9% | 0.00% | 0.0% |
| NMM | NAVIOS MARITIME PARTNERS L Punit lpi | $9,000 | +12.5% | 10,000 | 0.0% | 0.00% | – | |
| STRM | Exit | STREAMLINE HEALTH SOLUTIONS | $0 | – | -33,136 | -100.0% | -0.00% | – |
| GPRO | Exit | GOPRO INCcl a | $0 | – | -30,500 | -100.0% | -0.01% | – |
| ISBC | Exit | INVESTORS BANCORP INC NEW | $0 | – | -13,000 | -100.0% | -0.01% | – |
| ROK | Exit | ROCKWELL AUTOMATION INC | $0 | – | -1,416 | -100.0% | -0.01% | – |
| VB | Exit | VANGUARD INDEX FDSsmall cp etf | $0 | – | -1,690 | -100.0% | -0.01% | – |
| INCY | Exit | INCYTE CORP | $0 | – | -3,442 | -100.0% | -0.01% | – |
| TEAM | Exit | ATLASSIAN CORP PLCcl a | $0 | – | -2,500 | -100.0% | -0.01% | – |
| SWKS | Exit | SKYWORKS SOLUTIONS INC | $0 | – | -3,500 | -100.0% | -0.01% | – |
| XLE | Exit | SELECT SECTOR SPDR TRenergy | $0 | – | -4,503 | -100.0% | -0.01% | – |
| D | Exit | DOMINION ENERGY INC | $0 | – | -3,602 | -100.0% | -0.01% | – |
| BLK | Exit | BLACKROCK INC | $0 | – | -668 | -100.0% | -0.01% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -1,074 | -100.0% | -0.01% | – |
| TTMI | Exit | TTM TECHNOLOGIES INC | $0 | – | -31,000 | -100.0% | -0.01% | – |
| DOCU | Exit | DOCUSIGN INC | $0 | – | -7,502 | -100.0% | -0.01% | – |
| PVTL | Exit | PIVOTAL SOFTWARE INC | $0 | – | -18,500 | -100.0% | -0.01% | – |
| L100PS | Exit | ARCONIC INC | $0 | – | -17,000 | -100.0% | -0.01% | – |
| THO | Exit | THOR INDS INC | $0 | – | -6,550 | -100.0% | -0.01% | – |
| AMAT | Exit | APPLIED MATLS INC | $0 | – | -10,421 | -100.0% | -0.01% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS COR | $0 | – | -34,600 | -100.0% | -0.01% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLC | $0 | – | -9,000 | -100.0% | -0.01% | – |
| KBE | Exit | SPDR SERIES TRUSTs&p bk etf | $0 | – | -10,000 | -100.0% | -0.01% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -4,250 | -100.0% | -0.02% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -6,340 | -100.0% | -0.02% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -1,606 | -100.0% | -0.02% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $0 | – | -500,000 | -100.0% | -0.02% | – | |
| NVDA | Exit | NVIDIA CORP | $0 | – | -4,340 | -100.0% | -0.02% | – |
| Exit | MARRIOTT VACATIONS WRLDWDE Cnote 1.500% 9/1 | $0 | – | -667,000 | -100.0% | -0.02% | – | |
| AEL | Exit | AMERICAN EQTY INVT LIFE HLD | $0 | – | -21,478 | -100.0% | -0.02% | – |
| Exit | NOVAVAX INCnote 3.750% 2/0 | $0 | – | -1,000,000 | -100.0% | -0.02% | – | |
| INTC | Exit | INTEL CORP | $0 | – | -14,662 | -100.0% | -0.02% | – |
| OEC | Exit | ORION ENGINEERED CARBONS S A | $0 | – | -28,985 | -100.0% | -0.03% | – |
| Exit | ACETO CORPnote 2.000%11/0 | $0 | – | -1,000,000 | -100.0% | -0.03% | – | |
| Exit | TESARO INCnote 3.000%10/0 | $0 | – | -335,000 | -100.0% | -0.03% | – | |
| DCUD | Exit | DOMINION ENERGY INCunit 08/15/2019 | $0 | – | -17,371 | -100.0% | -0.03% | – |
| KDP | Exit | KEURIG DR PEPPER INC | $0 | – | -34,737 | -100.0% | -0.03% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -6,600 | -100.0% | -0.03% | – |
| Exit | INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $0 | – | -975,000 | -100.0% | -0.03% | – | |
| KHC | Exit | KRAFT HEINZ CO | $0 | – | -21,715 | -100.0% | -0.03% | – |
| ELGX | Exit | ENDOLOGIX INC | $0 | – | -1,334,138 | -100.0% | -0.04% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -1,250,000 | -100.0% | -0.04% | – | |
| Exit | CTRIP COM INTL LTDnote 1.990% 7/0 | $0 | – | -1,500,000 | -100.0% | -0.05% | – | |
| Exit | LIVE NATION ENTERTAINMENT INnote 2.500% 5/1 | $0 | – | -1,061,000 | -100.0% | -0.06% | – | |
| Exit | LIBERTY MEDIA CORP DELAWAREnote 1.000% 1/3 | $0 | – | -1,500,000 | -100.0% | -0.06% | – | |
| Exit | INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $0 | – | -1,000,000 | -100.0% | -0.06% | – | |
| Exit | ASSERTIO THERAPEUTICS INCnote 2.500% 9/0 | $0 | – | -2,400,000 | -100.0% | -0.06% | – | |
| Exit | INVACARE CORPnote 4.500% 6/0 | $0 | – | -2,802,000 | -100.0% | -0.07% | – | |
| HESPRA | Exit | HESS CORPdep pdf sr a | $0 | – | -45,350 | -100.0% | -0.08% | – |
| LAZ | Exit | LAZARD LTD | $0 | – | -64,558 | -100.0% | -0.09% | – |
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -2,257,000 | -100.0% | -0.09% | – | |
| Exit | ENVESTNET INCnote 1.750%12/1 | $0 | – | -2,628,000 | -100.0% | -0.10% | – | |
| Exit | CITRIX SYS INCnote 0.500% 4/1 | $0 | – | -2,110,000 | -100.0% | -0.11% | – | |
| BRKA | Exit | BERKSHIRE HATHAWAY INC DELcl a | $0 | – | -10 | -100.0% | -0.11% | – |
| Exit | KB HOMEnote 1.375% 2/0 | $0 | – | -3,415,000 | -100.0% | -0.12% | – | |
| RDSA | Exit | ROYAL DUTCH SHELL PLCspons adr a | $0 | – | -59,478 | -100.0% | -0.13% | – |
| Exit | PALO ALTO NETWORKS INCnote 7/0 | $0 | – | -2,035,000 | -100.0% | -0.13% | – | |
| Exit | PANDORA MEDIA INCnote 1.750%12/0 | $0 | – | -4,103,000 | -100.0% | -0.14% | – | |
| Exit | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $0 | – | -8,376,000 | -100.0% | -0.30% | – | |
| DPLO | Exit | DIPLOMAT PHARMACY INC | $0 | – | -639,655 | -100.0% | -0.32% | – |
| Exit | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $0 | – | -8,834,000 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| RAYMOND JAMES FINL INC | 44 | Q3 2023 | 2.1% |
| APPLIED INDL TECHNOLOGIES IN | 44 | Q3 2023 | 2.4% |
| IDACORP INC | 44 | Q3 2023 | 1.6% |
| APPLE INC | 44 | Q3 2023 | 1.7% |
| LKQ CORP | 44 | Q3 2023 | 1.6% |
| HEICO CORP NEW | 44 | Q3 2023 | 1.3% |
| DANAHER CORPORATION | 44 | Q3 2023 | 1.4% |
| SEMTECH CORP | 44 | Q3 2023 | 1.2% |
| ACI WORLDWIDE INC | 44 | Q3 2023 | 1.3% |
| WILEY JOHN & SONS INC | 44 | Q3 2023 | 1.2% |
View PALISADE CAPITAL MANAGEMENT, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INTRICON CORP | March 03, 2022 | 987 | 0.0% |
| BIO REFERENCE LABORATORIES INC | February 08, 2013 | 580,502 | 2.1% |
| COMPUTER PROGRAMS & SYSTEMS INC | November 12, 2010 | 41,900 | 0.4% |
| MEDICAL ACTION INDUSTRIES INC | February 11, 2009 | 767,000 | 4.8% |
| MONMOUTH REAL ESTATE INVESTMENT CORP | February 11, 2008 | 300,000 | 1.2% |
| REFAC OPTICAL GROUP | April 26, 2007 | 16,273,698 | 91.4% |
| GENESEE & WYOMING INC | February 13, 2007 | 1,707,000 | 4.6% |
| SIZELER PROPERTY INVESTORS INC | February 13, 2006 | 62,000 | 0.3% |
| OPTICARE HEALTH SYSTEMS INC | September 08, 2005 | 93,258,838 | 84.3% |
| MOBILITY ELECTRONICS INC | May 17, 2005 | 1,134,000 | 4.0% |
View PALISADE CAPITAL MANAGEMENT, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-16 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-08 |
| 13F-HR/A | 2023-03-24 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-13 |
| 13F-HR | 2022-11-14 |
View PALISADE CAPITAL MANAGEMENT, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.