$2.81 Billion is the total value of PALISADE CAPITAL MANAGEMENT, LP's 434 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 22.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RJF | Sell | RAYMOND JAMES FINANCIAL INC | $51,931,000 | -5.9% | 615,804 | -10.5% | 1.85% | -10.6% |
| GWR | Sell | GENESEE & WYO INCcl a | $40,818,000 | +2.3% | 551,515 | -5.5% | 1.45% | -2.9% |
| LFUS | Buy | LITTELFUSE INC | $37,286,000 | +48.1% | 190,352 | +24.8% | 1.33% | +40.6% |
| RP | Sell | REALPAGE INC | $35,356,000 | +2.8% | 886,110 | -7.4% | 1.26% | -2.3% |
| RNST | Buy | RENASANT CORP | $35,214,000 | -0.2% | 820,832 | +1.7% | 1.25% | -5.2% |
| IDA | Buy | IDACORP INC | $34,682,000 | +4.9% | 394,432 | +1.9% | 1.24% | -0.3% |
| KWR | Buy | QUAKER CHEM CORP | $33,606,000 | +6.1% | 227,147 | +4.1% | 1.20% | +0.8% |
| AIT | Buy | APPLIED INDL TECHNOLOGIES IN | $31,360,000 | +13.5% | 476,599 | +1.9% | 1.12% | +7.8% |
| HEIA | Sell | HEICO CORP NEWcl a | $30,734,000 | +9.5% | 403,335 | -10.9% | 1.09% | +4.0% |
| LKQ | Buy | LKQ CORP | $29,614,000 | +11.3% | 822,845 | +1.9% | 1.05% | +5.6% |
| ICLR | Buy | ICON PLC | $28,899,000 | +18.7% | 253,768 | +1.9% | 1.03% | +12.7% |
| ODFL | Buy | OLD DOMINION FGHT LINES INC | $28,359,000 | +17.6% | 257,551 | +1.7% | 1.01% | +11.7% |
| CSOD | Buy | CORNERSTONE ONDEMAND INC | $28,193,000 | +15.3% | 694,245 | +1.5% | 1.00% | +9.6% |
| B | Buy | BARNES GROUP INC | $28,026,000 | +22.6% | 397,866 | +1.9% | 1.00% | +16.5% |
| SIVB | Buy | SVB FINL GROUP | $27,676,000 | +8.4% | 147,930 | +1.9% | 0.98% | +2.9% |
| HCSG | Sell | HEALTHCARE SVCS GRP INC | $27,244,000 | +9.3% | 504,803 | -5.1% | 0.97% | +3.9% |
| POL | Buy | POLYONE CORP | $26,085,000 | +8.2% | 651,647 | +4.7% | 0.93% | +2.8% |
| ACIW | Buy | ACI WORLDWIDE INC | $26,098,000 | +6.1% | 1,145,646 | +4.2% | 0.93% | +0.8% |
| AAPL | Buy | APPLE INC | $25,957,000 | +11.0% | 168,419 | +3.7% | 0.92% | +5.5% |
| TDY | Buy | TELEDYNE TECHNOLOGIES INC | $25,752,000 | +27.1% | 161,777 | +1.9% | 0.92% | +20.7% |
| WAL | Buy | WESTERN ALLIANCE BANCORP | $25,497,000 | +19.8% | 480,349 | +11.0% | 0.91% | +13.8% |
| CFR | Buy | CULLEN FROST BANKERS INC | $25,348,000 | +4.5% | 267,045 | +3.4% | 0.90% | -0.8% |
| RGEN | Buy | REPLIGEN CORP | $25,252,000 | -3.3% | 658,979 | +4.5% | 0.90% | -8.2% |
| HMSY | Buy | HMS HLDGS CORP | $24,792,000 | +12.7% | 1,248,358 | +5.0% | 0.88% | +7.0% |
| SSNC | Buy | SS&C TECHNOLOGIES HLDGS INC | $24,603,000 | +6.5% | 612,787 | +1.9% | 0.88% | +1.2% |
| MD | Buy | MEDNAX INC | $23,748,000 | -26.0% | 550,749 | +3.5% | 0.84% | -29.8% |
| CUZ | Buy | COUSINS PPTYS INC | $23,660,000 | +18.9% | 2,533,156 | +11.9% | 0.84% | +12.9% |
| FULT | Buy | FULTON FINL CORP PA | $23,433,000 | +0.5% | 1,249,759 | +1.9% | 0.83% | -4.6% |
| HBANP | Sell | HUNTINGTON BANCSHARES INCpfd conv ser a | $23,254,000 | +1.3% | 15,803 | -2.2% | 0.83% | -3.7% |
| INCR | Buy | INC RESH HLDGS INCcl a | $23,105,000 | -8.9% | 441,775 | +1.9% | 0.82% | -13.6% |
| JPM | Buy | JPMORGAN CHASE & CO | $22,149,000 | +7.5% | 231,904 | +2.9% | 0.79% | +2.1% |
| APH | Buy | AMPHENOL CORP NEWcl a | $22,029,000 | +18.9% | 260,271 | +3.7% | 0.78% | +12.8% |
| EDR | Buy | EDUCATION RLTY TR INC | $21,978,000 | +0.4% | 611,682 | +8.2% | 0.78% | -4.8% |
| WFCPRL | Sell | WELLS FARGO CO NEWperp pfd cnv a | $21,766,000 | +0.9% | 16,427 | -0.2% | 0.78% | -4.2% |
| LRN | Buy | K12 INC | $21,342,000 | +7.4% | 1,196,274 | +7.9% | 0.76% | +2.0% |
| CLGX | Buy | CORELOGIC INC | $20,466,000 | +8.5% | 442,805 | +1.9% | 0.73% | +3.1% |
| SPTN | Buy | SPARTANNASH CO | $19,829,000 | +12.7% | 751,965 | +10.9% | 0.71% | +7.0% |
| SMTC | Sell | SEMTECH CORP | $19,677,000 | -18.0% | 524,020 | -22.0% | 0.70% | -22.2% |
| JWA | Buy | WILEY JOHN & SONS INCcl a | $19,260,000 | +3.3% | 359,994 | +1.9% | 0.69% | -1.9% |
| MLI | Buy | MUELLER INDS INC | $18,939,000 | +16.9% | 541,879 | +1.9% | 0.67% | +11.0% |
| PTC | Buy | PTC INC | $18,878,000 | +4.0% | 335,423 | +1.9% | 0.67% | -1.2% |
| IBKC | Buy | IBERIABANK CORP | $18,812,000 | +2.7% | 228,993 | +1.9% | 0.67% | -2.5% |
| DHR | Sell | DANAHER CORP DEL | $18,061,000 | +1.2% | 210,546 | -0.5% | 0.64% | -3.9% |
| PKG | Buy | PACKAGING CORP AMER | $18,028,000 | +4.9% | 157,199 | +1.9% | 0.64% | -0.3% |
| DECK | Buy | DECKERS OUTDOOR CORP | $17,824,000 | +2.3% | 260,540 | +2.0% | 0.63% | -2.9% |
| BRKR | Buy | BRUKER CORP | $16,764,000 | +15.4% | 563,496 | +11.9% | 0.60% | +9.7% |
| WABC | Buy | WESTAMERICA BANCORPORATION | $16,709,000 | +8.2% | 280,629 | +1.9% | 0.60% | +2.8% |
| AMSF | Sell | AMERISAFE INC | $16,280,000 | +2.2% | 279,727 | -0.0% | 0.58% | -2.8% |
| PAY | Buy | VERIFONE SYS INC | $16,221,000 | +19.5% | 799,836 | +6.6% | 0.58% | +13.4% |
| GIII | Buy | G-III APPAREL GROUP LTD | $16,076,000 | +44.8% | 553,952 | +24.5% | 0.57% | +37.5% |
| PB | Buy | PROSPERITY BANCSHARES INC | $15,595,000 | +4.2% | 237,265 | +1.9% | 0.56% | -1.1% |
| BLKB | Sell | BLACKBAUD INC | $15,380,000 | -13.4% | 175,168 | -15.4% | 0.55% | -17.9% |
| OIS | Buy | OIL STS INTL INC | $15,258,000 | +8.0% | 601,890 | +15.7% | 0.54% | +2.5% |
| TXRH | Buy | TEXAS ROADHOUSE INC | $15,012,000 | -1.7% | 305,501 | +1.9% | 0.53% | -6.8% |
| MSCC | Buy | MICROSEMI CORP | $14,861,000 | +12.1% | 288,675 | +1.9% | 0.53% | +6.4% |
| RLJ | Buy | RLJ LODGING TR | $14,717,000 | +29.7% | 668,960 | +17.1% | 0.52% | +23.3% |
| BACPRL | Buy | BANK AMER CORP7.25%cnv pfd l | $14,647,000 | +5.7% | 11,181 | +2.3% | 0.52% | +0.4% |
| ILG | Buy | ILG INC | $14,522,000 | -0.9% | 543,299 | +1.9% | 0.52% | -5.8% |
| Buy | CHART INDS INCnote 2.000% 8/0 | $14,418,000 | +8.8% | 14,454,000 | +8.7% | 0.51% | +3.4% | |
| RLI | Buy | RLI CORP | $14,178,000 | +6.6% | 247,173 | +1.5% | 0.50% | +1.2% |
| WTS | Buy | WATTS WATER TECHNOLOGIES INCcl a | $13,923,000 | +21.0% | 201,205 | +10.5% | 0.50% | +15.1% |
| SXT | Buy | SENSIENT TECHNOLOGIES CORP | $13,943,000 | -2.7% | 181,269 | +1.9% | 0.50% | -7.6% |
| AAN | Buy | AARONS INC | $13,307,000 | +14.3% | 304,988 | +1.9% | 0.47% | +8.7% |
| RGP | Buy | RESOURCES CONNECTION INC | $13,064,000 | +3.4% | 939,848 | +1.9% | 0.46% | -1.9% |
| COR | Sell | CORESITE RLTY CORP | $13,037,000 | -38.0% | 116,509 | -42.6% | 0.46% | -41.1% |
| SM | Buy | SM ENERGY CO | $13,034,000 | +16.6% | 734,744 | +8.7% | 0.46% | +10.7% |
| NEE | Buy | NEXTERA ENERGY INC | $12,828,000 | +119.1% | 87,535 | +109.5% | 0.46% | +108.7% |
| AMZN | Buy | AMAZON COM INC | $12,610,000 | +9.2% | 13,117 | +10.0% | 0.45% | +3.7% |
| PFGC | Buy | PERFORMANCE FOOD GROUP CO | $12,579,000 | +5.1% | 445,266 | +1.9% | 0.45% | -0.2% |
| GPI | Buy | GROUP 1 AUTOMOTIVE INC | $12,503,000 | +16.6% | 172,552 | +1.9% | 0.44% | +10.7% |
| WWD | Buy | WOODWARD INC | $12,422,000 | +16.5% | 160,061 | +1.4% | 0.44% | +10.5% |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $12,199,000 | -1.5% | 382,307 | +1.9% | 0.43% | -6.5% |
| New | DISH NETWORK CORPnote 3.375% 8/1 | $12,083,000 | – | 10,800,000 | +100.0% | 0.43% | – | |
| SALESFORCE COM INCnote 0.250% 4/0 | $11,869,000 | +6.1% | 8,447,000 | 0.0% | 0.42% | +1.0% | ||
| JNJ | Buy | JOHNSON & JOHNSON | $11,864,000 | +3.7% | 91,253 | +5.5% | 0.42% | -1.6% |
| FTV | Buy | FORTIVE CORP | $11,763,000 | +14.4% | 166,167 | +2.3% | 0.42% | +8.5% |
| CMC | Buy | COMMERCIAL METALS CO | $11,381,000 | -0.2% | 598,075 | +1.9% | 0.40% | -5.4% |
| ACHC | Buy | ACADIA HEALTHCARE COMPANY IN | $11,228,000 | +41.2% | 235,099 | +46.0% | 0.40% | +34.2% |
| Buy | MICRON TECHNOLOGY INCnote 3.000%11/1 | $11,185,000 | +46.9% | 8,079,000 | +19.4% | 0.40% | +39.6% | |
| CMP | Buy | COMPASS MINERALS INTL INC | $11,040,000 | +54.5% | 170,106 | +55.4% | 0.39% | +46.6% |
| PBH | Buy | PRESTIGE BRANDS HLDGS INC | $11,008,000 | +45.7% | 219,773 | +53.6% | 0.39% | +38.5% |
| RYLAND GROUP INCnote 1.625% 5/1 | $10,985,000 | +1.6% | 9,126,000 | 0.0% | 0.39% | -3.5% | ||
| BURL | Buy | BURLINGTON STORES INC | $10,832,000 | +5.7% | 113,474 | +1.9% | 0.39% | +0.5% |
| PM | Buy | PHILIP MORRIS INTL INC | $10,804,000 | -4.4% | 97,326 | +1.2% | 0.38% | -9.2% |
| FIDELITY NATIONAL FINANCIALnote 4.250% 8/1 | $10,755,000 | +6.4% | 3,987,000 | 0.0% | 0.38% | +1.1% | ||
| ZBRA | Buy | ZEBRA TECHNOLOGIES CORPcl a | $10,768,000 | +10.1% | 99,175 | +1.9% | 0.38% | +4.4% |
| XLNX | Buy | XILINX INC | $10,696,000 | +27.3% | 151,009 | +15.6% | 0.38% | +21.0% |
| MO | Buy | ALTRIA GROUP INC | $10,675,000 | -12.7% | 168,318 | +2.6% | 0.38% | -17.0% |
| BDX | Buy | BECTON DICKINSON & CO | $10,314,000 | +4.6% | 52,635 | +4.1% | 0.37% | -0.8% |
| CNC | Buy | CENTENE CORP DEL | $10,249,000 | +38.0% | 105,912 | +14.0% | 0.36% | +31.3% |
| TESARO INCnote 3.000%10/0 | $10,193,000 | -7.3% | 2,718,000 | 0.0% | 0.36% | -11.9% | ||
| CBRL | Buy | CRACKER BARREL OLD CTRY STOR | $10,120,000 | -7.6% | 66,748 | +1.9% | 0.36% | -12.4% |
| NWL | Sell | NEWELL BRANDS INC | $10,104,000 | -21.2% | 236,799 | -1.0% | 0.36% | -25.2% |
| New | PRICELINE GRP INCnote 0.350% 6/1 | $10,062,000 | – | 6,972,000 | +100.0% | 0.36% | – | |
| RTEC | Buy | RUDOLPH TECHNOLOGIES INC | $9,878,000 | +17.3% | 375,590 | +1.9% | 0.35% | +11.4% |
| FET | Buy | FORUM ENERGY TECHNOLOGIES IN | $9,726,000 | +15.7% | 611,702 | +13.5% | 0.35% | +9.8% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $9,703,000 | +9.3% | 10,117 | +3.5% | 0.34% | +3.6% |
| CBS | Sell | CBS CORP NEWcl b | $9,592,000 | -10.8% | 165,377 | -1.9% | 0.34% | -15.4% |
| NAVISTAR INTL CORP NEWnote 4.750% 4/1 | $9,384,000 | +12.0% | 8,550,000 | 0.0% | 0.33% | +6.4% | ||
| Buy | TWITTER INCnote 0.250% 9/1 | $9,369,000 | +20.5% | 9,888,000 | +20.1% | 0.33% | +14.8% | |
| STZ | Sell | CONSTELLATION BRANDS INCcl a | $9,368,000 | -8.9% | 46,967 | -11.5% | 0.33% | -13.5% |
| FNV | Buy | FRANCO NEVADA CORP | $9,295,000 | +15.6% | 119,968 | +7.7% | 0.33% | +10.0% |
| ANTX | ANTHEM INCunit 05/01/20188 | $9,253,000 | -0.6% | 177,522 | 0.0% | 0.33% | -5.7% | |
| Sell | NOVELLUS SYS INCnote 2.625% 5/1 | $9,215,000 | +11.1% | 1,676,000 | -15.2% | 0.33% | +5.5% | |
| Sell | GREENBRIER COS INCnote 3.500% 4/0 | $9,110,000 | +1.8% | 6,566,000 | -0.1% | 0.32% | -3.3% | |
| EGOV | Buy | NIC INC | $8,998,000 | +8.7% | 524,669 | +20.1% | 0.32% | +3.2% |
| CRZO | Buy | CARRIZO OIL & GAS INC | $8,839,000 | +28.3% | 516,003 | +30.5% | 0.32% | +22.1% |
| NMFC | Buy | NEW MTN FIN CORP | $8,788,000 | +2.8% | 616,678 | +5.0% | 0.31% | -2.2% |
| Buy | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250% 7/0 | $8,756,000 | +64.9% | 8,241,000 | +57.4% | 0.31% | +56.8% | |
| BDXA | Buy | BECTON DICKINSON & CO | $8,737,000 | +27.9% | 159,000 | +27.2% | 0.31% | +21.5% |
| MICROCHIP TECHNOLOGY INCnote 1.625% 2/1 | $8,599,000 | +16.7% | 4,916,000 | 0.0% | 0.31% | +10.9% | ||
| PALO ALTO NETWORKS INCnote 7/0 | $8,353,000 | +4.6% | 6,073,000 | 0.0% | 0.30% | -0.7% | ||
| ZTS | Sell | ZOETIS INCcl a | $8,294,000 | -16.3% | 130,080 | -18.1% | 0.30% | -20.5% |
| Buy | FIREEYE INCnote 1.000% 6/0 | $8,286,000 | +12.9% | 8,739,000 | +12.4% | 0.30% | +7.3% | |
| SPANSION LLCnote 2.000% 9/0 | $8,150,000 | +10.7% | 2,750,000 | 0.0% | 0.29% | +5.1% | ||
| AMAT | Sell | APPLIED MATLS INC | $7,996,000 | +5.5% | 153,503 | -16.3% | 0.28% | +0.4% |
| HMN | Buy | HORACE MANN EDUCATORS CORP N | $8,016,000 | +90.0% | 203,699 | +82.5% | 0.28% | +80.4% |
| BKE | Buy | BUCKLE INC | $7,902,000 | -3.6% | 468,962 | +1.9% | 0.28% | -8.5% |
| ICE | Sell | INTERCONTINENTAL EXCHANGE IN | $7,797,000 | +2.2% | 113,499 | -1.9% | 0.28% | -2.8% |
| CTRL | Sell | CONTROL4 CORP | $7,752,000 | -10.6% | 263,123 | -40.5% | 0.28% | -15.1% |
| RBA | Buy | RITCHIE BROS AUCTIONEERS | $7,651,000 | +12.2% | 241,974 | +2.0% | 0.27% | +6.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $7,633,000 | +30.0% | 41,640 | +20.1% | 0.27% | +23.6% |
| Buy | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $7,577,000 | +26.7% | 7,268,000 | +21.1% | 0.27% | +20.5% | |
| MOH | Buy | MOLINA HEALTHCARE INC | $7,563,000 | +1.3% | 109,998 | +1.9% | 0.27% | -3.9% |
| SYMC | Buy | SYMANTEC CORP | $7,475,000 | +455.3% | 227,816 | +378.3% | 0.27% | +432.0% |
| Buy | HERBALIFE LTDnote 2.000% 8/1 | $7,446,000 | +11.0% | 7,437,000 | +15.5% | 0.26% | +5.6% | |
| Buy | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $7,429,000 | +20.4% | 7,639,000 | +21.4% | 0.26% | +14.3% | |
| Buy | CALAMP CORPnote 1.625% 5/1 | $7,262,000 | +15.3% | 6,769,000 | +9.9% | 0.26% | +9.7% | |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $7,246,000 | -0.2% | 6,843,000 | 0.0% | 0.26% | -5.1% | ||
| PCTY | Buy | PAYLOCITY HLDG CORP | $7,236,000 | +42.1% | 148,216 | +31.5% | 0.26% | +35.1% |
| WSTC | Sell | WEST CORP | $7,149,000 | -0.0% | 304,615 | -0.7% | 0.25% | -5.2% |
| NATI | Buy | NATIONAL INSTRS CORP | $7,117,000 | +6.8% | 168,770 | +1.9% | 0.25% | +1.2% |
| RTN | New | RAYTHEON CO | $6,929,000 | – | 37,136 | +100.0% | 0.25% | – |
| DYCOM INDS INCnote 0.750% 9/1 | $6,939,000 | -1.8% | 6,080,000 | 0.0% | 0.25% | -6.8% | ||
| Buy | NEW MTN FIN CORPnote 5.000% 6/1 | $6,888,000 | +12.6% | 6,623,000 | +12.9% | 0.24% | +7.0% | |
| Buy | EZCORP INCnote 2.625% 6/1 | $6,787,000 | +20.2% | 6,871,000 | +17.4% | 0.24% | +14.2% | |
| IAC | IAC INTERACTIVECORP | $6,737,000 | +13.9% | 57,300 | 0.0% | 0.24% | +8.1% | |
| MICRON TECHNOLOGY INCnote 2.125% 2/1 | $6,688,000 | +30.8% | 1,855,000 | 0.0% | 0.24% | +24.0% | ||
| Sell | SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $6,655,000 | -4.7% | 6,638,000 | -5.8% | 0.24% | -9.5% | |
| UNP | Sell | UNION PAC CORP | $6,381,000 | -22.9% | 55,025 | -27.6% | 0.23% | -26.8% |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $6,359,000 | +7.1% | 5,550,000 | 0.0% | 0.23% | +1.3% | ||
| KHC | Sell | KRAFT HEINZ CO | $6,285,000 | -20.7% | 81,044 | -12.4% | 0.22% | -24.6% |
| NXP SEMICONDUCTORS N Vdbcv 1.000%12/0 | $6,269,000 | +1.6% | 5,170,000 | 0.0% | 0.22% | -3.5% | ||
| Buy | SHUTTERFLY INCnote 0.250% 5/1 | $6,150,000 | +10.5% | 6,181,000 | +10.9% | 0.22% | +4.8% | |
| CAKE | New | CHEESECAKE FACTORY INC | $6,104,000 | – | 144,927 | +100.0% | 0.22% | – |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $6,027,000 | +1.2% | 3,400,000 | 0.0% | 0.22% | -3.6% | ||
| DRQ | Buy | DRIL-QUIP INC | $6,047,000 | +7.8% | 136,969 | +19.1% | 0.22% | +2.4% |
| Buy | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $6,023,000 | +215.3% | 6,485,000 | +224.2% | 0.21% | +197.2% | |
| Buy | HURON CONSULTING GROUP INCnote 1.250%10/0 | $6,014,000 | +44.7% | 6,467,000 | +49.5% | 0.21% | +37.2% | |
| New | BLACKHAWK NETWORK HLDGS INCnote 1.500% 1/1 | $5,978,000 | – | 5,331,000 | +100.0% | 0.21% | – | |
| Buy | VIPSHOP HLDGS LTDnote 1.500% 3/1 | $5,897,000 | +18.2% | 5,988,000 | +18.6% | 0.21% | +12.3% | |
| AET | Buy | AETNA INC NEW | $5,906,000 | +26.4% | 37,145 | +20.7% | 0.21% | +20.0% |
| Buy | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $5,832,000 | +22.5% | 6,047,000 | +21.4% | 0.21% | +16.9% | |
| Buy | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $5,796,000 | +14.2% | 5,728,000 | +13.5% | 0.21% | +8.4% | |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $5,749,000 | -31.4% | 141,383 | -27.2% | 0.20% | -34.7% |
| FNF | FIDELITY NATIONAL FINANCIAL | $5,736,000 | +5.9% | 120,850 | 0.0% | 0.20% | +0.5% | |
| HORIZON PHARMA INVT LTDnote 2.500% 3/1 | $5,686,000 | +4.7% | 6,278,000 | 0.0% | 0.20% | -1.0% | ||
| TMO | Buy | THERMO FISHER SCIENTIFIC INC | $5,686,000 | +80.8% | 30,052 | +66.7% | 0.20% | +71.2% |
| ELGX | Buy | ENDOLOGIX INC | $5,591,000 | -6.6% | 1,253,647 | +1.8% | 0.20% | -11.2% |
| SHW | Buy | SHERWIN WILLIAMS CO | $5,592,000 | +13.0% | 15,618 | +10.8% | 0.20% | +7.6% |
| Sell | RTI INTL METALS INCnote 1.625%10/1 | $5,383,000 | +4.0% | 4,833,000 | -0.1% | 0.19% | -1.0% | |
| SMP | Buy | STANDARD MTR PRODS INC | $5,406,000 | +86.7% | 112,039 | +102.0% | 0.19% | +76.1% |
| DWDP | New | DOWDUPONT INC | $5,390,000 | – | 77,858 | +100.0% | 0.19% | – |
| Buy | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $5,327,000 | +21.1% | 5,347,000 | +20.8% | 0.19% | +15.2% | |
| VECTOR GROUP LTDfrnt 1/1 | $5,303,000 | +0.5% | 3,600,000 | 0.0% | 0.19% | -4.5% | ||
| VERISIGN INCsdcv 3.250% 8/1 | $5,278,000 | +14.3% | 1,695,000 | 0.0% | 0.19% | +8.7% | ||
| Sell | SEACOR HOLDINGS INCnote 2.500%12/1 | $5,221,000 | +0.2% | 5,195,000 | -0.2% | 0.19% | -4.6% | |
| GPT | Buy | GRAMERCY PPTY TR | $5,208,000 | +2.2% | 172,150 | +0.3% | 0.18% | -3.1% |
| NVO | Sell | NOVO-NORDISK A Sadr | $5,136,000 | +11.8% | 106,675 | -0.4% | 0.18% | +6.4% |
| Sell | LIGAND PHARMACEUTICALS INCnote 0.750% 8/1 | $5,126,000 | -35.6% | 2,800,000 | -41.7% | 0.18% | -38.9% | |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $5,039,000 | +26.2% | 83,186 | +10.8% | 0.18% | +19.3% |
| LXFR | Sell | LUXFER HLDGS PLCsponsored adr | $5,016,000 | -22.2% | 402,910 | -20.1% | 0.18% | -26.0% |
| New | TUTOR PERINI CORPnote 2.875% 6/1 | $5,006,000 | – | 4,250,000 | +100.0% | 0.18% | – | |
| FB | Buy | FACEBOOK INCcl a | $4,976,000 | +27.5% | 29,120 | +12.6% | 0.18% | +21.2% |
| TMUSP | T MOBILE US INCconv pfd ser a | $4,852,000 | +1.2% | 48,518 | 0.0% | 0.17% | -3.9% | |
| AMAG PHARMACEUTICALS INCnote 3.250% 6/0 | $4,863,000 | +1.0% | 5,000,000 | 0.0% | 0.17% | -3.9% | ||
| HON | Buy | HONEYWELL INTL INC | $4,784,000 | +7.0% | 33,751 | +0.6% | 0.17% | +1.2% |
| COLONY CAP INCnote 5.000% 4/1 | $4,751,000 | -2.2% | 4,619,000 | 0.0% | 0.17% | -7.1% | ||
| XPO LOGISTICS INCnote 4.500%10/0 | $4,641,000 | +4.9% | 1,125,000 | 0.0% | 0.16% | -0.6% | ||
| Buy | IGI LABORATORIES INCnote 3.750%12/1 | $4,539,000 | +84.1% | 4,722,000 | +105.3% | 0.16% | +76.1% | |
| Buy | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $4,534,000 | +77.6% | 4,500,000 | +80.0% | 0.16% | +67.7% | |
| Buy | ROVI CORPnote 0.500% 3/0 | $4,412,000 | +20.9% | 4,385,000 | +18.9% | 0.16% | +14.6% | |
| CVX | Buy | CHEVRON CORP NEW | $4,333,000 | +14.1% | 36,875 | +1.3% | 0.15% | +8.5% |
| MCD | Sell | MCDONALDS CORP | $4,312,000 | +2.2% | 27,521 | -0.1% | 0.15% | -3.2% |
| Sell | CEMEX SAB DE CVnote 3.750% 3/1 | $4,200,000 | -4.7% | 3,674,000 | -0.3% | 0.15% | -9.1% | |
| LAZ | Sell | LAZARD LTD | $4,121,000 | -3.7% | 91,126 | -1.4% | 0.15% | -8.1% |
| V | Sell | VISA INC | $4,103,000 | +11.4% | 38,983 | -0.8% | 0.15% | +5.8% |
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $4,038,000 | -12.3% | 62,970 | -1.4% | 0.14% | -16.8% |
| CLNS | Buy | COLONY NORTHSTAR INC | $4,004,000 | -5.6% | 318,783 | +5.9% | 0.14% | -10.1% |
| DIS | Sell | DISNEY WALT CO | $4,007,000 | -35.3% | 40,655 | -30.3% | 0.14% | -38.4% |
| T | Sell | AT&T INC | $3,912,000 | +0.4% | 99,875 | -3.3% | 0.14% | -4.8% |
| GCO | Buy | GENESCO INC | $3,913,000 | -20.1% | 147,118 | +1.9% | 0.14% | -24.0% |
| BLACKSTONE MTG TR INCnote 5.250%12/0 | $3,882,000 | -1.5% | 3,400,000 | 0.0% | 0.14% | -6.8% | ||
| Sell | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $3,879,000 | -0.7% | 3,876,000 | -0.3% | 0.14% | -5.5% | |
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $3,848,000 | +0.7% | 3,600,000 | 0.0% | 0.14% | -4.2% | ||
| Buy | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $3,843,000 | +47.1% | 3,189,000 | +45.7% | 0.14% | +39.8% | |
| MOLINA HEALTHCARE INCnote 1.125% 1/1 | $3,833,000 | -0.9% | 2,210,000 | 0.0% | 0.14% | -6.2% | ||
| CSG SYS INTL INCnote 4.250% 3/1 | $3,758,000 | -0.7% | 3,500,000 | 0.0% | 0.13% | -5.6% | ||
| TESLA INCnote 1.250% 3/0 | $3,722,000 | -2.5% | 3,300,000 | 0.0% | 0.13% | -7.7% | ||
| WELLPRI | Buy | WELLTOWER INC6.50% pfd prepet | $3,718,000 | -3.2% | 58,834 | +1.3% | 0.13% | -8.3% |
| Sell | CTRIP COM INTL LTDnote 1.000% 7/0 | $3,688,000 | -1.4% | 3,242,000 | -0.1% | 0.13% | -6.4% | |
| TESLA INCnote 2.375% 3/1 | $3,687,000 | -2.3% | 3,000,000 | 0.0% | 0.13% | -7.1% | ||
| Buy | SUNPOWER CORPdbcv 0.750% 6/0 | $3,633,000 | +8.9% | 3,775,000 | +8.6% | 0.13% | +3.2% | |
| CCIPRA | New | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $3,607,000 | – | 3,400 | +100.0% | 0.13% | – |
| EPRPRE | Sell | EPR PPTYSconv pfd 9% sr e | $3,585,000 | -2.6% | 100,100 | -3.3% | 0.13% | -7.2% |
| NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $3,531,000 | -2.2% | 3,750,000 | 0.0% | 0.13% | -6.7% | ||
| Buy | SILVER STD RES INCnote 2.875% 2/0 | $3,520,000 | +50.9% | 3,500,000 | +46.2% | 0.12% | +43.7% | |
| ROP | Buy | ROPER TECHNOLOGIES INC | $3,524,000 | +10.8% | 14,478 | +5.4% | 0.12% | +5.0% |
| SWP | STANLEY BLACK & DECKER INCunit 05/15/2020 | $3,424,000 | +5.6% | 30,000 | 0.0% | 0.12% | 0.0% | |
| ABBV | Buy | ABBVIE INC | $3,405,000 | +25.5% | 38,315 | +2.4% | 0.12% | +18.6% |
| ARCC | Buy | ARES CAP CORP | $3,398,000 | +6.6% | 207,345 | +6.6% | 0.12% | +1.7% |
| Buy | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $3,379,000 | +52.4% | 3,358,000 | +52.6% | 0.12% | +44.6% | |
| Buy | TTM TECHNOLOGIES INCnote 1.750%12/1 | $3,379,000 | +40.3% | 2,000,000 | +56.2% | 0.12% | +33.3% | |
| KNOWLES CORPnote 3.250%11/0 | $3,383,000 | -4.1% | 3,000,000 | 0.0% | 0.12% | -9.1% | ||
| DPS | DR PEPPER SNAPPLE GROUP INC | $3,331,000 | -2.9% | 37,648 | 0.0% | 0.12% | -7.8% | |
| XOM | Buy | EXXON MOBIL CORP | $3,325,000 | +12.3% | 40,560 | +10.5% | 0.12% | +6.3% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,297,000 | +7.9% | 12 | 0.0% | 0.12% | +1.7% | |
| PANDORA MEDIA INCnote 1.750%12/0 | $3,270,000 | -2.1% | 3,500,000 | 0.0% | 0.12% | -7.2% | ||
| PFE | Sell | PFIZER INC | $3,224,000 | -26.7% | 90,303 | -31.1% | 0.12% | -30.3% |
| Buy | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $3,172,000 | +157.9% | 3,046,000 | +166.0% | 0.11% | +145.7% | |
| Sell | ALON USA ENERGY INCnote 3.000% 9/1 | $3,149,000 | -1.5% | 2,793,000 | -0.5% | 0.11% | -6.7% | |
| Buy | FINISAR CORPnote 0.500%12/1 | $3,154,000 | +207.7% | 3,012,000 | +228.1% | 0.11% | +194.7% | |
| MEDICINES COnote 2.750% 7/1 | $3,156,000 | +0.3% | 3,000,000 | 0.0% | 0.11% | -5.1% | ||
| SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1 | $3,143,000 | +7.9% | 3,000,000 | 0.0% | 0.11% | +2.8% | ||
| Buy | SOLARCITY CORPnote 1.625%11/0 | $3,119,000 | +558.0% | 3,287,000 | +557.4% | 0.11% | +516.7% | |
| New | CIENA CORPnote 3.750%10/1 | $3,128,000 | – | 2,561,000 | +100.0% | 0.11% | – | |
| CITRIX SYS INCnote 0.500% 4/1 | $3,082,000 | -3.2% | 2,650,000 | 0.0% | 0.11% | -7.6% | ||
| TIF | Buy | TIFFANY & CO NEW | $3,087,000 | +3.7% | 33,630 | +6.1% | 0.11% | -1.8% |
| Buy | INPHI CORPnote 1.125%12/0 | $3,056,000 | +81.6% | 2,500,000 | +66.7% | 0.11% | +73.0% | |
| HIG | HARTFORD FINL SVCS GROUP INC | $3,049,000 | +5.5% | 55,000 | 0.0% | 0.11% | +0.9% | |
| RED HAT INCnote 0.250%10/0 | $3,062,000 | +11.3% | 1,987,000 | 0.0% | 0.11% | +5.8% | ||
| INCYTE CORPnote 1.250%11/1 | $3,050,000 | -8.0% | 1,321,000 | 0.0% | 0.11% | -12.1% | ||
| New | RADIUS HEALTH INCnote 3.000% 9/0 | $3,015,000 | – | 3,000,000 | +100.0% | 0.11% | – | |
| Sell | LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $3,011,000 | +14.7% | 2,277,000 | -0.3% | 0.11% | +9.2% | |
| QCOM | Sell | QUALCOMM INC | $3,009,000 | -6.3% | 58,050 | -0.2% | 0.11% | -10.8% |
| New | WESTERN ASSET MTG CAP CORPnote 6.750%10/0 | $2,991,000 | – | 3,000,000 | +100.0% | 0.11% | – | |
| PDC ENERGY INCnote 1.125% 9/1 | $2,911,000 | +7.3% | 2,986,000 | 0.0% | 0.10% | +2.0% | ||
| Buy | INFINERA CORPORATIONdbcv 1.750% 6/0 | $2,889,000 | +43.0% | 2,809,000 | +49.3% | 0.10% | +35.5% | |
| Buy | KB HOMEnote 1.375% 2/0 | $2,801,000 | +53.6% | 2,633,000 | +54.9% | 0.10% | +47.1% | |
| MEDICINES COnote 2.500% 1/1 | $2,791,000 | -2.6% | 2,200,000 | 0.0% | 0.10% | -7.5% | ||
| Sell | ENDOLOGIX INCnote 2.250%12/1 | $2,756,000 | +0.5% | 2,878,000 | -0.2% | 0.10% | -4.9% | |
| Sell | TRINITY INDS INCnote 3.875% 6/0 | $2,744,000 | +6.9% | 2,036,000 | -0.3% | 0.10% | +2.1% | |
| Sell | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $2,746,000 | -9.5% | 3,231,000 | -0.2% | 0.10% | -14.0% | |
| WEATHERFORD INTL LTDnote 5.875% 7/0 | $2,726,000 | +8.1% | 2,493,000 | 0.0% | 0.10% | +2.1% | ||
| Sell | ILLUMINA INCnote 6/1 | $2,637,000 | +4.3% | 2,492,000 | -0.1% | 0.09% | -1.1% | |
| SERVICENOW INCnote 11/0 | $2,643,000 | +9.6% | 1,645,000 | 0.0% | 0.09% | +4.4% | ||
| Buy | TITAN MACHY INCnote 3.750% 5/0 | $2,603,000 | +32.1% | 2,629,000 | +29.4% | 0.09% | +25.7% | |
| TXN | Buy | TEXAS INSTRS INC | $2,620,000 | +29.5% | 29,225 | +11.1% | 0.09% | +22.4% |
| Buy | NUVASIVE INCnote 2.250% 3/1 | $2,623,000 | +46.0% | 2,300,000 | +76.9% | 0.09% | +38.8% | |
| PG | Sell | PROCTER AND GAMBLE CO | $2,574,000 | +3.8% | 28,290 | -0.5% | 0.09% | -1.1% |
| SM ENERGY COnote 1.500% 7/0 | $2,579,000 | +4.8% | 2,734,000 | 0.0% | 0.09% | 0.0% | ||
| BGS | Buy | B & G FOODS INC NEW | $2,584,000 | +11.1% | 81,115 | +24.2% | 0.09% | +5.7% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $2,529,000 | +14.4% | 51,100 | +3.2% | 0.09% | +8.4% |
| Sell | STARWOOD PPTY TR INCnote 3.750%10/1 | $2,502,000 | -72.1% | 2,500,000 | -71.9% | 0.09% | -73.6% | |
| DEPOMED INCnote 2.500% 9/0 | $2,495,000 | -16.0% | 3,371,000 | 0.0% | 0.09% | -19.8% | ||
| HLF | HERBALIFE LTD | $2,500,000 | -4.9% | 36,850 | 0.0% | 0.09% | -10.1% | |
| Sell | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $2,483,000 | +12.7% | 2,080,000 | -1.9% | 0.09% | +6.0% | |
| KKR | KKR & CO L P DEL | $2,456,000 | +9.3% | 120,798 | 0.0% | 0.09% | +3.6% | |
| Sell | NVIDIA CORPnote 1.000%12/0 | $2,449,000 | -19.9% | 275,000 | -35.3% | 0.09% | -24.3% | |
| NEVRO CORPnote 1.750% 6/0 | $2,376,000 | +10.8% | 2,000,000 | 0.0% | 0.08% | +6.2% | ||
| Buy | VEECO INSTRS INC DELnote 2.700% 1/1 | $2,391,000 | +17.0% | 2,500,000 | +25.0% | 0.08% | +10.4% | |
| PROS HOLDINGS INCnote 2.000%12/0 | $2,389,000 | -4.9% | 2,350,000 | 0.0% | 0.08% | -9.6% | ||
| Sell | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $2,336,000 | -7.6% | 492,000 | -33.7% | 0.08% | -12.6% | |
| SLM | SLM CORP | $2,267,000 | -0.3% | 197,650 | 0.0% | 0.08% | -4.7% | |
| Sell | WORKDAY INCnote 0.750% 7/1 | $2,261,000 | +5.3% | 1,736,000 | -0.2% | 0.08% | -1.2% | |
| ALE | ALLETE INC | $2,241,000 | +7.8% | 29,000 | 0.0% | 0.08% | +2.6% | |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $2,256,000 | -40.5% | 86,546 | -38.2% | 0.08% | -43.7% |
| VERINT SYS INCnote 1.500% 6/0 | $2,213,000 | +0.2% | 2,255,000 | 0.0% | 0.08% | -4.8% | ||
| MNR | Buy | MONMOUTH REAL ESTATE INVT COcl a | $2,170,000 | +194.4% | 134,040 | +173.6% | 0.08% | +175.0% |
| THERAVANCE INCnote 2.125% 1/1 | $2,167,000 | +6.4% | 2,220,000 | 0.0% | 0.08% | +1.3% | ||
| VOD | VODAFONE GROUP PLC NEWsponsored adr | $2,129,000 | -0.9% | 74,817 | 0.0% | 0.08% | -6.2% | |
| STARWOOD PPTY TR INCnote 4.550% 3/0 | $2,127,000 | -2.0% | 2,000,000 | 0.0% | 0.08% | -6.2% | ||
| Buy | ARES CAP CORPnote 4.375% 1/1 | $2,135,000 | +87.9% | 2,080,000 | +89.1% | 0.08% | +76.7% | |
| JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $2,092,000 | -3.8% | 1,981,000 | 0.0% | 0.07% | -8.6% | ||
| RHT | RED HAT INC | $2,040,000 | +15.8% | 18,400 | 0.0% | 0.07% | +10.6% | |
| NAVI | NAVIENT CORPORATION | $2,034,000 | -9.8% | 135,400 | 0.0% | 0.07% | -14.3% | |
| New | REDWOOD TR INCnote 4.750% 8/1 | $1,992,000 | – | 2,000,000 | +100.0% | 0.07% | – | |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $1,981,000 | +9.7% | 17,520 | +6.2% | 0.07% | +4.4% |
| Buy | YANDEX NVnote 1.125%12/1 | $1,953,000 | +303.5% | 1,958,000 | +291.6% | 0.07% | +288.9% | |
| Buy | RYLAND GROUP INCnote 0.250% 6/0 | $1,928,000 | +237.7% | 2,008,000 | +234.7% | 0.07% | +228.6% | |
| PPL | PPL CORP | $1,843,000 | -1.9% | 48,569 | 0.0% | 0.07% | -5.7% | |
| CTRIP COM INTL LTDnote 1.990% 7/0 | $1,819,000 | -0.8% | 1,500,000 | 0.0% | 0.06% | -5.8% | ||
| Buy | ENVESTNET INCnote 1.750%12/1 | $1,824,000 | +80.6% | 1,727,000 | +67.7% | 0.06% | +71.1% | |
| Sell | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $1,799,000 | -28.8% | 1,685,000 | -32.3% | 0.06% | -32.6% | |
| SEACOR HOLDINGS INCnote 3.000%11/1 | $1,764,000 | +5.6% | 1,966,000 | 0.0% | 0.06% | 0.0% | ||
| FTRPR | FRONTIER COMMUNICATIONS CORPpfd conv ser-a | $1,770,000 | -35.0% | 93,504 | 0.0% | 0.06% | -38.2% | |
| NKE | Sell | NIKE INCcl b | $1,743,000 | -13.0% | 33,625 | -0.9% | 0.06% | -17.3% |
| NOC | NORTHROP GRUMMAN CORP | $1,734,000 | +12.1% | 6,025 | 0.0% | 0.06% | +6.9% | |
| WAB | Sell | WABTEC CORP | $1,712,000 | -84.2% | 22,605 | -80.9% | 0.06% | -85.0% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $1,695,000 | -1.9% | 44,058 | -0.7% | 0.06% | -7.7% |
| HOLOGIC INCfrnt 12/1 | $1,669,000 | -4.2% | 1,379,000 | 0.0% | 0.06% | -9.2% | ||
| ANI PHARMACEUTICALS INCnote 3.000%12/0 | $1,641,000 | +3.5% | 1,500,000 | 0.0% | 0.06% | -1.7% | ||
| BIOMARIN PHARMACEUTICAL INCnote 0.750%10/1 | $1,590,000 | +0.1% | 1,424,000 | 0.0% | 0.06% | -5.0% | ||
| New | TCP CAP CORPnote 4.625% 3/0 | $1,562,000 | – | 1,500,000 | +100.0% | 0.06% | – | |
| ALRPRB | ALERE INCpfd cnv ser b | $1,582,000 | +1.7% | 3,950 | 0.0% | 0.06% | -3.4% | |
| IRONWOOD PHARMACEUTICALS INCdbcv 2.250% 6/1 | $1,546,000 | -11.2% | 1,300,000 | 0.0% | 0.06% | -15.4% | ||
| ZIONW | ZIONS BANCORPORATION*w exp 05/22/202 | $1,540,000 | +20.3% | 100,000 | 0.0% | 0.06% | +14.6% | |
| Sell | NEW YORK MTG TR INCnote 6.250% 1/1 | $1,508,000 | -25.2% | 1,500,000 | -25.0% | 0.05% | -28.9% | |
| SUNPOWER CORPdbcv 4.000% 1/1 | $1,503,000 | -3.7% | 1,800,000 | 0.0% | 0.05% | -8.5% | ||
| YAHOO INCnote 12/0 | $1,495,000 | +14.6% | 1,150,000 | 0.0% | 0.05% | +8.2% | ||
| HSIC | Buy | SCHEIN HENRY INC | $1,466,000 | -26.4% | 17,880 | +64.3% | 0.05% | -30.7% |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $1,468,000 | -0.7% | 2,120,000 | 0.0% | 0.05% | -5.5% | ||
| UMH | New | UMH PPTYS INC | $1,445,000 | – | 92,925 | +100.0% | 0.05% | – |
| SRCLP | STERICYCLE INCdep pfd a 1/10 | $1,399,000 | -9.6% | 24,195 | 0.0% | 0.05% | -13.8% | |
| WPXP | WPX ENERGY INCpfd ser a cv | $1,331,000 | +13.6% | 25,000 | 0.0% | 0.05% | +6.8% | |
| NTRS | NORTHERN TR CORP | $1,287,000 | -5.4% | 14,000 | 0.0% | 0.05% | -9.8% | |
| EA | ELECTRONIC ARTS INC | $1,275,000 | +11.6% | 10,800 | 0.0% | 0.04% | +4.7% | |
| Sell | MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $1,215,000 | -2.1% | 969,000 | -0.2% | 0.04% | -8.5% | |
| KMIPRA | KINDER MORGAN INC DELpfd ser a | $1,222,000 | -3.2% | 29,093 | 0.0% | 0.04% | -8.5% | |
| PROOFPOINT INCdbcv 0.750% 6/1 | $1,187,000 | +0.1% | 950,000 | 0.0% | 0.04% | -4.5% | ||
| UNISYS CORPnote 5.500% 3/0 | $1,168,000 | -23.5% | 1,000,000 | 0.0% | 0.04% | -26.3% | ||
| WRIGHT MED GROUP INCnote 2.000% 2/1 | $1,144,000 | -2.9% | 1,058,000 | 0.0% | 0.04% | -6.8% | ||
| MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $1,138,000 | +29.3% | 1,331,000 | 0.0% | 0.04% | +24.2% | ||
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $1,155,000 | -19.7% | 1,476,000 | 0.0% | 0.04% | -24.1% | ||
| Sell | FIREEYE INCnote 1.625% 6/0 | $1,115,000 | -31.8% | 1,200,000 | -33.1% | 0.04% | -34.4% | |
| CNP | CENTERPOINT ENERGY INC | $1,136,000 | +6.8% | 38,875 | 0.0% | 0.04% | 0.0% | |
| COST | Sell | COSTCO WHSL CORP NEW | $1,117,000 | +0.7% | 6,800 | -1.9% | 0.04% | -4.8% |
| BCR | BARD C R INC | $1,084,000 | +1.4% | 3,382 | 0.0% | 0.04% | -2.5% | |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,073,000 | +43.1% | 1,102 | +36.6% | 0.04% | +35.7% |
| ACORDA THERAPEUTICS INCnote 1.750% 6/1 | $1,059,000 | +5.0% | 1,173,000 | 0.0% | 0.04% | 0.0% | ||
| MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $1,078,000 | -4.0% | 1,014,000 | 0.0% | 0.04% | -9.5% | ||
| BX | New | BLACKSTONE GROUP L P | $1,049,000 | – | 31,440 | +100.0% | 0.04% | – |
| WFC | Buy | WELLS FARGO CO NEW | $1,040,000 | +0.9% | 18,850 | +1.3% | 0.04% | -5.1% |
| DCUD | DOMINION ENERGY INCunit 08/15/2019 | $1,011,000 | +0.5% | 20,000 | 0.0% | 0.04% | -5.3% | |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $984,000 | – | 5,695 | +100.0% | 0.04% | – |
| SWNC | SOUTHWESTERN ENERGY CO | $984,000 | +0.7% | 67,297 | 0.0% | 0.04% | -5.4% | |
| CIENA CORPdebt 4.000%12/1 | $935,000 | -6.1% | 704,000 | 0.0% | 0.03% | -10.8% | ||
| MTG | Sell | MGIC INVT CORP WIS | $938,000 | -26.4% | 74,835 | -34.2% | 0.03% | -31.2% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $938,000 | +34.6% | 3,955 | +25.9% | 0.03% | +26.9% |
| FISV | FISERV INC | $918,000 | +5.4% | 7,119 | 0.0% | 0.03% | 0.0% | |
| New | KEYW HLDG CORPnote 2.500% 7/1 | $938,000 | – | 1,000,000 | +100.0% | 0.03% | – | |
| TECD | New | TECH DATA CORP | $888,000 | – | 10,000 | +100.0% | 0.03% | – |
| COP | Buy | CONOCOPHILLIPS | $902,000 | +15.9% | 18,025 | +1.8% | 0.03% | +10.3% |
| LIBERTY MEDIA CORP DELAWAREnote 1.375%10/1 | $899,000 | +2.0% | 743,000 | 0.0% | 0.03% | -3.0% | ||
| IWN | Sell | ISHARES TRrus 2000 val etf | $869,000 | -51.4% | 7,000 | -53.5% | 0.03% | -53.7% |
| PBI | Sell | PITNEY BOWES INC | $861,000 | -20.8% | 61,460 | -14.6% | 0.03% | -24.4% |
| DVN | Sell | DEVON ENERGY CORP NEW | $866,000 | +3.7% | 23,590 | -9.7% | 0.03% | 0.0% |
| UN | Sell | UNILEVER N V | $838,000 | -14.6% | 14,195 | -20.0% | 0.03% | -18.9% |
| New | CTRIP COM INTL LTDnote 1.250% 9/1 | $810,000 | – | 750,000 | +100.0% | 0.03% | – | |
| FOXA | TWENTY FIRST CENTY FOX INCcl a | $814,000 | -6.9% | 30,850 | 0.0% | 0.03% | -12.1% | |
| HD | Buy | HOME DEPOT INC | $805,000 | +63.3% | 4,921 | +53.3% | 0.03% | +61.1% |
| New | ANTHEM INCnote 2.750%10/1 | $780,000 | – | 300,000 | +100.0% | 0.03% | – | |
| CLOVIS ONCOLOGY INCnote 2.500% 9/1 | $778,000 | -8.1% | 500,000 | 0.0% | 0.03% | -12.5% | ||
| CARDTRONICS INCnote 1.000%12/0 | $736,000 | -3.0% | 794,000 | 0.0% | 0.03% | -7.1% | ||
| AEL | AMERICAN EQTY INVT LIFE HLD | $741,000 | +10.6% | 25,487 | 0.0% | 0.03% | +4.0% | |
| MSFT | Buy | MICROSOFT CORP | $695,000 | +24.6% | 9,331 | +15.2% | 0.02% | +19.0% |
| Sell | IMMUNOMEDICS INCnote 4.750% 2/1 | $703,000 | -28.4% | 250,000 | -53.3% | 0.02% | -32.4% | |
| UAL | Buy | UNITED CONTL HLDGS INC | $715,000 | +65.1% | 11,750 | +104.3% | 0.02% | +56.2% |
| New | MARRIOTT VACATIONS WRLDWDE Cnote 1.500% 9/1 | $699,000 | – | 667,000 | +100.0% | 0.02% | – | |
| HA | Buy | HAWAIIAN HOLDINGS INC | $691,000 | -15.9% | 18,400 | +5.1% | 0.02% | -19.4% |
| GILD | Sell | GILEAD SCIENCES INC | $667,000 | +7.1% | 8,235 | -6.4% | 0.02% | +4.3% |
| CATM | Buy | CARDTRONICS PLC | $670,000 | -14.1% | 29,120 | +22.6% | 0.02% | -17.2% |
| OEC | Sell | ORION ENGINEERED CARBONS S A | $687,000 | -0.1% | 30,581 | -11.3% | 0.02% | -7.7% |
| ATVI | New | ACTIVISION BLIZZARD INC | $659,000 | – | 10,220 | +100.0% | 0.02% | – |
| QTEC | Sell | FIRST TR NASDAQ100 TECH INDE | $647,000 | -11.7% | 9,500 | -19.1% | 0.02% | -14.8% |
| INTU | Sell | INTUIT | $651,000 | -10.3% | 4,580 | -16.2% | 0.02% | -14.8% |
| D | Buy | DOMINION ENERGY INC | $624,000 | +19.8% | 8,110 | +19.2% | 0.02% | +10.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $605,000 | -74.6% | 4,173 | -73.0% | 0.02% | -75.3% |
| ED | CONSOLIDATED EDISON INC | $605,000 | -0.2% | 7,500 | 0.0% | 0.02% | -4.3% | |
| APD | New | AIR PRODS & CHEMS INC | $627,000 | – | 4,145 | +100.0% | 0.02% | – |
| CODI | Sell | COMPASS DIVERSIFIED HOLDINGSsh ben int | $592,000 | -0.7% | 33,350 | -2.3% | 0.02% | -4.5% |
| PEP | Buy | PEPSICO INC | $575,000 | +22.6% | 5,159 | +27.1% | 0.02% | +11.1% |
| MLM | MARTIN MARIETTA MATLS INC | $572,000 | -7.4% | 2,775 | 0.0% | 0.02% | -13.0% | |
| New | CYPRESS SEMICONDUCTOR CORPnote 4.500% 1/1 | $552,000 | – | 423,000 | +100.0% | 0.02% | – | |
| NEEPRR | NEXTERA ENERGY INCunit 09/01/2019 | $553,000 | +3.2% | 10,000 | 0.0% | 0.02% | 0.0% | |
| BAC | Sell | BANK AMER CORP | $560,000 | -9.8% | 22,100 | -13.7% | 0.02% | -13.0% |
| C | New | CITIGROUP INC | $543,000 | – | 7,470 | +100.0% | 0.02% | – |
| Sell | MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $522,000 | -50.8% | 375,000 | -50.6% | 0.02% | -52.5% | |
| PAH | PLATFORM SPECIALTY PRODS COR | $505,000 | -12.0% | 45,300 | 0.0% | 0.02% | -18.2% | |
| FCB | FCB FINL HLDGS INCcl a | $502,000 | +1.0% | 10,400 | 0.0% | 0.02% | -5.3% | |
| SJT | SAN JUAN BASIN RTY TRunit ben int | $506,000 | +15.3% | 64,500 | 0.0% | 0.02% | +12.5% | |
| AMG | AFFILIATED MANAGERS GROUP | $472,000 | +14.3% | 2,488 | 0.0% | 0.02% | +13.3% | |
| Sell | NOVAVAX INCnote 3.750% 2/0 | $471,000 | -26.7% | 1,000,000 | -33.3% | 0.02% | -29.2% | |
| KBE | Buy | SPDR SERIES TRUSTs&p bk etf | $451,000 | +15.1% | 10,000 | +11.1% | 0.02% | +6.7% |
| AFL | AFLAC INC | $440,000 | +5.0% | 5,400 | 0.0% | 0.02% | 0.0% | |
| WMB | Sell | WILLIAMS COS INC DEL | $450,000 | -10.0% | 15,000 | -9.1% | 0.02% | -15.8% |
| LUV | New | SOUTHWEST AIRLS CO | $406,000 | – | 7,250 | +100.0% | 0.01% | – |
| MAS | MASCO CORP | $390,000 | +2.1% | 10,000 | 0.0% | 0.01% | 0.0% | |
| JBLU | Buy | JETBLUE AIRWAYS CORP | $398,000 | +9.0% | 21,500 | +34.4% | 0.01% | 0.0% |
| AKS | Buy | AK STL HLDG CORP | $400,000 | +14.9% | 71,577 | +35.1% | 0.01% | +7.7% |
| JD | New | JD COM INCspon adr cl a | $366,000 | – | 9,585 | +100.0% | 0.01% | – |
| FEYE | Sell | FIREEYE INC | $369,000 | +5.4% | 22,000 | -4.3% | 0.01% | 0.0% |
| KAMN | New | KAMAN CORP | $349,000 | – | 6,264 | +100.0% | 0.01% | – |
| SCMP | Sell | SUCAMPO PHARMACEUTICALS INCcl a | $348,000 | +10.5% | 29,500 | -1.7% | 0.01% | 0.0% |
| ADBE | Sell | ADOBE SYS INC | $304,000 | -24.2% | 2,040 | -28.0% | 0.01% | -26.7% |
| SLB | Sell | SCHLUMBERGER LTD | $297,000 | -48.0% | 4,255 | -51.0% | 0.01% | -47.6% |
| NVS | NOVARTIS A Gsponsored adr | $301,000 | +2.7% | 3,506 | 0.0% | 0.01% | 0.0% | |
| APU | Sell | AMERIGAS PARTNERS L Punit l p int | $295,000 | -16.0% | 6,575 | -15.4% | 0.01% | -15.4% |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $319,000 | -38.2% | 18,100 | +16.6% | 0.01% | -42.1% |
| 3106PS | New | DELPHI AUTOMOTIVE PLC | $272,000 | – | 2,760 | +100.0% | 0.01% | – |
| CELG | New | CELGENE CORP | $293,000 | – | 2,010 | +100.0% | 0.01% | – |
| HURN | New | HURON CONSULTING GROUP INC | $271,000 | – | 7,900 | +100.0% | 0.01% | – |
| HOLX | New | HOLOGIC INC | $294,000 | – | 8,000 | +100.0% | 0.01% | – |
| SPY | SPDR S&P 500 ETF TRtr unit | $251,000 | +3.7% | 1,000 | 0.0% | 0.01% | 0.0% | |
| COG | Sell | CABOT OIL & GAS CORP | $250,000 | -21.9% | 9,335 | -26.9% | 0.01% | -25.0% |
| ZG | ZILLOW GROUP INCcl a | $241,000 | -17.7% | 6,000 | 0.0% | 0.01% | -18.2% | |
| INCY | New | INCYTE CORP | $245,000 | – | 2,100 | +100.0% | 0.01% | – |
| FNSR | Buy | FINISAR CORP | $266,000 | +13.7% | 12,000 | +33.3% | 0.01% | 0.0% |
| TDG | TRANSDIGM GROUP INC | $256,000 | -4.8% | 1,000 | 0.0% | 0.01% | -10.0% | |
| APA | Sell | APACHE CORP | $257,000 | -13.2% | 5,616 | -9.2% | 0.01% | -18.2% |
| MIC | New | MACQUARIE INFRASTRUCTURE COR | $253,000 | – | 3,500 | +100.0% | 0.01% | – |
| AMT | New | AMERICAN TOWER CORP NEW | $230,000 | – | 1,683 | +100.0% | 0.01% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $218,000 | – | 1,815 | +100.0% | 0.01% | – |
| BKFS | BLACK KNIGHT FINL SVCS INCcl a | $215,000 | +4.9% | 5,000 | 0.0% | 0.01% | 0.0% | |
| AME | AMETEK INC NEW | $218,000 | +9.0% | 3,303 | 0.0% | 0.01% | +14.3% | |
| CLX | New | CLOROX CO DEL | $221,000 | – | 1,675 | +100.0% | 0.01% | – |
| NUVA | New | NUVASIVE INC | $222,000 | – | 4,000 | +100.0% | 0.01% | – |
| SNCR | Buy | SYNCHRONOSS TECHNOLOGIES INC | $224,000 | -38.1% | 24,000 | +9.1% | 0.01% | -42.9% |
| EVHC | New | ENVISION HEALTHCARE CORP | $229,000 | – | 5,105 | +100.0% | 0.01% | – |
| EXPE | New | EXPEDIA INC DEL | $216,000 | – | 1,500 | +100.0% | 0.01% | – |
| SGYPQ | Buy | SYNERGY PHARMACEUTICALS DEL | $234,000 | -26.2% | 80,674 | +13.3% | 0.01% | -33.3% |
| LEN | Sell | LENNAR CORPcl a | $211,000 | -0.9% | 3,998 | -0.1% | 0.01% | 0.0% |
| ITW | New | ILLINOIS TOOL WKS INC | $214,000 | – | 1,445 | +100.0% | 0.01% | – |
| APC | New | ANADARKO PETE CORP | $220,000 | – | 4,500 | +100.0% | 0.01% | – |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $205,000 | -1.4% | 10,000 | 0.0% | 0.01% | -12.5% | |
| OASPQ | Sell | OASIS PETE INC NEW | $192,000 | -17.6% | 21,000 | -27.6% | 0.01% | -22.2% |
| BUD | New | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $204,000 | – | 1,710 | +100.0% | 0.01% | – |
| J | New | JACOBS ENGR GROUP INC DEL | $206,000 | – | 3,540 | +100.0% | 0.01% | – |
| INFN | Buy | INFINERA CORPORATION | $195,000 | -8.5% | 22,000 | +10.0% | 0.01% | -12.5% |
| ISBC | INVESTORS BANCORP INC NEW | $205,000 | +2.5% | 15,000 | 0.0% | 0.01% | 0.0% | |
| AKAM | New | AKAMAI TECHNOLOGIES INC | $207,000 | – | 4,250 | +100.0% | 0.01% | – |
| TISI | New | TEAM INC | $187,000 | – | 14,000 | +100.0% | 0.01% | – |
| AERI | Buy | AERIE PHARMACEUTICALS INC | $207,000 | -2.4% | 4,250 | +5.1% | 0.01% | -12.5% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $209,000 | -53.9% | 4,400 | -51.1% | 0.01% | -58.8% |
| STRM | Sell | STREAMLINE HEALTH SOLUTIONS | $155,000 | +26.0% | 105,551 | -8.2% | 0.01% | +20.0% |
| ACETQ | New | ACETO CORP | $131,000 | – | 11,689 | +100.0% | 0.01% | – |
| TTMI | New | TTM TECHNOLOGIES INC | $154,000 | – | 10,000 | +100.0% | 0.01% | – |
| VER | VEREIT INC | $137,000 | +2.2% | 16,500 | 0.0% | 0.01% | 0.0% | |
| WLL | Buy | WHITING PETE CORP NEW | $142,000 | +17.4% | 26,000 | +18.2% | 0.01% | 0.0% |
| JONE | Buy | JONES ENERGY INC | $147,000 | +53.1% | 76,700 | +28.0% | 0.01% | +25.0% |
| IMGN | New | IMMUNOGEN INC | $94,000 | – | 12,300 | +100.0% | 0.00% | – |
| Sell | CHESAPEAKE ENERGY CORPnote 2.250%12/1 | $80,000 | -1.2% | 82,000 | -1.2% | 0.00% | 0.0% | |
| NMM | NAVIOS MARITIME PARTNERS L Punit lpi | $20,000 | +25.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| PTN | PALATIN TECHNOLOGIES INC | $13,000 | +62.5% | 19,010 | 0.0% | 0.00% | – | |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -30,900 | -100.0% | -0.00% | – |
| GSBD | Exit | GOLDMAN SACHS BDC INC | $0 | – | -9,000 | -100.0% | -0.01% | – |
| PFPT | Exit | PROOFPOINT INC | $0 | – | -2,500 | -100.0% | -0.01% | – |
| TSN | Exit | TYSON FOODS INCcl a | $0 | – | -3,500 | -100.0% | -0.01% | – |
| YELP | Exit | YELP INCcl a | $0 | – | -8,141 | -100.0% | -0.01% | – |
| GTLS | Exit | CHART INDS INC | $0 | – | -6,696 | -100.0% | -0.01% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -5,500 | -100.0% | -0.01% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -39,112 | -100.0% | -0.01% | – |
| PXD | Exit | PIONEER NAT RES CO | $0 | – | -1,817 | -100.0% | -0.01% | – |
| RDN | Exit | RADIAN GROUP INC | $0 | – | -17,878 | -100.0% | -0.01% | – |
| CWB | Exit | SPDR SERIES TRUSTblmbrg brc cnvrt | $0 | – | -6,500 | -100.0% | -0.01% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -26,000 | -100.0% | -0.01% | – |
| TWX | Exit | TIME WARNER INC | $0 | – | -3,770 | -100.0% | -0.01% | – |
| GXPPRBCL | Exit | GREAT PLAINS ENERGY INC | $0 | – | -10,000 | -100.0% | -0.02% | – |
| DTV | Exit | DTE ENERGY COunit 99/99/9999 | $0 | – | -10,000 | -100.0% | -0.02% | – |
| Exit | INSULET CORPnote 2.000% 6/1 | $0 | – | -497,000 | -100.0% | -0.02% | – | |
| BMY | Exit | BRISTOL MYERS SQUIBB CO | $0 | – | -11,698 | -100.0% | -0.02% | – |
| TMUS | Exit | T MOBILE US INC | $0 | – | -11,650 | -100.0% | -0.03% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -13,183 | -100.0% | -0.03% | – |
| KEY | Exit | KEYCORP NEW | $0 | – | -47,803 | -100.0% | -0.03% | – |
| Exit | EMERGENT BIOSOLUTIONS INCnote 2.875% 1/1 | $0 | – | -751,000 | -100.0% | -0.04% | – | |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -12,513 | -100.0% | -0.04% | – |
| Exit | MICRON TECHNOLOGY INCnote 2.375% 5/0 | $0 | – | -347,000 | -100.0% | -0.04% | – | |
| HEI | Exit | HEICO CORP NEW | $0 | – | -15,312 | -100.0% | -0.04% | – |
| Exit | STARWOOD WAYPOINT RESIDENTLnote 3.000% 7/0 | $0 | – | -971,000 | -100.0% | -0.04% | – | |
| Exit | STARWOOD PPTY TR INCnote 4.000% 1/1 | $0 | – | -1,004,000 | -100.0% | -0.04% | – | |
| Exit | HORIZON GLOBAL CORPnote 2.750% 7/0 | $0 | – | -1,250,000 | -100.0% | -0.04% | – | |
| NOV | Exit | NATIONAL OILWELL VARCO INC | $0 | – | -52,874 | -100.0% | -0.06% | – |
| Exit | WEBMD HEALTH CORPnote 2.625% 6/1 | $0 | – | -2,000,000 | -100.0% | -0.07% | – | |
| Exit | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $0 | – | -1,900,000 | -100.0% | -0.08% | – | |
| Exit | WEBMD HEALTH CORPnote 2.500% 1/3 | $0 | – | -2,211,000 | -100.0% | -0.09% | – | |
| Exit | STANDARD PAC CORP NEWnote 1.250% 8/0 | $0 | – | -2,551,000 | -100.0% | -0.10% | – | |
| Exit | MERITAGE HOMES CORPnote 1.875% 9/1 | $0 | – | -3,000,000 | -100.0% | -0.11% | – | |
| Exit | ALBANY MOLECULAR RESH INCnote 2.250%11/1 | $0 | – | -2,200,000 | -100.0% | -0.12% | – | |
| Exit | WEBMD HEALTH CORPnote 1.500%12/0 | $0 | – | -2,600,000 | -100.0% | -0.12% | – | |
| Exit | TOLL BROS FIN CORPnote 0.500% 9/1 | $0 | – | -3,414,000 | -100.0% | -0.13% | – | |
| ARNCPRB | Exit | ARCONIC INCpfd conv b ser 1 | $0 | – | -109,923 | -100.0% | -0.15% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -63,574 | -100.0% | -0.15% | – |
| Exit | WORKDAY INCnote 1.500% 7/1 | $0 | – | -3,000,000 | -100.0% | -0.15% | – | |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -2,694,000 | -100.0% | -0.17% | – | |
| ROST | Exit | ROSS STORES INC | $0 | – | -87,157 | -100.0% | -0.19% | – |
| Exit | ARVINMERITOR INCfrnt 4.000% 2/1 | $0 | – | -4,864,000 | -100.0% | -0.19% | – | |
| Exit | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $0 | – | -5,075,000 | -100.0% | -0.19% | – | |
| Exit | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $0 | – | -6,067,000 | -100.0% | -0.24% | – | |
| Exit | LIBERTY INTERACTIVE LLCdeb 1.750% 9/3 | $0 | – | -6,500,000 | -100.0% | -0.28% | – | |
| PPG | Exit | PPG INDS INC | $0 | – | -69,974 | -100.0% | -0.29% | – |
| Exit | PRICELINE GRP INCnote 1.000% 3/1 | $0 | – | -4,507,000 | -100.0% | -0.33% | – | |
| MLHR | Exit | MILLER HERMAN INC | $0 | – | -413,093 | -100.0% | -0.47% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-10-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| RAYMOND JAMES FINL INC | 44 | Q3 2023 | 2.1% |
| APPLIED INDL TECHNOLOGIES IN | 44 | Q3 2023 | 2.4% |
| IDACORP INC | 44 | Q3 2023 | 1.6% |
| APPLE INC | 44 | Q3 2023 | 1.7% |
| LKQ CORP | 44 | Q3 2023 | 1.6% |
| HEICO CORP NEW | 44 | Q3 2023 | 1.3% |
| DANAHER CORPORATION | 44 | Q3 2023 | 1.4% |
| SEMTECH CORP | 44 | Q3 2023 | 1.2% |
| ACI WORLDWIDE INC | 44 | Q3 2023 | 1.3% |
| WILEY JOHN & SONS INC | 44 | Q3 2023 | 1.2% |
View PALISADE CAPITAL MANAGEMENT, LP's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| INTRICON CORP | March 03, 2022 | 987 | 0.0% |
| BIO REFERENCE LABORATORIES INC | February 08, 2013 | 580,502 | 2.1% |
| COMPUTER PROGRAMS & SYSTEMS INC | November 12, 2010 | 41,900 | 0.4% |
| MEDICAL ACTION INDUSTRIES INC | February 11, 2009 | 767,000 | 4.8% |
| MONMOUTH REAL ESTATE INVESTMENT CORP | February 11, 2008 | 300,000 | 1.2% |
| REFAC OPTICAL GROUP | April 26, 2007 | 16,273,698 | 91.4% |
| GENESEE & WYOMING INC | February 13, 2007 | 1,707,000 | 4.6% |
| SIZELER PROPERTY INVESTORS INC | February 13, 2006 | 62,000 | 0.3% |
| OPTICARE HEALTH SYSTEMS INC | September 08, 2005 | 93,258,838 | 84.3% |
| MOBILITY ELECTRONICS INC | May 17, 2005 | 1,134,000 | 4.0% |
View PALISADE CAPITAL MANAGEMENT, LP's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| SC 13G/A | 2024-04-16 |
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-02 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-08 |
| 13F-HR/A | 2023-03-24 |
| 13F-HR | 2023-02-14 |
| SC 13G/A | 2023-02-13 |
| 13F-HR | 2022-11-14 |
View PALISADE CAPITAL MANAGEMENT, LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.