$1.37 Billion is the total value of OSTERWEIS CAPITAL MANAGEMENT INC's 152 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 37.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | CEMEX SAB DE CVnote 3.720% 3/1 | $68,024,000 | +24.5% | 67,939,000 | +23.9% | 4.96% | +28.5% | |
| GOOG | Sell | ALPHABET INCcap stk cl c | $57,809,000 | +10.4% | 47,424 | -2.1% | 4.22% | +14.0% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $57,288,000 | +10.0% | 1,079,076 | -1.0% | 4.18% | +13.5% |
| MSFT | Sell | MICROSOFT CORP | $46,845,000 | +1.0% | 336,944 | -2.7% | 3.42% | +4.3% |
| New | ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $46,115,000 | – | 46,115,000 | +100.0% | 3.36% | – | |
| NEE | Sell | NEXTERA ENERGY INC | $39,703,000 | +11.6% | 170,404 | -1.9% | 2.90% | +15.2% |
| DHR | Sell | DANAHER CORPORATION | $36,923,000 | -0.6% | 255,646 | -1.6% | 2.69% | +2.6% |
| CHTR | Sell | CHARTER COMMUNICATIONS INC Ncl a | $33,014,000 | +2.5% | 80,108 | -1.7% | 2.41% | +5.8% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $32,297,000 | -1.3% | 1,130,064 | -0.3% | 2.36% | +1.9% |
| WCN | Sell | WASTE CONNECTIONS INC | $32,270,000 | -5.5% | 350,760 | -1.9% | 2.35% | -2.5% |
| DLR | Sell | DIGITAL RLTY TR INC | $29,667,000 | +8.6% | 228,542 | -1.4% | 2.16% | +12.1% |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $27,993,000 | +6.5% | 225,334 | -0.6% | 2.04% | +9.9% |
| Sell | HORIZON GLOBAL CORPnote 2.750% 7/0 | $27,655,000 | +25.0% | 34,517,000 | -5.0% | 2.02% | +29.0% | |
| DG | Buy | DOLLAR GEN CORP NEW | $27,151,000 | +17.8% | 170,826 | +0.2% | 1.98% | +21.6% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $26,374,000 | -5.7% | 303,505 | -0.9% | 1.92% | -2.6% |
| UN | Buy | UNILEVER N V | $25,613,000 | -1.1% | 426,676 | +0.0% | 1.87% | +2.1% |
| V | Sell | VISA INC | $25,547,000 | -2.9% | 148,514 | -2.1% | 1.86% | +0.2% |
| AL | Sell | AIR LEASE CORPcl a | $25,353,000 | -12.0% | 606,234 | -13.0% | 1.85% | -9.1% |
| BLBD | Sell | BLUE BIRD CORP | $24,235,000 | -28.1% | 1,273,179 | -25.7% | 1.77% | -25.8% |
| BA | Sell | BOEING CO | $24,130,000 | -14.3% | 63,421 | -18.0% | 1.76% | -11.6% |
| SERV | Sell | SERVICEMASTER GLOBAL HLDGS I | $23,726,000 | +5.4% | 424,431 | -1.7% | 1.73% | +8.9% |
| CCI | Sell | CROWN CASTLE INTL CORP NEW | $23,715,000 | +4.8% | 170,603 | -1.8% | 1.73% | +8.1% |
| New | CREE INCnote 0.875% 9/0 | $22,836,000 | – | 20,759,000 | +100.0% | 1.66% | – | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $22,752,000 | -5.2% | 20,250,000 | 0.0% | 1.66% | -2.1% | ||
| AMAT | Sell | APPLIED MATLS INC | $21,899,000 | +8.1% | 438,851 | -2.7% | 1.60% | +11.6% |
| Buy | CEMEX SAB DE CVnote 3.720% 3/1 | $21,745,000 | +13.0% | 21,704,000 | +12.5% | 1.59% | +16.7% | |
| HOLX | Sell | HOLOGIC INC | $20,648,000 | +1.7% | 408,965 | -3.3% | 1.51% | +5.0% |
| BDX | New | BECTON DICKINSON & CO | $20,558,000 | – | 81,270 | +100.0% | 1.50% | – |
| SCHW | New | THE CHARLES SCHWAB CORPORATI | $19,990,000 | – | 477,878 | +100.0% | 1.46% | – |
| Buy | TUTOR PERINI CORPnote 2.875% 6/1 | $19,889,000 | +249.2% | 20,840,000 | +246.8% | 1.45% | +260.7% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $19,878,000 | -1.6% | 95,558 | +0.8% | 1.45% | +1.5% |
| TFX | Sell | TELEFLEX INC | $19,571,000 | -11.4% | 57,606 | -13.6% | 1.43% | -8.5% |
| FEYE | Buy | FIREEYE INC | $18,862,000 | +24.3% | 1,413,950 | +38.0% | 1.38% | +28.3% |
| FDX | Buy | FEDEX CORP | $18,823,000 | +73.6% | 129,308 | +95.8% | 1.37% | +79.2% |
| MPWR | Sell | MONOLITHIC PWR SYS INC | $18,273,000 | +14.3% | 117,408 | -0.3% | 1.33% | +18.0% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $18,199,000 | +3.4% | 274,625 | -0.1% | 1.33% | +6.8% |
| JNJ | Buy | JOHNSON & JOHNSON | $17,737,000 | -6.7% | 137,089 | +0.4% | 1.29% | -3.7% |
| ODFL | Sell | OLD DOMINION FREIGHT LINE IN | $17,276,000 | +11.4% | 101,641 | -2.2% | 1.26% | +15.1% |
| SNPS | Sell | SYNOPSYS INC | $17,069,000 | -3.4% | 124,366 | -9.4% | 1.24% | -0.2% |
| BR | Sell | BROADRIDGE FINL SOLUTIONS IN | $16,247,000 | -2.9% | 130,573 | -0.4% | 1.18% | +0.3% |
| EZCORP INCnote 2.875% 7/0 | $15,941,000 | -16.5% | 16,835,000 | 0.0% | 1.16% | -13.9% | ||
| MU | Buy | MICRON TECHNOLOGY INC | $15,542,000 | +31.1% | 362,702 | +18.1% | 1.13% | +35.4% |
| UNISYS CORPnote 5.500% 3/0 | $13,275,000 | -8.8% | 11,916,000 | 0.0% | 0.97% | -5.8% | ||
| ALTAIR ENGR INCnote 0.250% 6/0 | $13,153,000 | -6.6% | 13,000,000 | 0.0% | 0.96% | -3.6% | ||
| USFD | Sell | US FOODS HLDG CORP | $11,965,000 | -40.7% | 291,131 | -48.4% | 0.87% | -38.8% |
| HASI | Sell | HANNON ARMSTRONG SUST INFR C | $8,011,000 | +0.9% | 274,810 | -2.5% | 0.58% | +4.1% |
| EZCORP INCnote 2.375% 5/0 | $7,976,000 | -11.6% | 10,000,000 | 0.0% | 0.58% | -8.6% | ||
| NKTR | Buy | NEKTAR THERAPEUTICS | $6,819,000 | -13.0% | 374,355 | +69.9% | 0.50% | -10.3% |
| TREX | Sell | TREX CO INC | $6,200,000 | +23.1% | 68,180 | -2.9% | 0.45% | +27.0% |
| FIVN | New | FIVE9 INC | $6,100,000 | – | 113,505 | +100.0% | 0.44% | – |
| ENVA | Sell | ENOVA INTL INC | $6,064,000 | -28.1% | 292,260 | -20.1% | 0.44% | -25.8% |
| TRHC | Sell | TABULA RASA HEALTHCARE INC | $5,895,000 | -2.0% | 107,295 | -10.9% | 0.43% | +1.2% |
| AYX | Sell | ALTERYX INC | $5,819,000 | -14.2% | 54,165 | -12.8% | 0.42% | -11.5% |
| RPD | Buy | RAPID7 INC | $5,772,000 | -13.9% | 127,165 | +9.7% | 0.42% | -11.2% |
| CASH | Buy | META FINL GROUP INC | $5,709,000 | +61.0% | 175,075 | +38.5% | 0.42% | +66.4% |
| AVLR | Buy | AVALARA INC | $5,654,000 | +21.7% | 84,025 | +30.6% | 0.41% | +25.6% |
| FSV | New | FIRSTSERVICE CORP NEW | $5,407,000 | – | 52,715 | +100.0% | 0.39% | – |
| TDOC | Buy | TELADOC HEALTH INC | $5,267,000 | +6.9% | 77,780 | +4.8% | 0.38% | +10.3% |
| PCTY | Buy | PAYLOCITY HLDG CORP | $5,039,000 | +42.5% | 51,635 | +37.0% | 0.37% | +46.8% |
| EHTH | Buy | EHEALTH INC | $5,001,000 | -20.5% | 74,880 | +2.5% | 0.36% | -17.8% |
| RAMBUS INC DELnote 1.375% 2/0 | $4,979,000 | +1.5% | 5,000,000 | 0.0% | 0.36% | +4.9% | ||
| PODD | Sell | INSULET CORP | $4,681,000 | -16.3% | 28,380 | -39.4% | 0.34% | -13.7% |
| ETSY | Sell | ETSY INC | $4,610,000 | -20.7% | 81,585 | -13.9% | 0.34% | -18.2% |
| PLNT | Sell | PLANET FITNESS INCcl a | $4,321,000 | -32.4% | 74,660 | -15.4% | 0.32% | -30.3% |
| KTOS | New | KRATOS DEFENSE & SEC SOLUTIO | $4,086,000 | – | 219,740 | +100.0% | 0.30% | – |
| ATRC | New | ATRICURE INC | $4,064,000 | – | 162,959 | +100.0% | 0.30% | – |
| IPHI | New | INPHI CORP | $4,044,000 | – | 66,235 | +100.0% | 0.30% | – |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,774,000 | +11.9% | 3,090 | -0.8% | 0.28% | +15.5% |
| SLAB | New | SILICON LABORATORIES INC | $3,743,000 | – | 33,615 | +100.0% | 0.27% | – |
| FOLD | Buy | AMICUS THERAPEUTICS INC | $3,729,000 | -26.2% | 465,015 | +14.9% | 0.27% | -23.8% |
| PG | Sell | PROCTER & GAMBLE CO | $3,134,000 | +12.9% | 25,197 | -0.5% | 0.23% | +16.8% |
| VCEL | Sell | VERICEL CORP | $3,125,000 | -39.4% | 206,395 | -24.4% | 0.23% | -37.4% |
| KOD | KODIAK SCIENCES INC | $3,055,000 | +22.9% | 212,470 | 0.0% | 0.22% | +26.7% | |
| FNKO | Buy | FUNKO INC | $2,980,000 | -13.1% | 144,855 | +2.3% | 0.22% | -10.3% |
| WK | New | WORKIVA INC | $2,806,000 | – | 64,015 | +100.0% | 0.20% | – |
| IOVA | Buy | IOVANCE BIOTHERAPEUTICS INC | $2,737,000 | -23.2% | 150,410 | +3.5% | 0.20% | -20.6% |
| LLY | Buy | LILLY ELI & CO | $2,676,000 | +2.2% | 23,930 | +1.2% | 0.20% | +5.4% |
| FND | Sell | FLOOR & DECOR HLDGS INCcl a | $2,665,000 | -5.2% | 52,105 | -22.3% | 0.19% | -2.0% |
| MED | Buy | MEDIFAST INC | $2,621,000 | +43.0% | 25,290 | +77.0% | 0.19% | +48.1% |
| NVTA | New | INVITAE CORP | $2,600,000 | – | 134,925 | +100.0% | 0.19% | – |
| CDNA | Buy | CAREDX INC | $2,582,000 | -27.8% | 114,190 | +14.9% | 0.19% | -25.7% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $2,183,000 | -2.0% | 7 | 0.0% | 0.16% | +1.3% | |
| ABMD | New | ABIOMED INC | $2,129,000 | – | 11,970 | +100.0% | 0.16% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $1,809,000 | – | 30,675 | +100.0% | 0.13% | – |
| AAPL | Buy | APPLE INC | $1,765,000 | +15.6% | 7,881 | +2.1% | 0.13% | +19.4% |
| TLRA | New | TELARIA INC | $1,742,000 | – | 252,095 | +100.0% | 0.13% | – |
| FRC | FIRST REP BK SAN FRANCISCO C | $1,720,000 | -1.0% | 17,792 | 0.0% | 0.12% | +1.6% | |
| IWO | New | ISHARES TRrus 2000 grw etf | $1,599,000 | – | 8,295 | +100.0% | 0.12% | – |
| QNST | Sell | QUINSTREET INC | $1,492,000 | -75.3% | 118,532 | -68.9% | 0.11% | -74.5% |
| XOM | Sell | EXXON MOBIL CORP | $1,357,000 | -16.4% | 19,218 | -9.3% | 0.10% | -13.9% |
| MRK | Buy | MERCK & CO INC | $1,030,000 | +4.3% | 12,234 | +3.9% | 0.08% | +7.1% |
| SWAV | New | SHOCKWAVE MED INC | $857,000 | – | 28,635 | +100.0% | 0.06% | – |
| REAL | New | THE REALREAL INC | $831,000 | – | 37,185 | +100.0% | 0.06% | – |
| UNP | UNION PACIFIC CORP | $824,000 | -4.2% | 5,083 | 0.0% | 0.06% | -1.6% | |
| HYS | PIMCO ETF TR0-5 high yield | $620,000 | -0.6% | 6,215 | 0.0% | 0.04% | +2.3% | |
| WFC | Buy | WELLS FARGO CO NEW | $554,000 | +7.6% | 10,976 | +1.0% | 0.04% | +11.1% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $516,000 | -22.9% | 9,330 | -23.7% | 0.04% | -19.1% |
| CVX | Buy | CHEVRON CORP NEW | $510,000 | +10.6% | 4,304 | +16.3% | 0.04% | +12.1% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $330,000 | +17.4% | 6,514 | +4.9% | 0.02% | +20.0% |
| ISTB | ISHARES TRcore 1 5 yr usd | $316,000 | 0.0% | 6,260 | 0.0% | 0.02% | +4.5% | |
| MGRC | MCGRATH RENTCORP | $274,000 | +11.8% | 3,939 | 0.0% | 0.02% | +17.6% | |
| WRB | Buy | BERKLEY W R CORP | $279,000 | +13.0% | 3,863 | +3.2% | 0.02% | +17.6% |
| HD | New | HOME DEPOT INC | $267,000 | – | 1,150 | +100.0% | 0.02% | – |
| DIS | Buy | DISNEY WALT CO | $233,000 | +0.4% | 1,787 | +7.6% | 0.02% | +6.2% |
| UTX | New | UNITED TECHNOLOGIES CORP | $233,000 | – | 1,707 | +100.0% | 0.02% | – |
| ECL | New | ECOLAB INC | $224,000 | – | 1,133 | +100.0% | 0.02% | – |
| AXP | AMERICAN EXPRESS CO | $212,000 | -4.1% | 1,792 | 0.0% | 0.02% | -6.2% | |
| ADBE | ADOBE INC | $206,000 | -6.4% | 745 | 0.0% | 0.02% | -6.2% | |
| IFF | Exit | INTERNATIONAL FLAVORS&FRAGRA | $0 | – | -58 | -100.0% | -0.00% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -2,064 | -100.0% | -0.02% | – |
| ALLO | Exit | ALLOGENE THERAPEUTICS INC | $0 | – | -11,283 | -100.0% | -0.02% | – |
| MRKR | Exit | MARKER THERAPEUTICS INC | $0 | – | -119,333 | -100.0% | -0.07% | – |
| AM | Exit | ANTERO MIDSTREAM CORP | $0 | – | -124,067 | -100.0% | -0.10% | – |
| TREE | Exit | LENDINGTREE INC NEW | $0 | – | -4,820 | -100.0% | -0.14% | – |
| NEWR | Exit | NEW RELIC INC | $0 | – | -25,325 | -100.0% | -0.16% | – |
| TECH | Exit | BIO TECHNE CORP | $0 | – | -15,110 | -100.0% | -0.22% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -23,341 | -100.0% | -0.22% | – |
| BOLD | Exit | AUDENTES THERAPEUTICS INC | $0 | – | -86,585 | -100.0% | -0.23% | – |
| INSP | Exit | INSPIRE MED SYS INC | $0 | – | -54,476 | -100.0% | -0.23% | – |
| AX | Exit | AXOS FINL INC | $0 | – | -125,655 | -100.0% | -0.24% | – |
| SKY | Exit | SKYLINE CHAMPION CORPORATION | $0 | – | -131,435 | -100.0% | -0.25% | – |
| Exit | CLEVELAND CLIFFS INCdbcv 1.500% 1/1 | $0 | – | -2,500,000 | -100.0% | -0.26% | – | |
| VICI | Exit | VICI PPTYS INC | $0 | – | -589,572 | -100.0% | -0.92% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcl a | $0 | – | -224,264 | -100.0% | -1.00% | – |
| Exit | ELECTRONICS FOR IMAGING INCnote 0.750% 9/0 | $0 | – | -45,590,000 | -100.0% | -3.20% | – | |
| Exit | TWITTER INCnote 0.250% 9/1 | $0 | – | -121,881,000 | -100.0% | -8.56% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-11-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| JOHNSON & JOHNSON | 42 | Q3 2023 | 4.9% |
| TELEFLEX INCORPORATED | 42 | Q3 2023 | 3.6% |
| APPLE INC | 42 | Q3 2023 | 1.5% |
| PROCTER & GAMBLE CO | 42 | Q3 2023 | 0.2% |
| BERKSHIRE HATHAWAY INC DEL | 42 | Q3 2023 | 0.2% |
| EXXON MOBIL CORP | 42 | Q3 2023 | 0.1% |
| MERCK & CO INC NEW | 42 | Q3 2023 | 0.1% |
| WELLS FARGO CO NEW | 42 | Q3 2023 | 0.1% |
| UNION PACIFIC CORP | 41 | Q3 2023 | 2.7% |
| LILLY ELI & CO | 41 | Q3 2023 | 0.5% |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Blue Bird CorpSold out | February 25, 2020 | 0 | 0.0% |
| Daseke, Inc.Sold out | February 14, 2019 | 0 | 0.0% |
| Blue Bird CorpSold out | March 05, 2018 | 0 | 0.0% |
| CASTLE A M & CO | February 14, 2018 | 10 | 0.0% |
| CONE Midstream Partners LPSold out | February 14, 2017 | 0 | 0.0% |
| VTTI Energy Partners LPSold out | February 14, 2017 | 0 | 0.0% |
| New Senior Investment Group Inc.Sold out | February 16, 2016 | 0 | 0.0% |
| PHH CORPSold out | February 16, 2016 | 0 | 0.0% |
| STONEGATE MORTGAGE CORP | February 16, 2016 | 7,475 | 0.0% |
| DIGITALGLOBE, INC.Sold out | February 11, 2013 | 0 | 0.0% |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| SC 13G/A | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| SC 13G/A | 2023-02-14 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
View OSTERWEIS CAPITAL MANAGEMENT INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.